2024-08-06T10:36:06-05:00 2023-09-30 990 2022-10-01 314379427 BATTELLE MEMORIAL INSTITUTE BATT 6144246424 505 KING AVENUE COLUMBUS OH 432012693 THOMAS E SHARPE ASST. TREASURER 6144244971 2024-08-06 0 2022 2024-08-08 14:25:15Z LEWIS VON THAER 505 KING AVENUE COLUMBUS OH 432012693 12465603824 0 X WWW.BATTELLE.ORG X 1925 OH SEE MISSION STATEMENT ON SCHEDULE O BATTELLE MEMORIAL INSTITUTE ("BMI") IS ORGANIZED EXCLUSIVELY FOR CHARITABLE, EDUCATIONAL AND SCIENTIFIC PURPOSES, INCLUDING THE UTILIZATION OF SCIENCE, THE SCIENTIFIC METHOD AND RESEARCH FOR THE BENEFIT AND EDUCATION OF MANKIND. 9 9 44722 0 109040579 3613870 9821317836 11134563558 1205777755 1266122303 -25783374 57844626 23633829 5723812 11024946046 12464254299 24278581 20654674 0 0 6093584423 6740968355 0 0 0 4886018950 5601302776 11003881954 12362925805 21064092 101328494 1503032732 1611117235 606544986 697750736 896487746 913366499 X BATTELLE MEMORIAL INSTITUTE ("BMI") IS ORGANIZED EXCLUSIVELY FOR CHARITABLE, EDUCATIONAL AND SCIENTIFIC PURPOSES, INCLUDING THE UTILIZATION OF SCIENCE, THE SCIENTIFIC METHOD AND RESEARCH FOR THE BENEFIT AND EDUCATION OF MANKIND. 0 0 7873440278 781088986 BATTELLE MEMORIAL INSTITUTE ("BMI") AND ITS AFFILIATES OPERATE SEVEN UNITED STATES DEPARTMENT OF ENERGY ("DOE") NATIONAL LABORATORIES: BROOKHAVEN NATIONAL LABORATORY; IDAHO NATIONAL LABORATORY; LOS ALAMOS NATIONAL LABORATORY; NATIONAL RENEWABLE ENERGY LABORATORY; OAK RIDGE NATIONAL LABORATORY; PACIFIC NORTHWEST NATIONAL LABORATORY AND SAVANNAH RIVER NATIONAL LABORATORY. BMI IS AN INTEGRATED SUBCONTRACTOR AT AN EIGHTH DOE NATIONAL LABORATORY: LAWRENCE LIVERMORE NATIONAL LABORATORY. IN ADDITION, A BMI AFFILIATE HOLDS THE MANAGEMENT CONTRACT WITH RESPECT TO THE UNITED STATES DEPARTMENT OF HOMELAND SECURITY'S NATIONAL BIODEFENSE ANALYSIS AND COUNTERMEASURES CENTER. THROUGH OPERATION OF THE NATIONAL LABORATORIES, BMI AND ITS AFFILIATES ADDRESS CRITICAL ELEMENTS OF THE NATION'S SCIENTIFIC RESEARCH AGENDA, PERFORM BASIC AND APPLIED SCIENTIFIC RESEARCH, CREATE SCIENTIFIC KNOWLEDGE AND TECHNICAL SOLUTIONS IN KEY AREAS OF SCIENCE, INCREASE THE AVAILABILITY OF CLEAN AND ABUNDANT ENERGY, RESTORE AND PROTECT THE ENVIRONMENT, ENGAGE IN EDUCATIONAL ACTIVITIES, AND CONTRIBUTE TO NATIONAL SECURITY. 372032993 376404285 BMI ALSO CONDUCTS SCIENTIFIC RESEARCH AND DEVELOPMENT PROGRAMS FOR OTHER FEDERAL, STATE AND LOCAL GOVERNMENT AGENCIES AND INDUSTRIAL SPONSORS, AND TRANSLATES SCIENCE AND TECHNOLOGY INTO PRODUCTS, SYSTEMS AND SERVICES FOR ITS SPONSORS. BMI PLACES SPECIAL EMPHASIS UPON SIGNATURE AREAS OF ENERGY, ENVIRONMENT AND MATERIAL SCIENCES, NATIONAL SECURITY, AND HEALTH AND LIFE SCIENCES. 20654674 20654674 EACH YEAR, BMI DISTRIBUTES AT LEAST TWENTY PERCENT OF ITS PRIOR YEAR CONSOLIDATED NET INCOME BEFORE ADJUSTMENTS FOR UNREALIZED GAINS AND LOSSES TO PUBLIC CHARITIES AND EDUCATIONAL INSTITUTIONS. DISTRIBUTIONS ARE PRIMARILY FOCUSED UPON EDUCATION, HUMAN SERVICES, ARTS AND SCIENCES, AND ECONOMIC DEVELOPMENT. BMI ACTIVELY SUPPORTS EDUCATIONAL INITIATIVES IN OHIO, TENNESSEE AND ACROSS THE UNITED STATES THAT PROMOTE STUDENT ACHIEVEMENT, ASSIST WITH PROFESSIONAL DEVELOPMENT FOR TEACHERS, AND PROMOTE INQUIRY-BASED LEARNING, ESPECIALLY IN THE SCIENCE, TECHNOLOGY, ENGINEERING, AND MATHEMATICS (STEM) DISCIPLINES. 8266127945 1 1 0 1 0 0 0 0 0 0 1 1 0 0 1 0 0 1 0 1 1 0 0 0 0 0 0 1 0 1 0 0 0 1 0 0 1 0 0 0 0 0 1 1 1 1 0 1 1 3750 0 1 44722 1 1 1 1 SZ UK 0 0 0 0 0 0 0 0 1 0 X 9 9 0 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 1 1 1 AZ CA DC GA IL KY MA NY OH OR VA IN X X CHRIS BOYNTON 6144243012 505 KING AVENUE COLUMBUS OH 432012693 JOHN K WELCH CHAIRMAN AND DIRECTOR TO 11/22 3.00 X 185289 0 0 SEAN C O'KEEFE DIRECTOR 3.00 X 173443 0 0 MICHAEL J GASSER DIRECTOR 3.00 X 161042 0 0 JOHN C LECHLEITER DIRECTOR 3.00 X 168392 0 0 KIRKLAND H DONALD CHAIRMAN AND DIRECTOR FROM 11/22 3.00 X 168632 0 0 STEPHANIE O'SULLIVAN DIRECTOR 3.00 X 153323 0 0 SUZANNE M VAUTRINOT DIRECTOR 3.00 X 153838 0 0 VICKY A BAILEY DIRECTOR 3.00 X 166032 0 0 STEPHEN D STEINOUR DIRECTOR 3.00 X 160615 0 0 WAYNE FREDERICK DIRECTOR 3.00 X 160645 0 0 LEWIS VON THAER PRESIDENT & CEO 39.00 1.00 X 4940508 0 46423 RUSSELL P AUSTIN SR VP, GEN COUNSEL & SECRETARY 40.00 X 1247151 0 -334178 EDWARD GRECCO EXECUTIVE VP, CFO TO 05/23 40.00 X 1302340 0 52334 CHRIS BOYNTON EXECUTIVE VP, CFO FROM 05/23 40.00 X 0 0 0 STEVEN F ASHBY SR VP, LAB DIRECTOR 40.00 X 955751 0 -98492 PATRICK F JARVIS SR VP, MARKETING & COMMUNICATIONS 40.00 X 793851 0 22479 MATTHEW L VAUGHAN EXECUTIVE VP, AS&T 40.00 X 1425707 0 47918 MARK T PETERS EXECUTIVE VP, GLOBAL LAB OPS 40.00 X 1259281 0 51086 AIMEE KENNEDY SR VP, CHIEF HR OFFICER 40.00 X 804533 0 19014 THOMAS E SHARPE ASST TREASURER & ASST SECR 39.00 1.00 X 299027 0 -207925 BRIAN R SMITH VP & TREASURER 39.00 1.00 X 424464 0 -48907 MARK D PERRIGO ASST TREAS. & CONTROLLER TO 05/23 40.00 X 375060 0 44591 AMY VERTANEN ASST TREAS. & CONTROLLER FROM 05/23 40.00 X 442982 0 22298 JOHN WAGNER SR VP, LAB DIRECTOR 40.00 X 849342 0 60299 GEORGE LECAKES SR VP & GENERAL MANAGER 40.00 X 858756 0 -132045 GARY PRICE CHIEF RISK OFFICER 40.00 X 705015 0 14398 MICHAEL SCHLENDER DEPUTY LAB DIRECTOR, COF 40.00 X 701035 0 -333718 ANTHONY PEURRUNG DEPUTY LAB DIRECTOR 40.00 X 666740 0 -429838 JUD W VIRDEN ASSOC LAB DIRECTOR 40.00 X 657828 0 -402126 RONALD D TOWNSEND EXECUTIVE VP, GLB LAB OPS TO 01/21 40.00 X 749259 0 0 THOMAS E MASON SENIOR VP 07/17 TO 11/17 0.00 X 656693 0 4 21766574 0 -1606385 19712 1 1 0 MERRICK SMSI JOINT VENTURE LLP 600 SIXTH STREET LOS ALAMOS NM 87544 PROJECT MNGMT CONSTRUCTION 122180152 CENTERRA GROUP LLC 7121 FAIRWAY DR PALM BEACH GARDENS FL 33418 PROFORCE SERVICES 19295756 EW HOWELL CO LLC 245 NEWTOWN RD PLAINVIEW NY 11803 CONSTRUCTION 14021447 INCUSCALE LLC 1425 PLAIN CITY-GEORGESVILLE RD WEST JEFFERSON OH 43162 PROFESSIONAL SERVICES 11857088 YOH SERVICES LLC 1500 SPRING GARDENS ST PHILADELPHIA PA 19130 PROFESSIONAL SERVICES 11676279 662 11069708938 64854620 11134563558 GOVERNMENT CONTRACTS 541700 851615186 851615186 SCIENTIFIC RESEARCH 541700 414507117 305878085 108629032 1266122303 24332422 411547 23920875 5278385 5278385 102572 0 102572 102572 102572 32603008 2258721 0 1349525 32603008 909196 33512204 33512204 OTHER INCOME 541700 297796 297796 NET GAIN CURRENCY CONV 541700 45059 45059 342855 12464254299 1157493271 109040579 63156891 X 20654674 20654674 21367841 21367841 5151644527 3491886277 1659758250 172275242 118965030 53310212 1031846434 700512741 331333693 363834311 245335535 118498776 4244405 4244405 11873022 11873022 1843359 1843359 1189926 1189926 1537393 1537393 2834886808 1896861119 938025689 756857 756857 4852906 191488 4661418 164017149 104051307 59965842 131080787 86338850 44741937 205756144 139496652 66259492 3461909 2293838 1168071 5214528 2762060 2452468 22959032 12112771 10846261 8770083 8770083 PURCHASES 1965145856 1301196367 663949489 NON-INCOME TAX EXPENSE 159596951 115949917 43647034 INCOME TAX EXPENSE 2298443 1212617 1085826 MINORITY INTEREST 23387444 23387444 48429774 20115514 28314260 12362925805 8266127945 4096797860 0 50763014 47050353 331214282 361331448 267074774 269462081 11685935 16901980 1698879 1191158 30781029 29406744 590605142 434840360 161337886 155764782 387654189 459980508 200563751 226518633 60258993 43509548 1503032732 1611117235 205068410 204133082 55882923 56637849 305000000 305000000 40593653 131979805 606544986 697750736 X 0 0 0 0 896487746 913366499 896487746 913366499 1503032732 1611117235 X 101328494 -84449741 X 0 1 X 1 1 1 X 7267057242 8189899250 8954666857 9821317836 