2024-08-15T11:38:28-05:00 2023-09-30 111986323 MARCUM LLP 555 LONG WHARF DRIVE NEW HAVEN CT 06511 990 2022-10-01 510192422 HOPEHEALTH HOSPICE & PALLIATIVE CARE HOPE 4014154200 1085 NORTH MAIN STREET PROVIDENCE RI 02904 DIANA FRANCHITTO PRESIDENT & CEO 4014154200 2024-08-14 1 1 MARY ANTONETTI P00431862 2037819600 2022 2024-08-08 14:25:15Z DIANA FRANCHITTO 1085 NORTH MAIN STREET PROVIDENCE RI 02904 83520667 0 X WWW.HOPEHEALTHCO.ORG X 1976 RI PROVIDE SERVICES TO TERMINALLY ILL PATIENTS AND THEIR FAMILIES, AS WELL AS THOSE (SEE SCHEDULE O) EXPERIENCING SERIOUS ILLNESS AND LOSS. 24 24 504 214 0 0 2486654 2357984 69762341 77158905 162818 274105 203377 443140 72615190 80234134 0 0 0 0 43177574 46429707 0 0 878836 28331602 42646626 71509176 89076333 1106014 -8842199 77592188 48468538 41354075 20395146 36238113 28073392 X PROVIDE SERVICES TO TERMINALLY ILL PATIENTS AND THEIR FAMILIES, AS WELL AS THOSE EXPERIENCING SERIOUS ILLNESS AND LOSS. 0 0 74709904 77239950 HOPEHEALTH HOSPICE & PALLIATIVE CARE (HHHPC) IS THE SECOND-OLDEST HOSPICE IN THE NATION AND THE LARGEST AND MOST EXPERIENCED HOSPICE AND PALLIATIVE CARE AGENCY IN RHODE ISLAND. THE AGENCY PROVIDES QUALITY, COMPASSIONATE HEALTH CARE TO PEOPLE FACING THE ADVANCED STAGES OF SERIOUS ILLNESS.AT HOPEHEALTH, SAFETY CONTINUES TO BE OUR TOP PRIORITY. AS THE PANDEMIC SITUATION IMPROVES AND GUIDELINES ARE MODIFIED, WE ARE COMMITTED TO KEEPING OUR STAFF, PATIENTS AND COMMUNITY SAFE WHILE PROVIDING THE VERY BEST PATIENT CARE. (SEE SCHEDULE O)WE HAVE THE PRIVILEGE TO CARE FOR PATIENTS AT END OF LIFE. PROVIDING A WELCOMING AND WARM ATMOSPHERE IS AT THE CORE OF OUR CARE PHILOSOPHY. HOPEHEALTH CONTINUES TO TAKE ALL NECESSARY PRECAUTIONS TO KEEP OUR PATIENTS AND EMPLOYEES SAFE.HHHPC OFFERS A COMPREHENSIVE SCOPE OF MEDICAL AND PSYCHOSOCIAL SERVICES AND BRINGS PEACE, DIGNITY, AND COMFORT TO PATIENTS AND THEIR FAMILIES INCLUDING BEREAVEMENT SUPPORT TO FAMILIES ABOVE AND BEYOND THE TIME FRAME REQUIRED AFTER A PATIENT'S DEATH. HHHPC HAS SERVED THE COMMUNITY FOR OVER 40 YEARS AND OWNS AND OPERATES THE ONLY FREE-STANDING HOSPICE INPATIENT CENTER IN THE STATE, THE PHILIP HULITAR HOSPICE CENTER, IN PROVIDENCE. THE AGENCY ALSO OFFERS PALLIATIVE CARE SERVICES, DESIGNED TO PROVIDE CONSULTATION SERVICES AT THE REQUEST OF PHYSICIANS AND OTHER HEALTH CARE PROVIDERS FOR MANAGING THE PAIN AND CARE OF PATIENTS WITH COMPLEX MEDICAL CONDITIONS, MANY OF WHICH ARE NOT HOSPICE PATIENTS.THESE PROGRAMS, WHICH ARE OFFERED TO PATIENTS REGARDLESS OF THEIR INSURANCE COVERAGE, HISTORICALLY HAVE BEEN SIGNIFICANTLY UNDERFUNDED BY GOVERNMENTAL AND NON GOVERNMENTAL PAYORS. HHHPC PROVIDES SERVICES REGARDLESS OF A PATIENT'S ABILITY TO PAY, MAKING CHARITY CARE AND FINANCIAL ASSISTANCE AVAILABLE TO PATIENTS