2024-11-04T21:07:09-06:00 2023-12-31 521392008 GELMAN ROSENBERG & FREEDMAN 4550 MONTGOMERY AVE SUITE 800N BETHESDA MD 208142930 990 2023-01-01 521640938 THE HENRY L STIMSON CENTER HENR 2022235956 1211 CONNECTICUT AVENUE NW 8TH FL WASHINGTON DC 20036 VIBHA BHATIA VP OF FINANCE AND OPERATIONS 2022235956 2024-11-04 1 0 ELIZABETH W HELLER P00397829 3019519090 2023 2024-10-15 13:58:12Z BRIAN FINLAY 1211 CONNECTICUT AVENUE NW 8TH FL WASHINGTON DC 20036 13030321 0 X WWW.STIMSON.ORG X 1989 DC SEE PART III, LINE 1. 27 27 97 27 0 0 8265024 9143945 4563215 3752363 -159470 30136 8949 69724 12677718 12996168 225179 375350 0 0 7081518 7617411 0 0 237016 4486579 4982748 11793276 12975509 884442 20659 15459912 14729901 9053389 8199423 6406523 6530478 X THE STIMSON CENTER PROMOTES INTERNATIONAL SECURITY, SHARED PROSPERITY & JUSTICE THROUGH APPLIED RESEARCH AND INDEPENDENT ANALYSIS, DEEP ENGAGEMENT, AND POLICY INNOVATION. 0 1 4805749 40255 2233785 GRAND STRATEGY IN PIVOTAL PLACES: THE CENTER'S GRAND STRATEGY IN PIVOTAL PLACES PROGRAMS FOCUS ON THE SECURITY CHALLENGES CONFRONTING ASIA. COMBINING THE EXPERTISE OF REGIONAL SPECIALISTS AND FUNCTIONAL EXPERTS, THE RESEARCH AGENDA SPANS THE COUNTRIES OF THE INDO-PACIFIC. EXAMINING SECURITY IN ALL ITS DIMENSIONS, FROM STRATEGIC ISSUES TO MANAGING SECURITY AT THE NATIONAL LEVEL, THE PROGRAMS ALSO CONSIDER HUMAN SECURITY ISSUES THAT HAVE IMPORTANT IMPLICATIONS FOR POLITICAL STABILITY. THE CENTER ANALYSIS ALSO EXAMINES U.S. POLICIES IN THE REGION, THE POLICIES OF THE STATES IN THE AREA, AS WELL AS NONGOVERNMENTAL ORGANIZATION ("NGO") PERSPECTIVES AND THE VIEWS OF OTHER OUTSIDE ACTORS. PROJECT ACTIVITIES INCLUDE WORKSHOPS, FIELD RESEARCH, ANALYSIS, CONFERENCES, AND PUBLICATIONS. 2776893 88707 752849 PROMOTING SECURITY AND PROSPERITY: FROM THE PROLIFERATION OF WEAPONS OF MASS DESTRUCTION AND ILLICIT TRAFFICKING, TO TERRORISM, COUNTERFEIT INTELLECTUAL PROPERTY, AND ENVIRONMENTAL CRIME - PROMOTING SECURITY AND PROSPERITY AIMS TO MITIGATE THE ACTIONS THAT THREATEN GEOSTRATEGIC STABILITY, PEOPLE, AND SOCIO-ECONOMIC DEVELOPMENT WORLDWIDE. THE CENTER DEVELOPS INNOVATIVE GOVERNMENT RESPONSES AT THE NATIONAL, REGIONAL, AND INTERNATIONAL LEVELS, AND ACCELERATES PUBLIC-PRIVATE PARTNERSHIPS TO MITIGATE THESE THREATS. THE CENTER'S WORK IN THIS AREA EXPLORES THE SECURITY, SAFEGUARDS, LAWS, REGULATORY FRAMEWORKS, AND INTERNATIONAL LAWS AND PRACTICES DESIGNED TO REDUCE THE RISK OF WEAPONIZED USE OF CHEMICAL, BIOLOGICAL, RADIOLOGICAL, AND NUCLEAR ("CBRN") MATERIALS; AND THE RULES AND TOOLS THAT REGULATE THE USE, CONTROL, AND TRADE OF TECHNOLOGIES AS WELL AS THE USE OF TECHNOLOGY TO INCREASE SECURITY, PROSPERITY, AND JUSTICE. THROUGH ITS ENGAGEMENT WITH VARIOUS STAKEHOLDERS, THE CENTER WORKS TO IDENTIFY THE ROOTS OF THREATS TO PEACE AND SECURITY AND PUT FORWARD INNOVATIVE AND NETWORKED SOLUTIONS. 