2024-08-13T13:11:38-05:00 2023-09-30 135565207 KPMG LLP 345 PARK AVENUE NEW YORK NY 10154 990 2022-10-01 061330992 NORTHEAST MEDICAL GROUP INC NORT 2036882603 99 HAWLEY LANE STRATFORD CT 06614 GAIL KOSYLA EVP, CFO 2036889585 2024-08-13 0 0 EVAN W SEEKAMP P01907071 2128727950 2022 2024-08-08 14:25:15Z GAIL KOSYLA 789 HOWARD AVE NEW HAVEN CT 06519 622121197 0 X HTTPS://WWW.NORTHEASTMEDICALGROUP.ORG/ X 1991 CT TO RENDER AND PROMOTE A HIGH QUALITY OF MEDICAL CARE SERVICES. 3 0 2756 5 6496 0 0 0 560759482 621235964 31948 777782 6869 24796 560798299 622038542 0 0 0 0 352344614 400039547 0 0 0 205577281 218921120 557921895 618960667 2876404 3077875 125847440 125917200 113207764 113277524 12639676 12639676 X TO RENDER MEDICAL TREATMENT TO PATIENTS WITHOUT REGARD TO ABILITY TO PAY FOR SUCH TREATMENT, AND TO PROMOTE A HIGH QUALITY OF MEDICAL CARE AND OTHER SERVICES FOR THE BENEFIT OF ALL PERSONS IN THE COMMUNITIES IT SERVES. 0 0 531897478 621235964 SCHEDULE ONORTHEAST MEDICAL GROUP ("NEMG"), ESTABLISHED IN 2010 AS PART OF THE YALE NEW HAVEN HEALTH SYSTEM ("YNHHS"), HAS GROWN TO INCLUDE MORE THAN 2,200 EMPLOYEES INCLUDING OVER 1,600 MEDICAL PROFESSIONALS. YNHHS HAS A FORMAL CLINICAL AFFILIATION AGREEMENT WITH YALE UNIVERSITY SCHOOL OF MEDICINE ("YSM"), A DIVISION OF YALE UNIVERSITY, TO SUPPORT PATIENT CARE, FACULTY, MEDICAL EDUCATION AND CLINICAL RESEARCH. YNHHS IS ALSO CLINICALLY AFFILIATED WITH YSM'S CLINICAL PRACTICE YALE MEDICINE ("YM"), WHICH IS A DIVISION OF YALE UNIVERSITY. AN ACADEMIC AFFILIATE OF YSM, NEMG IS A SYSTEM-WIDE, NOT-FOR-PROFIT MULTISPECIALTY MEDICAL GROUP THAT INCLUDES PHYSICIANS AND ADVANCED PRACTICE CLINICIANS, AS WELL AS SOME YNHHS HOSPITAL-EMPLOYED PHYSICIANS AT GREENWICH, BRIDGEPORT, YALE NEW HAVEN, LAWRENCE + MEMORIAL AND WESTERLY HOSPITALS. ALL NEMG PRACTICES PARTICIPATE IN DAILY SAFETY HUDDLES, SIMILAR TO THOSE CONDUCTED AT EACH OF THE HEALTH SYSTEM'S HOSPITALS, TO INCREASE COMMUNICATION ABOUT POTENTIAL SAFETY CONCERNS. THE SAFETY EFFORTS INCLUDE AMBULATORY PRACTICE EDUCATION AND TRAINING DESIGNED TO INCREASE THE REPORTING OF SAFETY CONCERNS THROUGH AN ONLINE TOOL. ADDITIONALLY, TRAINING HAS RECENTLY BEGUN IN THE PRACTICE OF LEAN PRINCIPLES AND USE OF HUDDLE BOARDS WHICH WILL BE ROLLED OUT ACROSS THE ORGANIZATION.SPECIFIC INITIATIVES CONTINUE TO BE INTRODUCED, IN FY23, TO ADDRESS THE PATIENCE EXPERIENCE ACROSS ALL NEMG PRACTICES, WITH PRACTICES IMPLEMENTING INITIATIVES THAT ADDRESSED PATIENT SATISFACTION AND SERVICE. ONE SUCH INITIATIVE INVOLVES RESPONSE TIMES FOR OUR PATIENTS WHEN COMMUNICATING THRU OUR ON-LINE SYSTEM.TO FURTHER IMPROVE BOTH THE PATIENT AND PROVIDER EXPERIENCE, NEMG'S MEDICAL GROUP PRACTICES CONTINUED TO USE VIRTUAL SCRIBES, TAP AND GO TECHNOLOGY AND ADVANCED DICTATION SOFTWARE. ALL INITIATIVES WERE DESIGNED TO INCREASE DIRECT COMMUNICATION BETWEEN PATIENT AND PROVIDER, INCREASE DOCUMENTATION ACCURACY AND REDUCE THE AMOUNT OF TIME PROVIDERS SPEND IN THE ELECTRONIC MEDICAL RECORD.TO BETTER REFLECT THE DIVERSITY OF OUR PATIENTS AND OUR COMMUNITIES, NEMG, AS PART OF YALE NEW HAVEN HEALTH SYSTEM, CONTINUES TO EXPAND PROGRAMMING THAT ADDRESSES UNCONSCIOUS BIAS, SOCIETAL STIGMA AND LGBTQ AWARENESS. NEMG HAS A DIVERSITY AND INCLUSION COUNCIL THAT FOCUSES ON EDUCATION AND AWARENESS, COMMUNITY OUTREACH AND TALENT MANAGEMENT. 