WITH LIMITED OR NO FINANCIAL RESOURCES BASED ON THE AGENCY'S SLIDING-SCALE PROGRAM.OUR PHYSICIANS, WHO MAKE HOME, NURSING HOME AND HOSPITAL VISITS, ARE NATIONALLY RECOGNIZED FOR THEIR CUTTING-EDGE ACADEMIC RESEARCH AND EXPERTISE IN HOSPICE AND PALLIATIVE CARE. THE ORGANIZATION HAS NURSES AND SOCIAL WORKERS WHO WORK 24 HOURS A DAY AND RESPOND READILY TO URGENT PATIENT AND FAMILY NEEDS. FREE CONSULTATIONS ARE OFFERED TO PATIENTS AND FAMILIES AT ANY TIME AND WHEREVER THEY CHOOSE.A VARIETY OF COMPLEMENTARY SERVICES ARE OFFERED THROUGH HHHPC'S ROBUST VOLUNTEER PROGRAM INCLUDING PET THERAPY, REIKI, MASSAGE AND MUSIC THERAPIES, TO PATIENTS AND FAMILY MEMBERS IN COMBINATION WITH TRADITIONAL MEDICAL THERAPIES. THE AGENCY HAS ADOPTED THE HIGHEST STANDARDS IN HOSPICE AND PALLIATIVE CARE, AS VALIDATED BY ITS ACCREDITATION FROM THE COMMUNITY HEALTH ACCREDITATION PROGRAM (CHAP), AND IT WAS NAMED A 2014 HOSPICE HONORS RECIPIENT, RECOGNIZING THE AGENCY AS ONE OF THE TOP HOSPICE AGENCIES IN THE COUNTRY FOR FAMILY SATISFACTION. HHHPC IS THE MAJOR TEACHING AFFILIATE FOR HOSPICE AND PALLIATIVE MEDICINE OF THE WARREN ALPERT MEDICAL SCHOOL OF BROWN UNIVERSITY, AS WELL AS AN EDUCATION SITE FOR URI COLLEGES OF NURSING AND PHARMACY AND THE RHODE ISLAND COLLEGES OF NURSING AND SOCIAL WORK.NUMEROUS SPECIAL EVENTS, SUCH AS THE SPRING CELEBRATION OF REMEMBRANCE AND LIGHT UP A LIFE TREE LIGHTINGS WERE HELD THROUGHOUT THE YEAR FOR THE BENEFIT OF CURRENT AND FORMER FAMILY MEMBERS OF PATIENTS CARED FOR BY HHHPC, AS WELL AS THE GENERAL COMMUNITY. NUMEROUS BEREAVEMENT AND SUPPORT GROUPS ARE OFFERED TO CURRENT FAMILIES, FAMILY MEMBERS OF FORMER PATIENTS, AND THE GENERAL COMMUNITY AT LARGE, INCLUDING CAMP BRAVEHEART, A FREE, TWO-DAY SUMMER CAMP FOR GRIEVING CHILDREN AND TEENS. OTHER SUPPORT PROGRAMS INCLUDE A BROAD ARRAY OF BEREAVEMENT SUPPORT GROUPS FOR A VARIETY OF AGES AND LIFE STAGES. THE AGENCY MANAGES AND SUPPORTS A STRONG VOLUNTEER SERVICES PROGRAM STAFFED BY A DEDICATED MANAGER AND STAFF OF VOLUNTEER COORDINATORS. IN FY 2023, 214 NEW VOLUNTEERS WERE TRAINED. VOLUNTEERS OFFERED AN ARRAY OF SERVICES FROM ADMINISTRATIVE SUPPORT TO COMPLEMENTARY SERVICES FOR A TOTAL OF 16,310 VOLUNTEER HOURS DURING THE FISCAL YEAR.HHHPC SPEAKER'S BUREAU OFFERED VARIOUS EDUCATIONAL AND COMMUNITY SUPPORT PRESENTATIONS DESIGNED TO MEET VARIOUS COMMUNITY NEEDS BY PROVIDING EDUCATIONAL OPPORTUNITIES. THIS PROGRAM PROVIDED SPEAKERS AT NO CLOST TO CLUBS, ORGANIZATIONS, FAITH-BASED GROUPS, SENIOR CENTERS, AND OTHER INTERESTED AUDIENCES. OTHER UNFUNDED COMMUNITY SUPPORT ACTIVITIES INCLUDED VARIOUS EDUCATIONAL SEMINARS AND WORKSHOPS OFFERED BY THE AGENCY'S LIAISON STAFF, BEREAVEMENT COUNSELORS, PHYSICIANS AND REGISTERED NURSE PRACTITIONERS. AGENCY STAFF ALSO