1598541 189268 595399 PROTECTING PEOPLE: FOCUSED ON PRAGMATIC STEPS TOWARD PROTECTING PEOPLE, THE CENTER PLACES A HIGH PRIORITY ON UNDERSTANDING AND STRENGTHENING THE CAPACITY OF THE INSTITUTIONS AND NETWORKS RESPONSIBLE FOR CARRYING OUT SECURITY POLICIES. CURRENT PROGRAMS EVALUATE AND SEEK TO ENHANCE THE NORMS, LAWS, AND INSTITUTIONS THAT SHAPE HOW STATES TREAT EACH OTHER, NON-STATE ACTORS, AND HUMAN BEINGS IN PEACE AND CONFLICT. 1119723 57120 170330 PRESERVING THE PLANET: FOCUSED ON PRAGMATIC STEPS TOWARD PRESERVING THE PLANET, THE CENTER PLACES A HIGH PRIORITY ON UNDERSTANDING AND STRENGTHENING THE CAPACITY OF THE INSTITUTIONS AND NETWORKS RESPONSIBLE FOR CARRYING OUT SECURITY POLICIES. THE CURRENT PROGRAMS SEEK THE INTERSECTION BETWEEN SECURITY, HOW HUMANS USE NATURAL RESOURCES, ANDTHE IMPACT OF THE CLIMATE CRISIS ON INTERNATIONAL SECURITY. 529615 SPECIAL PROJECTS 1649338 57120 170330 10830521 1 1 0 0 0 0 0 1 0 0 1 0 0 1 1 0 1 0 0 1 1 1 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 85 0 1 97 1 0 1 BE 0 0 0 0 0 0 0 0 0 0 X 27 27 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 0 1 0 0 X BRIAN FINLAY 2022235956 1211 CONNECTICUT AVENUE NW 8TH FL WASHINGTON DC 20036 HERBERT J CARLISLE CHAIR 1.00 X X 0 0 0 SUSAN CHODAKEWITZ VICE CHAIR 1.00 X X 0 0 0 ALICE MARONI DIRECTOR, TREASURER BEG 4/2023 1.00 X X 0 0 0 BRUCE MCCONNELL SECRETARY 1.00 X X 0 0 0 SIR MICHAEL ARTHUR DIRECTOR 1.00 X 0 0 0 JOHN B BELLINGER III DIRECTOR 1.00 X 0 0 0 JEFFREY P BIALOS DIRECTOR 1.00 X 0 0 0 BARRY BLECHMAN DIRECTOR 1.00 X 0 0 0 LANSING CRANE DIRECTOR 1.00 X 0 0 0 ROBERT GALLUCCI DIRECTOR 1.00 X 0 0 0 FRANCE HOANG DIRECTOR 1.00 X 0 0 0 MICHELLE J HOWARD DIRECTOR 1.00 X 0 0 0 JOHN K HURLEY DIRECTOR 1.00 X 0 0 0 LESLIE IRELAND DIRECTOR 1.00 X 0 0 0 STEVEN IRWIN DIRECTOR 1.00 X 0 0 0 SURESH KATTA DIRECTOR 1.00 X 0 0 0 DR SACHIKO KUNO DIRECTOR 1.00 X 0 0 0 MARY MCINNIS BOIES DIRECTOR 1.00 X 0 0 0 MARA MOTHERWAY DIRECTOR 1.00 X 0 0 0 MARK NICHOLS DIRECTOR 1.00 X 0 0 0 NICOLE PIASECKI DIRECTOR 1.00 X 0 0 0 JONATHAN ROBERTS DIRECTOR 1.00 X 0 0 0 SARAH STIMSON KARIS DIRECTOR 1.00 X 0 0 0 NORMAN TAPLIN DIRECTOR 1.00 X 0 0 0 HARRY K THOMAS JR DIRECTOR 1.00 X 0 0 0 DAVID WELCH DIRECTOR 1.00 X 0 0 0 ELISE ZOLI DIRECTOR 1.00 X 0 0 0 BRIAN FINLAY PRESIDENT & CEO 40.00 X 379097 0 42448 RACHEL STOHL SVP OF RESEARCH PROGRAMS 40.00 X 204607 0 27405 TIA JEFFRESS DIRECTOR OF FINANCE - UNTIL 07/2023 40.00 X 93081 0 11790 VIBHA BHATIA VP, FINANCE AND OPS - AS OF 11/2023 40.00 X 24165 0 14049 CHRISTOPHER PREBLE SENIOR FELLOW AND DIRECTOR 40.00 X 184509 0 10097 YUN SUN SENIOR FELLOW AND DIRECTOR 40.00 X 170262 0 18847 JOEL WIT DISTINGUISHED FELLOW 40.00 X 162368 0 17487 SALLY YOZELL SENIOR FELLOW AND DIRECTOR 