531897478 1 0 0 1 0 0 0 0 0 0 1 0 0 1 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 0 0 1 156 0 2756 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 3 0 1 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 X VERNETTE D GRAY 2036889585 789 HOWARD AVENUE NEW HAVEN CT 06519 ELLIOT SUSSMAN CHAIRMAN/TRUSTEE 1.00 1.00 X X 0 0 0 PAMELA SUTTON-WALLACE SECRETARY/TRUSTEE 1.00 39.00 X X 0 596464 238121 STEPHANIE SPANGLER TRUSTEE 1.00 0.00 X 0 0 0 MONIQUE MISRA TRUSTEE 40.00 0.00 X 440047 0 30836 LISA LATTANZA TRUSTEE 1.00 0.00 X 0 0 0 PATRICK GREEN TRUSTEE 1.00 39.00 X 0 1085252 372127 GARY DESIR TRUSTEE 1.00 0.00 X 0 0 0 CHRISTOPHER O'CONNOR SECRETARY/TRUSTEE 1.00 39.00 X X 0 2368591 681332 RICHARD GOLDSTEIN INTERIM PRESIDENT/TRUSTEE 39.00 1.00 X X 952787 0 41488 MARGARET MCGOVERN PRESIDENT/TRUSTEE 1.00 1.00 X X 0 0 0 MATTHEW MCKENNAN ASSISTANT SECRETARY 1.00 39.00 X 0 183372 16449 ELLEN LIQUINDOLI TREASURER 39.00 1.00 X 484593 0 19372 AMIT LAHAV PHYSICIAN 40.00 0.00 X 2014667 0 34570 MICHAEL GAZES PHYSICIAN 40.00 0.00 X 1335106 0 42560 DAVID BRILL PHYSICIAN 40.00 0.00 X 918842 0 38423 STEVEN KARDOS PHYSICIAN 40.00 0.00 X 1045677 0 44377 MARK ALTMAN PHYSICIAN 40.00 0.00 X 884507 0 30728 JENNIFER WILLCOX FORMER OFFICER 0.00 0.00 X 0 295308 17292 PRATHIBHA VARKEY FORMER OFFICER 0.00 0.00 X 0 361875 0 8076226 4890862 1607675 944 1 1 0 PRIMED LLC 24881 NETWORK PLACE CHICAGO IL 606731248 MEDICAL SERVICE 38425729 CARDIAC SPECIALISTS OF FFLD 1305 POST ROAD FAIRFIELD CT 06430 MEDICAL SERVICE 19513988 CONNECTICUT MEDICAL GROUP 9 WASHINGTON AVENUE HAMDEN CT 06518 MEDICAL SERVICE 15569722 NEW LONDON OB-GYN MIDWIFERY LLC 148 RIMMON ROAD WOODBRIDGE CT 06525 MEDICAL SERVICE 3898011 UROLOGICAL ASSOC OF BRIDGEPORT 160 HAWLEY LN STE 2 TRUMBULL CT 06611 MEDICAL SERVICE 3774301 34 CONTRACT REVENUE 621300 316218855 316218855 NET PATIENT REVENUE 621400 305017109 305017109 621235964 777782 777782 107451 82655 24796 24796 6496 18300 622038542 621235964 6496 796082 X 1969123 196912 1772211 327959446 278851591 49107855 11819802 10049933 1769869 40609355 34528608 6080747 17681821 15000883 2680938 51949 44170 7779 5950 5059 891 39604 39604 150443034 128355989 22087045 44851 38135 6716 2014118 1894484 119634 21758410 18705554 3052856 542389 461173 81216 1983102 1687670 295432 13246818 13246818 MEDICAL & SURGICAL SUPP 27092926 27092926 MEDICAL EDUCATION 1544605 1544605 DUES, MEMBERSHIP & SUB 153364 153364 618960667 531897478 87063189 0 108048 30425447 34748540 17271438 5137698 41594974 20137927 18593315 21457047 59557240 64465867 125847440 125917200 60642425 65453629 52565339 47823895 113207764 113277524 X 12639676 12639676 12639676 12639676 125847440 125917200 X 3077875 -3077875 X 0 1 X 1 0 X 619743 0 0 0 619743 464458186 476107406 520129915 560759482 621235964 2642690953 464458186 476727149 520129915 560759482 621235964 2643310696 0 181002528 142456815 204616750 210316011 226008885 964400989 181002528 142456815 204616750 210316011 226008885 964400989 1678909707 33974 224874 5579 48574 885233 1198234 33974 224874 5579 48574 885233 1198234 3455 7570 6869 6496 24390 464492160 476955478 520143064 560814925 622127693 2644533320 0.63490 0.62600 0.00050 0.00010 X 0 1 0 1 500 0 0 1 39103 0 1 1 39604 0 PART II-B, LINE 1: THE AMOUNT REPORTED IN "OTHER ACTIVITIES" REPRESENTS A PORTION OF PROFESSIONAL DUES ATTRIBUTABLE TO LOBBYING DURING FY2023. ALSO, THE HEALTH SYSTEM OFFICIALS HAD MEETINGS AND CONTACTS WITH STATE GOVERNMENT OFFICIALS, INCLUDING STATE LEGISLATORS AND THEIR STAFF TO DISCUSS VARIOUS