2024-05-13T14:41:44-05:00 2023-12-31 420714325 RSM US LLP 100 INTERNATIONAL DRIVE SUITE 1400 BALTIMORE MD 21202 990 2023-01-01 430691437 AMERICAN UROLOGICAL ASSOCIATION EDUCATION AND RESEARCH INC AMER 4106893700 1000 CORPORATE BLVD LINTHICUM HTS MD 210902260 BARBARA HARTFORD CFO 4106893700 2024-05-10 1 BARBARA HARTFORD 999009999 0 JULIA FLANNERY CPA P00928918 4102469300 2024-05-10 2 AAL1 IAL1 2023 2023-04-26 12:10:37Z MICHAEL SHEPPARD 1000 CORPORATE BLVD LINTHICUM HTS MD 210902260 35355221 0 X WWW.AUANET.ORG X 1902 MD PROMOTE STANDARDS OF UROLOGICAL EDUCATION, RESEARCH, AND THE PUBLICATION OF SCIENTIFIC LITERATURE. 13 9 179 500 775872 445363 5877680 10714077 17385336 18327554 15013605 6092642 190827 220948 38467448 35355221 21000 52935 0 0 13796860 15898741 0 0 0 11030516 12238786 24848376 28190462 13619072 7164759 182512552 203888341 11550420 8770873 170962132 195117468 X TO IMPROVE PRACTICE AND PATIENT CARE BY PROVIDING AFFORDABLE QUALITY UROLOGICAL EDUCATION. 0 0 5016840 41685 3701868 OFFICE OF EDUCATION: THE OFFICE OF EDUCATION PROVIDES ESSENTIAL EDUCATIONAL OPPORTUNITIES TO UROLOGISTS, ADVANCED PRACTICE PROVIDERS (NPS AND PAS) AND UROLOGY PRACTICES INCLUDING PRACTICE ADMINISTRATORS AND CODERS. FORMATS INCLUDE LIVE IN-PERSON AND VIRTUAL COURSES, ENDURING MATERIALS (SUCH AS THE SELF-ASSESSMENT STUDY PROGRAM AND UPDATE SERIES), AND ONLINE EDUCATION SUPPORTED WITHIN THE AUAUNIVERSITY INCLUDING WEBCASTS, VIDEOS, AND MOBILE APPS. THE AUAUNIVERSITY OFFERS PHYSICIANS AND THEIR TEAM YEAR-ROUND ACCESS TO A GROWING REPOSITORY OF VALUABLE EDUCATIONAL OPPORTUNITIES. DURING 2023, THE OFFICE OF EDUCATION CONTINUED TO EXPAND THE REACH OF OUR TWO PODCASTS: AUAUNIVERSITY FOCUSING ON CLINICAL TOPICS AND AUA'S LEADERSHIP AND BUSINESS PODCAST AND OUR AUAUNIVERSITY YOUTUBE CHANNEL. 4862528 1566165 SCIENCE & QUALITY: THE SCIENCE AND QUALITY (S&Q) DIVISION PROVIDES STRATEGIC OVERSIGHT ALONG WITH THE S&Q COUNCIL AS THEY SHAPE AND EXECUTE THE BROAD SCIENCE, QUALITY, AND DATA AGENDA OF THE AUA. THIS AGENDA INCLUDES THE CREATION, DISSEMINATION AND IMPLEMENTATION OF CLINICAL GUIDELINES AND LITERATURE UPDATES; MAINTENANCE OF THE AUA QUALITY (AQUA) REGISTRY; DEVELOPMENT AND IMPLEMENTATION OF PHYSICIAN PERFORMANCE MEASURES; ADVANCEMENT OF PATIENT SAFETY INITIATIVES; MONITORING OF FEDERAL, STATE, AND LOCAL QUALITY HEALTH CARE PROGRAMS; AND THE FORMATION AND EXECUTION OF DATA PROJECTS. FROM 2023, THERE ARE SIX ONGOING CLINICAL