32.00 X 162161 0 8001 ELIZABETH THRELKELD SENIOR FELLOW AND DIRECTOR 40.00 X 154839 0 8403 1535089 0 158527 16 0 1 0 COMMUNITY IT INNOVATORS INC PO BOX 220278 CHANTILLY VA 20153 NETWORK MANAGEMENT 219258 MATHEW BURROWS 4000 CATHEDRAL AVENUE NW APT 35B WASHINGTON DC 20016 PROGRAM CONSULTING 151868 PROSOURCING PARTNERS LLC DBA CORDIA PART PO BOX 25549 RICHMOND VA 232605500 ACCOUNTING SERVICES 145633 3 2282126 6861819 19945 9143945 CONTRACTS 900099 3693863 3693863 HONORARIA 900099 55351 55351 SERVICE FEES 900099 3149 3149 3752363 51477 51477 290 290 9147 0 9147 9147 9147 12812 34153 -21341 -21341 -21341 WRITE-OFFS AND ADJUSTMENTS 900099 60287 60287 60287 12996168 3752363 0 99860 X 294883 294883 80467 80467 796642 467845 307720 21077 5574861 4851698 586434 136729 220691 201067 13968 5656 538337 477611 46953 13773 486880 415802 58801 12277 74667 63911 8861 1895 267552 22763 244187 602 12810 12810 1331880 1318092 13788 38161 35767 2387 7 123523 69447 46747 7329 341583 247264 84997 9322 1102505 772586 307328 22591 836952 834273 2270 409 253688 231341 21319 1028 2061 1304 618 139 34514 23526 9750 1238 25041 19154 5300 587 PUB'L & MULTIMEDIA 178518 167320 11169 29 INTERNS/VISITING FELLOW 110718 109759 959 EQUIP./SOFTWARE EXPENSE 105894 68299 35510 2085 BAD DEBT EXPENSE 57806 25164 32640 2 84875 31178 53456 241 12975509 10830521 1907972 237016 2984908 3268068 613998 153530 2554350 2157651 1162912 1135074 100806 30731 613127 481132 149137 131995 724374 1325408 7169427 6527444 15459912 14729901 634963 511248 232345 12700 8186081 7675475 9053389 8199423 X 528357 698491 5878166 5831987 6406523 6530478 15459912 14729901 20659 103296 0 X 0 1 X 1 1 1 X 7157097 8290594 8359892 8265024 9143945 41216552 7157097 8290594 8359892 8265024 9143945 41216552 7794982 33421570 97133 36818 25689 30043 60914 250597 7165 19328 9775 4749 60287 101304 41568453 13406115 0.80400 0.78480 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 24633 X 0 136088 17762 118326 61470 50037 11433 415569 413333 2236 131995 RIGHT-OF-USE ASSET 6502811 ARTWORK 24633 6527444 OPERATING LEASE LIABILITY 7399778 REFUNDABLE ADVANCES 224130 FINANCING LEASE LIABILITY 51117 TENANT SECURITY DEPOSITS 450 7675475 13086654 103296 103296 12983358 12810 12810 12996168 12962699 0 12962699 12810 12810 12975509 PART III, LINE 4: THE CENTER HAS A COLLECTION OF ARTWORK PRINCIPALLY COMPRISED OF PAINTINGS. THE ARTWORK IS UTILIZED BY THE CENTER FOR OFFICE DECORATION, SERVING TO ENHANCE ITS FACILITIES FOR ITS PERSONNEL AND VISITORS. 