2024-04-09T14:57:48-05:00 2023-06-30 860683059 BEACHFLEISCHMAN PLLC 1985 E RIVER ROAD SUITE 201 TUCSON AZ 85718 990 2022-07-01 860984771 UNITED WAY CAPITAL CORPORATION UNIT 5209039000 330 N COMMERCE PARK LOOP 200 TUCSON AZ 85745 TONY PENN PRESIDENT & CEO 5209039000 2024-04-01 1 TONY PENN 999009999 1 KELLY L MELTZER CPA P00633511 5203214600 2024-04-01 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z TONY PENN 330 N COMMERCE PARK LOOP 200 TUCSON AZ 85745 816919 0 X N/A X 2000 AZ UWCC'S MISSION IS TO FURTHER THE PRINCIPLES AND PURPOSES OF UNITED WAY OF TUCSON & SO. AZ. 7 7 0 10 0 0 200000 0 856575 813245 -12319 3674 0 0 1044256 816919 375000 250000 0 0 0 0 0 0 0 691315 759932 1066315 1009932 -22059 -193013 3858336 3719388 36920 90985 3821416 3628403 X UNITED WAY CAPITAL CORPORATION'S MISSION IS TO CONDUCT NONPROFIT ACTIVITIES CONSISTENT WITH, AND IN FURTHERANCE OF, THE PRINCIPLES AND PURPOSES OF THE UNITED WAY OF TUCSON AND SOUTHERN ARIZONA, INC. UNITED WAY CAPITAL CORPORATION IS A SUPPORT ORGANIZATION UNDER SECTION 509(A)(3) OF THE INTERNAL REVENUE CODE. 0 0 1009932 250000 813245 PROVIDED RENTAL FACILITIES FOR UNITED WAY OF TUCSON AND SOUTHERN ARIZONA AND OTHER NON-PROFIT ORGANIZATIONS IN ACCORDANCE WITH THE EXEMPT MISSION OF THE CORPORATION. 1009932 1 0 0 0 0 0 0 1 0 0 1 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 7 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 X 7 7 0 1 0 0 0 1 0 1 0 0 0 1 1 1 1 1 1 0 0 0 X SYLVIA LEYBA VP CFO 5209039000 330 N COMMERCE PARK LOOP 200 TUCSON AZ 85745 TONY PENN PRESIDENT & CEO 1.00 40.00 X 0 333561 16798 GEORGE SCHLECHT VICE PRESIDENT & CFO 1.00 40.00 X 0 115746 9423 JUSTIN LANNE DIRECTOR 1.00 X 0 0 0 KERI SILVYN DIRECTOR 1.00 X 0 0 0 MATT SIEGEL DIRECTOR 1.00 X 0 0 0 TERESA NOWAK CHAIR 1.00 X X 0 0 0 KEVIN VOLK VICE-CHAIR 1.00 X X 0 0 0 JOSEPH KROEGER SECRETARY 1.00 1.00 X X 0 0 0 ALICE TEMPLETON TREASURER 1.00 X X 0 0 0 0 449307 26221 0 0 1 0 0 RENTAL 531120 813245 813245 813245 3674 3674 816919 813245 0 3674 250000 250000 2000 2000 44776 44776 383 383 1650 1650 390986 390986 210 210 315610 315610 4317 4317 1009932 1009932 0 0 121774 151585 529918 537438 17784 17784 14459 43151 8444733 5475303 3174401 2969430 3858336 3719388 0 43160 26168 19560 10752 28265 36920 90985 X 3821416 3628403 3821416 3628403 3858336 3719388 -193013 0 X X 0 1 X 0 0 X X 1 UNITED WAY OF TUCSON AND SOUTHERN ARIZONA 860098932 7 1 250000 297969 1 250000 297969 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 PART I, LINE 12(G)(VI): THE AMOUNT OF OTHER SUPPORT REPRESENTS THE EXCESS OF FAIR MARKET VALUE OF FACILITIES