GUIDELINES PROJECTS WITH AN ADDITIONAL TWO HAVING COMPLETED PRODUCTION. FURTHERMORE, FIVE AMENDMENTS, FOUR UPDATED LITERATURE REVIEWS AND SEVERAL ENDORSEMENT REVIEWS WERE COMPLETED. ADDITIONALLY, NINE GUIDELINES PUBLICATIONS WERE FEATURED IN THE JOURNAL OF UROLOGY. IN 2023, OVER 4,100 RESPONDENTS COMPLETED THE ANNUAL CENSUS AND AUA RELEASED ITS 9TH CENSUS REPORT ON U.S PRACTICING UROLOGISTS, WITH TWO SUPPLEMENTARY CENSUS REPORTS ON ADVANCED PRACTICE PROVIDERS (APPS) AND INTERNATIONAL UROLOGISTS IN DEVELOPMENT. ADDITIONALLY, 42 ARTICLES WERE PUBLISHED BASED ON CENSUS OR AQUA DATA. THE DATA RESEARCH PROGRAM WAS REINSTATED WITH SIX PROJECTS SELECTED FOR FUNDING IN 2024, INCLUDING FOUR BASED ON CENSUS DATA AND TWO BASED ON AQUA REGISTRY DATA. THE AQUA REGISTRY WAS APPROVED BY CMS AS A QUALIFIED CLINICAL DATA REGISTRY (QCDR) FOR THE 2024 MIPS REPORTING YEAR. ROUTINE MEASURE MAINTENANCE WAS CONDUCTED FOR EIGHT UROLOGY-SPECIFIC MEASURES THAT ARE SUPPORTED THROUGH THE AQUA REGISTRY. A MIPS VALUE PATHWAY (MVP) FOR UROLOGY WAS DRAFTED AND SUBMITTED TO CMS FOR APPROVAL. A NATIONAL QUALITY AGENDA AND STRATEGIES FOR UROLOGIC PRACTICE WAS ALSO DEVELOPED FOR AUA BOARD REVIEW AND APPROVAL IN 2024. OTHER QUALITY IMPROVEMENT ACTIVITIES INCLUDED AN ONLINE SEMINAR FOCUSING ON SIX SIGMA LEAN METHODOLOGY THAT WAS TARGETED TO THE AUA PRACTICE MANAGERS NETWORK AS WELL AS CONVENING A QUALITY IMPROVEMENT SUMMIT FOCUSING ON TELEHEALTH. 4710509 6110823 ANNUAL MEETING: ANNUALLY, THE AUA HOLDS A CONFERENCE FOCUSING ON CUTTING-EDGE SCIENCE AND GROUNDBREAKING RESEARCH RELATED TO UROLOGIC MEDICINE. ATTRACTING MORE THAN 16,000 RESEARCH SCIENTISTS AND MEDICAL PROFESSIONALS RELATED TO THE FIELDS OF UROLOGY AND CLINICAL CARE, THE MEETING IS FOCUSED ON EDUCATIONAL SESSIONS ABOUT ADVANCEMENTS IN UROLOGIC RESEARCH AND IS VITAL TO THE ADVANCEMENT IN SKILLS AND KNOWLEDGE OF ATTENDEES. FOR 2023, THE AUA WAS SUCCESSFULLY HELD IN CHICAGO, ILLINOIS, AS AN IN-PERSON MEETING WITH A VIRTUAL COMPONENT WHICH EXPANDED THE REACH OF THE EDUCATIONAL CONTENT PRESENTED IN THE BUILDING THROUGH STREAMED PRESENTATIONS OF KEY CONTENT. THE MEETING INCLUDED PLENARY PRESENTATIONS, INDUSTRY CLINICAL UPDATES SHOWCASING ADVANCEMENTS AND INNOVATIONS IN LABORATORY EQUIPMENT, PHARMACEUTICAL PRODUCTS, AND DIAGNOSTIC TOOLS, INSTRUCTIONAL COURSES, AND ABSTRACT PRESENTATIONS. 3381053 11250 6172826 JOURNAL OF UROLOGY, MEDICAL ORGAN LIASIONS, AND OFFICE OF RESEARCH. 