1 EUROPE (INCLUDING ICELAND & GREENLAND) 1 3 PROGRAM SERVICES PROGRAMMATIC ACTIVITY 95923 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 GRANTMAKING 80467 1 3 0 0 1 3 176390 0 176390 EUROPE (INCLUDING ICELAND & GREENLAND) PROGRAMMATIC ACTIVITIES 57120 WIRE 0 EUROPE (INCLUDING ICELAND & GREENLAND) PROGRAMMATIC ACTIVITIES 23347 WIRE 0 0 2 1 0 0 0 0 0 PART I, LINE 2: STIMSON MONITORS FUNDS BY USING AN APPROVAL PROCESS FOR INVOICES AND MATCHING PAYMENTS TO THE CONTRACT, MONITORING DELIVERABLES AND DEADLINES TO ENSURE FUNDS ARE BEING PROCESSED AFTER DELIVERABLES HAVE BEEN MET AND REGULAR COMMUNICATIONS WITH GRANTEES TO ENSURE COMPLIANCE AND DISCUSS CHALLENGES AND SUCCESSES. 1 CHARNEY RESEARCH LLC 300 BROADWAY SUITE 30B DOBBS FERRY NY 10522 121429610 N/A 106652 0 SUB-AWARD AMERICAN UNIVERSITY 4400 MASSACHUSETTS AVENUE NW WASHINGTON DC 20036 530196549 501(C)(3) 65360 0 SUB-AWARD INSTITUTE FOR ECONOMICS AND PEACE 80 BROAD STREET 5TH FLOOR NEW YORK NY 10004 453114269 501(C)(3) 52616 0 SUB-AWARD EYES ON EARTH INC 380 HEATHER DOWNS DRIVE ALEXANDER NC 28701 454541581 N/A 40255 0 SUB-AWARD ENERGY PEACE PARTNERS LLC 3030 BRIDGEWAY SUITE 220 SAUSALITO CA 94965 881447892 501(C)(3) 30000 0 SUB-AWARD 3 2 PART I, LINE 2: STIMSON CENTER MONITORS THE GRANTS THROUGH THE FULL LIFE-CYCLE, PRE-AWARD, AWARD, AND POST-AWARD. STIMSON COLLECTS APPROPRIATE INFORMATION IN THE PRE-AWARD STAGE AND MAKES SURE THE GRANTEE ALIGNS WITH STIMSON'S NEEDS AND GOALS AND THAT THEY HAVE THE SYSTEMS IN PLACE TO OPERATE THE GRANT AND PROVIDE THE REQUIRED REPORTING. DURING THE AWARD PHASE, STIMSON DETAILS OUT THE AWARD REQUIREMENTS IN A FORMAL LETTER OF AGREEMENT OR MOU. ONCE SIGNED, STIMSON'S PROGRAM STAFF MONITORS THE COMPLETION OF DELIVERABLES WHILE FINANCE STAFF MONITORS THE SPENDING, FINANCIAL REPORTS, AND OTHER ASPECTS REQUIRED. DURING THE POST-AWARD PHASE, STIMSON ENSURES AND VERIFIES ALL OBLIGATIONS WERE MET. THERE IS A REVIEW OF THE FINAL REPORTING TO ENSURE ALL ITEMS ARE CLOSED FOR THE GRANT. X 1 1 X X X 0 0 0 0 0 0 0 0 0 BRIAN FINLAY PRESIDENT & CEO 379097 0 0 0 0 0 16993 0 25455 0 421545 0 0 0 RACHEL STOHL SVP OF RESEARCH PROGRAMS 204607 0 0 0 0 0 10570 0 16835 0 232012 0 0 0 CHRISTOPHER PREBLE SENIOR FELLOW AND DIRECTOR 184509 0 0 0 0 0 9332 0 765 0 194606 0 0 0 YUN SUN SENIOR FELLOW AND DIRECTOR 170262 0 0 0 0 0 8067 0 10780 0 189109 0 0 0 JOEL WIT DISTINGUISHED FELLOW 162368 0 0 0 0 0 8229 0 9258 0 179855 0 0 0 SALLY YOZELL SENIOR FELLOW AND DIRECTOR 162161 0 0 0 0 0 7779 0 222 0 170162 0 0 0 ELIZABETH THRELKELD SENIOR FELLOW AND DIRECTOR 154839 0 0 0 0 0 8108 0 295 0 163242 0 0 0 PART I, LINE 1A HEALTH CLUB PREMIUMS AS PART OF STIMSON'S WELLNESS BENEFIT PROVIDED TO ALL EMPLOYEES. MAXIMUM OF $56 A MONTH. FORM 990, PART III, LINE 3 THE ORGANIZATION CLOSED ITS BELGIUM OFFICE IN 2023. