2024-06-17T06:16:48-05:00 2023-09-30 882730877 CHERRY BEKAERT ADVISORY LLC 200 SOUTH 10TH ST STE 900 RICHMOND VA 23219 990 2022-10-01 541327878 UNITED NETWORK FOR ORGAN SHARING UNIT 8047824800 700 N 4TH STREET RICHMOND VA 23219 DALE SMITH CHIEF FINANCIAL OFFICER 8047824880 2024-04-30 1 DALE SMITH XXX-XX-XXXX 1 BREE-ANN WEIDNER P01319397 8046735700 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z DALE SMITH 700 N 4TH STREET RICHMOND VA 23219 92937505 0 X WWW.UNOS.ORG X 1984 VA TO ADVANCE ORGAN AVAILABILITY AND TRANSPLANTATION BY UNITING AND SUPPORTING ITS COMMUNITIES FOR THE BENEFIT OF PATIENTS THROUGH EDUCATION, TECHNOLOGY AND POLICY DEVELOPMENT. 42 42 603 1103 111915 61640 10997986 8324928 63824151 81413997 2551043 395501 327503 258274 77700683 90392700 0 0 0 0 51855590 60672079 0 0 810408 22338966 32598807 74194556 93270886 3506127 -2878186 116064598 106744378 49940159 41748402 66124439 64995976 X UNOS' MISSION IS TO ADVANCE ORGAN AVAILABILITY AND TRANSPLANTATION BY UNITING AND SUPPORTING ITS COMMUNITIES FOR THE BENEFIT OF PATIENTS THROUGH EDUCATION, TECHNOLOGY AND POLICY DEVELOPMENT. 0 0 76257209 78425379 ADMINISTER THE ORGAN PROCUREMENT AND TRANSPLANTATION NETWORK (OPTN) WHICH PERFORMS THE MATCHING AND FACILITATES THE DISTRIBUTION OF DONATED HUMAN ORGANS WITH POTENTIAL RECIPIENTS. A COMPUTER DATABASE IS MAINTAINED AT UNOS THAT INCLUDES THE RELEVANT MEDICAL INFORMATION OF ALL INDIVIDUALS IN THE NATION WHO ARE LISTED FOR A TRANSPLANT. AS ORGANS BECOME AVAILABLE, THE DATABASE IS USED T MATCH THE ORGANS WITH THE BEST POTENTIAL RECIPIENT. THERE ARE TWO FEES_TOTALING $968 THAT ARE INCURRED BY TRANSPLANT CENTERS. ONE IS THE OPTN PATIENT REGISTRATION FEE OF $868 AND THE UNOS FEE OF $100. AS OF 9/30/2023 THERE WERE 103,576 REGISTRANTS/PATIENTS ON THE WAITING LIST. DURING FISCAL YEAR 2023, 46,072 TRANSPLANTS WERE PERFORMED FOR 44,408 UNIQUE PATIENTS/RECIPIENTS 1938177 1993284 DATA ANALYSIS, INCLUDING PROVIDING MEMBER SERVICES (WHICH INCREASES THE EFFICIENCY AND ACCURACY OF DATA COLLECTION AND ANALYSIS) AND FACILITATING CONSENSUS BUILDING FOR UNOS POLICY DEVELOPMENT. 928923 995334 PROVIDE TRANSPLANTATION AND DONATION INFORMATION AND EDUCATION TO THE GENERAL PUBLIC, POTENTIAL DONORS, AND MEDICAL PROFESSIONALS. THIS IS DONE THROUGH VARIOUS FORUMS AND EDUCATIONAL OFFERINGS, AND INFORMATION CAN BE REQUESTED ON TOPICS SUCH AS THE TRANSPLANTATION AND DONATION PROCESS, LIVING DONATION, AND VARIOUS NATIONAL, REGIONAL, STATE AND CENTER-SPECIFIC DATA REPORTS. 