HEALTH CARE REFORM PROPOSALS. NORTHEAST MEDICAL GROUP INC IS PART OF AN AFFILIATED GROUP WITH THE FOLLOWING LOBBYING EXPENSES: YALE NEW HAVEN HOSPITAL EIN 06-0646652 $ 965,194 BRIDGEPORT HOSPITAL EIN 06-0646554 $ 192,099 GREENWICH HOSPITAL EIN 06-0646659 $ 116,586 LAWRENCE + MEMORIAL HOSPITAL EIN 06-0646704 $ 101,195 LMW HEALTHCARE, INC EIN 46-0543230 $ 45,989 13925020 2567490 11357530 24827039 17570437 7256602 2842915 2842915 21457047 DUE FROM AFFILIATES 23238018 RIGHT OF USE ASSETS 41227849 64465867 DUE TO AFFILIATES 6394494 LEASE LIABILITY LTO 41384405 OTHER DEFERRED REVENUE 44996 47823895 X PART X, LINE 2: NORTHEAST MEDICAL GROUP INC IS INCLUDED IN THE CONSOLIDATED YALE NEW HAVEN HEALTH SYSTEM AND SUBSIDIARIES AUDITED FINANCIAL STATEMENTS. FOLLOWING IS THE FOOTNOTE FROM THE CONSOLIDATED FINANCIAL STATEMENTS: MOST ENTITIES WITHIN THE SYSTEM ARE NOT-FOR-PROFIT CORPORATIONS AS DESCRIBED IN SECTION 501(C)(3) OF THE CODE, AND ARE GENERALLY EXEMPT FROM FEDERAL INCOME TAXES PURSUANT TO SECTION 501(A) OF THE CODE. PROVISIONS FOR INCOME TAXES AND DEFERRED TAXES, WHERE APPLICABLE, HAVE BEEN MADE FOR THE TAXABLE ENTITIES LISTED ABOVE UNDER THE DESCRIPTION OF THE SYSTEM. GAAP REQUIRES THE SYSTEM TO EVALUATE TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN THE COURSE OF PREPARING THE SYSTEM'S TAX RETURNS TO DETERMINE WHETHER THE TAX POSITIONS ARE MORE-LIKELY THAN-NOT OF BEING SUSTAINED BY THE APPLICABLE TAX AUTHORITY BASED UPON THE TECHNICAL MERITS OF THE POSITION. THE SYSTEM RECOGNIZES THE EFFECT OF TAX POSITIONS ONLY IF THEY ARE MORE LIKELY THAN NOT OF BEING SUSTAINED. THIS EVALUATION HAD NO IMPACT ON THE OPERATIONS OF THE SYSTEM AS OF AND FOR THE YEARS ENDED SEPTEMBER 30, 2023 AND 2022. 0 1 0 0 0 0 0 1 0 CHRISTOPHER O'CONNOR SECRETARY/TRUSTEE 0 1753921 0 467868 0 146802 0 656677 0 24655 0 3049923 0 0 AMIT LAHAV PHYSICIAN 2009902 0 0 0 4765 0 10013 0 24557 0 2049237 0 0 0 PATRICK GREEN TRUSTEE 0 782877 0 230516 0 71859 0 347972 0 24155 0 1457379 0 0 MICHAEL GAZES PHYSICIAN 1334060 0 0 0 1046 0 17733 0 24827 0 1377666 0 0 0 STEVEN KARDOS PHYSICIAN 1044732 0 0 0 945 0 20163 0 24214 0 1090054 0 0 0 RICHARD GOLDSTEIN INTERIM PRESIDENT/TRUSTEE 572024 0 338360 0 42403 0 17850 0 23638 0 994275 0 0 0 DAVID BRILL PHYSICIAN 909159 0 0 0 9683 0 20398 0 18025 0 957265 0 0 0 MARK ALTMAN PHYSICIAN 880441 0 0 0 4066 0 12865 0 17863 0 915235 0 0 0 PAMELA SUTTON-WALLACE SECRETARY/TRUSTEE 0 570254 0 25000 0 1210 0 231871 0 6250 0 834585 0 0 ELLEN LIQUINDOLI TREASURER 362835 0 105000 0 16758 0 17850 0 1522 0 503965 0 0 0 MONIQUE MISRA TRUSTEE 416069 0 23310 0 668 0 21671 0 9165 0 470883 0 0 0 PRATHIBHA VARKEY FORMER OFFICER 0 0 0 0 0 361875 0 0 0 0 0 361875 0 319500 JENNIFER WILLCOX FORMER OFFICER 0 165825 0 108823 0 20660 0 7387 0 9905 0 312600 0 0 MATTHEW MCKENNAN ASSISTANT SECRETARY 0 180243 0 2987 0 142 0 11494 0 4955 0 199821 0 2474 PART I, LINE 3 THE FILING ORGANIZATION DOES NOT HAVE AND/OR COMPENSATE ITS OWN CEO/EXECUTIVE DIRECTOR. THESE POSITIONS ARE FILLED BY EMPLOYEES OF A RELATED ORGANIZATION(S) AND COMPENSATED THROUGH THE RESPECTIVE RELATED ORGANIZATION(S). THE METHOD(S) USED BY THE RELATED ORGANIZATION(S) FOR DETERMINING COMPENSATION FOR THESE INDIVIDUALS ARE: -COMPENSATION COMMITTEE -INDEPENDENT COMPENSATION CONSULTANT -COMPENSATION SURVEY OR STUDY -APPROVAL BY THE BOARD OR COMPENSATION COMMITTEE PART I, LINE 4B THE INDIVIDUALS LISTED BELOW ARE PARTICIPANTS IN A SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN. THESE ACCRUALS ARE INCLUDED IN THE AMOUNTS REPORTED IN PART II, COLUMN C (DEFERRED COMPENSATION) AND REPRESENTS BOTH THE REPORTING ENTITY'S AND RELATED ENTITY'S COMBINED AMOUNTS THAT HAVE NOT YET BEEN VESTED CONSISTENT WITH THE COMPENSATION REPORTING PER IRS. SEVERANCE NONQUALIFIED EQUITY-BASED CHRISTOPHER O'CONNOR $0 $ 451,787 $0 PATRICK GREEN $0 $ 207,474 $0 PAMELA SUTTON-WALLACE $0 $ 120,000 $0 THE SUPPLEMENTAL RETIREMENT INCOME PLAN (SRIP) / EXECUTIVE DEFERRED COMPETITIVE LEVEL OF RETIREMENT INCOME WHEN ADDED TO OTHER SOURCES OF SERVING AS CORPORATE OFFICERS. THE PLAN PROVIDES SUPPLEMENTAL RETIREMENT COMPENSATION ACCOUNT PLAN (EDCAP) ARE DESIGNED TO ENSURE THE PAYMENT OF A RETIREMENT INCOME IN ORDER TO ATTRACT AND RETAIN KEY MANAGEMENT EMPLOYEES INCOME THROUGH AN UNFUNDED, NONQUALIFIED DEFERRED COMPENSATION ARRANGEMENT UNDER SECTION 457(F) AND THROUGH A DEFERRED COMPENSATION PLAN UNDER SECTION 409A OF THE INTERNAL REVENUE CODE AND A MANAGEMENT OR HIGHLY COMPENSATED EMPLOYEES' PLAN UNDER THE EMPLOYEE RETIREMENT INCOME SECURITY ACT OF 1974 THE SHORT TERM INCENTIVE PLAN (STIP) IS A VARIABLE COMPENSATION PLAN WHICH OF THE ACCOMPLISHMENT OF KEY ORGANIZATIONAL AND INDIVIDUAL PERFORMANCE (ERISA). PART I, LINE 7 THE SHORT TERM INCENTIVE PLAN IS A VARIABLE COMPENSATION PLAN WHICH PROVIDES ONE-TIME PAYMENTS TO ELIGIBLE MEMBERS OF MANAGEMENT IN RECOGNITION OF THE ACCOMPLISHMENT OF KEY ORGANIZATIONAL AND INDIVIDUAL PERFORMANCE OBJECTIVES. PERFORMANCE LEVELS ARE ESTABLISHED AND REVIEWED ANNUALLY AT THRESHOLD, TARGET AND MAXIMUM LEVELS, ACCORDING TO PLANNED "STRETCH" GOALS AND OBJECTIVES. INCENTIVE AWARD OPPORTUNITIES ARE ESTABLISHED ACCORDING TO MARKET PRACTICES BASED ON EACH ELIGIBLE POSITION'S RESPONSIBILITIES, PERFORMANCE AND LEVEL OF AUTHORITY. PERFORMANCE RELATIVE TO STIP AWARD OPPORTUNITIES INCORPORATES A BROAD SPECTRUM OF PRE-DEFINED FINANCIAL AND NON-FINANCIAL METRICS THAT ARE ALIGNED WITH ORGANIZATIONAL MISSION AND VALUES. FORM 990, PART VI PART I, LINE 4 & PART VI, LINE 1B NUMBER OF INDEPENDENT VOTING MEMBERS OF THE GOVERNING BODY THE ORGANIZATION SOUGHT TO CONFIRM THE INDEPENDENCE OF EACH VOTING MEMBER OF ITS GOVERNING BODY BY REQUESTING THAT EACH SUCH VOTING MEMBER RESPOND TO A QUESTIONNAIRE CONTAINING THE PERTINENT INSTRUCTIONS AND DEFINITIONS AND DESIGNED TO ELICIT THE INFORMATION NECESSARY TO DETERMINE INDEPENDENCE. IN THE EVENT THAT THE ORGANIZATION DOES NOT RECEIVE A RESPONSE FROM ANY SUCH VOTING MEMBER, THE ORGANIZATION REVIEWS OTHER INFORMATION KNOWN TO IT REGARDING THE VOTING MEMBER AND MAKES A REASONABLE ASSESSMENT OF INDEPENDENCE BASED ON THAT INFORMATION. FORM 990, PART VI, SECTION A, LINE 2 BUSINESS RELATIONSHIPS BETWEEN OFFICERS, DIRECTORS, TRUSTEES, OR KEY EMPLOYEES CERTAIN OF THE ORGANIZATION'S CURRENT OFFICERS AND/OR TRUSTEES MAY SERVE AS OFFICERS AND/OR DIRECTORS OF TAX-EXEMPT AND TAXABLE AFFILIATES WITHIN THE ORGANIZATION'S CORPORATE SYSTEM OR JOINT VENTURES IN WHICH THE ORGANIZATION'S CORPORATE SYSTEM HAS AN OWNERSHIP INTEREST. THE INDIVIDUAL OFFICERS AND/OR TRUSTEES DO NOT HAVE PERSONAL FINANCIAL INTERESTS IN SUCH AFFILIATES AND SERVE ONLY AS A FUNCTION OF THEIR ROLES WITH THE ORGANIZATION OR WITHIN THE ORGANIZATION'S CORPORATE SYSTEM. FORM 990, PART VI, SECTION A, LINE 6 THE ENTITY IS A CONNECTICUT NON-STOCK CORPORATION. THE SOLE MEMBER OF NORTHEAST MEDICAL GROUP, INC. IS YALE NEW HAVEN