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED BY OUTSIDE ACCOUNTANTS AND THE VICE PRESIDENT OF FINANCE AND OPERATIONS REVIEWS THE 990 IN DETAIL FOR ACCURACY AND COMPLETENESS. THE DRAFT RETURN IS REVIEWED WITH AND APPROVED BY THE FULL BOARD. THE FINAL RETURN IS DISTRIBUTED TO THE FULL BOARD PRIOR TO SUBMISSION TO THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION'S POLICY AND PRACTICES FOR MONITORING PROPOSED AND/OR PERCEIVED CONFLICTS OF INTEREST ARE DETAILED IN THE ORGANIZATION'S CONFLICT OF INTEREST POLICY WHICH IS DISTRIBUTED TO ALL STAFF MEMBERS UPON HIRE AND NEW BOARD MEMBERS UPON APPOINTMENT. ALL STAFF AND THE BOARD ARE COVERED UNDER THIS POLICY AND POTENTIAL CONFLICTS OF INTEREST ARE REVIEWED BY THE PRESIDENT AND CEO, OR, IF IT IS IN RELATION TO THE PRESIDENT AND CEO, REVIEWED BY AN APPROPRIATE MEMBER OF THE BOARD EXECUTIVE COMMITTEE. IN THE EVENT OF A CONFLICT, THE PRESIDENT AND CEO WILL IMPLEMENT STEPS NECESSARY TO ADDRESS AND RESOLVE THE CONFLICT. THE EMPLOYEE INVOLVED IN THE CONFLICT SITUATION MUST WORK COOPERATIVELY WITH THE CENTER TO ACHIEVE A RESOLUTION OF THE CONFLICT ISSUES IN THE BEST INTERESTS OF THE CENTER. FORM 990, PART VI, SECTION A, LINE 14: THE ORGANIZATION INTENDS ON IMPLEMENTING A DOCUMENT RETENTION AND DESTRUCTION POLICY IN THE NEAR FUTURE. FORM 990, PART VI, SECTION B, LINE 15A THE PERFORMANCE OF KEY EMPLOYEES IS REVIEWED BY THEIR IMMEDIATE SUPERVISOR. PAY ADJUSTMENTS TYPICALLY INCLUDE A COLA WHICH FOLLOWS THE US GOVERNMENT COLA RATE FOR THE YEAR AND A VARIABLE MERIT AWARD. THE PERCENTAGE INCREASE FOR MERIT AWARD IS DETERMINED BY THE FINANCIAL POSITION OF THE ORGANIZATION AND TRENDS IN THE INDUSTRY. THE VICE PRESIDENT OF FINANCE AND OPERATIONS MAKES COMPENSATION RATE RECOMMENDATIONS TO THE PRESIDENT & CEO BASED ON THE FACTORS ABOVE, EQUITY AND MARKET COMPETITIVENESS. THE PRESIDENT & CEO APPROVES ALL SALARY ADJUSTMENTS. THE PRESIDENT AND CEO'S COMPENSATION REVIEW IS DONE BY THE BOARD AND A STUDY WAS PERFORMED BY A THIRD PARTY, DISCUSSED AND DOCUMENTED AND TAKES PLACE ANNUALLY. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS ARE NOT MADE AVAILABLE TO THE PUBLIC. THE CONFLICT OF INTEREST POLICY IS AVAILABLE ON THE ORGANIZATION'S WEBSITE. FORM 990, PART IX, LINE 11G PROGRAM CONSULTANTS: PROGRAM SERVICE EXPENSES 1,087,787. MANAGEMENT AND GENERAL EXPENSES 11,379. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,099,166. HONORARIA & COMMISSIONED PAPERS: PROGRAM SERVICE EXPENSES 104,425. MANAGEMENT AND GENERAL EXPENSES 1,092. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 105,517. WRITING/EDITING SERVICES: PROGRAM SERVICE EXPENSES 98,232. MANAGEMENT AND GENERAL EXPENSES 1,028. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 99,260. TRANSLATION/INTERPRETATION SERVICES: PROGRAM SERVICE EXPENSES 15,772. MANAGEMENT AND GENERAL EXPENSES 165. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 15,937. TRAINING SERVICES: PROGRAM SERVICE EXPENSES 11,876. MANAGEMENT AND GENERAL EXPENSES 124. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 12,000.