3381053 11250 6172826 17970930 1 1 0 0 0 0 0 1 0 1 1 1 0 0 0 1 0 1 0 0 1 1 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 0 1 287 0 1 179 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 13 9 0 0 0 0 1 1 1 1 1 0 1 1 1 1 1 1 1 1 1 0 0 MD X BARBARA B HARTFORD 4106893700 1000 CORPORATE BLVD LINTHICUM HTS MD 210902260 RANDALL MEACHAM MD PRESIDENT 7.00 3.00 X X 4877 1804 0 STEPHEN Y NAKADA MD PRESIDENT ELECT 7.00 3.00 X X 26614 9844 0 EDWARD M MESSING MD IMMEDIATE PAST PRESIDENT 7.00 3.00 X X 39844 14737 0 RAJU THOMAS MD IMMEDIATE PAST PRESIDENT (5/1/23) 7.00 3.00 X X 8865 3279 0 DAVID F PENSON MD SECRETARY 7.00 3.00 X X 48300 17864 0 JOHN D DENSTEDT MD SECRETARY (THRU 5/1/23) 7.00 3.00 X X 27071 10013 0 THOMAS F STRINGER MD TREASURER 7.00 5.00 X X 80755 29868 0 KURT A MCCAMMON MD DIRECTOR 7.00 3.00 X 1338 495 0 ARTHUR E TARANTINO MD DIRECTOR 7.00 3.00 X 0 0 0 REZA GHAVAMIAN MD DIRECTOR 7.00 3.00 X 0 0 0 DAMARA KAPLAN MD DIRECTOR 7.00 3.00 X 0 0 0 JAMES C ULCHAKER MD DIRECTOR 7.00 3.00 X 0 0 0 HASSAN RAZVI MD DIRECTOR 7.00 3.00 X 0 0 0 MARTIN K DINEEN MD DIRECTOR (THRU 1/13/23) 7.00 3.00 X 0 0 0 ERIC J ZEIDMAN MD DIRECTOR (THRU 5/1/23) 7.00 3.00 X 1272 470 0 GLENN M PREMINGER MD DIRECTOR 7.00 3.00 X 709 262 0 CHRISTOPHER PORTER MD DIRECTOR 7.00 3.00 X 0 0 0 MICHAEL T SHEPPARD CHIEF EXECUTIVE OFFICER 25.00 15.00 X 572006 350584 67366 BARBARA B HARTFORD EVP FINANCE, CFO 29.00 11.00 X 232607 86033 52749 RAJ MANOCHA EXECUTIVE VICE PRESIDENT 40.00 X 272928 0 54735 SHELBY ENGLERT VP OF EDUCATION 40.00 X 251656 0 73099 MARYBETH FARQUHAR EXECUTIVE VICE PRESIDENT 40.00 X 309710 0 70438 PATRICIA BANKS EXECUTIVE VICE PRESIDENT 24.00 16.00 X 230612 153741 64150 MAUREEN CONES EVP & GENERAL COUNSEL 25.00 15.00 X 200887 120531 5402 JANET V SKOREPA EXECUTIVE VICE PRESIDENT 20.00 20.00 X 207045 207044 68804 SHARON STOVER EXECUTIVE VICE PRESIDENT 40.00 X 283637 0 64391 DANA HAMER DIR OF MARTKETING 40.00 X 188915 0 90815 CHRISTINE RIORDAN DIR OF RESEARCH 40.00 X 240843 0 30529 RAYMOND FANG DIR OF DATA MGMT & STAT ANALYSIS (THRU 8/4/23) 40.00 X 189894 0 44570 DREW SHIFFLET DIR OF COMMITTEE & SOCIETY AFFAIRS 40.00 X 230017 0 65076 RICHARD C SIGLER DIR OF PROJECTS & IT GOVERNANCE 40.00 X 195256 0 64936 3845658 1006569 817060 46 0 1 0 FREEMAN AUDIO VISUAL INC PO BOX 734596 DALLAS TX 75265 AUA2023 AUDIO VISUAL 1280696 FIGMD 6952 ROTE RD SUITE 400 ROCKFORD IL 61107 AQUA REGISTRY HOSTING/PROVIDER REVENUE 1242106 GLOBAL EXPERIENCE