11134563558 45367504743 7267057242 8189899250 8954666857 9821317836 11134563558 45367504743 45367504743 16430283 25093193 17894364 38388375 29644687 127450902 7812493 3789035 4781665 4916371 3613870 24913434 45519869079 5088608551 0.99670 0.99630 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 1 0 0 0 0 1 1135640 0 1 54286 1189926 0 PART II-B, LINE 1: LINE 1 (I) OTHER ACTIVITIES THIRTEEN ORGANIZATIONS REPORTED THAT A PORTION OF MEMBERSHIP DUES PAID BY BATTELLE WERE USED FOR LOBBYING. SCHEDULE C SUPPLEMENTAL INFORMATION - PART IV INTERNAL LOBBYING EXPENSES TOTALED $356,402 AND EXTERNAL LOBBYING EXPENSES TOTALED $779,238 FOR A TOTAL OF $1,135,640. THE GENERAL ISSUE AREA FOR LOBBYING IS INCREASED FUNDING IN THE FEDERAL BUDGET FOR SCIENTIFIC RESEARCH AND DEVELOPMENT PROGRAMS, THROUGH AUTHORIZATION AND APPROPRIATIONS BILLS AND REPORT LANGUAGE. THE SPECIFIC LOBBYING ISSUES INCLUDE THE U.S. HOUSE AND SENATE AUTHORIZATION BILLS FOR THE DEPARTMENT OF COMMERCE; DEPARTMENT OF DEFENSE; DEPARTMENT OF EDUCATION; DEPARTMENT OF ENERGY; DEPARTMENT OF HEALTH AND HUMAN SERVICES (NATIONAL INSTITUTES OF HEALTH AND CENTERS FOR DISEASE CONTROL AND PREVENTION); DEPARTMENT OF HOMELAND SECURITY, DEPARTMENT OF THE INTERIOR (ENVIRONMENTAL PROTECTION AGENCY), DEPARTMENT OF VETERANS AFFAIRS, NATIONAL SCIENCE FOUNDATION, AND THE INTELLIGENCE COMMUNITY. ADDITIONALLY, THEY INCLUDE THE U.S. HOUSE AND SENATE APPROPRIATIONS BILLS FOR: COMMERCE, JUSTICE, SCIENCE, AND RELATED AGENCIES; DEFENSE; ENERGY AND WATER DEVELOPMENT; HOMELAND SECURITY; LABOR, HEALTH AND HUMAN SERVICES, EDUCATION, INTERIOR, ENVIRONMENT, AND RELATED AGENCIES THE HOUSE(S) OF CONGRESS AND FEDERAL AGENCIES CONTACTED (THOUGH NOT NECESSARILY LOBBIED) INCLUDE: DEPARTMENT OF EDUCATION, DEPARTMENT OF ENERGY, DEPARTMENT OF DEFENSE, DEPARTMENT OF HEALTH AND HUMAN SERVICES (NATIONAL INSTITUTES OF HEALTH AND CENTER FOR DISEASE CONTROL AND PREVENTION), DEPARTMENT OF HOMELAND SECURITY, ENVIRONMENTAL PROTECTION AGENCY, NATIONAL SCIENCE FOUNDATION, U.S. HOUSE, AND U.S. SENATE. IN ADDITION, A MINOR AMOUNT OF LOBBYING IS CONDUCTED WITH VARIOUS STATE AND LOCAL GOVERNMENTS AND/OR AGENCIES. 4214058 4214058 261324493 183734671 77589822 1572330 946579 625751 312387514 250159110 62228404 11106747 11106747 155764782 213071895 C RABBI TRUSTS 13446738 F 226518633 LONG TERM BENEFIT RELATED LIABILITIES 28671083 OTHER LONG TERM LIABILITIES 14373671 LIABILITY FOR POSTRETIREMENT & OTHER BENEFITS 88935051 131979805 SUPPLEMENTAL INFORMATION PART X, LINE 2 - FIN 48(ASC 740) FOOTNOTE THE PROVISIONS OF FIN 48 INCLUDED IN FASB ASC 740 APPLY TO BATTELLE MEMORIAL INSTITUTE (BMI). A FIN 48 ANALYSIS FOR UNCERTAIN INCOME TAX POSITIONS WAS PERFORMED BY BMI AND REVIEWED BY ITS INDEPENDENT AUDITORS. AS A RESULT OF THE ANALYSIS, NO FIN 48 RESERVES FOR UNCERTAIN TAX POSITIONS WERE REQUIRED AND NONE WERE RECORDED IN THE FINANCIAL STATEMENTS. THEREFORE NO SPECIFIC FIN 48 FOOTNOTE WAS INCLUDED IN BMI'S FINANCIAL STATEMENTS. CENTRAL AMERICA AND THE CARIBBEAN INVESTMENTS 109319992 EUROPE INVESTMENTS 31420069 EUROPE 6 32 PROGRAM SERVICES SCIENTIFIC RESEARCH/SERVICES AND LABORATORY MANAGEMENT 31237627 NORTH AMERICA 1 1 PROGRAM SERVICES SCIENTIFIC RESEARCH/SERVICES AND LABORATORY MANAGEMENT 91359 7 33 0 0 7 33 172069047 0 172069047 0 0 1 1 1 1 PART I, LINE 3: ALL EXPENDITURES ARE BASED ON THE ACCRUAL METHOD OF ACCOUNTING. PART III ACCOUNTING METHOD: 1 ALBANY COLLEGE OF PHARMACY AND HEALTH SCIENCES 106 NEW SCOTLAND AVE ALBANY NY 12208 141423161 501(C)(3) 8900 0 CORPORATE MATCH AMERICAN HEART ASSOCIATION 7272 GREENVILLE AVE DALLAS TX 75231 135613797 501(C)(3) 16091 0 CORPORATE MATCH AMERICAN NATIONAL RED CROSS 995 E BROAD ST COLUMBUS OH 43205 530196605 501(C)(3) 6033 0 CORPORATE MATCH AMSE FOUNDATION 115 MAIN ST EAST OAK RIDGE TN 37830 621693789 501(C)(3) 15000 0 GENERAL OPERATING SUPPORT APS EDUCATION FOUNDATION PO BOX 25704 ALBUQUERQUE NM 87125 850434438 501(C)(3) 6000 0 GENERAL OPERATING SUPPORT BIG BROTHERS BIG SISTERS 318 NORTH GAY ST KNOXVILLE TN 37917 620842531 501(C)(3) 5050 0 GENERAL OPERATING SUPPORT BRECKENRIDGE CREATIVE ARTS 150 WEST ADAMS AVE BRECKENRIDGE CO 80424 472066832 501(C)(3) 15000 0 CORPORATE MATCH BRIAN GRANT FOUNDATION 650 NE HOLLADAY ST PORTLAND OR 97232 271628944 501(C)(3) 7120 0 CORPORATE MATCH CAPA 55 E STATE ST COLUMBUS OH 43215 310749884 501(C)(3) 10475 0 GENERAL OPERATING SUPPORT CARLSBAD COMMUNITY FOUNDATION 114 S CANYON ST CARLSBAD NM 88220 850206472 501(C)(3) 5765 0 GENERAL OPERATING SUPPORT CASE WESTERN RESERVE UNIVERSITY 11000 CEDAR AVE CLEVELAND OH 44106 341018992 501(C)(3) 10000 0 CORPORATE MATCH CASSIA REGIONAL TECHNICAL CENTER 1143 W 16TH ST BURLEY ID 83318 826000732 170(C)(1) 16000 0 STEM EDUCATION CATHOLIC RELIEF SERVICES INC PO BOX 5200 HARLAN IA 51593 135563422 501(C)(3) 5200 0 CORPORATE MATCH CENTRAL OHIO MARTIAL ARTS TEAMS 4264 N HIGH ST COLUMBUS OH 43214 825220101 501(C)(3) 20000 0 CORPORATE MATCH CENTRO HISPANO 2455 SUTHERLAND AVE KNOXVILLE TN 37919 203415545 501(C)(3) 10000 0 GENERAL OPERATING SUPPORT CHILDRENS HUNGER ALLIANCE 1105 SCHROCK RD COLUMBUS OH 43229 237303509 501(C)(3) 25335 0 GENERAL OPERATING SUPPORT CLAFLIN UNIVERSITY 205 GUM SWAMP TRAIL WEST COLUMBIA SC 29169 570314374 501(C)(3) 10000 0 GENERAL OPERATING SUPPORT COLLEGE AND CAREER PLAZA 5313 CIRCITA DEL SUR SANTA FE NM 87507 843961213 170(C)(1) 12500 0 GENERAL OPERATING SUPPORT COLLEGE OF EASTERN IDAHO FOUNDATION 1600 S 25TH E IDAHO FALLS ID 83404 943160729 501(C)(3) 200000 0 GENERAL OPERATING SUPPORT COLUMBUS FOUNDATION 1234 EAST BROAD ST COLUMBUS OH 43205 316044264 501(C)(3) 14181564 0 GENERAL OPERATING SUPPORT COLUMBUS METRO CLUB 35 N 4TH ST COLUMBUS OH 43215 310889324 501(C)(3) 8604 0 GENERAL OPERATING SUPPORT COLUMBUS METROPOLITAN LIBRARY FOUNDATION 96 GRANT AVE COLUMBUS OH 43215 311692755 501(C)(3) 5795 0 CORPORATE MATCH COLUMBUS MUSEUM OF ART 480 EAST BROAD ST COLUMBUS OH 43215 314379447 501(C)(3) 10750 0 CORPORATE MATCH COLUMBUS STATE COMMUNITY COLLEGE 550 EAST SPRING ST COLUMBUS OH 43215 310729591 170(C)(1) 0 24925 FMV SCBA EQUIPMENT GENERAL OPERATING SUPPORT COLUMBUS SYMPHONY ORCHESTRA INC 55 E STATE ST COLUMBUS OH 43215 316402408 501(C)(3) 28158 0 CORPORATE MATCH COLUMBUS ZOOLOGICAL PARK ASSOCIATION 9990 RIVERSIDE DR POWELL OH 43065 314390844 501(C)(3) 7205 0 CORPORATE MATCH DEVON PREPARATORY SCHOOL 363 N VALLEY FORGE RD DEVON PA 19333 231445671 501(C)(3) 10000 0 CORPORATE MATCH DRAKE UNIVERSITY 2507 UNIVERSITY AVE DES MOINES IA 50311 420680460 501(C)(3) 16900 0 GENERAL OPERATING SUPPORT EAST TENNESSEE FOUNDATION 520 W SUMMIT HILL KNOXVILLE TN 37902 620807696 501(C)(3) 6009 0 GENERAL OPERATING SUPPORT EASTERN KENTUCKY UNIVERSITY FOUNDATION 521 LANCASTER AVE RICHMOND KY 40475 611131682 501(C)(3) 5500 0 CORPORATE MATCH ECHO OF BRANDON 507 N PARSONS AVE BRANDON FL 33510 593051533 501(C)(3) 29500 0 CORPORATE MATCH EMERALD YOUTH FOUNDATION 1014 HEISKELL AVE KNOXVILLE TN 37921 621474791 501(C)(3) 10700 0 GENERAL OPERATING SUPPORT ESPANOLA HUMANE 108 HAMM PKWY ESPANOLA NM 87532 850406234 501(C)(3) 28268 0 GENERAL OPERATING SUPPORT ESPERANZA SHELTER FOR BATTERED FAMILIES 3130 RUFINA ST SANTA FE NM 87507 850313174 501(C)(3) 7882 0 GENERAL OPERATING SUPPORT FAMILY PROMISE OF GREATER BRANDON 121 CARVER AVE BRANDON FL 33510 272566099 501(C)(3) 10000 0 CORPORATE MATCH FAUNA HAVEN ANIMAL SANCTUARY 5345 CELT RD STANARDSVILLE VA 22973 863017777 501(C)(3) 6250 0 CORPORATE MATCH FOOD DEPOT 1222 A SILER RD SANTA FE NM 87507 850416803 501(C)(3) 50713 0 GENERAL OPERATING SUPPORT FREDERICK COMMUNITY COLLEGE FOUNDATION 