MET WITH POTENTIAL PATIENTS AND FAMILY MEMBERS ON AN UNREIMBURSED BASIS, PROVIDING EDUCATION AND INFORMATION ON HOSPICE AND OTHER HEALTH CARE SUPPORT OPTIONS.BEYOND SERVICES PROVIDED TO HHHPC'S PATIENTS AND FAMILIES, MEMBERS OF THE AGENCY'S LEADERSHIP AND STAFF PROVIDED COMMUNITY LEADERSHIP IN A VARIETY OF WAYS FROM SERVING ON LOCAL NOT-FOR-PROFIT BOARDS AND PARTICIPATING IN OTHER COMMUNITY AND HEALTH FORUMS.AS PART OF ITS WE HONOR VETERAN'S PROGRAM, THE ORGANIZATION PROVIDES EDUCATION TO STAFF AND COMMUNITY MEMBERS ON THE UNIQUE NEEDS OF VETERAN'S RECEIVING HOSPICE SERVICES. THE ORGANIZATION'S JOINED IN CARE: DEMENTIA PROGRAM EDUCATION SERVICES PROVIDES INFORMATION AND COPING STRATEGIES TO CAREGIVERS, STAFF AND COMMUNITY MEMBERS ON THE UNIQUE NEEDS OF INDIVIDUALS WITH ADVANCED DEMENTIA WHO ARE RECEIVING HOSPICE SERVICES. 74709904 1 1 0 1 0 0 0 0 0 1 1 0 0 1 1 1 0 1 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 1 0 0 0 1 216 0 1 504 1 0 0 0 0 0 1 1 0 0 0 0 0 0 X 24 24 1 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 X OFFICE OF THE PRESIDENTCEO 4014154635 1085 NORTH MAIN STREET PROVIDENCE RI 02904 KENNETH ARNOLD DIRECTOR 0.06 0.18 X 0 0 0 GEORGE BABCOCK DIRECTOR 0.08 0.24 X 0 0 0 CARIE BAILEY DIRECTOR 0.11 0.33 X 0 0 0 JEFFREY BRADLEY DIRECTOR 0.11 0.33 X 0 0 0 JANET COOPER NELSON REV DIRECTOR 0.11 0.33 X 0 0 0 DEBORAH CORNWALL DIRECTOR 0.11 0.33 X 0 0 0 BARBARA COTTAM DIRECTOR 0.03 0.09 X 0 0 0 MICHAEL DISANDRO DIRECTOR 0.11 0.33 X 0 0 0 RUTH FAIN DIRECTOR 0.11 0.33 X 0 0 0 DIANE FASCHING DIRECTOR (LEFT 12/31/22) 0.03 0.09 X 0 0 0 MARC GAGNON DIRECTOR (LEFT 12/31/22) 0.03 0.09 X 0 0 0 MARC HUDAK DIRECTOR (LEFT 12/31/22) 0.00 0.00 X 0 0 0 PETER KARCZMAR MD DIRECTOR 0.06 0.18 X 0 0 0 KEITH KELLY CHAIR 0.11 0.33 X X 0 0 0 MAYER LEVITT DIRECTOR 0.03 0.09 X 0 0 0 CHRIS MARSELLA DIRECTOR 0.06 0.18 X 0 0 0 ELAINE MEYER DIRECTOR (LEFT 12/31/22) 0.00 0.00 X 0 0 0 THERESA MOORE DIRECTOR 0.08 0.24 X 0 0 0 VINCENT MOR VICE CHAIR 0.11 0.33 X X 0 0 0 MICHAEL MURPHY DIRECTOR 0.00 0.00 X 0 0 0 ARTHUR ROBBINS DIRECTOR (LEFT 12/31/22) 0.08 0.24 X 0 0 0 NANCY ROGERS DIRECTOR (LEFT 12/31/22) 0.00 0.00 X 0 0 0 FRED SCHIFFMAN MD DIRECTOR 0.11 0.33 X 0 0 0 STEPHEN SOSCIA TREASURER 0.00 0.00 X X 0 0 0 PAUL STAJDUHAR DIRECTOR 0.11 0.33 X 0 0 0 MARK TRACY SECRETARY 0.11 0.33 X X 0 0 0 SUZANNE VARGAS DIRECTOR (LEFT 1/16/23) 0.00 0.00 X 0 0 0 MARK YOUNG DIRECTOR 0.11 0.33 X 0 0 0 SUSAN DESANTO-MADEYA DIRECTOR (START 01/01/23) 0.08 0.24 X 0 0 0 AUDREY KYDD DIRECTOR (START 01/01/23) 0.08 0.24 X 0 0 0 KWAME DAPAAH-AFRIYIE DIRECTOR (START 01/01/23) 0.06 0.18 X 0 0 0 DIANA FRANCHITTO PRESIDENT & CEO 0.11 38.33 X 0 474084 34376 ADDY KANE CFO 0.00 36.00 X 0 286018 36750 EDWARD MARTIN CHIEF MEDICAL OFFICER 0.00 35.00 X 