2024-11-05T15:35:11-06:00 2023-12-31 410746749 CLIFTONLARSONALLEN LLP 2021 SPRING ROAD SUITE 200 OAK BROOK IL 60523 990 2023-01-01 521494164 FOUNDATION FOR ANESTHESIA EDUCATION AND RESEARCH FOUN 8478255586 1061 AMERICAN LANE SCHAUMBURG IL 601734973 MARK MANKA CHIEF FINANCIAL OFFICER 8472689220 2024-11-03 1 0 JAMES R THOMAS P00095586 6305738600 2024-11-03 2023 2024-10-15 13:58:12Z MARK MANKA 1061 AMERICAN LANE SCHAUMBURG IL 601734973 6914472 0 X WWW.FAER.ORG X 1986 DE DEVELOPING THE NEXT GENERATION OF PHYSICIAN-INVESTIGATORS. 16 16 0 145 0 0 3073568 3450056 0 0 687250 695947 0 8000 3760818 4154003 3106390 4186730 0 0 909040 930503 0 0 275888 607719 655261 4623149 5772494 -862331 -1618491 29148999 31101797 3150772 3166523 25998227 27935274 DEDICATED TO DEVELOPING THE NEXT GENERATION OF PHYSICIAN-INVESTIGATORS. 0 0 3458477 3455009 MENTORED RESEARCH TRAINING GRANT PROGRAM OFFERS TWO-YEAR $250,000 GRANTS FOR ANESTHESIA FACULTY MEMBERS WHO HAVE COMPLETED THEIR CORE ANESTHESIOLOGY RESIDENCIES WITHIN THE PAST TEN YEARS. THE GRANT PROGRAM COVERS HEALTH SERVICES RESEARCH, CLINICAL OR TRANSLATIONAL TRAINING GRANTS AND BASIC SCIENCE. 200000 200000 THE RESEARCH IN EDUCATION GRANT PROGRAM (REG) OFFERS TWO-YEAR $100,000 GRANTS FOR FACULTY MEMBERS OF ANY RANK. THE PROGRAM IS FOCUSED ON DEVELOPING INNOVATIVE TECHNIQUES FOR ANESTHESIA EDUCATION. THE GRANT ADVANCES THE CAREERS AND KNOWLEDGE OF ANESTHESIOLOGISTS INTERESTED IN IMPROVING THE CONCEPTS, METHODS, AND TECHNIQUES OF EDUCATION IN ANESTHESIOLOGY. 296753 286869 THE MEDICAL STUDENT ANESTHESIA RESEARCH FELLOWSHIP SUMMER VIRTUAL PROGRAM PROVIDES MEDICAL STUDENTS WITH AN 8-WEEK VIRTUAL SERIES OF ONLINE ANESTHESIA RESEARCH CONTENT. THE SERIES INCLUDES PANEL PRESENTATIONS, JOURNAL CLUBS ON RECENT LITERATURE, AND THE OPPORTUNITY TO CONNECT WITH A MENTOR AND OTHER STUDENTS IN SMALL GROUPS. 1239421 244852 1239421 244852 5194651 1 1 0 0 0 0 0 0 0 1 1 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 0 1 10 0 0 0 0 0 0 0 0 0 0 0 0 0 0 X 16 16 0 1 0 0 1 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AK AZ AR CA CT DE DC FL GA HI IL KS KY LA ME MD MA MI MN MS MO NH NJ NM NC NY ND OH OK OR PA RI SC TN UT VA WA WV WI X MARK MANKA 8472689220 1061 AMERICAN LANE SCHAUMBURG IL 601734973 RODERIC G ECKENHOFF DIRECTOR 1.00 X 0 0 0 CHARLES W EMALA SR DIRECTOR 1.00 X 0 450 0 MEGHAN LANE-FALL DIRECTOR 1.00 X 0 350 0 MICHAEL GROPPER DIRECTOR 1.00 X 0 0 0 HUGH HEMMINGS DIRECTOR 1.00 X 0 0 0 HARRIET W HOPF DIRECTOR (THRU OCT 2023) 1.00 X 0 250 0 JOE KIANI DIRECTOR (THRU OCT 2023) 1.00 X 0 0 0 CYNTHIA