7932 OPOSSUMTOWN PK FREDERICK MD 21702 521231768 501(C)(3) 6300 0 STEM EDUCATION FREDERICK COUNTY PUBLIC SCHOOLS 191 S EAST ST FREDERICK MD 21701 526000941 170(C)(1) 109548 0 STEM EDUCATION FRIENDS OF THE CONSERVATORY 1777 E BROAD ST COLUMBUS OH 43203 311657027 501(C)(3) 15550 0 GENERAL OPERATING SUPPORT FRIENDS SANTA FE PUBLIC LIBRARY 145 WASHINGTON AVE SANTA FE NM 87501 510161692 501(C)(3) 10010 0 GENERAL OPERATING SUPPORT GAITED ADVOCATE INTERVENTION TEAM 14515 CHRISMAN HILL DR BOYDS MD 20841 813550579 501(C)(3) 7400 0 CORPORATE MATCH GIRL SCOUTS SEAL OF OHIO 1700 WATERMARK DR COLUMBUS OH 43215 314379475 501(C)(3) 27435 0 GENERAL OPERATING SUPPORT GIRLS INC PO BOX 7040 OAK RIDGE TN 37831 591743795 501(C)(3) 6000 0 GENERAL OPERATING SUPPORT GREAT SMOKY MOUNTAINS 9275 TREMONT RD TOWNSEND TN 37882 621833479 501(C)(3) 10000 0 GENERAL OPERATING SUPPORT GROWING UP NEW MEXICO 440 CERRILLOS RD SANTA FE NM 87501 850163601 501(C)(3) 21764 0 GENERAL OPERATING SUPPORT HARVARD COLLEGE 1350 MASSACHUSETTS AVE CAMBRIDGE MA 02138 042103580 501(C)(3) 17000 0 SCHOLARSHIP HEART HOPE HEROES 7435 MACGEORGE PL BLACKLICK OH 43004 861376588 501(C)(3) 18646 0 CORPORATE MATCH HILLIARD COMMUNITY ASSISTANCE COUNCIL 4410 CEMETERY ROAD HILLIARD OH 43026 237159829 501(C)(3) 5188 0 CORPORATE MATCH HONOR FLIGHT COLUMBUS PO BOX 20133 COLUMBUS OH 43220 264262700 501(C)(3) 7804 0 CORPORATE MATCH HOPE PREGNANCY CENTER PO BOX 1320 LOS ALAMOS NM 87544 850423290 501(C)(3) 10601 0 GENERAL OPERATING SUPPORT IDAHO ADVANCED ENERGY CONSORTIUM 428 PARK AVE IDAHO FALLS ID 83402 922637425 501(C)(3) 45160 0 GENERAL OPERATING SUPPORT IDAHO DEFENSE ALLIANCE 7235 W EMERALD BOISE ID 83704 831884467 501(C)(3) 25000 0 GENERAL OPERATING SUPPORT IDAHO FALLS SCHOOL DISTRICT 690 JOHN ADAMS PKWY IDAHO FALLS ID 83401 826001158 170(C)(1) 12550 0 GENERAL OPERATING SUPPORT IDAHO FALLS YMCA 155 NORTH CORNER IDAHO FALLS ID 83402 820222174 501(C)(3) 5983 0 GENERAL OPERATING SUPPORT IDAHO FOODBANK 555 SOUTH 1ST AVE POCATELLO ID 83201 820425400 501(C)(3) 6500 0 GENERAL OPERATING SUPPORT IDAHO NONPROFIT CENTER 5257 W FAIRVIEW AVE BOISE ID 83706 943419016 501(C)(3) 11000 0 GENERAL OPERATING SUPPORT IDAHO STATE UNIVERSITY 921 S 8TH AVE POCATELLO ID 83209 826000924 170(C)(1) 6886 0 SCHOLARSHIP IDAHO STEM ACTION CENTER FOUNDATION 802 W BANNOCK ST BOISE ID 83702 822903945 501(C)(3) 111631 0 GENERAL OPERATING SUPPORT INDIAN RUN UNITED METHODIST CHURCH 6305 BRAND RD DUBLIN OH 43016 311195560 501(C)(3) 10000 0 CORPORATE MATCH INTERFAITH COMMUNITY SHELTER PO BOX 22653 SANTA FE NM 87502 270736366 501(C)(3) 6124 0 GENERAL OPERATING SUPPORT JENNIE GOAS SILVERMAN FOUNDATION 834 N HERMITAGE AVE CHICAGO IL 60622 821772582 501(C)(3) 14500 0 CORPORATE MATCH JUNIOR ACHIEVEMENT OF GEORGIA 275 NORTHSIDE DR ATLANTA GA 30314 580598050 501(C)(3) 20000 0 GENERAL OPERATING SUPPORT JUNIOR ACHIEVEMENT OF TENNESEE 2135 N CHARLES SEIVERS BLVD CLINTON TN 37716 620810145 501(C)(3) 15000 0 GENERAL OPERATING SUPPORT KOLLEL NER HAMIZRACH 1858 LAVISTA RD NE ATLANTA GA 30329 465265334 501(C)(3) 9000 0 CORPORATE MATCH LIFECARE ALLIANCE 1699 WEST MOUND ST COLUMBUS OH 43223 314379494 501(C)(3) 11970 0 CORPORATE MATCH LITTLE GLOBE PO BOX 24213 SANTA FE NM 87502 270118569 501(C)(3) 5500 0 GENERAL OPERATING SUPPORT LONG ISLAND ASSOC 300 BROAD HOLLOW RD MELVILLE NY 11747 111617383 501(C)(3) 10000 0 GENERAL OPERATING SUPPORT LOS ALAMOS COMMUNITY FOUNDATION PO BOX 1225 LOS ALAMOS NM 87544 352546420 501(C)(3) 17004 0 GENERAL OPERATING SUPPORT LOS ALAMOS FAMILY COUNCIL 1350 CENTRAL AVE LOS ALAMOS NM 87544 850165066 501(C)(3) 5849 0 GENERAL OPERATING SUPPORT LOS ALAMOS HISTORICAL SOCIETY PO BOX 43 LOS ALAMOS NM 87544 850231249 501(C)(3) 11280 0 GENERAL OPERATING SUPPORT LOS ALAMOS NATIONAL LABORATORY FOUNDATION 1112 PLAZA DEL NORTE ESPANOLA NM 87532 742853972 501(C)(3) 707363 0 GENERAL OPERATING SUPPORT LOS ALAMOS PUBLIC SCHOOLS FOUNDATION 1010 CENTRAL AVE LOS ALAMOS NM 87544 020773298 501(C)(3) 13853 0 GENERAL OPERATING SUPPORT M L K JR BIRTHDAY BREAKFAST PO BOX 83134 COLUMBUS OH 43203 311225276 501(C)(3) 9250 0 GENERAL OPERATING SUPPORT MAYOR'S SCHOLARSHIP FUND PO BOX 2323 IDAHO FALLS ID 83403 462507365 501(C)(3) 7500 0 SCHOLARSHIP MESA TO MESA PO BOX 1008 ESPANOLA NM 87532 472594591 501(C)(3) 6330 0 GENERAL OPERATING SUPPORT MICHIGAN TECH FUND 1400 TOWNSEND DR HOUGHTON MI 49931 381554664 501(C)(3) 9000 0 CORPORATE MATCH MID-OHIO FOODBANK 3960 BROOKHAM DR GROVE CITY OH 43123 310865343 501(C)(3) 51951 0 CORPORATE MATCH MISSION WARMTH 394 RESTORATION DR DELAWARE OH 43015 880894213 501(C)(3) 7375 0 CORPORATE MATCH MORGAN STATE UNIVERSITY FOUNDATION 1700 EAST COLD SPRING LN BALTIMORE MD 21251 237089143 501(C)(3) 50000 0 GENERAL OPERATING SUPPORT MORTON FOUNDATION 7309 E LIVINGSTON AVE REYNOLDSBURG OH 43068 311676188 501(C)(3) 6350 0 CORPORATE MATCH MUSKEGON COUNTY COMMUNITY FOUNDATION 425 W WESTERN AVE MUSKEGON MI 49440 386114135 501(C)(3) 20000 0 CORPORATE MATCH NATIONAL MUSEUM OF MATHEMATICS 134 WEST 29TH ST NEW YORK NY 10001 271450809 501(C)(3) 12666 0 GENERAL OPERATING SUPPORT NATIONWIDE CHILDREN'S HOSPITAL FOUNDATION 700 CHILDRENS DRIVE COLUMBUS OH 43205 311036370 501(C)(3) 8563 0 CORPORATE MATCH NEIGHBORHOOD SERVICES 1950 N 4TH ST COLUMBUS OH 43201 310842947 501(C)(3) 10000 0 CORPORATE MATCH NEW ALBANY COMMUNITY FOUNDATION 220 MARKET ST NEW ALBANY OH 43054 311409264 501(C)(3) 48340 0 GENERAL OPERATING SUPPORT NEW MEDIA CONSORTIUM 4200 W JEMEZ RD LOS ALAMOS NM 87544 260370262 501(C)(3) 15000 0 GENERAL OPERATING SUPPORT NNEMAP 677 E 11TH AVE COLUMBUS OH 43201 310896363 501(C)(3) 10000 0 CORPORATE MATCH NORTHERN NEW MEXICO COLLEGE FOUNDATION 921 N PASEO DE ONATE ESPANOLA NM 87532 742835828 501(C)(3) 11305 0 GENERAL OPERATING SUPPORT OAK RIDGE COMPUTER SCIENCE 127 CLEMSON DR OAK RIDGE TN 37830 814937923 170(C)(1) 6832 0 GENERAL OPERATING SUPPORT OAK RIDGE FOUNDATION 1201 OAK RIDGE TPKE OAK RIDGE TN 37830 853183278 501(C)(3) 700000 0 GENERAL OPERATING SUPPORT OAK RIDGE SCHOOLS PO BOX 117 OAK RIDGE TN 37831 621809810 170(C)(1) 245500 0 GENERAL OPERATING SUPPORT OHIO STATE UNIVERSITY FOUNDATION PO BOX 710811 COLUMBUS OH 43271 311145986 501(C)(3) 33973 0 CORPORATE MATCH OHIOHEALTH FOUNDATION 3430 OHIOHEALTH PKWY COLUMBUS OH 43202 237446919 501(C)(3) 8595 0 CORPORATE MATCH OKLAHOMA STATE UNIVERSITY FOUNDATION 400 S MONROE ST STILLWATER OK 74076 736097060 501(C)(3) 20000 0 CORPORATE MATCH PAJARITO COLLECTIVE 2028 45TH ST LOS ALAMOS NM 87544 852778162 501(C)(3) 7438 0 GENERAL OPERATING SUPPORT PAJARITO ENVIRONMENTAL EDUCATION 2600 CANYON RD LOS ALAMOS NM 87544 850478101 170(C)(1) 8152 0 GENERAL OPERATING SUPPORT PAST FOUNDATION 1929 KENNY RD COLUMBUS OH 43210 311694479 501(C)(3) 11625 0 GENERAL OPERATING SUPPORT PELOTONIA 450 W BROAD ST COLUMBUS OH 43215 824997087 501(C)(3) 21568 0 CORPORATE MATCH PREGNANCY DECISION HEALTH CENTER 665 E DUBLIN GRANVILLE RD COLUMBUS OH 43229 311002913 501(C)(3) 5478 0 CORPORATE MATCH PROMUSICA CHAMBER ORCHESTRA 620 EAST BROAD ST COLUMBUS OH 43215 310952873 501(C)(3) 5100 0 CORPORATE MATCH REDEEMER CLASSICAL CHRISTIAN SCHOOL 6415 MT VISTA RD KINGSVILLE MD 21087 521982159 501(C)(3) 7000 0 CORPORATE MATCH REGIONAL DEVELOPMENT CORPORATION 441 GREG AVE SANTA FE NM 87501 742805791 501(C)(3) 700500 0 GENERAL OPERATING SUPPORT ROANE STATE FOUNDATION 276 PATTON LANE HARRIMAN TN 37748 581413034 501(C)(3) 100000 0 GENERAL OPERATING SUPPORT SAINT ELIZABETH SHELTER 804 ALARID ST SANTA FE NM 87505 850347650 501(C)(3) 9218 0 GENERAL OPERATING SUPPORT SAMARITAN'S PURSE PO BOX 3000 BOONE NC 28607 581437002 501(C)(3) 