0 422308 28251 BRIAN D MIKOLASKO PHYSICIAN 35.00 0.00 X 245479 0 25677 TAMARA FEINGOLD-LINK PHYSICIAN 35.00 0.00 X 247856 0 15846 KEITH COHEN MEDICAL DIRECTOR 34.00 0.00 X 263778 0 34518 DANA GUYER SUPERVISOR, LIFESPAN CANCER 34.00 0.00 X 276494 0 34746 REBECCA MACDONELL-YILMAZ PHYSICIAN 35.00 0.00 X 263773 0 27170 1297380 1182410 237334 57 0 1 0 SIMITREE HEALTHCARE CONSULTING 4130 WHITNEY AVENUE HAMDEN CT 06518 CONSULTING 528667 IMAGEFIRST (BERSTEIN MAGOON GAY LLC) 900 EAST 9TH AVENUE KING OF PRUSSIA PA 19406 HEALTHCARE LAUNDRY 218432 JAMES J MELFI 90 ROCKLAND ROAD NORTH SCITUATE RI 02857 PHYSICIANS 211300 MARCUM LLP 555 LONG WHARF DRIVE 8TH FLOOR NEW HAVEN CT 06511 ACCOUNTING 169282 HOME INSTEAD 1125 STATE ROAD UNIT A4 WESTPORT MA 02790 CONTRACT SERVICES 119271 6 5627 317401 2034956 22753 2357984 NET PATIENT SERVICE REVENUE 623990 73153027 73153027 OTHER CONTRACT REVENUE 900099 2522669 2522669 GOVERNMENT CONTRACT REVENUE 900099 1437609 1437609 PCCS HOMECARE 900099 45600 45600 77158905 264401 264401 3066349 3056645 9704 9704 9704 132247 317401 229888 -97641 -97641 INSURANCE INCOME 900099 301880 301880 DINING SERVICES 900099 81045 81045 WC SHARED EARNINGS 900099 66387 66387 91469 91469 540781 80234134 77239950 0 636200 945469 267994 677475 37041455 30752144 6283576 5735 409272 286940 117250 5082 5920301 5318872 601429 2113210 1458115 629525 25570 297842 297842 146066 146066 30000 30000 27518 27518 5518561 4072179 1428432 17950 150926 1773 149153 686176 137606 533810 14760 913238 18792 887626 6820 920484 610069 299720 10695 1034161 1017365 15383 1413 110942 28234 81486 1222 327699 327699 1110747 763532 333980 13235 570371 14761 555610 DISCHARGE OF DEBT(HHVN) 13536595 13536595 ROOM & BOARD EXPENSE 10974221 10974221 DRUGS/MEDICAL SUPPLIES 4826556 4822819 3737 DIET & NUTRITION 407730 407730 1056793 220163 661705 174925 89076333 74709904 13487593 878836 8712172 6234990 2017862 2011116 66713 87876 11220318 8268979 519417 785502 26839702 13306920 14062616 13532782 7668276 11786398 33324814 5760895 77592188 48468538 9140179 8253454 10340962 10094386 21872934 2047306 41354075 20395146 X 34488049 25898803 1750064 2174589 36238113 28073392 77592188 48468538 X -8842199 258898 418580 X X 0 1 X 1 0 X 1486884 1571495 3833184 2486654 2357984 11736201 53232912 62941935 67167330 69762341 77158905 330263423 54719796 64513430 71000514 72248995 79516889 341999624 43484 88280 131764 0 43484 88280 131764 341867860 130414 162935 116425 113409 264401 787584 130414 162935 116425 113409 264401 787584 97927 306298 319110 184580 540781 1448696 54948137 64982663 71436049 72546984 80322071 344235904 0.99310 0.99450 0.00230 0.00200 X SCHEDULE A, PART III, LINE 12, EXPLANATION OF OTHER INCOME: DINING SERVICES - 2021 AMOUNT: $ 59,234. 