79124309 1 1 0 1 0 0 0 0 0 0 1 0 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 93 0 1 603 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 42 42 0 0 0 0 1 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X X DALE SMITH 8047824800 700 NORTH 4TH STREET RICHMOND VA 23219 MAUREEN MCBRIDE CHIEF EXECUTIVE OFFICER 40.00 X 650663 0 356767 DALE SMITH CHIEF FINANCIAL OFFICER 40.00 X 446527 0 129416 TONY PONSLIOGNE CHIEF PEOPLE OFFICER 40.00 X 413847 0 138694 RYAN EHRENSBERGER CHIEF STRATEGY OFFICER 40.00 X 404008 0 134105 JASON LIVINGSTON CHIEF LEGAL OFFICER & GENERAL COUNSEL 1/1/23-11/3/ 40.00 X 489296 0 37690 ALEX TULCHINSKY CHIEF TECHNOLOGY OFFICER 1/1/23-6/2/23 40.00 X 496697 0 23689 DAVID KLASSEN CHIEF MEDICAL OFFICER 40.00 X 323634 0 31889 TIWAN ALFRED NICHOLSON SENIOR DIRECTOR, IT OPERATIONS 40.00 X 256364 0 49890 MICHAEL R GHAFFARI SENIOR DIRECTOR, TECHNOLOGY DEVELOPMENT 40.00 X 250921 0 50922 ROGER S BROWN DIRECTOR, POLICY & COMMUNITY RELATIONS 40.00 X 233484 0 43226 NADINE MARIE HOFFMAN DIRECTOR, ENTERPRISE DATA MANAGEMENT 40.00 X 224921 0 60219 JACQUELINE OKEEFE DIRECTOR, MEMBER QUALITY & CONTRACT OPERATIONS 40.00 X 212160 0 35476 DIANNE LAPOINTE RUDOW PRESIDENT 2.00 X X 0 0 0 RICHARD FORMICA VICE PRESIDENT 2.00 X X 0 0 0 VALINDA JONES VICE PRESIDENT FOR PATIENT/DONOR AFFAIRS 2.00 X X 0 0 0 LINDA CENDALES SECRETARY 2.00 X X 0 0 0 ANDREA TIETJEN TREASURER 2.00 X X 0 0 0 JERRY MCCAULEY IMMEDIATE PAST PRESIDENT 2.00 X X 0 0 0 JAMES SHARROCK DIRECTOR 2.00 X 0 0 0 LAUREL AVERY DIRECTOR 2.00 X 0 0 0 MELISSA MCQUEEN DIRECTOR 2.00 X 0 0 0 CHRISTOPHER WOODY DIRECTOR 2.00 X 0 0 0 ALAN LANGNAS DIRECTOR 2.00 X 0 0 0 BRYAN WHITSON DIRECTOR 2.00 X 0 0 0 DANIEL YIP DIRECTOR 2.00 X 0 0 0 EVELYN HSU DIRECTOR 2.00 X 0 0 0 MANISH GANDHI DIRECTOR 2.00 X 0 0 0 VIRGINIAGINNY MCBRIDE DIRECTOR 2.00 X 0 0 0 KELLEY HITCHMAN DIRECTOR 2.00 X 0 0 0 MEG ROGERS DIRECTOR 2.00 X 0 0 0 LLOYD RATNER DIRECTOR 2.00 X 0 0 0 MARK BARR DIRECTOR 2.00 X 0 0 0 WENDY GARRISON DIRECTOR 2.00 X 0 0 0 MARYJANE FARR DIRECTOR 2.00 X 0 0 0 NICOLE HAYDE DIRECTOR 2.00 X 0 0 0 STUART SWEET DIRECTOR 2.00 X 0 0 0 HEATHER HUNT DIRECTOR 3.00 X 0 0 0 WILLSCOTT NAUGLER DIRECTOR 2.00 X 0 0 0 BARRY MASSA DIRECTOR 2.00 X 0 0 0 ERIKA DEMARS DIRECTOR 2.00 X 0 0 0 JENNIFER LAU DIRECTOR 2.00 X 0 0 0 LUIS HIDALGO DIRECTOR 2.00 X 0 0 0 COLLEEN MCCARTHY DIRECTOR 2.00 X 0 0 0 JULIE SPEAR DIRECTOR 2.00 X 0 0 0 MICHAEL KWAN DIRECTOR 2.00 X 0 0 0 LAURA BUTLER DIRECTOR 2.00 X 0 0 0 KENNETH MCCURRY DIRECTOR 2.00 X 0 0 0 BHARGAV MISTRY DIRECTOR 2.00 X 0 0 0 CHRISTOPHER JONES DIRECTOR 2.00 X 0 0 0 SILAS NORMAN DIRECTOR 2.00 X 0 0 0 ANDREW KAO DIRECTOR 2.00 X 0 0 0 EMILY BLUMBERG DIRECTOR 2.00 X 0 0 0 REGINALD GOHH DIRECTOR 2.00 X 0 0 0 GEORGE SURRATT DIRECTOR 2.00 X 0 0 0 4402522 0 1091983 153 0 1 0 ACCENTURE FEDERAL SERVICES LLP 800 N GLEBE RD SUITE 300 ARLINGTON VA 22203 CONSULTING 4505901 WINSTON & STRAWN LLP PO BOX 36235 CHICAGO IL 606946235 LEGAL SERVICES 1694240 THE ENVOY PORTFOLIO LLC 3108 SEMMES AVE RICHMOND VA 23225 CONSULTING 545076 DELL MARKETING LP PO BOX 643561 ROUND ROCK TX 78682 CONSULTING 491905 ALSTON & BIRD LLP 1201 W PEACHTREE ST ATLANTA GA 