LIEN DIRECTOR 1.00 X 0 0 0 DAVID MARTIN ADJUNCT MEMBER 1.00 X 0 4400 0 DOLORES B NJOKU BOARD CHAIR 2.00 X X 0 0 0 MAY PIAN-SMITH DIRECTOR 1.00 X 0 0 0 GUNISHA KAUR DIRECTOR 1.00 X 0 0 0 ZHIYI ZUO DIRECTOR 1.00 X 0 0 0 STEVEN SHAFER DIRECTOR (THRU OCT 2023) 1.00 X 0 33333 0 VESNA JEVTOVIC-TODOROVIC DIRECTOR 1.00 X 0 50 0 MATTHEW J KREMKE CEO (THRU NOV 2023) 50.00 X X 0 227678 56406 REBECCA A ASLAKSON DIRECTOR 1.00 X 0 0 0 CHAD M BRUMMETT DIRECTOR 1.00 X 0 300 0 ROGER JOHNS BOARD CHAIR (THRU OCT 2023) 2.00 X X 0 0 0 JAMES C EISENACH PRESIDENT (THRU DEC 2023) 5.00 X 0 700 0 CRYSTAL WRIGHT SECRETARY/TREASURER 2.00 5.00 X 0 4075 0 LISA STEININGER CHIEF FINANCIAL OFFICER 1.00 50.00 X 0 408395 76996 DONALD ARNOLD SECRETARY/TREASURER (THRU OCT 2023) 2.00 40.00 X 0 400 0 TREVOR PETERSON DEVELOPMENT OFFICER 40.00 X 0 133216 37521 0 813597 170923 0 0 1 0 WAKE FOREST UNIVERSITY HEALTH SCIENCES MEDICAL CENTER BOULEVARD WINSTONSALEM NC 27157 RESEARCH SERVICES 110000 1 2000000 1450056 3450056 652266 652266 2804150 2760469 43681 43681 43681 ATTENDANCE FEES 900099 8000 8000 8000 4154003 8000 0 695947 4186730 4186730 284084 142042 63919 78123 471150 235575 106009 129566 47587 23794 10707 13086 86154 43077 19385 23692 41528 20764 9344 11420 22517 22517 26525 26525 44572 44572 15732 15732 168693 168693 37312 37312 39223 32863 2140 4220 146734 122942 8011 15781 2871 2871 RESEARCH PAYMENTS 120000 120000 CREDIT CARD FEES 21386 21386 SHARED SERVICES W&B 9696 9696 5772494 5194651 301955 275888 434105 1374925 222872 32095 328552 74624 11727 7905 30565 26209 7227 4356 27517168 25409938 2869067 627348 1328887 29148999 31101797 43575 102011 3025000 3012500 82197 52012 3150772 3166523 X 23167160 24509413 2831067 3425861 25998227 27935274 29148999 31101797 X -1618491 3422947 132591 X X 0 1 X 1 0 X X 1 AMERICAN SOCIETY OF ANESTHESIOLOGISTS 362181944 10 1 61366 0 1 61366 0 1 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 PART IV, SECTION A, LINE 3B: FOUNDATION FOR ANESTHESIA EDUCATION AND RESEARCH CONFIRMED THAT THE SUPPORTED ORGANIZATION, AMERICAN SOCIETY OF ANESTHESIOLOGISTS (ASA), IS A 501 (C)(6) TAX EXEMPT ORGANIZATION BY REVEIWING THEIR IRS DETERMINATION LETTER AND ALSO ANNUALLY COMPLETING A PRO FORMA SCHEDULE A, PART III TEST TO CONFIRM THAT ASA SATISFIES THE PUBLIC SUPPORT TESTS UNDER SCTION 509(A)(2). PART IV, SECTION A, LINE 3C: THE ACTIVITIES OF THE FOUNDATION FOR ANESTHESIA EDUCATION AND RESEARCH ARE PERFORMED IN FURTHERANCE OF THEIR EXEMPT PURPOSE WHICH DEVELOPING THE NEXT GENERATION OF PHYSICIAN-INVESTIGATORS. THESE ACTIVITIES ARE