10100 0 CORPORATE MATCH SANTA FE ANIMAL SHELTER 100 CAJA DEL RIO RD SANTA FE NM 87507 856000484 501(C)(3) 8367 0 GENERAL OPERATING SUPPORT SANTA FE CHILDREN'S MUSEUM 1050 OLD PECOS TRAIL SANTA FE NM 87505 850335070 501(C)(3) 5488 0 GENERAL OPERATING SUPPORT SECOND CHANCE SHELTER 130 COUNTY ROAD 398 BOAZ AL 35957 262717351 501(C)(3) 10000 0 CORPORATE MATCH SEEDS OF LEARNING PO BOX 5831 PAGOSA SPGS CO 81147 841450521 501(C)(3) 6909 0 CORPORATE MATCH SELF HELP 2390 NORTH RD LOS ALAMOS NM 87544 850209449 501(C)(3) 13837 0 GENERAL OPERATING SUPPORT SHADOART PRODUCTIONS 503 S FRONT ST COLUMBUS OH 43215 311340461 501(C)(3) 18675 0 CORPORATE MATCH SHOSHONE BANNOCK SCHOOL 17400 HILINE RD POCATELLO ID 83202 820197554 170(C)(1) 18750 0 GENERAL OPERATING SUPPORT SNAKE RIVER BASIN INNOVATION DISTRICT PO BOX 51133 IDAHO FALLS ID 83405 920340631 501(C)(3) 55000 0 GENERAL OPERATING SUPPORT ST JUDE CHILDREN'S RESEARCH HOSPITAL 262 DANNY THOMAS PL MEMPHIS TN 38105 620646012 501(C)(3) 9938 0 CORPORATE MATCH STEM SANTA FE PO BOX 33103 SANTA FE NM 87594 822358193 170(C)(1) 21945 0 GENERAL OPERATING SUPPORT SUMMER INSTITUTE OF LINGUISTICS 7500 W CAMP WISDOM RD DALLAS TX 75236 751840827 501(C)(3) 13842 0 CORPORATE MATCH TEAM GLEASON FOUNDATION 2021 LAKESHORE DR NEW ORLEANS LA 70122 453689316 501(C)(3) 23000 0 CORPORATE MATCH TETON REGIONAL LAND TRUST PO BOX 247 DRIGGS ID 83422 943146525 501(C)(3) 6500 0 CORPORATE MATCH THE FAMILY YMCA 1450 IRIS ST LOS ALAMOS NM 87544 850130054 501(C)(3) 7916 0 GENERAL OPERATING SUPPORT THE IDAHO GOVERNORS CUP PO BOX 983 BOISE ID 83701 208277116 501(C)(3) 14000 0 GENERAL OPERATING SUPPORT THE NATURE CONSERVANCY 4245 N FAIRFAX DR ARLINGTON VA 22203 530242652 501(C)(3) 7008 0 CORPORATE MATCH THE WISCONSIN FFA FOUNDATION 1241 JOHN Q HAMMONS DR MADISON WI 53717 930846582 501(C)(3) 15000 0 CORPORATE MATCH TRAGEDY ASSISTANCE PROG FOR SURVIVORS 300 WILSON BLVD ARLINGTON VA 22201 920152268 501(C)(3) 104455 0 GENERAL OPERATING SUPPORT UNITED WAY OF AIKEN COUNTY 235 BARNWELL AVE AIKEN SC 29801 570360086 501(C)(3) 32500 0 GENERAL OPERATING SUPPORT UNITED WAY OF ANDERSON COUNTY PO BOX 4158 OAK RIDGE TN 37831 626041371 501(C)(3) 8120 0 GENERAL OPERATING SUPPORT UNITED WAY OF IF AND BONNEVILLE CNTY PO BOX 51114 IDAHO FALLS ID 83405 820233588 501(C)(3) 51720 0 CORPORATE MATCH UNITED WAY OF KNOX COUNTY 1301 HANNAH AVE KNOXVILLE TN 37921 620475748 501(C)(3) 28412 0 GENERAL OPERATING SUPPORT UNITED WAY OF LONG ISLAND 819 GRAND BLVD DEER PARK NY 11729 116042392 501(C)(3) 19531 0 GENERAL OPERATING SUPPORT UNITED WAY OF NORTHERN NEW MEXICO PO BOX 539 LOS ALAMOS NM 87544 237138947 501(C)(3) 207841 0 GENERAL OPERATING SUPPORT UNITED WAY OF ROANE COUNTY PO BOX 317 HARRIMAN TN 37748 237337273 501(C)(3) 6223 0 GENERAL OPERATING SUPPORT UNITED WAY OF SOUTHEASTERN IDAHO PO BOX 911 POCATELLO ID 83204 820209625 501(C)(3) 11275 0 GENERAL OPERATING SUPPORT UNITED WAY OF THE CSRA 1765 BROAD ST AUGUSTA GA 30904 580566155 501(C)(3) 15000 0 GENERAL OPERATING SUPPORT UNIV OF TEXAS FOUNDATION PO BOX 250 AUSTIN TX 78767 741587488 501(C)(3) 73000 0 GENERAL OPERATING SUPPORT UNIVERSITY OF IDAHO FOUNDATION 875 PERIMETER DR MOSCOW ID 83844 237098404 501(C)(3) 40000 0 ROBOTICS UNIVERSITY OF NEW MEXICO 4000 UNIVERSITY DR LOS ALAMOS NM 87544 850275408 170(C)(1) 19827 0 CORPORATE MATCH UNIVERSITY OF TENNESSEE 800 ANDY HOLT TOWER KNOXVILLE TN 37996 626001636 170(C)(1) 20104 0 GENERAL OPERATING SUPPORT UNIVERSITY OF WASHINGTON FOUNDATION UW TOWER BOX 359505 SEATTLE WA 98195 943079432 501(C)(3) 17000 0 CORPORATE MATCH UTAH STATE UNIVERSITY 0500 OLD MAIN HILL LOGAN UT 84322 876000528 170(C)(1) 16000 0 PHYSICS DAY WESLEYAN UNIVERSITY 237 HIGH ST MIDDLETOWN CT 06459 060646959 170(C)(1) 6250 0 SCHOLARSHIP WOODLAND HILLS ELEMENTARY 4700 SWEETWATER WAY IDAHO FALLS ID 83406 826000083 170(C)(1) 6000 0 GENERAL OPERATING SUPPORT 125 17 PART I, LINE 2: BATTELLE MEMORIAL INSTITUTE (BMI) SENDS A LETTER TO EACH ORGANIZATION THAT STATES BY SIGNING AND DEPOSITING THE CHECK THEY ARE CONFIRMING THEY ARE A 501(C)(3) CHARITABLE ORGANIZATION OR A 170(C)(1) QUALIFYING GOVERNMENT ENTITY. FOR LARGER GRANTS, BMI REQUESTS IN CONNECTION WITH SOME OF THE ORGANIZATIONS, TO SIGN A GRANT AGREEMENT THAT STATES THE SCOPE AND PURPOSE OF THE DISTRIBUTION. THE BMI BOARD OF DIRECTORS HAS FINAL APPROVAL FOR ANY DISTRIBUTIONS EXCEEDING $500,000. BATTELLE ENERGY ALLIANCE LLC, BATTELLE NATIONAL BIODEFENSE INSTITUTE LLC, BROOKHAVEN SCIENCE ASSOCIATES LLC, TRIAD NATIONAL SECURITY LLC, AND UT-BATTELLE LLC EACH HAVE THEIR OWN APPROACH TO MAKING SURE THE GRANTS ARE ONLY MADE TO PROPER OBJECTS OF CHARITY. SUPPLEMENTAL EXPLANATION BMI WAS CREATED PURSUANT TO THE WILL OF GORDON BATTELLE AS AN OHIO NOT-FOR-PROFIT CORPORATION, SPECIFICALLY AS AN OHIO INCORPORATED CHARITABLE TRUST. AS AN INCORPORATED CHARITABLE TRUST, BMI IS SUBJECT TO THE GENERAL SUPERVISION OF THE OHIO ATTORNEY GENERAL AND TO THE REQUIREMENTS OF OHIO NONPROFIT CORPORATION STATUTES. THE ORIGINAL PURPOSE OF BMI WAS TO CONDUCT RESEARCH IN METALLURGY OF COAL, IRON, STEEL AND ZINC AND TO MAKE DISTRIBUTIONS TO OTHER CHARITABLE ORGANIZATIONS. PURSUANT TO AN AGREEMENT WITH THE OHIO ATTORNEY GENERAL, BMI MAKES ANNUAL DISTRIBUTIONS FOR CHARITABLE PURPOSES EQUAL TO AT LEAST 20% OF ITS PRIOR YEAR FINANCIAL STATEMENT NET INCOME BEFORE ADJUSTMENTS FOR UNREALIZED GAINS AND LOSSES, BUT NOT LESS THAN ONE MILLION DOLLARS. ON AUGUST 11, 2005 THE BOARD OF DIRECTORS OF BATTELLE ADOPTED A RESOLUTION THAT ESTABLISHED A MINIMUM CHARITABLE DISTRIBUTION GOAL OF $3,000,000. IN AUGUST 2005, BMI ESTABLISHED A DONOR ADVISED FUND, THE BATTELLE FOUNDATION FUND (THE FUND), WITH THE COLUMBUS FOUNDATION, A 501(C)(3) PUBLIC CHARITY COMMUNITY FOUNDATION THAT IS LEGALLY AND FINANCIALLY SEPARATE FROM BMI. A SUBSTANTIAL PORTION OF BMI'S CHARITABLE DISTRIBUTIONS ARE MADE TO THE FUND. BMI RECOMMENDS DISTRIBUTIONS FROM THE FUND TO QUALIFYING RECIPIENTS; HOWEVER, THE COLUMBUS FOUNDATION MAKES FINAL DECISIONS ON THE ACTUAL DISTRIBUTIONS. FUNDS TRANSFERRED FROM BMI TO THE FUND HAVE NO POSSIBILITY OF REVERSION TO BMI. X X X X 1 1 X X X X X 0 1 0 0 0 0 0 1 0 LEWIS VON THAER PRESIDENT & CEO 1036613 0 3611228 0 292667 0 22731 0 23692 0 4986931 0 0 0 MATTHEW L VAUGHAN EXECUTIVE VP, AS&T 303926 0 1055494 0 66287 0 22731 0 25187 0 1473625 0 0 0 EDWARD GRECCO EXECUTIVE VP, CFO TO 05/23 489735 0 749819 0 62786 0 22731 0 29603 0 1354674 0 0 0 MARK T PETERS EXECUTIVE VP, GLOBAL LAB OPS 561688 0 663172 0 34421 0 23648 0 27438 0 1310367 0 0 0 RUSSELL P AUSTIN SR VP, GEN COUNSEL & SECRETARY 469049 0 685839 0 92263 0 -350530 0 16352 0 912973 0 0 0 JOHN WAGNER SR VP, LAB DIRECTOR 558599 0 288421 0 2322 0 22514 0 37785 0 909641 0 0 0 STEVEN F ASHBY SR VP, LAB DIRECTOR 551671 0 293893 0 110187 0 -124425 0 25933 0 857259 0 33468 0 AIMEE KENNEDY SR VP, CHIEF HR OFFICER 298465 0 473931 0 32137 0 -77 0 19091 0 823547 0 0 0 PATRICK F JARVIS SR VP, MARKETING & COMMUNICATIONS 255933 0 440384 0 97534 0 -5783 0 28262 0 816330 0 0 0 RONALD D TOWNSEND EXECUTIVE VP, GLB LAB OPS TO 01/21 281500 0 467759 0 0 0 0 0 0 0 749259 0 0 0 GEORGE LECAKES SR VP & GENERAL MANAGER 361329 0 485019 0 12408 0 -133236 0 1191 0 726711 0 0 0 GARY PRICE CHIEF RISK OFFICER 467115 0 233000 0 4900 0 13711 0 687 0 719413 0 0 0 THOMAS E MASON SENIOR VP 07/17 TO 11/17 0 0 656693 0 0 0 0 0 4 0 656697 0 0 0 AMY VERTANEN ASST TREAS. & CONTROLLER FROM 05/23 266659 0 175945 0 378 0 21372 0 926 0 465280 0 0 0 MARK D PERRIGO ASST TREAS. & CONTROLLER TO 05/23 234307 0 138153 0 2600 0 19517 0 25074 0 419651 0 0 0 BRIAN R SMITH VP & TREASURER 