2022 AMOUNT: $ 81,045. OTHER REVENUE - 2018 AMOUNT: $ 97,927. 2019 AMOUNT: $ 306,298. 2020 AMOUNT: $ 116,076. 2021 AMOUNT: $ 5,020. 2022 AMOUNT: $ 91,469. WC SHARED EARNINGS - 2020 AMOUNT: $ 203,034. 2021 AMOUNT: $ 120,326. 2022 AMOUNT: $ 66,387. INSURANCE INCOME - 2022 AMOUNT: $ 301,880. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 1 30000 0 0 0 30000 0 PART II-B, LINE 1: HHPC PAYS CAPITAL CITY GROUP $2,500 PER MONTH AS A LOBBYING CONSULTANT. 1551876 115058 13861 3973 1649100 1818793 -263134 3783 1551876 1436536 59500 326324 3567 1818793 1427579 12362 3405 1436536 1472048 30373 59283 15559 1427579 1.00000 0 0 872300 872300 10004824 3168830 6835994 8594688 4257675 4337013 7367890 5880415 1487475 13532782 BENEFICIAL INTEREST IN TRUST 1649099 DUE FROM RELATED PARTY 1528029 ESTIMATED AMOUNTS DUE FROM INSURANCE COMPANY 92212 457B INVESTMENT 386592 CAPITAL FINANCING COSTS 112371 INTEREST RECEIVABLE 16161 SECURITY DEPOSIT 8573 INTEREST RATE SWAP AGREEMENT 1568099 OPERATING LEASES - RIGHT-OF-USE ASSETS 399759 5760895 ESTIMATED WORKERS' COMPENSATION CLAIMS 92212 DUE TO RELATED PARTY 1173357 457B PAYABLE 386592 OPERATING LEASE LIABILITY 395145 2047306 X PART V, LINE 4: FUNDS ARE HELD IN TRUST BY THE RHODE ISLAND FOUNDATION TO BE UTILIZED TO SUPPORT THE ORGANIZATION. ANNUAL GRANTS ARE MADE BY THE RI FOUNDATION TO HHHPC TO SUPPORT THE ORGANIZATION'S MISSION AND PROGRAMS. PART X, LINE 2: BELOW IS AN EXCERPT FROM FOOTNOTE 1 OF THE CONSOLIDATED AUDITED FINANCIAL STATEMENTS FOR HOPEHEALTH. HOPEHEALTH'S ENTITIES HAVE BEEN RECOGNIZED BY THE INTERNAL REVENUE SERVICE AS NOT-FOR-PROFIT CORPORATIONS AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (IRC) AND ARE EXEMPT FROM FEDERAL INCOME TAXES ON RELATED INCOME PURSUANT TO SECTION 501(A) OF THE IRC. THE ORGANIZATION ACCOUNTS FOR UNCERTAINTY IN INCOME TAX POSITIONS BY APPLYING A RECOGNITION THRESHOLD AND MEASUREMENT ATTRIBUTE FOR FINANCIAL STATEMENT RECOGNITION AND MEASUREMENT OF A TAX POSITION TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. MANAGEMENT HAS ANALYZED THE TAX POSITIONS TAKEN AND HAS CONCLUDED THAT AS OF SEPTEMBER 30, 2023 AND 2022, THERE ARE NO TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE RECOGNITION OF A LIABILITY (OR ASSET) OR DISCLOSURE IN THE FINANCIAL STATEMENTS. THE ORGANIZATION IS SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTIONS; HOWEVER, THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS. GOLF 167398 92321 75077 31720 36588 24794 5212 GALA 282250 225080 57170 894 3600 58800 1552 66728 449648 317401 132247 32614 40188 83594 1552 71940 229888 -97641 X X X X X 0 0 0 0 0 0 0 1 0 DIANA FRANCHITTO PRESIDENT & CEO 0 445712 0 0 0 28372 0 4900 0 29476 0 508460 0 0 EDWARD MARTIN CHIEF MEDICAL OFFICER 0 387435 0 