ALSO IN FURTHERANCE OF THE SUPPORTED ORGANIZATION ASA'S EXEMPT PURPOSE OF ADVANCING THE PRACTICE OF AND SECURING THE FUTURE OF ANESTHESIOLOGY. FAER ENSURES THAT ALL SUPPORT PROVIDED TO ASA IS USED EXCUSIVELY FOR CHARITABLE PURPOSE BY PERFORMING THESE ACTIVITIES AND FUNCTIONS ON BEHALF OF THEIR OWN MISSION WHICH IN TURN FURTHERS ASA'S MISSION, AS OPPOSED TO TRANSFERRING FUNDS TO THE SUPPORTED ORGANIZATION TO PERFORM THESE FUNCTIONS. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 500560 64557 315 564802 571507 -70630 317 500560 527401 44441 335 571507 490365 37572 536 527401 503228 10 59214 490365 1.00000 0 0 30565 26209 4356 4356 ALTERNATIVE INVESTMENTS 2869067 F 2869067 LEASE LIABILITY 52012 52012 X 7602908 3422947 52483 3475430 4127478 26525 26525 4154003 5665861 0 5665861 26525 80108 106633 5772494 PART V, LINE 4: THE ORGANIZATION ESTABLISHED THE BOARD-DESIGNATED ENDOWMENT TO HELP SUPPORT FUTURE OPERATIONS. PART X, LINE 2: THE FOUNDATION IS EXEMPT FROM INCOME TAX UNDER PROVISIONS OF INTERNAL REVENUE CODE SECTION 501(C)(3). ACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES OF AMERICA REQUIRE MANAGEMENT TO EVALUATE TAX POSITIONS TAKEN BY THE FOUNDATION AND RECOGNIZE A TAX LIABILITY IF THE FOUNDATION HAS TAKEN AN UNCERTAIN POSITION THAT MORE LIKELY THAN NOT WOULD NOT BE SUSTAINED UPON EXAMINATION BY THE INTERNAL REVENUE SERVICE OR OTHER APPLICABLE TAXING AUTHORITIES. MANAGEMENT HAS ANALYZED THE TAX POSITIONS TAKEN BY THE FOUNDATION AND HAS CONCLUDED THAT AS OF DECEMBER 31, 2023 AND 2022, THERE ARE NO UNCERTAIN POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE RECOGNITION OF A LIABILITY OR DISCLOSURE IN THE FINANCIAL STATEMENTS. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN BENEFICIAL INTEREST IN TRUST 52,483. PART XII, LINE 4B - OTHER ADJUSTMENTS: RETURNED GRANT FUNDS 80,108. 1 THE REGENTS OF THE UNIVERSITY OF CALIFORNIA SAN FRANCISCO P O BOX 748872 LOS ANGELES CA 900714872 946036493 501C(3) 50000 0 RESEARCH IN EDUCATION GRANT TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA 3421 WALNUT STREET 5TH FLOOR FRANKLIN BUILDING PHILADELPHIA PA 191046205 231352685 501C(3) 125000 0 MENTORED RESEARCH TRAINING GRANT WEILL MEDICAL COLLEGE OF CORNELL UNIVERSITY 1300 YORK AVENUE BOX 89 NEW YORK NY 100654805 131623978 501C(3) 125000 0 MENTORED RESEARCH TRAINING GRANT THE REGENTS OF THE UNIVERSITY OF CALIFORNIA PO BOX 748872 LOS ANGELES CA 900714872 946036493 501C(3) 125000 0 MENTORED RESEARCH TRAINING GRANT WASHINGTON UNIVERSITY CAMPUS BOX 1034 ONE BROOKINGS DRIVE ST LOUIS MO 63112 430653611 501C(3) 