30309 CONSULTING 480115 11 6500000 1824928 8324928 PROGRAM REGISTRATION FEES 541900 78425379 78425379 SCIENTIFIC AND DATA ANALYSIS 541900 1993284 1993284 REGIONAL AND TRANSPLANT FORUMS 541900 995334 995334 81413997 893846 893846 546754 421707 125047 125047 125047 1624753 2097374 25724 -472621 -25724 -498345 -498345 TRAVEL SERVICES 561500 111915 111915 MISCELLANEOUS REVENUE 900099 21312 21312 133227 90392700 81413997 111915 541860 X 4076923 3220769 856154 43218781 37284001 5452848 481932 5021250 4263896 701976 55378 5102893 4333225 713389 56279 3252232 2761699 454665 35868 2320790 2320790 73355 73355 753683 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0.90360 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 1 753683 0 0 753683 0 PART II-B, LINE 1: CONTACT WITH LEGISLATORS WAS CONDUCTED BY AN OUTSIDE FIRM IN ORDER TO ENCOURAGE LAWS THAT BENEFIT THE GENERAL PUBLIC AS IT RELATES TO ORGAN DONATION. 1113000 1113000 25237943 10905017 14332926 15713642 13955479 1758163 8456620 6065300 2391320 19595409 HEALTH INSURANCE LIABILITY 1516349 DUE TO NATIONAL ORGAN PROCUREMENT TRANSPLANTATION NETWORK 26847958 28364307 92552622 1744403 5320 1749723 90802899 -410199 -410199 90392700 93681085 410199 410199 93270886 0 93270886 PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF LIFE INSURANCE POLICIES 5,320. PART XI, LINE 4B - OTHER ADJUSTMENTS: RENTAL EXPENSES REPORTED NET OF REVENUES -421,707. TRAVEL REVENUE INCLUDED IN EXPENSE ACCOUNT 11,508. PART XII, LINE 2D - OTHER ADJUSTMENTS: TRAVEL REVENUE INCLUDED IN EXPENSE ACCOUNT -11,508. RENTAL EXPENSES REPORTED NET OF REVENUES 421,707. X X X 1 1 0 0 0 0 0 1 0 MAUREEN MCBRIDE CHIEF EXECUTIVE OFFICER 507163 0 143500 0 0 0 348860 0 7907 0 1007430 0 0 0 DALE SMITH CHIEF FINANCIAL OFFICER 321027 0 125500 0 0 0 121424 0 7992 0 575943 0 0 0 TONY PONSLIOGNE CHIEF PEOPLE OFFICER 313347 0 100500 0 0 0 125884 0 12810 0 552541 0 0 0 RYAN EHRENSBERGER CHIEF STRATEGY OFFICER 300508 0 103500 0 0 0 121295 0 12810 0 538113 0 0 0 JASON LIVINGSTON CHIEF LEGAL OFFICER & GENERAL COUNSE 236421 0 50100 0 202775 0 27352 0 10338 0 526986 0 0 0 ALEX TULCHINSKY CHIEF TECHNOLOGY OFFICER 1/1/23-6/2/ 154576 0 0 0 342121 0 15258 0 8431 0 520386 0 0 0 DAVID KLASSEN CHIEF MEDICAL OFFICER 265034 0 58600 0 0 0 31889 0 0 0 355523 0 0 0 TIWAN ALFRED NICHOLSON SENIOR DIRECTOR, IT OPERATIONS 209364 0 47000 0 0 0 33029 0 16861 0 306254 0 0 0 MICHAEL R GHAFFARI SENIOR DIRECTOR, TECHNOLOGY DEVELOPM 204421 0 46500 0 0 0 38112 0 12810 0 301843 0 0 0 ROGER S BROWN DIRECTOR, POLICY & COMMUNITY RELATIO 197984 0 35500 0 0 0 31949 0 11277 0 276710 0 0 0 NADINE MARIE HOFFMAN DIRECTOR, ENTERPRISE DATA MANAGEMENT 178421 0 46500 0 0 0 43358 0 16861 0 285140 0 0 0 JACQUELINE OKEEFE DIRECTOR, MEMBER QUALITY & CONTRACT 182360 0 29800 0 0 0 28482 0 6994 0 247636 0 0 0 PART I, LINES 4A-B