16050 0 18823 0 4900 0 23351 0 450559 0 0 ADDY KANE CFO 0 274396 0 0 0 11622 0 4900 0 31850 0 322768 0 0 DANA GUYER SUPERVISOR, LIFESPAN CANCER 267194 0 9000 0 300 0 5665 0 29081 0 311240 0 0 0 KEITH COHEN MEDICAL DIRECTOR 263508 0 0 0 270 0 5412 0 29106 0 298296 0 0 0 REBECCA MACDONELL-YILMAZ PHYSICIAN 256423 0 7050 0 300 0 0 0 27170 0 290943 0 0 0 BRIAN D MIKOLASKO PHYSICIAN 245179 0 0 0 300 0 5036 0 20641 0 271156 0 0 0 TAMARA FEINGOLD-LINK PHYSICIAN 232316 0 15300 0 240 0 4179 0 11667 0 263702 0 0 0 PART I, LINE 7 AFTER A REVIEW OF PERFORMANCE METRICS, INDIVIDUALS ARE AWARDED BONUS AMOUNTS WITHIN GIVEN PARAMETERS. THE BONUS AMOUNTS ARE REVIEWED AS PART OF AN INDIVIDUALS' FULL COMPENSATION PACKAGE TO MAKE SURE IT IS REASONABLE. BONUS AMOUNTS FOR MANAGERS AND DIRECTORS ARE APPROVED BY THE PRESIDENT & CEO. OTHER BONUS AMOUNTS ARE APPROVED BY THE BOARD OF DIRECTORS. A RHODE ISLAND HEALTH & EDUCATIONAL BLDG CORP 521300173 2019-11-01 11000000 REFINANCE & EXPANSION 0 0 0 A 905614 11000000 139015 2839058 8021027 2020 1 0 1 1 A 0 0 0 0 0 0 1 A 0 1 0 0 1 1 CITIZEN'S BANK 20.000000000000 0 0 0 0 1 A 1 SCHEDULE K, PART II, LINE 11: THE OTHER SPENT PROCEEDS ON LINE 11 WAS USED TO REFUND THE RIHEBC REVENUE BONDS (HOSPICE CARE RHODE ISLAND - SERIES 2008). SUBSTANTIAL CONTRIBUTOR SUBSTANTIAL CONTRIBUTOR 111987 PROVISION OF SERVICES 0 SUBSTANTIAL CONTRIBUTOR SUBSTANTIAL CONTRIBUTOR 211170 PROVISION OF SERVICES 0 SUBSTANTIAL CONTRIBUTOR SUBSTANTIAL CONTRIBUTOR 2226947 PROVISION OF SERVICES 0 SUBSTANTIAL CONTRIBUTOR SUBSTANTIAL CONTRIBUTOR 284545 PROVISION OF SERVICES 0 SUBSTANTIAL CONTRIBUTOR SUBSTANTIAL CONTRIBUTOR 204007 PROVISION OF SERVICES 0 SUBSTANTIAL CONTRIBUTOR SUBSTANTIAL CONTRIBUTOR 451046 PROVISION OF SERVICES 0 SUBSTANTIAL CONTRIBUTOR SUBSTANTIAL CONTRIBUTOR 315250 PROVISION OF SERVICES 0 SUBSTANTIAL CONTRIBUTOR SUBSTANTIAL CONTRIBUTOR 682055 PROVISION OF SERVICES 0 FORM 990, PART VI, SECTION A, LINE 2 BOARD OF DIRECTOR MEMBERS KEITH KELLY AND BARBARA COTTAM ARE BOTH EMPLOYED BY RBS CITIZENS FINANCIAL GROUP. FORM 990, PART VI, SECTION A, LINE 6 THE SOLE MEMBER OF HOPEHEALTH HOSPICE & PALLIATIVE CARE IS HOPEHEALTH. FORM 990, PART VI, SECTION A, LINE 7A THE ORGANIZATION'S BOARD SHALL CONSIST OF SEVEN PERSONS; THE CHAIR, SECRETARY AND TREASURER OF THE MEMBER, SERVING EX OFFICIO WITH VOTE, AND FOUR AT-LARGE DIRECTORS. THE PRESIDENT OF THE MEMBER SHALL ALSO SERVE ON THE BOARD, EX OFFICIO, WITHOUT VOTE. THE AT-LARGE DIRECTORS SHALL BE NOMINATED BY THE MEMBER'S CORPORATE GOVERNANCE COMMITTEE AND ELECTED BY THE MEMBER'S BOARD OF DIRECTORS AT THE MEMBER'S ANNUAL MEETING FORM 990, PART VI, SECTION A, LINE 7B THE POWERS OF THE MEMBER SHALL BE LIMITED TO TAKING ACTION ON THE ACTIVITIES ENUMERATED BELOW AND THOSE