SPECIALISTS INC PO BOX 96174 CHICAGO IL 60693 AUA2023 CONVENTION MANAGEMENT 1241911 NIMBLE USER PO BOX 122145 DALLAS TX 753122145 ASSOCIATION MGMT SYSTEM IMPLEMENTATION 499892 WOLTERS KLUWER HEALTH INC 16705 COLLECTION CENTER DR CHICAGO IL 60693 JU/UPJ MEMBER SUBSCRIPTIONS/BILLING 433103 28 3195000 1136550 6382527 10714077 ANNUAL MEETING 541900 6690358 6110823 579535 PUBLICATIONS 541900 6105175 6105175 EDUCATION 541900 3701868 3701868 SCIENCE AND QUALITY 541900 1566165 1566165 ADVERTISING 541900 196337 196337 67651 67651 18327554 6092642 6092642 25348 25348 REBATES 900099 182418 182418 OTHER 900099 13182 13182 195600 35355221 17551682 775872 6313590 X 11250 11250 35000 35000 6685 6685 3219935 1765440 1454495 8606045 4718561 3887484 1269078 695816 573262 1823194 999629 823565 980489 537587 442902 73587 62922 10665 189279 161847 27432 94365 94365 7827985 6970444 857541 574338 405584 168754 384942 21174 363768 1414635 1211443 203192 103871 103871 907270 49905 857365 247197 148104 99093 HISTORY FUND 285780 285780 INCOME TAXES 110820 65668 45152 BAD DEBT EXPENSE 24717 24717 28190462 17970930 10219532 0 992 1000 23825226 24769570 1793396 1588870 2724202 3307119 31669038 16781174 15074069 14887864 39484330 43834137 99278145 115404383 332192 95398 182512552 203888341 4953367 5672141 3562053 3098732 3035000 0 11550420 8770873 X 170571985 194705036 390147 412432 170962132 195117468 182512552 203888341 7164759 16990577 0 X 0 1 X 1 0 X 7116601 2591219 12259617 5877680 10714077 38559194 16943423 12722297 14435023 16499783 17551682 78152208 24060024 15313516 26694640 22377463 28265759 116711402 0 0 0 116711402 5422339 5036345 6980735 4795695 6117990 28353104 283961 91783 397719 358899 359990 1492352 5706300 5128128 7378454 5154594 6477980 29845456 90134 5704264 1963671 159028 195600 8112697 29856458 26145908 36036765 27691085 34939339 154669555 0.75460 0.75470 0.19300 0.19200 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X X X 0 390147 24285 2000 412432 426668 -32818 3703 390147 408506 19162 1000 426668 386756 21780 30 408506 362903 27538 3685 386756 0.45000 0.55000 0 0 2975858 2975858 20628316 9740503 10887813 7273561 7040671 232890 791303 791303 14887864 COMMON STOCK 155602 F DEVELOPED MARKETS INDEX FUND INST 34017337 F PRIMECAP CORE FUND INVESTOR 17388123 F TOTAL BOND MARKET INDEX FUND INST 18734049 F TOTAL INTERNATIONAL BOND INDEX INST 11730300 F TOTAL STOCK MARKET INDEX FUND INST 33378972 F 115404383 