HEALTH SERVICES CORPORATION ("YNHHS"), ITSELF A CONNECTICUT NON-STOCK CORPORATION EXEMPT FROM FEDERAL INCOME TAX AS AN ORGANIZATION DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. FORM 990, PART VI, SECTION A, LINE 7A YNHHS HAS THE AUTHORITY TO ELECT THE TRUSTEES OF NEMG, AND CERTAIN EXECUTIVES SERVE AS EX OFFICIO TRUSTEES OF NEMG. FORM 990, PART VI, SECTION A, LINE 7B THE YALE NEW HAVEN HEALTH SERVICES CORPORATION, AS THE ENTITY'S SOLE MEMBER, HAS THE RIGHTS, POWERS AND PRIVILEGES SET FORTH IN THE ENTITY'S BYLAWS, INCLUDING, IN PART, THE AUTHORITY TO APPROVE THE NOMINEES TO THE ENTITY'S BOARD OF TRUSTEES, AMENDMENTS TO THE GOVERNING DOCUMENTS, OPERATING AND CAPITAL BUDGETS, INITIATION OF MAJOR NEW PROGRAMS AND CLINICAL SERVICES OR THE DISCONTINUATION OR CONSOLIDATION OF SUCH PROGRAMS, CERTAIN FUNDAMENTAL CORPORATION TRANSACTIONS, AND THE ISSUANCE AND INCURRENCE OF INDEBTEDNESS. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 TAX RETURN AND ATTACHED SCHEDULES WERE PREPARED BY EMPLOYEES OF THE YNHHS TAX DEPARTMENT. THE RETURN IS INITIALLY REVIEWED BY THE EXECUTIVE DIRECTOR OF CORPORATE FINANCE. SUBSEQUENTLY, IT IS SENT TO KPMG LLP FOR THEIR INITIAL REVIEW. AFTER ALL COMMENTS FROM THE ABOVE GROUPS ARE RECEIVED AND REVIEWED, THE RETURN IS THEN REVIEWED BY THE CHIEF FINANCIAL OFFICER OF YNHHS, THE SOLE MEMBER OF NORTHEAST MEDICAL GROUP, INC. A FINAL VERSION OF THE RETURN IS SENT BACK TO KPMG LLP FOR FINAL REVIEW. PRIOR TO FILING, THE ORGANIZATION MADE AVAILABLE A COMPLETE COPY OF THE RETURN TO ITS BOARD OF TRUSTEES BY WEB PORTAL. FORM 990, PART VI, SECTION B, LINE 12C NORTHEAST MEDICAL GROUP IS COVERED UNDER THE YNHHS CONFLICT OF INTEREST POLICY APPROVED AND ADOPTED BY THE SYSTEM COMPLIANCE COMMITTEE, WHICH HAS BEEN DELEGATED THE AUTHORITY TO APPROVE AND ADOPT COMPLIANCE POLICIES ON BEHALF OF THE ENTITIES IN THE SYSTEM. THE YALE NEW HAVEN HEALTH SYSTEM CONFLICT OF INTEREST POLICY AND INDIVIDUAL ANNUAL DISCLOSURE FORM APPLIES TO A POOL OF EMPLOYEES, BOARD MEMBERS AND NON-BOARD MEMBERS SERVING ON BOARD COMMITTEES. THESE "COVERED INDIVIDUALS" ARE REQUIRED TO COMPLETE A CONFLICT OF INTEREST DISCLOSURE STATEMENT, UPON BEGINNING EMPLOYMENT OR OTHERWISE BECOMING A COVERED INDIVIDUAL AND ANNUALLY THEREAFTER. COVERED INDIVIDUALS ARE ALSO REQUIRED TO PROMPTLY REPORT CHANGES TO THEIR MOST RECENTLY COMPLETED DISCLOSURE STATEMENT. THESE DISCLOSURE STATEMENTS AND REPORTS ARE REVIEWED BY THE OFFICE OF PRIVACY AND CORPORATE COMPLIANCE AND/OR THE LEGAL AND RISK SERVICES DEPARTMENT TO ENSURE COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY. IF A POTENTIAL CONFLICT ARISES, THE PRESIDENT AND CEO WOULD CONSULT WITH THE BOARD CHAIRPERSON AND THE LEGAL AND RISK SERVICES DEPARTMENT TO DEVELOP A PLAN TO MITIGATE ANY ACTUAL CONFLICT OF INTEREST. FOR EXAMPLE, A VOTING BOARD OR COMMITTEE MEMBER WOULD BE REQUIRED TO RECUSE HIMSELF OR HERSELF FROM VOTING ON MATTERS WITH WHICH SHE OR HE HAD AN ACTUAL OR POTENTIAL CONFLICT AND THE ACTUAL OR POTENTIAL CONFLICT WOULD BE DISCLOSED TO OTHER VOTING MEMBERS. FORM 990, PART VI, SECTION B, LINE 15 FORM 990, PART VI, SECTION B, LINE 15A: COMPENSATION PROCESS FOR CEO/TOP OFFICIALS: THE TOP NEMG INC. OFFICIAL IS AN EMPLOYEE OF YNHHS. THE YNHHS COMPENSATION AND LEADERSHIP DEVELOPMENT COMMITTEE (THE "YNHHS COMPENSATION COMMITTEE"), WHICH INCLUDES A REPRESENTATIVE OF THE HOSPITAL, IS RESPONSIBLE FOR (1) DETERMINING THE OVERALL TOTAL