RENTED TO UNITED WAY OF TUCSON AND SOUTHERN ARIZONA OVER ACTUAL RENTS RECEIVED. X 0 102000 102000 6722991 4884220 1838771 1450233 487798 962435 6607 6607 0 162902 96678 66224 2969430 REFUNDABLE SECURITY DEPOSITS 10752 DUE TO AFFILIATE 17513 28265 X PART III, LINE 1A: UWCC OWNS A MINERAL DEPOSIT ON DISPLAY THAT IT HAS OPTED TO TREAT AS A PERMANENT COLLECTION THAT IS NOT RECORDED ON THE CONSOLIDATED STATEMENTS OF FINANCIAL POSITION. ANY ADDITIONAL MINERALS, SCULPTURES OR OTHER ARTWORK ON DISPLAY AS PART OF ITS PERMANENT COLLECTION THAT ARE PURCHASED WILL BE EXPENSED AND, IF DONATED, WILL NOT BE RECORDED. PART III, LINE 4: SEE PART III LINE 1A PART X, LINE 2: ASC 740 FOOTNOTE FROM CONSOLIDATED FINANCIAL STATEMENTS: BOTH UWTSA AND UWCC ARE EXEMPT FROM INCOME TAXES UNDER BOTH FEDERAL (INTERNAL REVENUE CODE SECTION 501(C)(3)) AND ARIZONA INCOME TAX LAWS. THEY ARE BOTH CLASSIFIED AS OTHER THAN PRIVATE FOUNDATIONS UNDER INTERNAL REVENUE CODE SECTION 509(A). INCOME FROM CERTAIN ACTIVITIES NOT DIRECTLY RELATED TO THEIR TAX-EXEMPT PURPOSE, HOWEVER, MAY BE SUBJECT TO TAXATION AS UNRELATED BUSINESS TAXABLE INCOME. FROM TIME TO TIME, UWTSA AND UWCC MAY BE SUBJECT TO PENALTIES AND INTEREST ASSESSED BY VARIOUS TAXING AUTHORITIES, WHICH ARE CLASSIFIED AS MANAGEMENT AND GENERAL EXPENSES, IF THEY OCCUR. 1 UNITED WAY OF TUCSON AND SOUTHERN ARIZONA INC 330 N COMMERCE PARK LOOP 200 TUCSON AZ 85745 860098932 501(C)(3) 250000 0 TO FUND THE CONSOLIDATED STRATEGIC PLAN AND ASSIST WITH CHILDREN'S PROGRAMMING. 1 PART I, LINE 2: AS A SUPPORTING ORGANIZATION OF UNITED WAY OF TUCSON AND SOUTHERN ARIZONA (UWTSA), UNITED WAY CAPITAL CORPORATION (UWCC) WILL MAKE GRANTS TO UWTSA FROM TIME TO TIME. DUE TO THE CLOSE RELATIONSHIP OF THE TWO ORGANIZATIONS, UWCC IS ABLE TO MONITOR THE USE OF FUNDS THROUGH ITS ONGOING OPERATIONS AND PERIODIC STATUS REPORTS BY UWTSA. 0 0 0 0 0 0 0 0 0 TONY PENN PRESIDENT & CEO 0 264150 0 69411 0 0 0 7226 0 9572 0 350359 0 0 PART I, LINE 3: THE ORGANIZATION'S PRESIDENT & CEO IS COMPENSATED BY UNITED WAY OF TUCSON AND SOUTHERN ARIZONA (UWTSA), A RELATED NONPROFIT ORGANIZATION. UWTSA UTILIZES A COMPENSATION COMMITTEE, AN INDEPENDENT COMPENSATION CONSULTANT, FORMS 990 OF OTHER ORGANIZATIONS, A WRITTEN EMPLOYMENT CONTRACT, A COMPENSATION SURVEY OR STUDY, AND APPROVAL BY THE BOARD OR COMPENSATION COMMITTEE. FORM 990, PART VI, SECTION A, LINE 3 PICOR/MAS A FULL-SERVICE COMMERCIAL PROPERTY MANAGEMENT COMPANY, HANDLES THE DAY-TO-DAY OPERATIONS. MORE SIGNIFICANT DECISIONS, SUCH AS THOSE RELATED TO LEASES AND CAPITAL EXPENDITURES, ARE TURNED OVER TO THE ORGANIZATION'S