X 45295594 16990577 19033015 36023592 9272002 94365 25988854 26083219 35355221 42795789 14803563 14803563 27992226 94365 103871 198236 28190462 PART III, LINE 1A: THE ORGANIZATIONS' COLLECTIONS ARE MADE UP OF ARTIFACTS OF HISTORICAL SIGNIFICANCE, SCIENTIFIC SPECIMENS, AND ART OBJECTS THAT ARE HELD FOR EDUCATIONAL, RESEARCH, SCIENTIFIC, AND CURATORIAL PURPOSES. EACH OF THE ITEMS IS CATALOGED, PRESERVED, AND CARED FOR, AND ACTIVITIES VERIFYING THEIR EXISTENCE AND ASSESSING THEIR CONDITION ARE PERFORMED CONTINUOUSLY. THE ORGANIZATIONS HAVE NOT CAPITALIZED OBJECTS DONATED TO THE HISTORY OF UROLOGY MUSEUM AND, AS A RESULT, DOES NOT LIST ANY VALUE FOR THOSE OBJECTS ON THE COMBINED STATEMENTS OF FINANCIAL POSITION. PART III, LINE 4: SEE DESCRIPTION IN PART III, LINE 1A. PART V, LINE 4: ENDOWMENT FUNDS ARE USED TO SUPPORT AWARDS FOR THE ADVANCEMENT OF UROLOGIC MEDICINE. PART X, LINE 2: MANAGEMENT EVALUATED THE ORGANIZATION'S TAX POSITIONS AND CONCLUDED THAT THE ORGANIZATION HAS TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT TO THE FINANCIAL STATEMENTS TO COMPLY WITH THE PROVISIONS OF THIS GUIDANCE. PART XI, LINE 2D - OTHER ADJUSTMENTS: AMERICAN UROLOGICAL ASSOCIATION, INC. REVENUE 14,544,582. INCOME ELIMINATED ON THE CONSOLIDATED FINANCIAL STATEMENTS -200,000. UROLOGY CARE FOUNDATION, INC. REVENUE 4,602,938. AUAPAC REVENUE 85,495. PART XI, LINE 4B - OTHER ADJUSTMENTS: INVESTMENT INCOME REPORTED SEPERATELY ON FINANCIAL STATEMENTS 22,988,854. CONTRIBUTION RECLASSED FROM GRANTS TO PT VIII 3,000,000. PART XII, LINE 2D - OTHER ADJUSTMENTS: AMERICAN UROLOGICAL ASSOCIATION, INC. EXPENSES 14,704,226. EXPENSES ELIMINATED ON CONSOLIDATED FINANCIAL STATEMENTS -200,000. UROLOGY CARE FOUNDATION, INC. EXPENSES 3,258,337. AUAPAC EXPENSES 41,000. CONTRIBUTION RECLASSED FROM GRANTS TO PT VIII -3,000,000. PART XII, LINE 4B - OTHER ADJUSTMENTS: INTEREST EXPENSE REPORTED SEPERATELY ON FINANCIAL STATEMENTS 103,871. 1 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES EDUCATION & RESEARCH 2589 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES EDUCATION & RESEARCH 91858 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES AND GRANTMAKING EDUCATION & RESEARCH 108922 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES EDUCATION & RESEARCH 38107 NORTH AMERICA 0 0 PROGRAM SERVICES EDUCATION & RESEARCH 24311 SOUTH AMERICA 0 0 PROGRAM SERVICES EDUCATION & RESEARCH 132641 SOUTH ASIA 0 0 PROGRAM SERVICES EDUCATION & RESEARCH 45595 0 0 0 0 0 0 444023 0 444023 EUROPE (INCLUDING ICELAND & GREENLAND) TURKEY EARTHQUAKE LEVEL 2 RESPONSE SUPPORT 6685 WIRE TRANSFER 0 1 0 0 0 0 0 0 1 PART I, LINE 2: THE USE OF GRANT FUNDS ARE MONITORED THROUGH AUAER'S REPRESENTATION AT SUB-SPECIALTY SOCIETY MEETINGS, REVIEW OF REPORTS, AND LIAISON RELATIONSHIPS WITH GRANT RECIPIENTS. 