2024-09-13T11:12:49-05:00 2023-10-31 990 2022-11-01 956034304 DAVID X MARKS FOUNDATION DAVI 2138211900 UNIVERSITY GARDENS BLDG 205 LOS ANGELES CA 900898006 JAMES EDDY III TREASURER 2138211900 2024-09-12 0 2022 2024-08-08 14:25:15Z STEPHEN DEL GUERCIO UNIVERSITY GARDENS BLDG 205 LOS ANGELES CA 900898006 8940611 0 X N/A X 1952 CA TO PROVIDE SUPPORT TO THE UNIVERSITY OF SOUTHERN CALIFORNIA FOR ATHLETIC AND BAND SCHOLARSHIPS. 7 4 0 0 0 0 0 0 0 0 3318158 3144990 0 0 3318158 3144990 1631600 2549009 0 0 0 0 0 0 0 10000 10000 1641600 2559009 1676558 585981 31815168 30847931 50000 826268 31765168 30021663 THIS CORPORATION IS FORMED FOR THE PURPOSE OF BENEFITING THE UNIVERSITY OF SOUTHERN CALIFORNIA AND SHALL BE OPERATED EXCLUSIVELY FOR THE BENEFIT OF THE UNIVERSITY OF SOUTHERN CALIFORNIA. 0 0 2549009 2549009 SUPPORT ORGANIZATION OF THE UNIVERSITY OF SOUTHERN CALIFORNIA, CONTRIBUTIONS FOR THE YEAR ENDED 10/31/2023. 2549009 1 0 0 0 0 0 0 0 0 1 0 1 0 0 1 0 1 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 X 7 4 1 0 0 0 1 1 0 1 1 0 0 1 0 0 0 0 0 0 CA X UNIVERSITY OF SOUTHERN CALIFORNIA 2138211900 UNIVERSITY GARDENS BLDG STE 205 LOS ANGELES CA 900898006 JAMES STATEN until 12023 DIRECTOR 0.25 50.00 X 0 1916188 78971 CAROL FOLT until 112722 DIRECTOR 0.25 50.00 X 0 3673614 954495 MIKE BOHN until 51923 DIRECTOR 0.25 50.00 X 0 2056102 69097 JAMES EDDY II until 12622 PRESIDENT / DIRECTOR 0.25 0.00 X X 0 0 0 STEPHEN DEL GUERCIO SEC / TREAS / PRES / DIRECTOR 0.25 0.00 X X 0 0 0 BRUCE FURNISS VICE PRES / SEC / DIRECTOR 0.25 0.00 X X 0 0 0 SUZANNE NORA JOHNSON DIRECTOR 0.25 2.00 X 0 0 0 ERIK BRINK as of 72623 DIRECTOR 0.25 50.00 X 0 697286 101538 DAVID WRIGHT as of 112822 DIRECTOR 0.25 50.00 X 0 807003 61228 JENNIFER COHEN as of 82123 DIRECTOR 0.25 50.00 X 0 0 0 JAMES EDDY III as of 12622 TREAS / DIRECTOR 0.25 0.00 X X 0 0 0 0 9150193 1265329 0 0 1 0 0 592126 592126 8348485 5795621 2552864 2552864 2552864 3144990 0 0 3144990 2549009 2549009 10000 10000 2559009 2549009 10000 0 408532 436275 78763 69695 31327873 30341961 31815168 30847931 50000 826268 50000 826268 X 31765168 30021663 31765168 30021663 31815168 30847931 585981 -2329486 0 X 0 1 X 1 0 X X 1 UNIVERSITY OF SOUTHERN CALIFORNIA 951642394 2 1 2549009 0 1 2549009 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 31765168 815504 2549009 10000 30021663 37308072 -3901304 1631600 10000 31765168 27356919 11485876 1524723 10000 37308072 31426249 2450330 1609000 10000 27356919 30346946 2635303 1546000 10000 31426249 0 1 1 0 COMMON AND PREFERRED STOCKS 22942651 F MUTUAL FUNDS 7399310 F 30341961 ACCOUNTS PAYABLE 50000 PAYABLE FOR SECURITIES PURCHASED 60438 CONTRIBUTION PAYABLE 715830 826268 815504 -2329486 -2329486 3144990 0 3144990 2559009 0 2559009 0 2559009 1 UNIVERSITY OF SOUTHERN CALIFORNIA UNIVERSITY GARDENS BLDG STE 205 LOS ANGELES CA 900898006 951642394 501(C)(3) 2549009 0 PROGRAM SUPPORT 1 Part I, Line 2: DAVID X MARKS FOUNDATION TRANSFERS MONIES TO THE UNIVERSITY OF SOUTHERN CALIFORNIA WHICH ASSUMES RESPONSIBILITY FOR ACTUAL DISBURSEMENT CRITERIA BASED ON BOUNDARIES SET BY THE ESTABLISHMENT OF THE GRANT. 