272344 0 144872 0 7248 0 -73620 0 24713 0 375557 0 0 0 MICHAEL SCHLENDER DEPUTY LAB DIRECTOR, COF 392780 0 153810 0 154445 0 -349108 0 15390 0 367317 0 30317 0 JUD W VIRDEN ASSOC LAB DIRECTOR 379765 0 139583 0 138480 0 -417348 0 15222 0 255702 0 23556 0 ANTHONY PEURRUNG DEPUTY LAB DIRECTOR 390254 0 140052 0 136434 0 -431799 0 1961 0 236902 0 23849 0 JOHN K WELCH CHAIRMAN AND DIRECTOR TO 11/22 185289 0 0 0 0 0 0 0 0 0 185289 0 0 0 SEAN C O'KEEFE DIRECTOR 173443 0 0 0 0 0 0 0 0 0 173443 0 0 0 KIRKLAND H DONALD CHAIRMAN AND DIRECTOR FROM 11/22 168632 0 0 0 0 0 0 0 0 0 168632 0 0 0 JOHN C LECHLEITER DIRECTOR 168392 0 0 0 0 0 0 0 0 0 168392 0 0 0 VICKY A BAILEY DIRECTOR 166032 0 0 0 0 0 0 0 0 0 166032 0 0 0 MICHAEL J GASSER DIRECTOR 161042 0 0 0 0 0 0 0 0 0 161042 0 0 0 WAYNE FREDERICK DIRECTOR 160645 0 0 0 0 0 0 0 0 0 160645 0 0 0 STEPHEN D STEINOUR DIRECTOR 160615 0 0 0 0 0 0 0 0 0 160615 0 0 0 SUZANNE M VAUTRINOT DIRECTOR 153838 0 0 0 0 0 0 0 0 0 153838 0 0 0 STEPHANIE O'SULLIVAN DIRECTOR 153323 0 0 0 0 0 0 0 0 0 153323 0 0 0 THOMAS E SHARPE ASST TREASURER & ASST SECR 255017 0 37087 0 6923 0 -225174 0 17249 0 91102 0 0 0 PART I, LINE 1A DIRECTORS, OFFICERS, AND STAFF TRAVEL ON THE CORPORATE PLANES. TRAVEL EXPENSES COMPLY WITH A WRITTEN REIMBURSEMENT POLICY THAT FOLLOWS PUBLISHED IRS GUIDANCE. ALL EXECUTIVES, INCLUDING THOSE INDIVIDUALS REPORTED ON PART VII, ARE REQUIRED TO SUBSTANTIATE TRAVEL AND ENTERTAINMENT EXPENSES IN ACCORDANCE WITH THE POLICY. INTERNAL AUDIT TESTED THE EXPENSE REPORTS ASSOCIATED WITH DIRECTORS AND OFFICERS TRAVEL AND ENTERTAINMENT EXPENSES. FOR 2022 ONE OFFICER HAD PERSONAL USE OF A CORPORATE AIRCRAFT AND THE VALUE OF THE OFFICER'S PERSONAL USE WAS INCLUDED IN THE COMPENSATION OF SUCH OFFICER REPORTED ON W-2. THREE OFFICER'S HAD TRAVEL FOR COMPANIONS AND THE VALUE OF THE OFFICER'S COMPANION TRAVEL EXPENSES WERE INCLUDED IN THE COMPENSATION OF SUCH OFFICER REPORTED ON W-2. BMI PROVIDES A TAX GROSS-UP FOR RELOCATION COSTS, CERTAIN FRINGE BENEFITS AND OTHER MISCELLANEOUS ITEMS. FOR 2022 TEN OFFICERS AND TEN DIRECTORS HAD TAX GROSS UPS. SOCIAL CLUB DUES PERTAIN TO DUES THAT ALLOW BUSINESS MEETINGS AND BUSINESS ACTIVITIES TO TAKE PLACE. FOR 2022 THERE WAS ONE CURRENT OFFICER WITH SOCIAL CLUB DUES. PART I, LINE 4B EFFECTIVE OCTOBER 1, 2015, BATTELLE MEMORIAL INSTITUTE IMPLEMENTED THE BATTELLE MEMORIAL INSTITUTE RETIREMENT BENEFITS RESTORATION PLAN ("RESTORATION PLAN"), A TOP HAT PLAN THAT REPLACES THE NOW TERMINATED BATTELLE MEMORIAL INSTITUTE EXECUTIVE'S SECTION 457(F) PENSION PLAN. THE RESTORATION PLAN IS A COMPONENT OF BATTELLE'S TOTAL COMPENSATION PACKAGE, AND IT PROVIDES A DEFINED CONTRIBUTION ACCRUAL SPECIFIC TO PAY EARNED IN EXCESS OF IRS PAY LIMITS. THESE CONTRIBUTIONS ARE VESTED ON A CLASS-YEAR BASIS (5-YEARS AFTER CONTRIBUTION, OR AT AGE 65 IF EARLIER), AND ARE TAXABLE TO THE PARTICIPANT IN THE YEAR OF VESTING. THE AMOUNT THAT BECOMES VESTED/TAXABLE IS REPORTED ON THE PARTICIPANT'S FORM W-2 IN THE YEAR OF VESTING. IN 2022, NINE WERE REPORTED WITH VESTED/TAXABLE COMPENSATION IN COLUMN D OF PART VII AS APPLICABLE. STEVEN ASHBY $83,671 RUSSELL AUSTIN $86,335 PATRICK JARVIS $79,299 AIMEE KENNEDY $19,118 GEORGE LECAKES $8,503 ANTHONY PEURRUNG $59,623 THOMAS SHARPE $4,901 MICHAEL SCHLENDER $75,791 JUD VIRDEN $58,891 PART I, LINE 7 SHORT AND LONG-TERM INCENTIVE COMPENSATION PROGRAMS ARE TIED TO CORPORATE AND INDIVIDUAL PERFORMANCE. SCHEDULE J SUPPLEMENTAL INFORMATION DIRECTORS ARE PAID AS INDEPENDENT CONTRACTORS IN PART VII. EMPLOYEE WELFARE BENEFITS AND FRINGE BENEFITS: IN ADDITION TO THE COMPENSATION AND RETIREMENT PLANS OTHERWISE LISTED IN PART VII, THOSE INDIVIDUALS REPORTED ON PART VII WHO ARE EMPLOYEES OF BMI ARE ELIGIBLE TO PARTICIPATE IN BMI'S EMPLOYEE WELFARE BENEFIT AND GROUP INSURANCE PLANS ON THE SAME TERMS AS ANY OTHER EMPLOYEE. CONTRIBUTIONS TO EMPLOYEE WELFARE BENEFIT AND GROUP INSURANCE PLANS ARE MADE IN AGGREGATE BASED UPON GROUP ACTUARIAL FACTORS AND HISTORICAL CLAIMS EXPERIENCE AND APPORTIONING SPECIFIC DOLLAR AMOUNTS TO INDIVIDUALS IS IMPRACTICAL. AS EMPLOYEES, SUCH INDIVIDUALS MAY ALSO HAVE RECEIVED WORKING CONDITION FRINGE BENEFITS AND/OR DE MINIMIS FRINGE BENEFITS EXCLUDED FROM INCOME UNDER INTERNAL REVENUE CODE SECTIONS 132(A)(3) AND 132(A)(4) RESPECTIVELY. TRAVEL AND ENTERTAINMENT EXPENSE REIMBURSEMENT: BMI'S EXECUTIVES INCUR VARIOUS TRAVEL AND ENTERTAINMENT EXPENSES IN THE CONDUCT OF THEIR OFFICIAL DUTIES AS REPRESENTATIVES OF BMI. BMI HAS WRITTEN TRAVEL AND ENTERTAINMENT EXPENSE REIMBURSEMENT POLICIES THAT COMPLY WITH PUBLISHED IRS GUIDANCE. ALL EXECUTIVES, INCLUDING THOSE INDIVIDUALS REPORTED ON PART VII, ARE REQUIRED TO SUBSTANTIATE TRAVEL AND ENTERTAINMENT EXPENSE IN ACCORDANCE WITH THAT POLICY. INTERNAL AUDIT TESTED A REPRESENTATIVE SAMPLE OF THE EXPENSE REPORTS ASSOCIATED WITH DIRECTOR'S AND OFFICER'S TRAVEL AND ENTERTAINMENT EXPENSES. BMI'S TOTAL COMPENSATION PACKAGE CONSISTS OF BASE SALARIES OR HOURLY RATES OF PAY; SHORT AND LONG-TERM INCENTIVE COMPENSATION PROGRAMS TIED TO CORPORATE AND INDIVIDUAL PERFORMANCE; QUALIFIED DEFINED BENEFIT FOR ELIGIBLE EMPLOYEES AND DEFINED CONTRIBUTION EMPLOYEE BENEFIT PLANS; NONQUALIFIED PLANS AND CASH PAYMENT ARRANGEMENTS; VARIOUS EMPLOYEE WELFARE BENEFIT PLANS AND GROUP INSURANCES; PAID LEAVE TIME; TUITION REIMBURSEMENT; MISCELLANEOUS DE MINIMIS, WORKING CONDITION FRINGE BENEFITS. DEFERRED COMPENSATION FROM RETIREMENT PLANS REPORTED IN SCHEDULE J, PART II, COLUMN C REFLECTS THE IMPACT OF THE CHANGES IN THE DISCOUNT RATE AND ACTUARIAL IMPACTS OF SALARY GROWTH, AGE, AND ADDITIONAL SERVICE AND OTHER ACTUARIAL FACTORS, THEREBY INCREASING OR DECREASING THE AMOUNTS. SCHEDULE J SUPPLEMENTAL INFORMATION - LOANS TO AND/OR FROM INTERESTED PERSO IN ORDER TO ATTRACT, RETAIN AND REWARD TALENTED KEY EMPLOYEES AND PROVIDE AN ADDITIONAL BENEFIT FOR KEY HIRES IN RECOGNITION OF EXTRAORDINARY CONTRIBUTIONS, BMI ADOPTED AND MAINTAINS BATTELLE CAPITAL ACCUMULATION PROGRAM, A SPLIT-DOLLAR LIFE INSURANCE ARRANGEMENT AS DEFINED IN TREASURY REGULATION SECTION 1.61-22(B) WHICH COMPLIES WITH TREASURY REGULATION SECTION 1.7872-15 (THE "PLAN"). ELIGIBLE EMPLOYEES MAY ELECT, IN LIEU OF CURRENT COMPENSATION, FOR BMI TO PAY THE PREMIUMS TO FUND THE INSURANCE ARRANGEMENT. SUCH PAYMENTS ARE TREATED AS LOANS FOR TAX PURPOSES AND ARE SECURED BY A COLLATERAL ASSIGNMENT OF THE INSURANCE PROCEEDS IN THE AGGREGATE AMOUNT OF THE LOANS AND ACCRUED INTEREST. PARTICIPATING EMPLOYEES LISTED IN PART VII, SECTION A ARE LISTED IN SCHEDULE L, PART II. LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 48207 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 48108 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 48015 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 47928 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 47870 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1495833 1560341 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 47728 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 218333 226984 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 47565 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 47489 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 47433 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 47387 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 47358 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 47312 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 47268 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 47229 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 