COMPENSATION STRATEGY FOR YNHHS OFFICER-LEVEL EXECUTIVES, (2) APPROVING ALL COMPENSATION AND BENEFITS DECISIONS FOR YNHHS NEMG INC. OFFICER-LEVEL EXECUTIVES, AND (3) REPORTING SUCH ACTIONS TO THE FULL YNHHS BOARD OF TRUSTEES ON AN ANNUAL BASIS. IN ADDITION, THE YNHHS COMPENSATION COMMITTEE EXPRESSLY DETERMINES THE REASONABLENESS OF TOTAL COMPENSATION AND BENEFITS FOR ALL YNHHS OFFICER-LEVEL EXECUTIVES, AND ASSURES THAT ALL OFFICER-LEVEL EXECUTIVE COMPENSATION DECISIONS ARE MADE AFTER THOROUGH CONSIDERATION OF AND COMPARISON TO THE MARKET PRACTICES OF OTHER SIMILARLY SITUATED ORGANIZATIONS. THE YNHHS COMPENSATION COMMITTEE CONSISTS OF TRUSTEES WHO DO NOT HAVE MATERIAL FINANCIAL INTERESTS THAT COULD BE AFFECTED BY THE OFFICER-LEVEL EXECUTIVE COMPENSATION DECISIONS MADE BY THE COMMITTEE. THE COMPARABILITY DATA USED TO ASSIST THE COMMITTEES IN ITS COMPENSATION DELIBERATIONS IS COMPILED BY AN INDEPENDENT, NATIONAL COMPENSATION CONSULTING FIRM THAT IS RETAINED BY AND REPORTS DIRECTLY TO THE YNHHS COMPENSATION COMMITTEE. THE DATA COLLECTED BY THE CONSULTANT CONSISTS OF MARKET INFORMATION FOR EXECUTIVES IN FUNCTIONALLY SIMILAR POSITIONS IN SIMILARLY SITUATED ORGANIZATIONS. THE DELIBERATIONS AND DECISIONS OF THE YNHHS COMPENSATION COMMITTEE IS CONTEMPORANEOUSLY DOCUMENTED, REVIEWED AND APPROVED BY THE COMMITTEE, AND PROVIDED TO THE BOARD OF TRUSTEES OF YNHHS AND THE ORGANIZATION. FORM 990, PART VI, SECTION B, LINE 15B: COMPENSATION PROCESS FOR OFFICERS: CERTAIN OFFICERS ARE EMPLOYEES OF YNHHS, OTHER OFFICERS ARE EMPLOYED DIRECTLY BY THE ORGANIZATION. COMPENSATION DETERMINATIONS OF YNHHS EMPLOYED OFFICERS ARE MADE BY THE YNHHS COMPENSATION COMMITTEE. COMPENSATION DETERMINATIONS OF CERTAIN HOSPITAL EMPLOYED OFFICERS ARE ALSO REVIEWED AND APPROVED BY THE YNHHS COMPENSATION COMMITTEE AND SHARED WITH THE HOSPITAL'S COMPENSATION COMMITTEE OR BOARD. THE COMPENSATION COMMITTEES OF YNHHS AND THE ORGANIZATION STRIVE TO TAKE THE STEPS NECESSARY TO QUALIFY FOR THE "REBUTTABLE PRESUMPTION OF REASONABLENESS" UNDER FEDERAL TAX LAW. THE YNHHS EXECUTIVE COMPENSATION COMMITTEES ARE RESPONSIBLE FOR (1) DETERMINING THE OVERALL TOTAL COMPENSATION STRATEGY FOR ALL THEIR RESPECTIVE CORPORATE OFFICERS, (2) APPROVING ALL COMPENSATION AND BENEFITS DECISIONS FOR CORPORATE OFFICERS, AND (3) REPORTING SUCH ACTIONS TO THE FULL ORGANIZATION AND YNHHS BOARD ON AN ANNUAL BASIS, AS APPLICABLE. IN ADDITION, THE EXECUTIVE COMPENSATION COMMITTEES, AS APPLICABLE, EXPRESSLY DETERMINE THE REASONABLENESS OF TOTAL COMPENSATION AND BENEFITS FOR ALL CORPORATE OFFICERS, AND ASSURES THAT ALL OFFICER COMPENSATION DECISIONS ARE MADE AFTER THOROUGH CONSIDERATION OF AND COMPARISON TO THE MARKET PRACTICES OF OTHER SIMILARLY SITUATED NOT-FOR-PROFIT HEALTHCARE EXECUTIVES IN COMPARABLE ORGANIZATIONS. THE EXECUTIVE COMPENSATION COMMITTEES CONSIST OF BOARD MEMBERS WHO DO NOT HAVE MATERIAL FINANCIAL INTERESTS THAT COULD BE AFFECTED BY THE OFFICER COMPENSATION DECISIONS MADE BY THE COMMITTEES. THE COMPARABILITY DATA USED TO ASSIST THE EXECUTIVE COMPENSATION COMMITTEES IN THEIR COMPENSATION DELIBERATIONS ARE COMPILED BY AN INDEPENDENT, NATIONAL COMPENSATION CONSULTING FIRM THAT IS RETAINED BY AND REPORTS DIRECTLY TO THE EXECUTIVE COMPENSATION COMMITTEES. THE DATA COLLECTED BY THE CONSULTANT CONSISTS OF MARKET INFORMATION FOR EXECUTIVES IN FUNCTIONALLY SIMILAR POSITIONS IN SIMILARLY SITUATED NOT-FOR-PROFIT HEALTHCARE ORGANIZATIONS. THE DELIBERATIONS AND DECISIONS OF THE EXECUTIVE COMPENSATION COMMITTEES ARE CONTEMPORANEOUSLY DOCUMENTED, REVIEWED AND APPROVED BY THE EXECUTIVE COMPENSATION COMMITTEES, AND PROVIDED TO THE BOARDS OF YNHHS AND/OR THE ORGANIZATION, AS APPLICABLE. FORM 990, PART VI, SECTION C, LINE 19 COPIES OF ALL DOCUMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART IX, LINE 11G OTHER PROFESSIONAL FEES: PROGRAM SERVICE EXPENSES 33,495,046. MANAGEMENT AND GENERAL EXPENSES 5,899,238. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 39,394,284. PHYSICIAN FEES: PROGRAM SERVICE EXPENSES 3,199,354. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 3,199,354. PURCHASE SERVICES: PROGRAM SERVICE EXPENSES 91,661,589. MANAGEMENT AND GENERAL EXPENSES 16,187,807. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 107,849,396. FORM 990, PART XI, LINE 9: TRANSFER TO NORTHEAST MEDICAL GROUP, PLLC -3,077,875. NORTHEAST MEDICAL GROUP ACO LLC 99 HAWLEY LANE FL 3 STRATFORD CT 06614 470970286 HEALTHCARE ADMINISTRATION CT 0 3000 NORTHEAST MEDICAL GROUP INC NEMG GASTROENTEROLOGY LLC 99 HAWLEY LANE FL 3 STRATFORD CT 06614 473578382 HEALTHCARE CT 4375540 370038 NORTHEAST MEDICAL GROUP INC BRIDGEPORT HOSPITAL 267 GRANT STREET BRIDGEPORT CT 06610 060646554 HEALTHCARE SERVICES CT 501C3 LINE 3 YALE NEW HAVEN HEALTH SERVICES CORP 1 BRIDGEPORT HOSPITAL FOUNDATION INC 267 GRANT STREET BRIDGEPORT CT 06610 222908698 SYSTEM SUPPORT SERVICES CT 501C3 LINE 7 BRIDGEPORT HOSPITAL 1 GREENWICH HOSPITAL 5 PERRYRIDGE ROAD GREENWICH CT 06830 060646659 HEALTHCARE SERVICES CT 501C3 LINE 3 YALE NEW HAVEN HEALTH SERVICES CORP 1 HOME CARE PLUS INC 789 HOWARD AVE NEW HAVEN CT 06519 061044331 HOME HEALTHCARE SERVICES CT 501C3 LINE 10 YALE NEW HAVEN CARE CONTINUUM CORP 1 LAWRENCE MEMORIAL CORPORATION 365 MONTAUK AVENUE NEW LONDON CT 06320 222553028 PROMOTE HEALTHCARE CT 501C3 LINE 12A, I YALE NEW HAVEN HEALTH SERVICES CORP 1 LAWRENCE MEMORIAL HOSPITAL INC 365 MONTAUK AVENUE NEW LONDON CT 06320 060646704 HEALTHCARE SERVICES CT 501C3 LINE 3 LAWRENCE MEMORIAL CORPORATION 1 LMW HEALTHCARE INC 365 MONTAUK AVENUE NEW LONDON CT 06320 460543230 HEALTHCARE SERVICES RI 501C3 LINE 3 LAWRENCE MEMORIAL CORPORATION 1 NORTHEAST MEDICAL GROUP PLLC 99 HAWLEY LANE STRATFORD CT 06614 352380180 HEALTHCARE SERVICES NY 501C3 LINE 12A, I NORTHEAST MEDICAL GROUP INC 1 PERRYRIDGE CORPORATION 5 PERRYRIDGE ROAD GREENWICH CT 06830 061207316 SYSTEM SUPPORT SERVICES CT 501C3 LINE 10 GREENWICH HOSPITAL 1 SOUTHERN CONNECTICUT HEALTH SYSTEM PROPERTIES INC 267 GRANT STREET BRIDGEPORT CT 06610 061297708 TITLE HOLDING CT 501C2 BRIDGEPORT HOSPITAL 1 THE WESTERLY HOSPITAL FOUNDATION INC 25 WELLS STREET WESTERLY RI 02891 050508064 FUNDRAISING SERVICES RI 501C3 LINE 12A, I LMW HEALTHCARE INC 1 VISITING NURSE ASSOCIATION OF SOUTHEASTERN CONNECTICUT INC 403 NORTH FRONTAGE ROAD WATERFORD CT 06385 060646616 HOME HEALTHCARE SERVICES CT 501C3 LINE 10 LAWRENCE MEMORIAL CORPORATION 1 WESTERLY HOSPITAL AUXILIARY INC 25 WELLS STREET WESTERLY RI 02891 222507181 FUNDRAISING ACTIVITIES RI 501C3 LINE 12A, I LMW HEALTHCARE INC 1 YALE NEW HAVEN CARE CONTINUUM CORP 789 HOWARD AVE NEW HAVEN CT 06519 455235566 NURSING HOME CT 501C3 LINE 3 YALE NEW HAVEN HOSPITAL 1 YALE NEW HAVEN HEALTH SERVICES CORP 789 HOWARD AVE NEW HAVEN CT 06519 222529464 SYSTEM SUPPORT SERVICES CT 501C3 LINE 12A, I N/A 0 YALE NEW HAVEN HOSPITAL 20 YORK STREET NEW HAVEN CT 06504 060646652 HEALTHCARE