DURING THE FISCAL YEAR ENDING IN 2023, THE ORGANIZATION BEGAN OFFERING A NEW NON-QUALIFIED DEFERRED COMPENSATION PLAN THAT COMPLIES WITH SECTION 457(F) OF THE INTERNAL REVENUE CODE (THE "CODE"), AND THE SHORT-TERM DEFERRAL PROVISIONS OF SECTION 409A OF THE CODE. THE PLAN IS INTENDED TO BE AN UNFUNDED PLAN MAINTAINED PRIMARILY FOR THE PURPOSE OF PROVIDING DEFERRED COMPENSATION BENEFITS FOR A SELECT GROUP OF EMPLOYEES AND INDEPENDENT CONTRACTORS. VESTING. A PARTICIPANT SHALL BECOME FULLY VESTED IN THE PORTION OF HIS DEFERRED COMPENSATION ACCOUNT ATTRIBUTABLE TO EMPLOYER CREDITS, AND INCOME, GAINS AND LOSSES ATTRIBUTABLE THERETO, IF HE REMAINS IN SERVICE WITH THE EMPLOYER UNTIL THE FIRST TO OCCUR OF THE FOLLOWING EVENTS: (I) THE DEATH OF THE PARTICIPANT (II) THE DISABILITY OF THE PARTICIPANT; OR (III) IN ACCORDANCE WITH THE VESTING SCHEDULE AND PROVISIONS DESIGNATED BY THE EMPLOYER IN THE ADOPTION AGREEMENT. UPON VESTING, THE DEFERRED COMPENSATION ACCOUNT WILL BE INCLUDIBLE IN THE GROSS INCOME OF THE PARTICIPANT PURSUANT TO CODE SECTION 457(F). CONTRIBUTIONS TO THE PLAN DURING THE FISCAL YEAR ENDING IN 2023 WERE APPROXIMATELY $283,750. ALEX TULCHINSKY, SEVERANCE $209,795.88, NQ 457F PAYOUT $92,929.48. JASON LIVINGSTON, SEVERANCE $46,375, NQ 457F PAYOUT $77,789.42 PART I, LINE 7 BONUSES TO EXECUTIVES AND DIRECTORS ARE BASED UPON CORPORATE AND PERSONAL GOALS. THESE GOALS ARE NOT RELATED DIRECTLY TO REVENUE OR NET EARNINGS. EXAMPLES OF CORPORATE AND PERSONAL GOALS WOULD BE GROWING ORGAN TRANSPLANTS, DELIVERING CORPORATE PROJECTS WITHIN CERTAIN RESULT CRITERIA, SURVEY RESULTS FROM MEMBERS AND PERSONAL PERFORMANCE RATING SCORES. A VIRGINIA BIOTECH RESEARCH PARTNERSHIP AUTHORITY 541726850 000000000 2010-12-30 9720000 REFUND SERIES 2002 BONDS ISSUED APRIL 9, 2002 0 0 0 A 6905000 9720000 2002 1 0 1 1 A 0 1 0 0 0.00000 0.00000 0.00000 0 0 1 A 0 0 1 0 1 1 WELLS FARGO BANK NA 7.000000000000 0 0 0 0 1 A 1 FORM 990, PART VI, SECTION A, LINE 6 UNOS HAS FIVE CLASSES OF MEMBERS OF THE CORPORATION: INSTITUTIONAL MEMBERS, MEDICAL/SCIENTIFIC MEMBERS, PUBLIC ORGANIZATION MEMBERS, BUSINESS MEMBERS AND INDIVIDUAL MEMBERS. REFERENCES IN THESE BY LAWS TO "MEMBERS" SHALL INCLUDE THESE CLASSES UNLESS OTHERWISE NOTED. BY AMENDMENT TO THE BYLAWS, THE BOARD OF DIRECTORS MAY ESTABLISH ADDITIONAL CATEGORIES OF MEMBERS TO CONFORM TO REQUIREMENTS OF LAW AND REGULATIONS APPLICABLE TO THE NATIONAL ORGAN PROCUREMENT AND TRANSPLANTATION NETWORK OR THE CORPORATION. FORM 990, PART VI, SECTION A, LINE 7A MEMBERS OF THE BOARD OF DIRECTORS SHALL BE ELECTED BY MAJORITY VOTE OF TRANSPLANT HOSPITAL MEMBERS, OPO MEMBERS, HISTOCOMPATIBILITY LABORATORY MEMBERS, PUBLIC ORGANIZATION MEMBER ELECTORS, MEDICAL/SCIENTIFIC MEMBERS, AND INDIVIDUAL MEMBER ELECTORS REPRESENTED IN PERSON OR BY PROXY AT EACH ANNUAL METTING OF THE MEMBERS