47189 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1495833 1538803 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 47566 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 245833 255519 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 47766 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 47880 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 47817 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 47731 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 47650 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 47568 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 47494 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 22917 23718 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 47444 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1868750 1931528 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 235000 242555 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2350000 2424381 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 235000 240830 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 16667 17407 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 416667 434635 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 16667 17355 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 60000 62377 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 16667 17296 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 16667 17269 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 16667 17248 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 16667 17232 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 16667 17221 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 16667 17204 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 16667 17188 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 16667 17174 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 16667 17160 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 416667 428636 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 40000 41576 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 600000 620156 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 15385 15877 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 75385 77808 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 15385 15909 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 15385 15907 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 15385 15968 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 15385 16027 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 23077 23990 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 15385 15953 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 15385 15909 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 15385 15913 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 15385 15917 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 423077 436467 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 60000 61488 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10496 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10476 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 110000 115027 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10444 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 310000 323369 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10413 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45000 46783 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10378 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10361 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10349 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10339 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10333 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10323 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10313 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10304 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10296 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 410000 421778 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10378 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 62000 64443 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10422 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10447 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10433 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10414 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10396 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10379 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10362 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 5000 5175 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10351 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 415000 428941 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10320 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 61167 63133 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 9167 9479 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 9167 9478 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 9167 9514 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 9167 9549 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 13750 14294 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 9167 9505 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 9167 9479 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 9167 9481 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 9167 9484 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 668750 689916 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 24000 24672 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 126000 129126 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 24000 24518 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 24000 24448 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 24000 24368 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2619 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2614 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2611 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 32500 33902 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2603 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 6500 6758 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2594 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2590 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2587 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2585 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2583 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2581 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2578 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2576 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2574 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 32500 33434 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2595 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 8500 8835 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2605 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2612 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2608 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2604 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2599 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2595 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2591 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1250 1294 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2588 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 33750 34884 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2580 