1 0 0 GOLD CYSTOSCOPE AWARD 1 2000 LIFETIME ACHIEVEMENT AWARD 1 2000 RAMON GUITERAS AWARD 1 3000 HUGH HAMPTON YOUNG AWARD 1 2000 MID-CAREER AWARD 1 2000 UCF GRADUATE SCHOLAR AWARD 2 2000 QUALITY IMPROVEMENT PARTICIPANT TRAVEL STIPENDS 12 6000 ART & HISTORY AWARD HONORARIUM 1 1000 SURVEY PARTICIPATION INCENTIVE GIFT CARDS 75 15000 PART I, LINE 2: THE USE OF GRANT FUNDS ARE MONITORED THROUGH AUAER'S REPRESENTATION AT SUB-SPECIALTY SOCIETY MEETINGS, REVIEW OF REPORTS, AND LIAISON RELATIONSHIPS WITH GRANT RECIPIENTS. X X X 1 1 X X X X X 1 1 0 0 0 0 0 1 0 MICHAEL T SHEPPARD CHIEF EXECUTIVE OFFICER 417851 256102 72711 44565 81444 49917 31193 19119 10573 6481 613772 376184 47000 28000 JANET V SKOREPA EXECUTIVE VICE PRESIDENT 178546 178545 27717 27717 782 782 17108 17108 17294 17294 241447 241446 0 0 PATRICIA BANKS EXECUTIVE VICE PRESIDENT 200191 133460 29561 19707 860 574 24410 16274 14080 9386 269102 179401 0 0 MARYBETH FARQUHAR EXECUTIVE VICE PRESIDENT 272610 0 33595 0 3505 0 42489 0 27949 0 380148 0 0 0 BARBARA B HARTFORD EVP FINANCE, CFO 201069 74369 30732 11366 806 298 25674 9496 12833 4746 271114 100275 0 0 SHARON STOVER EXECUTIVE VICE PRESIDENT 245245 0 37365 0 1027 0 38613 0 25778 0 348028 0 0 0 RAJ MANOCHA EXECUTIVE VICE PRESIDENT 233903 0 38500 0 525 0 16818 0 37917 0 327663 0 0 0 MAUREEN CONES EVP & GENERAL COUNSEL 174047 104428 26104 15662 736 441 0 0 3376 2026 204263 122557 0 0 SHELBY ENGLERT VP OF EDUCATION 223436 0 27720 0 500 0 35059 0 38040 0 324755 0 0 0 DREW SHIFFLET DIR OF COMMITTEE & SOCIETY AFFAIRS 199527 0 16710 0 13780 0 33721 0 31355 0 295093 0 0 0 DANA HAMER DIR OF MARTKETING 172461 0 16148 0 306 0 58418 0 32397 0 279730 0 0 0 CHRISTINE RIORDAN DIR OF RESEARCH 218589 0 22050 0 204 0 14712 0 15817 0 271372 0 0 0 RICHARD C SIGLER DIR OF PROJECTS & IT GOVERNANCE 174424 0 20596 0 236 0 27344 0 37592 0 260192 0 0 0 RAYMOND FANG DIR OF DATA MGMT & STAT ANALYSIS (TH 188418 0 0 0 1476 0 25982 0 18588 0 234464 0 0 0 PART I, LINE 1A OFFICERS AND DIRECTORS ARE ENTITLED TO FIRST CLASS TRAVEL ON TRIPS OVER ESTABLISHED TIME AND DISTANCE