AT WHICH A QUORUM IS PRESENT. DIRECTORS MAY ALSO BE ELECTED AT ANY SPECIAL MEETING OF THE MEMBERS IF THE BOARD OF DIRECTORS IS BEING EXPANDED. DIRECTORS SHALL SERVE FOR A TERM OF TWO YEARS, WITH THE EXCEPTIONS NOTED BELOW, WHICH SHALL BEGIN IMMEDIATELY FOLLOWING THE CONCLUSION OF THE LAST REGULAR MEETING OF THE BOARD OF DIRECTORS PRIOR TO JULY 1 OF EACH CALENDAR YEAR. MEMBERS OF THE BOARD WHO ARE TRANSPLANT CANDIDATES, TRANSPLANT RECIPIENTS, ORGAN DONORS, OR FAMILY MEMBERS, OR REPRESENTATIVES OF VOLUNTARY HEALTH ORGANIZATIONS OR THE GENERAL PUBLIC SHALL SERVE FOR A TERM OF THREE YEARS, WITH THE EXCEPTION OF ANY SUCH MEMBER(S) IN THIS CATEGORY WHOSE TERM(S) ARE EXTENDED BY RESOLUTION OF THE BOARD OF DIRECTORS FOR ONE YEAR, NOT TO EXCEED A TWO-YEAR EXTENSION. BOARD MEMBERS WHO ALSO HOLD POSITIONS AS OFFICERS SERVE ONE YEAR TERMS AND THE VICE PRESIDENT OF PATIENT & DONOR AFFAIRS SHALL SERVE FOR A TERM OF TWO YEARS. EACH VOTING TRANSPLANT HOSPITAL MEMBER, OPO MEMBER, HISTOCOMPATIBILITY LABORATORY MEMBER, PUBLIC ORGANIZATION MEMBER ELECTOR, MEDICAL/SCIENTIFIC MEMBERS, AND INDIVIDUAL MEMBER ELECTOR IS ENTITLED TO ONE VOTE FOR AS MANY PERSONS AS THERE ARE DIRECTORS TO BE ELECTED. THERE SHALL BE NO CUMULATIVE VOTING. FORM 990, PART VI, SECTION B, LINE 11B IRS FORM 990 IS REVIEWED BY MANAGEMENT AND THEN MADE AVAILABLE TO THE UNOS FINANCE COMMITTEE AND THE BOARD PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C MEMBERS OF THE BOARD OF DIRECTORS ARE REQUIRED TO SIGN CONFLICTS OF INTEREST DISCLOSURES AND CERTIFICATIONS PRIOR TO BEGINNING SERVICE ON THE BOARD. THE PRESIDENT AND EXECUTIVE COMMITTEE REVIEWS EACH MEETING AGENDA ITEM FOR POTENTIAL CONFLICTS OF INTERESTS WITH ANY CURRENT BOARD MEMBER, INCLUDING OFFICERS, AND IF A CONFLICT IS IDENTIFIED, THE AFFECTED DIRECTOR IS ASKED TO LEAVE THE ROOM FOR THE CONSIDERATION AND VOTE ON ANY OF THOSE SPECIFIC ISSUES FOR WHICH THEY MAY HAVE A CONFLICT OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 CEO COMPENSATION IS DETERMINED BY A COMPENSATION COMMITTEE COMPRISED OF THREE PRIOR CHAIRS OF THE BOARD OF DIRECTORS. AN OUTSIDE AGENCY IS USED TO DETERMINE COMPARABLE SALARIES IN THE INDUSTRY AND LOCAL AREA FOR BOTH EXECUTIVE AND KEY EMPLOYEE POSITIONS, AND OTHER KEY MANAGEMENT POSITIONS ARE APPROVED AT THE EXECUTIVE LEVEL. FORM 990, PART VI, SECTION C, LINE 19 UNOS POLICIES AND BYLAWS, FINANCIAL STATEMENTS, AND IRS FORM 990 ARE AVAILABLE ON THE CORPORATE WEBSITE OR BY REQUEST. FORM 990, PART IX, LINE 11G OTHER SERVICES: PROGRAM SERVICE EXPENSES 11,854,183. MANAGEMENT AND GENERAL EXPENSES 175,531. FUNDRAISING EXPENSES 23,976. TOTAL EXPENSES 12,053,690. FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF LIFE INSURANCE POLICIES 5,320. CHORUS LLC 1210 B WESTOVER HILLS BLVD RICHMOND VA 23225 933090574 EDUCATION AND CONSULTING VA 0 0 N/A