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 8292 8558 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2292 2370 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2292 2370 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2292 2379 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2292 2387 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 3437 3574 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2292 2376 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2292 2370 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2292 2370 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2292 2371 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 33437 34496 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2308 2372 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 8308 8514 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2308 2357 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2308 2351 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2308 2343 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 3462 3505 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2308 2330 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2308 2323 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2308 2316 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 150000 155039 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 11907 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 26538 27392 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 11932 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 11931 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 11976 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 12020 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 17308 17993 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 11965 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 11932 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 11935 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 11938 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 167308 172603 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 11862 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 41538 42569 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 11787 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 11754 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 11716 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 17308 17523 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 11652 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 11615 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 11578 0 1 1 THOMAS MASON OFFICER SPLIT-DOLLAR LIFE INSURANCE X 100000 104312 0 1 1 THOMAS MASON OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10396 0 1 1 THOMAS MASON OFFICER SPLIT-DOLLAR LIFE INSURANCE X 200000 205745 0 1 1 THOMAS MASON OFFICER SPLIT-DOLLAR LIFE INSURANCE X 20000 20788 0 1 1 THOMAS MASON OFFICER SPLIT-DOLLAR LIFE INSURANCE X 200000 206719 0 1 1 THOMAS MASON OFFICER SPLIT-DOLLAR LIFE INSURANCE X 20000 20643 0 1 1 THOMAS MASON OFFICER SPLIT-DOLLAR LIFE INSURANCE X 200000 206330 0 1 1 THOMAS MASON OFFICER SPLIT-DOLLAR LIFE INSURANCE X 20000 20496 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 21667 22289 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1667 1730 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 3833 3984 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1667 1737 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1667 1741 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1667 1739 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1667 1736 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1667 1733 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1667 1730 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1667 1727 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 833 862 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1667 1725 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 22500 23256 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1667 1720 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 5528 5705 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1528 1580 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1528 1580 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1528 1586 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1528 1592 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2292 2382 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1528 1584 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1528 1580 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1528 1580 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1528 1581 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 22292 22997 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1538 1582 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 5538 5676 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1538 1572 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1538 1567 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1538 1562 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2308 2336 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1538 1554 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 201538 202871 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1538 1544 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1154 1191 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1154 1191 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1154 1193 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1154 1193 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1154 1198 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1154 1202 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1731 1799 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1154 1196 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1154 1193 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1154 1193 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1154 1194 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 16731 17260 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1154 1186 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 4154 4257 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1154 1179 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1154 1175 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1154 1172 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1731 1752 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1154 1165 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1154 1161 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1154 1158 0 1 1 CHRIS BOYNTON OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 11578 0 1 1 16901980 NICHOLAS K PETERS MARK PETERS-FAMILY 60664 PAYROLL 0 FORM 990, PART VI, SECTION B, LINE 11B A DETAILED ANALYSIS OF FORM 990 AND 990T AND FINAL COPIES OF EACH FORM ARE PROVIDED TO EVERY MEMBER OF THE BOARD OF DIRECTORS PRIOR TO FILING. THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS HOLDS A SPECIAL MEETING TO REVIEW AND APPROVE THE FORMS FOR FILING. THE AUDIT COMMITTEE REPORTS ITS FINDINGS AND CONCLUSIONS TO THE ENTIRE BOARD FOLLOWING THE COMMITTEE MEETING. FORM 990, PART VI, SECTION B, LINE 12C EACH YEAR, BMI REQUIRES ALL EMPLOYEES TO TAKE AN ONLINE TRAINING COURSE THAT PROVIDES TRAINING ON BATTELLE'S CODE OF BUSINESS ETHICS AND CONDUCT. BATTELLE'S CODE OF BUSINESS ETHICS AND CONDUCT INCLUDES PROVISIONS THAT SET FORTH BATTELLE'S OBLIGATIONS AS A TAX EXEMPT ORGANIZATION AND THE REQUIREMENTS WITH RESPECT TO PERSONAL AND ORGANIZATIONAL CONFLICTS OF INTEREST THAT EACH EMPLOYEE IS EXPECTED TO FOLLOW. UPON COMPLETION OF THE COURSE, EACH EMPLOYEE IS REQUIRED TO ELECTRONICALLY CERTIFY THAT THEY HAVE REVIEWED BATTELLE'S CODE OF BUSINESS ETHICS AND CONDUCT. BMI MAINTAINS AN ETHICS HOT LINE FOR ITS STAFF TO REPORT CONCERNS AND SUSPECTED VIOLATIONS OF BATTELLE'S POLICIES AND CODE OF BUSINESS ETHICS AND CONDUCT. REPORTED MATTERS AND CONCERNS ARE GIVEN DUE CONSIDERATION AND INVESTIGATED APPROPRIATELY. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION POLICY: BMI HAS A COMPREHENSIVE TOTAL COMPENSATION POLICY WHICH IT APPLIES TO ALL EMPLOYEES. BMI'S POLICY IS TO COMPENSATE EACH EMPLOYEE IN A MANNER WHICH IS EQUITABLE AND CONSISTENT WITH THE MARKET VALUE OF HIS/HER POSITION, HIS/HER PERFORMANCE, AND COMPENSATION OF HIS/HER ASSOCIATES AND PEERS. THE GOAL UNDERLYING BMI'S POLICY IS TO ATTRACT, RETAIN, AND REWARD THE HIGH-QUALITY EMPLOYEES IT NEEDS TO CONTINUE AND ADVANCE ITS EXEMPT PURPOSES. IN IMPLEMENTING ITS POLICY, BMI RIGOROUSLY UTILIZES NATIONAL, REGIONAL, AND LOCAL COMPENSATION SURVEYS AND BENCHMARKING OF OTHER ORGANIZATIONS TO ESTABLISH MARKET-COMPARABILITY OF TOTAL COMPENSATION AND TAKES GREAT CARE TO STRUCTURE COMPENSATION PROGRAMS TO COMPLY WITH ALL RELEVANT LEGAL, TAX AND REGULATORY REQUIREMENTS. WHEN CONSIDERING AND APPROVING KEY EXECUTIVE COMPENSATION, THE BMI BOARD OF DIRECTOR'S NORMAL PRACTICE IS TO FOLLOW PROCEDURES WHICH ESTABLISH A REBUTTABLE PRESUMPTION OF REASONABLENESS PURSUANT TO TREASURY REGULATION SECTION 53.4958-6. FORM 990, PART VI, SECTION C, LINE 19 BMI PROVIDES FORM 1023, APPLICATION FOR TAX EXEMPTION, ON REQUEST. FORM 1023 INCLUDES THE ARTICLES OF INCORPORATION AND THE CODE OF REGULATIONS. THE CODE OF REGULATIONS IN FORM 1023 DOES NOT REFLECT THE CHANGES MADE ON NOVEMBER 12, 2008. BMI MAKES FORMS 990 AND 990T AVAILABLE TO THE PUBLIC FROM ITS WEB SITE. THE CONFLICT OF INTEREST POLICIES AND FINANCIAL STATEMENTS ARE NOT MADE AVAILABLE TO THE PUBLIC. FORM 990, PART IX, LINE 11G SUBCONTRACT & CONSULTING: PROGRAM SERVICE EXPENSES 1,896,861,119. MANAGEMENT AND GENERAL EXPENSES 938,025,689. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 2,834,886,808. FORM 990, PART XI, LINE 9: PENSION AND POST RETIREMENT BENEFITS -86,668,806. NONCONTROLLING INTEREST -158,721. MARKET VALUE ADJUSTMENT 2,377,786. BATTELLE NATIONAL BIODEFENSE INSTITUTE LLC 8300 RESEARCH PLAZA FREDERICK MD 21702 043851808 MANAGEMENT OF NATIONAL LABORATORY DE 41402452 9490557 BATTELLE MEMORIAL INSTITUTE BATTELLE ENERGY ALLIANCE LLC 2525 N FREMONT AVE IDAHO FALLS ID 83415 680588324 MANAGEMENT OF NATIONAL LABORATORY DE 1823049782 6353526 BATTELLE MEMORIAL INSTITUTE BATTELLE SAVANNAH RIVER ALLIANCE LLC SAVANNAH RIVER SITE AIKEN SC 29808 850942867 MANAGEMENT OF NATIONAL LABORATORY DE 387864649 8158654 BATTELLE MEMORIAL INSTITUTE BATTELLE EDUCATION 505 KING AVENUE COLUMBUS OH 43201 460585021 PROMOTE STEM EDUCATION OH 501(C)(3) 12 (A) I BATTELLE MEMORIAL INSTITUTE 0 NATIONAL ECOLOGICAL OBSERVATORY NETWORK INC 1685 38TH ST SUITE 100 BOULDER CO 80301 204510571 ECOLOGICAL MONITORING DC 501(C)(3) 7 BATTELLE MEMORIAL INSTITUTE 0 RET INCENTIVE LLC 505 KING AVENUE COLUMBUS OH 43201 922455678 EQUITY PARTICIPATION PLAN DE RET HOLDCO INC UNRELATED 0 0 0.82000 BATTELLE ARABIA FOR SCIENCE & TECHNOLOGY AL-AKARIA PLAZA LEVEL 6 NORTH WIN RIYADH SA 11673 SCIENTIFIC RESEARCH (DORMANT) SA BATTELLE MEMORIAL INSTITUTE C 1.00000 1 BATTELLE APPLIED SOLUTIONS LLC 505 KING AVENUE COLUMBUS OH 43201 825131944 ENVIRONMENTAL SERVICES DE BATTELLE MEMORIAL INSTITUTE C 267004 229781 1.00000 1 BATTELLE SERVICES COMPANY INC 505 KING AVENUE COLUMBUS OH 43201 311792334 HOLDING COMPANY OH BATTELLE MEMORIAL INSTITUTE C 257702 99225911 1.00000 1 BATTELLE UK LIMITED 29 SPRINGFIELD LYONS APPROACH CHELMSFORD ESSEX UK CM2 5LB SCIENTIFIC RESEARCH UK BATTELLE MEMORIAL INSTITUTE C 12459886 13883580 1.00000 1 B-C JV LLC 1204 TECHNOLOGY DRIVE ABERDEEN MD 21004 471470805 SCIENTIFIC RESEARCH (DORMANT) MD BATTELLE MEMORIAL INSTITUTE C 0.70000 1 GEOSAFE CORPORATION 505 KING AVENUE COLUMBUS OH 43201 911404268 LICENSING COMPANY WA BATTELLE MEMORIAL INSTITUTE C 419094 1.00000 1 RESEARCH INSURANCE COMPANY LTD 73 FRONT STREET 3RD FLOOR HAMILTON BD INSURING BATTELLE RISKS BD BATTELLE MEMORIAL INSTITUTE C 1668621 110510519 1.00000 1 SCIENTIFIC ADVANCES INC 505 KING AVENUE COLUMBUS OH 43201 316024333 VENTURE CAPITAL MANAGEMENT OH BATTELLE MEMORIAL INSTITUTE C 995 107316 1.00000 1 SEEBYTE INC 2240 SHELTER ISLAND DRIVE SUITE 210 SAN DIEGO CA 92106 980563142 SOFTWARE DEVELOPMENT DE BATTELLE MEMORIAL INSTITUTE C 3201672 4373637 1.00000 1 SEEBYTE HOLDINGS LTD 16 CHARLOTTE SQUARE EDINBURGH UK 981140866 HOLDING COMPANY UK BATTELLE MEMORIAL INSTITUTE C 51010 10353531 1.00000 1 VITEX SYSTEMS INC 505 KING AVENUE COLUMBUS OH 43201 770526364 LICENSING COMPANY DE BATTELLE MEMORIAL INSTITUTE C 17337 539745 1.00000 1 RET HOLDCO INC 505 KING AVENUE COLUMBUS OH 43201 921089166 HOLDING COMPANY DE BATTELLE MEMORIAL INSTITUTE C 45451 40009959 1.00000 1 BATTELLE CANADA LTD 77 KING ST WEST TORONTO ONTARIO CA M5K0A1 SCIENTIFIC RESEARCH CA BATTELLE MEMORIAL INSTITUTE C 1.00000 1 1 1 0 1 0 0 0 0 0 0 0 1 1 1 1 0 1 0 0 BATTELLE APPLIED SOLUTIONS - SPECIFIED PAYMENT A 17 FMV BATTELLE SERVICES COMPANY - SPECIFIED PAYMENT A 39894 FMV GEOSAFE CORPORATION - SPECIFIED PAYMENT A 228203 FMV RET HOLDCO INC B 40000000 FMV BATTELLE SERVICES COMPANY INC D 828000 FMV BATTELLE SERVICES COMPANY INC B 1000000 FMV RESEARCH INSURANCE COMPANY LTD L 132171 FMV SEEBYTE INC M 405973 FMV SEEBYTE LIMITED M 51847 FMV BROOKHAVEN SCIENCE ASSOCIATESLLC PO BOX 5000 UPTON NY 11973 113403915 MANAGEMENT OF NATIONAL LABORATORY DE RELATED 1 2512070 3669280 0 0 0 0.50000 UT-BATTELLE LLC 1 BETHEL VALLEY ROAD BLDG 4500N MS OAK RIDGE TN 37831 621788235 MANAGEMENT OF NATIONAL LABORATORY TN RELATED 1 5767154 7711925 0 0 0 0.50000 TRIAD NATIONAL SECURITY LLC BIKINI ATOLL RD SM 30 LOS ALAMOS NM 87545 823291283 MANAGEMENT OF NATIONAL LABORATORY DE RELATED 1 13002866 12808670 0 0 0 0.42620 SCHEDULE R,PART V BMI RELATED ENTITIES PROVIDED CONTRACT SCIENTIFIC RESEARCH AND DEVELOPMENT AND TECHNICAL SERVICES IN THE ORDINARY COURSE OF BUSINESS UNDER ARMS-LENGTH TERMS, CONDITIONS, AND PRICING. THE SCIENTIFIC RESEARCH AND DEVELOPMENT AND TECHNICAL SERVICES PROVIDED TO BMI AND BMI'S UNITED KINGDOM AFFILIATES WERE PROVIDED UNDER ARMS-LENGTH TERMS AND AT PRICING WHICH COMPLIED WITH THE INTER-COMPANY TRANSFER PRICING RULES OF UNITED KINGDOM, AND THE UNITED STATES. BMI ENGAGED IN TRANSACTIONS WITH RELATED ENTITIES SUCH AS: THE FURNISHING OF GOODS, SERVICES OR FACILITIES. ALL TRANSACTIONS WITH TAXABLE RELATED ENTITIES, OTHER THAN THE PROVISION OF ADMINISTRATIVE SERVICES, WERE CONDUCTED AT FAIR MARKET VALUE RATES AND ARE IN ACCORDANCE WITH INTERNAL REVENUE CODE SECTION 482 AND OTHER APPLICABLE INTER-COMPANY TRANSFER PRICING RULES. THESE TRANSACTIONS HAVE BEEN APPROVED AND DOCUMENTED AND CONDUCTED IN THE ORDINARY COURSE OF BUSINESS. ADMINISTRATIVE SERVICES ARE PROVIDED TO RELATED PARTIES ON A FULLY BURDENED COST BASIS. SCHEDULE R, PART VI BMI IS REQUIRED TO CONSOLIDATE BROOKHAVEN SCIENCE ASSOCIATES, LLC, TRIAD NATIONAL SECURITY, LLC, AND UT-BATTELLE, LLC FOR FINANCIAL ACCOUNTING PURPOSES AND ACCORDINGLY, THEIR FINANCIAL ATTRIBUTES ARE REFLECTED IN THE REVENUES AND EXPENSES AND OTHER FINANCIAL INFORMATION IN THIS FORM AND RELATED SCHEDULES. SCHEDULE R, PART V, LINE 1M AND 1N BMI SHARES EMPLOYEES, FACILITIES, AND EQUIPMENT WITH BATTELLE EDUCATION.