125000 0 MENTORED RESEARCH TRAINING GRANT DUKE UNIVERSITY PO BOX 602651 CHARLOTTE NC 282602651 560532129 501C(3) 25000 0 GEMMSSTAR UNIVERSITY OF COLORADO DENVER PO BOX 910238 DENVER CO 802910238 846000555 501C(3) 125000 0 MENTORED RESEARCH TRAINING GRANT DUKE UNIVERSITY PO BOX 602651 CHARLOTTE NC 282602651 560532129 501C(3) 25000 0 GEMMSSTAR UNIVERSITY OF VERMONT AND STATE AGRICULTURAL COLLEGE 217 WATERMAN BUILDING 85 SOUTH PROSPECT STREET BURLINGTON VT 054050160 030179440 501C(3) 125000 0 MENTORED RESEARCH TRAINING GRANT NEW YORK-PRESBYTERIAN HOSPITAL (COLUMBIA) COLUMBIA UNIVERSITY MEDICAL CENTER BOX 49 630 WEST 168TH STREET NEW YORK NY 100323702 135598093 501C(3) 125000 0 MENTORED RESEARCH TRAINING GRANT MAYO CLINIC RESEARCH PO BOX 860334 MINNEAPOLIS MN 554860334 416011702 501C(3) 50000 0 RESEARCH IN EDUCATION GRANT UNIVERSITY OF WISCONSIN MADISON RESEARCH SPONSORED PROGRAMS 21 NORTH PARK STREET SUITE 6301 MADISON WI 53715 396006492 501C(3) 125000 0 MENTORED RESEARCH TRAINING GRANT BETH ISRAEL DEACONESS MEDICAL CENTER 330 BROOKLINE AVENUE FD-406 BOSTON MA 02215 042103881 501C(3) 50000 0 RESEARCH IN EDUCATION GRANT STANFORD UNIVERSITY SCHOOL OF MEDICINE 269 CAMPUS DRIVE WEST STANFORD CA 94305 941156365 501C(3) 125000 0 MENTORED RESEARCH TRAINING GRANT TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA 3421 WALNUT 5TH FLOOR PHILADELPHIA PA 191046205 231352685 501C(3) 125000 0 MENTORED RESEARCH TRAINING GRANT TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA 3421 WALNUT 5TH FLOOR PHILADELPHIA PA 191046205 231352685 501C(3) 125000 0 MENTORED RESEARCH TRAINING GRANT WEILL CORNELL MEDICAL COLLEGE DEPARTMENT OF ANESTHESIOLOGY 1300 YORK AVENUE BOX 89 NEW YORK NY 100654805 131623978 501C(3) 125000 0 MENTORED RESEARCH TRAINING GRANT STANFORD UNIVERSITY SCHOOL OF MEDICINE 269 CAMPUS DRIVE WEST STANFORD CA 94305 941156365 501C(3) 125000 0 MENTORED RESEARCH TRAINING GRANT DUKE UNIVERSITY PO BOX 602651 CHARLOTTE NC 282602651 560532129 501C(3) 50000 0 RESEARCH IN EDUCATION GRANT HOUSTON METHODIST RESEARCH INSTITUTE 6565 FANNIN ST GB 240 HOUSTON TX 77030 870721923 501C(3) 25000 0 GEMMSSTAR THE UNIVERSITY OF CHICAGO 6054 S DREXEL AVE CHICAGO IL 60637 362177139 501C(3) 25000 0 GEMMSSTAR OREGON HEALTH AND SCIENCE UNIVERSITY 0690 SW BANCROFT PORTLAND OR 972393098 931176109 501C(3) 75000 0 RESEARCH FELLOWSHIP GRANT THE CHILDRENS HOSPITAL OF PHILADELPHIA 3401 CIVIC BLVD PHILADELPHIA PA 191046205 231352166 501C(3) 125000 0 MENTORED RESEARCH TRAINING GRANT DUKE UNIVERSITY PO BOX 602651 CHARLOTTE NC 282602651 560532129 501C(3) 