ACTIVITIES EXPRESSLY REQUIRING ACTION OF THE MEMBER PURSUANT TO LAW, THE ARTICLES OF INCORPORATION OR ELSEWHERE IN THE BYLAWS. THE FOLLOWING ACTIONS SHALL REQUIRE THE APPROVAL OF THE HHPC'S BOARD AND APPROVAL BY THE MEMBER'S BOARD OF DIRECTORS: (A) AMENDING THE CORPORATION'S ARTICLES OF INCORPORATION OR THESE BYLAWS; (B) AUTHORIZING (1) THE MERGER, AFFILIATION OR CONSOLIDATION OF HHPC WITH ANY OTHER ENTITY; (2) THE SALE, LEASE, EXCHANGE, MORTGAGE, PLEDGE OR OTHER DISPOSITION OF ALL OR SUBSTANTIALLY ALL OF THE PROPERTY AND ASSETS OF HHPC; OR (3) THE VOLUNTARY DISSOLUTION OF HHPC, THE PLAN OF DISTRIBUTION OF ASSETS UPON DISSOLUTION AND REVOCATION OF VOLUNTARY DISSOLUTION PROCEEDINGS; (C) CAUSING HHPC TO COMMENCE BANKRUPTCY, RECEIVERSHIP OR OTHER INSOLVENCY PROCEEDINGS, OR ASSIGNING FOR THE BENEFIT OF CREDITORS ALL OR SUBSTANTIALLY ALL OF THE ASSETS OF HHPC; (D) ESTABLISHING A CLINICAL SERVICE LINE OR AFFILIATE OF HHPC THAT IS NOT CURRENTLY IN EXISTENCE, OR CHANGING THE SERVICE LINE RESPONSIBILITIES AMONG HHPC AND ANY OF THE MEMBER'S OTHER SUBSIDIARIES, AS SUCH TERM IS DEFINED IN THE MEMBER'S BYLAWS; (E) HIRING OR FIRING OF HHPC'S CHIEF EXECUTIVE OFFICER; (F) ENTERING INTO ANY LOAN AGREEMENT OR OTHERWISE INCURRING DEBT IN EXCESS OF TWENTY THOUSAND DOLLARS ($20,000) AND ENTERING INTO A MORTGAGE, PLEDGE OR GRANT OF A SECURITY INTEREST IN PROPERTY OR ASSETS OF HHPC IN CONNECTION WITH ANY SUCH INDEBTEDNESS; AND (G) ADOPTING THE ANNUAL OPERATING AND CAPITAL BUDGETS OF THE CORPORATION, INCLUDING ANY REVISIONS THERETO DURING THE FISCAL YEAR FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS REVIEWED BY MANAGEMENT AND PRESENTED TO THE AUDIT COMMITTEE FOR APPROVAL. THE FORM 990 IS THEN DISTRIBUTED TO BOARD MEMBERS PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C AT OR PRIOR TO CONSIDERATION BY THE BOARD OR A COMMITTEE OF A MATTER, TRANSACTION OR ARRANGEMENT AS TO WHICH ANY DIRECTOR, OFFICER, MEMBER, EMPLOYEE OR VOLUNTEER HAS A POTENTIAL CONFLICT OF INTEREST, THE INDIVIDUAL HAVING SUCH CONFLICT SHALL DISCLOSE THE SAME TO THE BOARD/ COMMITTEE, COMPLIANCE OFFICER IF EMPLOYEE OR VOLUNTEER AS THE CASE MAY BE. IF IT IS DETERMINED THAT AN ACTUAL CONFLICT OF INTEREST EXISTS, THE INDIVIDUAL WITH SUCH CONFLICT SHALL NOT BE PRESENT DURING DISCUSSION OR VOTING ON SUCH MATTER AS RELATES TO THE CONFLICT. APPROVAL OF ANY TRANSACTION OR ARRANGEMENT THAT INVOLVES A CONFLICT SHALL INVOLVE A CONSENSUS OF THOSE REMAINING THAT THE TRANSACTION IS IN THE INTERESTS OF THE ORGANIZATION AND FOR ITS BENEFIT, IS FAIR AND REASONABLE TO THE ORGANIZATION, AND THAT THE ORGANIZATION COULD NOT OBTAIN A MORE ADVENTAGEOUS TRANSACTION OR ARRANGEMENT WITH REASONABLE EFFORT. THE BOARD OR COMMITTEE MAY, IF DEEMED APPROPRIATE, APPOINT A