BOARD FOR A FINAL DECISION. MAS MANAGEMENT SERVICE WAS ACQUIRED IN JANUARY 2023. FORM 990, PART VI, SECTION A, LINE 7A PRIOR TO EACH ANNUAL MEETING OF THE BOARD OF DIRECTORS AND PRIOR TO EACH SPECIAL MEETING AT WHICH DIRECTORS ARE TO BE ELECTED, THE BOARD OF DIRECTORS SHALL ACT AS A NOMINATING COMMITTEE, AND, AS SUCH, THE BOARD OF DIRECTORS SHALL COMPILE A SLATE OF CANDIDATES FOR PROPOSED ELECTION AS DIRECTORS. SAID SLATE SHALL BE APPROVED BY UNITED WAY OF TUCSON AND SOUTHERN ARIZONA PRIOR TO PRESENTATION OF THE SLATE AT THE ANNUAL OR SPECIAL MEETING. FORM 990, PART VI, SECTION A, LINE 8B THERE ARE NO COMMITTEES THAT HAVE THE POWER TO ACT ON THE BOARD'S BEHALF. FORM 990, PART VI, SECTION B, LINE 11B A DRAFT COPY OF FORM 990 IS PROVIDED TO EACH MEMBER OF THE BOARD FOR THEIR REVIEW. AFTER THE DRAFT HAS BEEN REVIEWED BY THE MEMBERS, AN OFFICER OF THE CORPORATION APPROVES THE RETURN FOR FILING BY SIGNING THE RETURN. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY COVERS ALL STAFF, OFFICERS, MEMBERS OF THE BOARD, AND MEMBERS OF COMMITTEES WITH BOARD DELEGATED POWERS. POTENTIAL CONFLICTS ARE REQUIRED TO BE DISCLOSED ANNUALLY. ANY POTENTIAL CONFLICT IS ADDRESSED AT A BOARD MEETING TO DETERMINE WHETHER A CONFLICT OF INTEREST EXISTS. BOARD MEMBERS WITH A CONFLICT EXCUSE THEMSELVES FROM VOTING RELATING TO SAID CONFLICT. THE TRANSACTION IS THEN REVIEWED BY THE REMAINING BOARD MEMBERS. FORM 990, PART VI, SECTION B, LINE 15 THE PRESIDENT/CEO OF THE ORGANIZATION IS COMPENSATED BY A RELATED ORGANIZATION, UNITED WAY OF TUCSON AND SOUTHERN ARIZONA, INC. (UWTSA). UWTSA COMMISSIONED AN INDEPENDENT EXECUTIVE COMPENSATION MARKET ANALYSIS AND REVIEWED THE RESULTS OF THE PRESIDENT/CEO'S PERFORMANCE MEASURES. BASED ON THE COMPENSATION MARKET ANALYSIS AND PERFORMANCE RESULTS, THE EXECUTIVE COMMITTEE PRESENTED ITS COMPENSATION RECOMMENDATION FOR THE PRESIDENT/CEO TO THE BOARD OF DIRECTORS. COMPENSATION IS FORMALIZED IN AN EMPLOYMENT AGREEMENT WITH THE PRESIDENT/CEO. THE LAST AGREEMENT WAS EXECUTED JULY 1, 2022. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XII, LINE 2C: UNITED WAY CAPITAL CORPORATION (UWCC) IS A SUPPORTING ORGANIZATION OF UNITED WAY OF TUCSON AND SOUTHERN ARIZONA (UWTSA) AND IS INCLUDED IN CONSOLIDATED AUDITED FINANCIAL STATEMENTS WITH UWTSA. UWTSA HAS A COMMITTEE THAT ASSUMES RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT AND SELECTION OF AN INDEPENDENT ACCOUNTANT. UNITED WAY OF TUCSON AND SOUTHERN ARIZONA 330 N COMMERCE PARK LOOP 200 TUCSON AZ 85745 860098932 CHARITABLE AZ 501(C)(3) LINE 7 0 0 1 0 0 1 0 0 0 0 1 0 0 1 1 1 0 0 0 0