SERVICES CT 501C3 LINE 3 YALE NEW HAVEN HEALTH SERVICES CORP 1 SHORELINE ENDOSCOPY CENTER LLC (SEE PART VII) 800 BOSTON POST ROAD GUILFORD CT 06437 900110459 HEALTHCARE SERVICES CT N/A 0 0 YALE NEW HAVEN HEALTH SYSTEM INVESTMENT TRUST 20 YORK STREET NEW HAVEN CT 06510 271374301 INVESTMENT DE N/A 0 0 YNHHSCUSP SURGERY CENTERS LLC 15305 DALLAS PKWY STE 1600 ADDISON TX 75001 384021595 HEALTHCARE SERVICES CT N/A 0 0 CORPORATE PROFESSIONAL BUSINESS SERVICESINC 789 HOWARD AVE NEW HAVEN CT 06519 061467717 MANAGEMENT SERVICES CT N/A C 0 GREENWICH FERTILITY & IVF PC 5 PERRYRIDGE ROAD GREENWICH CT 06830 300145464 HEALTHCARE SERVICES CT N/A C 0 GREENWICH OCCUPATIONAL HEALTH SERVICES OF NEW JERSEY 5 PERRYRIDGE ROAD GREENWICH CT 06830 453833883 HEALTHCARE SERVICES NJ N/A C 0 GREENWICH OCCUPATIONAL HEALTH SERVICES OF NY PC 5 PERRYRIDGE ROAD GREENWICH CT 06830 061540101 HEALTHCARE SERVICES NY N/A C 0 L & M SYSTEMS INC 365 MONTAUK AVENUE NEW LONDON CT 06320 222553037 HEALTHCARE RELATED SERVICES CT N/A C 0 L&M HOME CARE SERVICES INC 365 MONTAUK AVENUE NEW LONDON CT 06320 061389272 HOME THERAPY CT N/A C 0 MEDICAL CENTER PHARMACY AND HOME CARE CENTER INC 50 YORK STREET NEW HAVEN CT 06511 061087673 PHARMACY CT N/A C 0 YALE NEW HAVEN AMBULATORY SERVICES 40 TEMPLE STREET NEW HAVEN CT 06510 061398526 HEALTHCARE SERVICES CT N/A C 0 YNHH-PHYSICIANS CORP 789 HOWARD AVE NEW HAVEN CT 06519 061202305 ADMINISTRATIVE SERVICES CT N/A C 0 0 0 0 0 0 0 0 0 1 1 1 1 1 0 1 1 1 1 1 BRIDGEPORT HOSPITAL P 4016067 COST BRIDGEPORT HOSPITAL L 13988734 COST BRIDGEPORT HOSPITAL S 10641901 COST BRIDGEPORT HOSPITAL Q 2710894 COST BRIDGEPORT HOSPITAL K 596917 COST BRIDGEPORT HOSPITAL I 3828024 COST YALE NEW HAVEN HOSPITAL R 76732 COST YALE NEW HAVEN HOSPITAL Q 35713474 COST YALE NEW HAVEN HOSPITAL S 30276238 COST YALE NEW HAVEN HOSPITAL O 6163154 COST YALE NEW HAVEN HOSPITAL L 73508692 COST YALE NEW HAVEN HEALTH SERVICES CORP J 326503 COST YALE NEW HAVEN HEALTH SERVICES CORP M 120564380 COST YALE NEW HAVEN HEALTH SERVICES CORP L 37091763 COST YALE NEW HAVEN HEALTH SERVICES CORP Q 45589550 COST YALE NEW HAVEN HEALTH SERVICES CORP P 146296842 COST YALE NEW HAVEN HEALTH SERVICES CORP S 239254905 COST YALE NEW HAVEN HEALTH SERVICES CORP R 123589316 COST GREENWICH HOSPITAL Q 2479563 COST GREENWICH HOSPITAL S 7132425 COST GREENWICH HOSPITAL K 2280585 COST GREENWICH HOSPITAL P 12671085 COST GREENWICH HOSPITAL O 287033 COST GREENWICH HOSPITAL M 216863 COST LAWRENCE MEMORIAL HOSPITAL INC L 787087 COST LAWRENCE MEMORIAL HOSPITAL INC K 2431306 COST LAWRENCE MEMORIAL HOSPITAL INC Q 1443791 COST LAWRENCE MEMORIAL HOSPITAL INC P 21646755 COST LAWRENCE MEMORIAL HOSPITAL INC S 19205928 COST LAWRENCE MEMORIAL HOSPITAL INC I 86559 COST LAWRENCE MEMORIAL HOSPITAL INC O 823957 COST LAWRENCE MEMORIAL HOSPITAL INC R 98715 COST LMW HEALTHCARE INC K 161136 COST NEMG PLLC R 3077875 COST PART II, RELATED TAX-EXEMPT ORGANIZATIONS THE GREENWICH HOSPITAL ENDOWMENT FUND INC - AS OF 9/30/2022, GREENWICH HOSPITAL ENDOWMENT FUND NO LONGER HAS 50% OF BOARD OVERLAP WITH GREENWICH HOSPITAL AND IS NOT A RELATED ORGANIZATION. AS SUCH, IT HAS BEEN REMOVED FROM SCHEDULE R, PART II. PART III, RELATED ORGANIZATIONS TAXABLE AS A PARTNERSHIP SHORELINE ENDOSCOPY CENTER LLC - AS OF 10/31/2022, SHORELINE ENDOSCOPY CENTER, LLC (SEC) BECAME A SINGLE-MEMBER LLC, DISREGARDED FOR FEDERAL TAX PURPOSES OWNED BY YALE NEW HAVEN AMBULATORY SERVICES CORPORATION.