NON-INTERESTED COMMITTEE OR INDIVIDUAL TO INVESTIGATE ALTERNATIVES TO SUCH TRANSACTION OR ARRANGEMENT. THE BOARD SHALL, IN THE CASE OF VIOLATION OF THIS POLICY BY ANY INDIVIDUAL TAKE SUCH DISCIPLINARY OR OTHER CORRECTIVE ACTION AS IS NECESSARY TO PROTECT THE INTERESTS OF ORGANIZATION. THE MINUTES OF THE BOARD AND COMMITTEE MEETINGS SHALL RECORD DISCLOSURES AND OTHER PROCEEDINGS DESCRIBED ABOVE, INCLUDING THE NAMES OF ALL PERSONS PRESENT AND PARTICIPATING THEREIN AND ALL DETERMINATION, MADE PURSUANT TO SUCH PROCEDURES. ANNUALLY ALL CONFLICT OF INTEREST DISCLOSURE STATEMENTS WILL BE REVIEWED AT A MINIMUM, BY THE PRESIDENT/CHIEF EXECUTIVE OFFICE AND CHAIRMAN OF THE BOARD TO ENSURE THAT SUCH CONFLICTS ARE REASONABLE AND CONSISTENT WITH GENERAL KNOWLEDGE AND UNDERSTANDING. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS REVIEWS SALARIES FOR THE CEO AND OTHER KEY MEMBERS OF SENIOR LEADERSHIP. THE PROCESS INCLUDES PERIODIC PROCUREMENT OF COMPARABILITY DATA FROM EXTERNAL INDEPENDENT SOURCES INCLUDING THE REVIEW OF FORM 990 OF OTHER ORGANIZATIONS. THE BOARD OF DIRECTORS REVIEW AND APPROVE THE SALARY OF THE CEO AND ANNUALLY APPROVES THE BUDGET WHICH INCLUDES SALARIES FOR THE OTHER MEMBERS OF THE SENIOR MANAGEMENT TEAM. SULLIVANCOTTER WAS RETAINED BY THE COMPENSATION COMMITTEE (COMMITTEE) OF THE BOARD OF DIRECTORS (BOARD) OF HOPEHEALTH TO CONDUCT A COMPETITIVE ASSESSMENT OF THE TOTAL COMPENSATION PROGRAM FOR ITS TOP LEADERSHIP POSITIONS. THE MARKET DATA IS COMPILED FROM RELIABLE AND INDEPENDENT SURVEYS. THE DATA WAS DRAWN FROM NATIONAL PUBLISHED COMPENSATION SURVEYS AND REGIONAL IRS FORM 990 DATA (IF AVAILABLE). FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES AVAILABLE ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICIES, AND FINANCIAL STATEMENTS FOR PUBLIC INSPECTION UPON REQUEST AT ITS ADMINISTRATIVE OFFICES IN PROVIDENCE, RHODE ISLAND. FORM 990, PART XI, LINE 9: CHANGE IN FAIR VALUE OF INTEREST RATE SWAP 321,357. CHANGE IN FAIR VALUE OF BENEFICIAL INTEREST 97,223. FORM 990, PART XII, LINE 2C: THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS IS CHARGED WITH THE RESPONSIBILITY FOR THE SELECTION OF THE ORGANIZATION'S INDEPENDENT AUDITORS, AND FOR THE OVERSIGHT OF ITS FINANCIAL STATEMENTS. HOPEHEALTH 1085 NORTH MAIN STREET PROVIDENCE RI 02904 454391049 SUPPORTING ORGANIZATION RI 501(C)(3) LINE 12A, I N/A 0 HOPEHEALTH VISITING NURSE 6 BLACKSTONE PLACE LINCOLN RI 02865 050259111 PROVIDE HOME CARE RI 501(C)(3) LINE 10 HOPEHEALTH 0 HOPEHEALTH COMMUNITY VNA INC 10 EMORY STREET ATTLEBORO MA 02703 042475924 PROVIDE HOME CARE MA 501(C)(3) LINE 10 HOPEHEALTH 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 1 1 HOPEHEALTH VISITING NURSE S 2923123 CASH HOPEHEALTH COMMUNITY VNA INC S 734681 CASH