0 1 0 0 0 0 0 0 0 CAROL FOLT until 112722 DIRECTOR 0 1766635 0 850000 0 1056979 0 931667 0 22828 0 4628109 0 0 MIKE BOHN until 51923 DIRECTOR 0 1332502 0 243750 0 479850 0 30500 0 38597 0 2125199 0 0 JAMES STATEN until 12023 DIRECTOR 0 1524938 0 100000 0 291250 0 30500 0 48471 0 1995159 0 0 DAVID WRIGHT as of 112822 DIRECTOR 0 500741 0 200000 0 106262 0 30500 0 30728 0 868231 0 0 ERIK BRINK as of 72623 DIRECTOR 0 560155 0 80000 0 57131 0 30500 0 71038 0 798824 0 0 FORM 990, SCHEDULE J, PART II NONE OF THE OFFICERS AND DIRECTORS OF THIS ORGANIZATION RECEIVED ANY COMPENSATION FROM THE FILING ORGANIZATION DURING 2022. DURING 2022, THE INDIVIDUALS REPORTED ON SCHEDULE J, PART II WERE EMPLOYEES OF THE UNIVERSITY OF SOUTHERN CALIFORNIA ("USC"), A RELATED ORGANIZATION. FORM 990, SCHEDULE J, PART 1, LINE 4B IN 1994 USC CREATED A 457(F) SUPPLEMENTAL RETIREMENT PLAN TO PROVIDE MAKE-UP BENEFITS TO EMPLOYEES WHOSE COMPENSATION EXCEEDED THE EARNINGS LIMITATION FOR CONTRIBUTIONS TO THE USC DEFINED CONTRIBUTION PLAN. AS OF JANUARY 1, 2005, THE PLAN WAS FROZEN AND PARTICIPANTS, WITH RESPECT TO FUTURE MAKE-UP BENEFITS, WERE NO LONGER PERMITTED TO DEFER THESE BENEFITS. CAROL FOLT: DURING CALENDAR YEAR 2022, THE PRESIDENT OF USC PARTICIPATED IN TWO RETENTION PROGRAMS. UNDER THE FIRST PLAN, A PAYMENT OF $2,000,000 (ACCRUING AT $666,667 PER FISCAL YEAR, PLUS INTEREST, BEGINNING ON JULY 1, 2021, SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE) IS SCHEDULED TO VEST AND BE PAYABLE IN 2024. A RATABLE ACCRUAL OF $666,667 FROM CALENDAR YEAR 2022 IS INCLUDED IN SCHEDULE J, PART II, COLUMN (C). UNDER THE SECOND PLAN, 10% OF THE PRESIDENT'S COMBINED BASE SALARY AND BONUS LESS THE PRESIDENT'S SECTION 401(A) CONTRIBUTION FOR THE YEAR IS DEFERRED SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE, AND SCHEDULED TO VEST (PLUS INTEREST) AND BE PAYABLE IN 2024. THE PLAN WAS EFFECTIVE STARTING IN DECEMBER 2021. A RATABLE ACCRUAL OF $234,500 FROM THE CALENDAR YEAR IS INCLUDED IN SCHEDULE J, PART II, COLUMN (C). Form 990, Part VI, Section A, line 2 THE FOLLOWING WERE EMPLOYEES AT THE UNIVERSITY OF SOUTHERN CALIFORNIA (USC) DURING FY23 - CAROL FOLT, DAVID WRIGHT, JAMES STATEN, ERIK BRINK, MIKE BOHN Form 990, Part VI, Section A, line 6 PURSUANT TO ARTICLE II, SECTION 1 OF THE BYLAWS OF THE CORPORATION, THE TOTAL NUMBER OF AUTHORIZED MEMBERS MUST BE 7. Form 990, Part VI, Section A, line 7a PURSUANT TO ARTICLE II, SECTION 2 OF THE BYLAWS, (i) THE USC CHAIRMAN OF THE BOARD OF TRUSTEES, (ii) THE PRESIDENT OR HIS OR HER DESIGNEE, (iii) THE DIRECTOR OF INTERCOLLEGIATE ATHLETICS AND (iv) THE SENIOR VICE PRESIDENT SELECTED BY THE BOARD OF TRUSTEES SHALL BE EX-OFFICIO MEMBERS OF THE CORPORATION. THE REMAINDER OF THE MEMBERS SHALL BE SELECTED BY THE WRITTEN ASSENT OR MAJORITY VOTE OF THE BOARD OF DIRECTORS. Form 990, Part VI, Section B, line 11b DAVID X MARKS FOUNDATION'S FORM 990 IS REVIEWED AT SEVERAL LEVELS AND THE FORM IS PROVIDED TO EACH MEMBER OF THE GOVERNING BOARD PRIOR TO FILING. Form 990, Part VI, Section B, line 12 RELATED ORGANIZATIONS OF USC FOLLOW THE UNIVERSITY'S POLICIES. PURSUANT TO THE