2024-12-18T14:49:14-06:00 2024-06-30 161071694 SCIARABBA WALKER & CO LLP 410 EAST UPLAND ROAD ITHACA NY 14850 990 2023-07-01 166050703 CORNELL RESEARCH FOUNDATION INC CORN 6072544698 395 PINE TREE ROAD SUITE 310 ITHACA NY 14850 ALICE LI PRESIDENT 6072544698 2024-12-18 1 1 SVETLANA SVETLICHNAYA P01785590 6072725550 2023 2024-10-15 13:58:12Z CENTER FOR TECHNOLOGY LICENSING AT CORNELL UNIVERSITY ALICE LI 395 PINE TREE ROAD SUITE 310 ITHACA NY 14850 0 0 X WWW.CCTEC.CORNELL.EDU X 1932 NY TO FOSTER INVENTIVENESS AT CORNELL AND PROTECT AND MANAGE CORNELL'S INTELLECTUAL PROPERTY. 4 4 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1624940 1586075 33781216 33781216 -32156276 -32195141 THE ORGANIZATION'S MISSION IS TO FOSTER INVENTIVENESS AT CORNELL, PROTECT CORNELL'S INTELLECTUAL PROPERTY INTERESTS AND MANAGE THOSE INTERESTS FOR THE BENEFIT OF CORNELL, ITS INVENTORS AND THE PUBLIC. 0 0 CORNELL RESEARCH FOUNDATION (CRF) HOLDS PATENTS ON TECHNICAL PROCESSES DEVELOPED BY CORNELL UNIVERSITY'S FACULTY AND STAFF. INCOME FROM HOLDING THE PROPERTY INURES TO THE BENEFIT OF CORNELL, A SECTION 501(C)(3) RESEARCH UNIVERSITY. 0 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 X 4 4 0 0 0 0 0 0 0 1 1 0 0 1 0 0 0 0 0 0 NY X YALVERTON LUCKAIN 6072544496 395 PINE TREE ROAD SUITE 310 ITHACA NY 14850 KRYSTYN VLIET CHAIRMAN 0.50 X X 0 0 0 CAROLANN SAGGESE TREASURER 0.50 X X 0 0 0 PATRICIA MCCLARY SECRETARY 0.50 X X 0 0 0 JOHN E ALEXANDER VICE PRESIDENT 0.50 X X 0 0 0 BRIAN KELLY VICE PRESIDENT 40.00 X 0 353737 0 XIANG LI PRESIDENT 40.00 X 0 333252 0 0 686989 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1624940 1586075 1624940 1586075 946109 946109 32835107 32835107 33781216 33781216 X -32156276 -32195141 -32156276 -32195141 1624940 1586075 X 0 -38866 1 X 0 0 0 0 INVESTMENT IN START-UP COMPANIES 1586075 F 1586075 DUE TO CORNELL UNIVERSITY 32835107 32835107 0 0 0 BRIAN KELLY VICE PRESIDENT 0 353737 0 0 0 0 0 0 0 0 0 353737 0 0 XIANG LI PRESIDENT 0 333252 0 0 0 0 0 0 0 0 0 333252 0 0 SCHEDULE J, PART I, QUESTION 3: THIS SECTION WAS NOT COMPLETED BECAUSE THE COMPENSATION DECISIONS WERE MADE BY CORNELL UNIVERSITY, A 501 (C)(3) RELATED ORGANIZATION, NOT CORNELL RESEARCH FOUNDATION. CORNELL RESEARCH FOUNDATION DOES NOT HAVE ACCESS TO INFORMATION REGARDING CORNELL UNIVERSITY COMPENSATION DECISIONS. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS REVIEWED BY THE PRESIDENT BEFORE IT IS FILED AND IS PROVIDED TO ALL BOARD MEMBERS. FORM 990, PART VI, SECTION C, LINE 19 AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: ROUNDING 1. FORM 990, PART V LINE 2A AND 2B, W-3 ALL OFFICERS OF THE FOUNDATION ARE TREATED AS EMPLOYEES OF CORNELL UNIVERSITY AND ARE INCLUDED IN PAYROLL REPORTS FILED BY THE UNIVERSITY. THEREFORE, THE FOUNDATION DOES NOT FILE ANY W-2S, W-3S OR FEDERAL EMPLOYMENT TAX RETURNS. FORM 990, PART VI, LINE 12A, CONFLICT OF INTEREST POLICY THE FOUNDATION DOES NOT HAVE A CONFLICT OF INTEREST POLICY. THE BOARD MEMBERS FOLLOW THE CORNELL UNIVERSITY CONFLICT OF INTEREST POLICY AS THEY ARE EMPLOYEES OF CORNELL. FORM 990, PART VI, LINE 13, WHISTLEBLOWER POLICY THE FOUNDATION DOES NOT HAVE A WRITTEN WHISTLEBLOWER POLICY. THE OFFICERS HAVE ACCESS TO THE CORNELL UNIVERSITY WHISTLEBLOWER POLICY AS THEY ARE EMPLOYEES OF CORNELL. FORM 990, PART VI, LINE 14, DOCUMENT RETENTION POLICY THE FOUNDATION DOES NOT HAVE A DOCUMENT RETENTION POLICY. THE FOUNDATION STAFF FOLLOWS THE CORNELL UNIVERSITY DOCUMENT RETENTION POLICY. FORM 990, PART VI, LINE 15, DETERMINING COMPENSATION THE FOUNDATION DOES HAVE A PROCESS FOR DETERMINING COMPENSATION. CORNELL UNIVERSITY, WHICH EMPLOYS THE FOUNDATION STAFF AND PRESIDENT DOES HAVE A PROCESS FOR DETERMINING COMPENSATION. FORM 990, PART VII, LINE 1A, OFFICERS AND DIRECTORS THE BOARD SERVES WITHOUT COMPENSATION. THE TREASURER AND SECRETARY SERVE WITHOUT COMPENSATION. THEY ARE EMPLOYEES OF A RELATED ORGANIZATION, CORNELL UNIVERSITY. THEIR COMPENSATION AND BENEFITS FROM THE AFFILIATED ORGANIZATION EXCEED $100,000. THE PRESIDENT OF THE FOUNDATION IS ALSO AN EMPLOYEE OF CORNELL UNIVERSITY. CORNELL UNIVERSITY 395 PINE TREE ROAD ITHACA NY 14851 150532082 EDUCATION NY 501(C)(3) LINE 2 N/A 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0