125000 0 MENTORED RESEARCH TRAINING GRANT UNIVERSITY OF PITTSBURGH 116 ATWOOD ST STE 201 PITTSBURGH PA 15213 250965591 501C(3) 125000 0 MENTORED RESEARCH TRAINING GRANT STANDFORD UNIVERSITY SCHOOL OF MEDICINE 269 CAMPUS DRIVE WEST STANFORD CA 94305 941156365 501C(3) 125000 0 MENTORED RESEARCH TRAINING GRANT BETH ISRAEL DEACONESS MEDICAL CENTER 330 BROOKLINE AVENUE FD-406 BOSTON MA 02215 042103881 501C(3) 125000 0 MENTORED RESEARCH TRAINING GRANT UNIVERSITY OF PITTSBURGH 116 ATWOOD ST STE 201 PITTSBURGH PA 15213 250965591 501C(3) 125000 0 MENTORED RESEARCH TRAINING GRANT EMORY UNIVERSITY 201 DOWMAN DR ATLANTA GA 30322 580566256 501C(3) 125000 0 MENTORED RESEARCH TRAINING GRANT UNIVERSITY OF TEXAS SW MEDICAL CENTER 5323 HARRY HINES BLVD DALLAS TX 75390 746000089 501C(3) 150000 0 MENTORED RESEARCH TRAINING GRANT NATIONAL ACADEMY OF SCIENCES 2101 CONSTITUTION AVE NW WASHINGTON DC 20418 530196932 501C(3) 1000000 0 NAM FELLOWSHIP 2023 20 PART I, LINE 2: TWO-YEAR RESEARCH GRANTS ARE REVIEWED BY THE FOUNDATION FOR ANESTHESIA EDUCATION AND RESEARCH GRANT REVIEW COMMITTEE TO DETERMINE ADEQUATE RESEARCH PROGRESS AND ADHERENCE TO THE PROPOSED BUDGET PRIOR TO APPROVING SECOND YEAR FUNDING. ONE-YEAR RESEARCH GRANTS DO NOT RECEIVE INTERIM REVIEWS PRIOR TO THE END OF THE GRANT. ALL RECIPIENTS ARE REQUIRED TO SUBMIT A FINAL REPORT THIRTY DAYS AFTER THE END OF THE GRANT FUNDING. ANY UNSPENT FUNDS ARE RETURNED TO THE FOUNDATION FOR ANESTHESIA EDUCATION AND RESEARCH. FUNDING GOES TO THE DEPARTMENT OR INSTITUTION, WHICH THEN INTERACTS WITH ITS OWN FINANCE OFFICE. RESIDENT SCHOLAR GRANTS ARE CONTINGENT ON THE RESIDENT COMPLETING THE PROGRAM AND POSTING THE PROGRAM EVALUATION PRIOR TO PAYMENT. MEDICAL STUDENT ANESTHESIOLOGY RESEARCH FELLOWSHIP RECIPIENT STIPENDS ARE SENT TO HOST INSTITUTIONS UPON NOTIFICATIONS TO THE FOUNDATION FOR ANESTHESIA EDUCATION AND RESEARCH THAT THE STUDENT IS ON SITE AND WORKING WITHIN THE RESEARCH ENVIRONMENT. X 0 0 0 0 0 0 0 0 0 LISA STEININGER CHIEF FINANCIAL OFFICER 0 369500 0 38895 0 0 0 42900 0 34096 0 485391 0 0 MATTHEW J KREMKE CEO (THRU NOV 2023) 0 205189 0 22489 0 0 0 27323 0 29083 0 284084 0 0 TREVOR PETERSON DEVELOPMENT OFFICER 0 119830 0 13386 0 0 0 16554 0 20967 0 170737 0 0 PART I, LINE 3 OUTSIDE COMPENSATION EXPERT IS UTILIZED TO BENCHMARK EXECUTIVE AND SENIOR LEVEL POSITIONS. PRESIDENT AND THE BOARD CHAIR MAKE THE FINAL HIRING, COMPENSATION, AND ANY MERIT INCREASE DECISIONS FOR THE CHIEF EXECUTIVE OFFICER ROLE BASED ON THE DATA PROVIDED BY AN EXTERNAL COMPENSATION CONSULTANT. COMPENSATION IS RE-ASSESSED