CONFLICT OF INTEREST POLICY, IF AN INDIVIDUAL BELIEVES OR SUSPECTS THAT A CONFLICT OF INTEREST MAY EXIST, IT SHOULD BE DISCLOSED TO THE CHAIRMAN OF THE BOARD. DAVID X MARKS FOUNDATION FOLLOWS USC'S WRITTEN DOCUMENT RETENTION AND WHISTLEBLOWER POLICIES. Form 990, Part VI, Section C, line 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. THE CONFLICT OF INTEREST POLICY CAN BE FOUND ON THE UNIVERSITY'S WEBSITE. UNIVERSITY OF SOUTHERN CALIFORNIA UNIVERSITY GARDENS BLDG STE 205 LOS ANGELES CA 900898006 951642394 EDUCATION CA 501(C) 0 USC CARE MEDICAL GROUP INC 1510 SAN PABLO STREET LOS ANGELES CA 900334613 954540991 MANAGED CARE CA 501(C) 1 ICT PRODUCTIONS INC UNIVERSITY GARDENS BLDG STE 205 LOS ANGELES CA 900898006 954843260 EDUC. MEDIA CA 501(C) 1 SURVIVORS OF THE SHOAH VISUAL HISTORY FOUNDATION UNIVERSITY GARDENS BLDG STE 205 LOS ANGELES CA 900898006 954474965 EDUC. MEDIA CA 501(C) 1 USC VERDUGO HILLS HOSPITAL FOUNDATION 1812 VERDUGO BLVD GLENDALE CA 91208 953247823 USC SUPPORT CA 501(C) 1 ALBEDO INSURANCE COMPANY IC UNIVERSITY GARDENS BLDG STE 205 LOS ANGELES CA 900898006 851454978 USC SUPPORT VT 501(C) 1 USC CAPTIVE INSURANCE COMPANY UNIVERSITY GARDENS BLDG STE 205 LOS ANGELES CA 900898006 851454519 USC SUPPORT VT 501(C) 1 GENERAL LIABILITY DEFENSE IC UNIVERSITY GARDENS BLDG STE 205 LOS ANGELES CA 900898006 851472543 USC SUPPORT VT 501(C) 1 USC HEALTH SYSTEM 1510 SAN PABLO STREET LOS ANGELES CA 900334613 850666499 USC SUPPORT CA 501(C) 1 KECK MEDICAL CENTER OF USC 1510 SAN PABLO STREET LOS ANGELES CA 900334613 851644866 HOSPITAL CA 501(C) 1 USC VERDUGO HILLS HOSPITAL 1812 VERDUGO BLVD GLENDALE CA 91208 851634852 HOSPITAL CA 501(C) 1 USC ARCADIA HOSPITAL 300 WEST HUNTINGTON DRIVE ARCADIA CA 91007 951643336 HOSPITAL CA 501(C) 1 USC ARCADIA HOSPITAL FOUNDATION 300 WEST HUNTINGTON DRIVE ARCADIA CA 91007 953407027 FUNDRAISING CA 501(C) 1 ALDERSGATE MEDICAL SERVICES 300 WEST HUNTINGTON DRIVE ARCADIA CA 91007 953702057 SUPPORT ORG CA 501(C) 1 WOMEN'S AUXILIARY OF METHODIST HOSPITAL 300 WEST HUNTINGTON DRIVE ARCADIA CA 91007 954123357 HEALTHCARE CA 501(C) 0 USCSCA SURGICAL HOLDING LLC 1510 SAN PABLO STREET LOS ANGELES CA 90033 SURGERY CENTER CA N/A 0 0 SUMMERTIME APARTMENTS 3990 RUFFIN ROAD SUITE 100 SAN DIEGO CA 92123 330167146 HOUSING CA N/A 0 0 HM FUND II LP 150 EAST 58TH STREET 33RD FL N NEW YORK NY 10155 871030738 INVESTMENTS NY N/A 0 0 STRIPES V MEADOWS CO-INVEST LP 40 10TH AVE 5TH FLOOR NEW YORK NY 10014 862543648 INVESTMENTS NY N/A 0 0 MAY ROBERTS DEWRIGHT TRUST UNIVERSITY GARDENS BLDG STE 205 LOS ANGELES CA 900898006 956284845 USC SUPPORT CA N/A T 1 INTEGRATED DIGITAL ASSET CORPORATION UNIVERSITY GARDENS BLDG STE 205 LOS ANGELES CA 900898006 954680904 3RD PARTY CON CA N/A C 1 CHARITABLE REMAINDER TRUSTS (354) UNIVERSITY GARDENS BLDG STE 205 LOS ANGELES CA 900898006 FUNDRAISING CA N/A T 1 POOLED INCOME FUND UNIVERSITY GARDENS BLDG STE 205 LOS ANGELES CA 900898006 FUNDRAISING CA N/A T 1 0 0 1 0 0 0 0 0 0 0 0 0 0 1 1 1 0 1 0 PART IV, LINE 4 COLUMN (C) THE LEGAL DOMICILES OF THE CHARITABLE REMAINDER TRUSTS INCLUDE: CA, CO, FL, GA, HI, IN, MA, NV, PA, AND WA