2024-05-03T10:33:16-05:00 2023-12-31 132738625 DDK & COMPANY LLP ONE PENN PLAZA 6TH FLR NEW YORK NY 10119 990 2023-01-01 464440917 MODERN MARKETS INITIATIVE INC MODE 6464485182 700 K ST NW SUITE 300 WASHINGTON DC 20001 KIRSTEN WEGNER CEO 6464485182 2024-05-02 1 KIRSTEN WEGNER 999009999 1 MICHAEL RUBIN P00190414 2129970600 2 AAL1 IAL1 2023 2023-04-26 12:10:37Z KIRSTEN WEGNER 700 K STREET NW SUITE 300 WASHINGTON DC 20001 696000 0 X HTTP://MODERNMARKETSINITIATIVE.ORG X 2014 NY TO DEMONSTRATE THE BENEFITS OF ALGORITHMIC OR QUANTITATIVE TRADING IN TODAY'S MODERN MARKETS. 4 0 3 0 0 0 892000 696000 0 0 0 0 0 0 892000 696000 0 0 0 0 599098 655202 0 0 0 286492 262188 885590 917390 6410 -221390 1032506 803916 7200 0 1025306 803916 THE ORGANIZATION IS FOCUSED ON DEMONSTRATING THE BENEFITS OF ALGORITHMIC OR QUANTITATIVE TRADING, OFTEN REFERRED TO AS HIGH-FREQUENCY TRADING, IN TODAY'S MODERN MARKETS. 0 0 917390 THE ORGANIZATION SUCCESSFULLY ESTABLISHED RELATIONSHIPS WITH KEY INFLUENCERS IN MEDIA, INDUSTRY AND REGULATORY, AND LEGISLATIVE CIRCLES. IT PLAYED A PIVOTAL ROLE IN PROMOTING AND DISTRIBUTING INFORMATIONAL MATERIAL, DRAFTING OP-EDS, STUDIES, AND REPORTS ON MARKET STRUCTURE, TECHNOLOGY INNOVATION, AND ROLE OF HFT IN THE SAVINGS COMMUNITY. MMI LEADERS SPOKE AT INDUSTRY EVENTS, ADVISORY BOARD EVENTS, AND DIRECTLY WITH THE SAVINGS COMMUNITY, PENSION FUNDS, OTHER TRADE ASSOCIATIONS, INSTITUTIONAL INVESTORS, AND NONPROFITS. IT ADDED CONTENT TO ITS WEBSITE AND PROMOTED IT THROUGH VARIOUS SOCIAL MEDIA CHANNELS SUCH AS LINKEDIN AND TWITTER. 917390 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 2 0 3 1 0 0 0 0 0 0 0 0 X 4 0 0 0 0 0 0 0 0 1 1 0 0 1 0 0 0 0 0 0 X KIRSTEN WEGNER 6464485180 700 K STREET NW SUITE 300 WASHINGTON DC 20001 RICHARD GRANT DIRECTOR 2.50 X 0 0 0 ADAM NUNES DIRECTOR 2.50 X 0 0 0 KEN WILSON DIRECTOR 2.50 X 0 0 0 JOHANNAH LADD DIRECTOR 2.50 X 0 0 0 KIRSTEN WEGNER CEO 45.00 X 580000 0 0 580000 0 0 1 0 1 0 PROFILE ADVISORS 405 LEXINGTON AVE NEW YORK NY 10174 PUBLIC RELATIONS 164291 1 696000 696000 696000 0 0 0 X 580000 580000 5670 5670 4000 4000 44418 44418 21114 21114 20935 20935 175182 175182 865 865 15843 15843 6160 6160 OFFICE EXPENSE 14036 14036 SUBSCRIPTIONS 11547 11547 DUES 8380 8380 MEALS 3362 3362 5878 5878 917390 917390 0 0 798506 801916 232000 0 2000 2000 1032506 803916 7200 0 7200 0 X 1025306 803916 1025306 803916 1032506 803916 -221390 0 X 0 0 0 0 0 0 696000 1 PART I, LINE 2: THE ORGANIZATION MONITORS THE USE OF GRANT FUNDS BY DIRECT CONTACT WITH THE RECEIPIENT ORGANIZATIONS. X 0 0 0 0 0 0 0 0 0 KIRSTEN WEGNER CEO 420000 0 160000 0 0 0 0 0 0 0 580000 0 0 0 RICHARD GRANT VOTING MEMBER RICHARD GRANT IS GENERAL COUNSEL OF GLOBAL TRADING SYSTEMS. GLOBAL TRADING SYSTEMS PAID MEMBERSHIP DUES TO MODERN MARKETS INITIATIVE OF $174,000. 0 ADAM NUNES VOTING MEMBER ADAM NUMES IS THE HEAD OF BUSINESS DEVELOPMENT OF HUDSON RIVER TRADING. HUDSON RIVER TRADING PAID MEMBERSHIP DUES TO MODERN MARKETS INITIATIVE OF $174,000. 0 JOHANNAH LADD VOTING MEMBER JOHANNAH LADD IS GENERAL COUNSEL AT QUANTLAB FINANCIAL. QUANTLAB FINANCIAL PAID MEMBERSHIP DUES TO MODERN MARKETS INITIATIVE OF $174,000. 0 KEN WILSON VOTING MEMBER KEN WILSON IS CEO OF TOWER RESEARCH CAPITAL. TOWER RESEARCH CAPITAL PAID MEMBERSHIP DUES TO MODERN MARKETS INITIATIVE OF $174,000. 0 FORM 990, PART VI, SECTION B, LINE 11B THE ORGANIZATION CAREFULLY REVIEWS THE 990 TAX RETURN BEFORE IT IS FILED. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION ACCEPTS REQUESTS TO VIEW ITS FORM 990 AND ITS FINANCIAL STATEMENTS. FORM 990, PART IX, LINE 11G WEBSITE: PROGRAM SERVICE EXPENSES 1,041. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,041. CONSULTING: PROGRAM SERVICE EXPENSES 174,141. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 174,141.