AND ADJUSTED IF DEEMED APPROPRIATE EVERY 3 YEARS TO ENSURE IT IS MARKET COMPETITIVE. COMPENSATION REVIEW PROCEDURES FOR THE CHIEF FINANCIAL OFFICER ARE PERFORMED BY A RELATED ORGANIZATION, ASA. OUTSIDE COMPENSATION EXPERTS ARE UTILIZED REGARDING BENCHMARKING THE POSITION. THE PRESIDENT AND THE PRESIDENT-ELECT OF ASA MAKE DECISIONS ON ANY MERIT INCREASE FOR CHIEF FINANCIAL OFFICER OF FAER. FORM 990, PART VI, SECTION A, LINE 3 THE ORGANIZATION UTILIZES THE MANAGEMENT OF AMERICAN SOCIETY OF ANESTHESIOLOGISTS, INC. (ASA) TO PROVIDE CERTAIN PROGRAM AND ADMINISTRATIVE SERVICES. FORM 990, PART VI, SECTION A, LINE 6 THE AMERICAN SOCIETY OF ANESTHESIOLOGISTS (ASA) IS THE CORPORATION'S SOLE MEMBER. FORM 990, PART VI, SECTION A, LINE 7A DIRECTORS OF THE CORPORATION SHALL BE ELECTED BY MAJORITY VOTE OF THE BOARD OF DIRECTORS OF ASA, PURSUANT TO NOMINATION BY ASA'S PRESIDENT. SUCH ELECTION SHALL OCCUR AT THE ANNUAL MEETING OF THE ASA BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 11B THE BOARD RETAINS THE SERVICES OF AN INDEPENDENT CPA FIRM TO PREPARE THE FOUNDATION FOR ANESTHESIA EDUCATION AND RESEARCH'S FORM 990. MANAGEMENT PARTICIPATES CONSISTENTLY IN THE PREPARATION. THE GOVERNING BODY IS PROVIDED A REASONABLE AMOUNT OF TIME TO REVIEW THE RETURN AND ASK ANY QUESTIONS DIRECTLY TO THE FOUNDATION FOR ANESTHESIA EDUCATION AND RESEARCH MANAGEMENT. FORM 990, PART VI, SECTION B, LINE 12C ON AN ANNUAL BASIS, FAER BOARD MEMBERS AND OFFICERS ARE REQUIRED TO DISCLOSE WHETHER OR NOT THEY HAVE ANY POTENTIAL CONFLICTS OF INTEREST AND, IF SO, ARE REQUIRED TO DESCRIBE THEM. BOARD MEMBERS ARE REQUIRED TO ABSTAIN FROM VOTING ON ANY ISSUES WHERE THEY HAVE A POTENTIAL CONFLICT. THE MEMBERS WHO HAVE A CONFLICT MUST FILL OUT A FORM TO DESCRIBE THE CONFLICT. FAER MANAGEMENT MAINTAINS THE COMPLETED FORMS FOR THE ORGANIZATION. FORM 990, PART VI, SECTION B, LINE 15 THE ORGANIZATION ESTABLISHED A COMPENSATION AND PERSONNEL COMMITTEE THAT IS RESPONSIBLE FOR DETERMINING APPROPRIATE COMPENSATION FOR ALL INDIVIDUALS RETAINED BY FAER USING THE IRS REBUTTABLE PRESUMPTION TEST. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS ARE AVAILABLE THROUGH APPLICABLE GOVERNMENT AGENCIES; THE CONFLICT OF INTEREST POLICY IS AVAILABLE UPON WRITTEN REQUEST TO THE ORGANIZATION. FORM 990, PART XI, LINE 9: CHANGE IN BENEFICIAL INTEREST 52,483. RETURNED GRANT FUNDS 80,108. FORM 990, PART XII, LINE 2C: THE BOARD OF DIRECTORS IS RESPONSIBLE FOR OVERSIGHT OF THE AUDIT AND THE SELECTION OF AN INDEPENDENT CPA FIRM. 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