LIMITS. THIS AMOUNT IS NOT INCLUDED IN TAXABLE COMPENSATION. OFFICERS AND DIRECTORS ARE ENTITLED TO TRAVEL FOR COMPANIONS ON SELECT TRIPS DURING THE YEAR. THIS AMOUNT IS INCLUDED IN TAXABLE COMPENSATION. CERTAIN OFFICERS RECEIVE TAX INDEMINIFICATION AND GROSS-UP PAYMENTS FOR THEIR SPOUSAL TRAVEL. THIS AMOUNT IS INCLUDED IN TAXABLE COMPENSATION. PART I, LINES 4A-B THE DIRECTOR OF COMMITTEE AND SOCIETY AFFAIRS RECEIVED A SEVERANCE PAYMENT DURING THE TAX YEAR. THE PAYMENT IS INCLUDED IN PART VII, COLUMN D AND SCHEDULE J, PART II, COLUMN BIII. THE TERMS AND CONDITIONS OF THE CONFIDENTIAL SEVERANCE AGREEMENT IS AVAILABLE TO THE INTERNAL REVENUE SERVICE UPON REQUEST. THE ORGANIZATION TERMINATED ITS 457(F) NONQUALIFIED DEFERRED COMPENSATION PLAN IN 2023. THE CEO VESTED IN HIS 457(F) PLAN DURING THE YEAR AND $103,002 WAS INCLUDED IN HIS REPORTABLE COMPENSATION. THE PLAN WAS INTENDED TO BE UNFUNDED AND MAINTAINED PRIMARILY FOR THE PURPOSES OF PROVIDING DEFERRED COMPENSATION BENEFITS TO A SELECT GROUP OF MANAGEMENT OR HIGHLY COMPENSATED EMPLOYEES. A DESIGNATED COMMITTEE OF THE BOARD IN ITS DISCRETION NAMED THOSE WHO PARTICIPATED IN THE PLAN. CREDITS TO THE DEFERRED COMPENSATION ACCOUNT OF EACH PARTICIPANT WERE DETERMINED EACH PLAN YEAR BY THE EMPLOYER. PART I, LINE 7 THE ORGANIZATION HAS AN ANNUAL DISCRETIONARY BONUS PLAN FOR SENIOR MANAGEMENT BASED ON PERFORMANCE. FORM 990, PART I, LINE 6 THE NUMBER OF VOLUNTEERS IS ESTIMATED BY CALCULATING THE NUMBER OF VOLUNTEERS BASED ON THE PARTICIPATION ON PHYSICIAN COMMITTEES. FORM 990, PART VI, SECTION A, LINE 1A THE EXECUTIVE COMMITTEE HAS DELEGATED AUTHORITY ONLY TO HANDLE THE DETAILS OF MANAGEMENT BETWEEN BOARD MEETINGS. HOWEVER, THE EXECUTIVE COMMITTEE REPORTS BACK TO THE FULL BOARD, WHICH NORMALLY SHOULD RATIFY ANY SIGNIFICANT DECISION OR ACTION OF THE EXECUTIVE COMMITTEE. FORM 990, PART VI, SECTION A, LINE 6 ALL MEMBERS HAVE A RIGHT TO APPROVE/CHANGE BYLAWS AND TO ELECT THE TREASURER AND SECRETARY OFFICER POSITIONS OF THE ORGANIZATION. FORM 990, PART VI, SECTION A, LINE 7A SEE EXPLANATION FOR LINE 6. FORM 990, PART VI, SECTION A, LINE 7B SEE EXPLANATION FOR LINE 6. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 WAS REVIEWED BY THE FINANCE COMMITTEE, SENIOR STAFF, AND AN ELECTRONIC COPY WAS PROVIDED TO THE ENTIRE BOARD PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C ALL COMMITTEE MEMBERS ARE REQUIRED TO COMPLETE AN ANNUAL CONFLICT OF INTEREST DISCLOSURE STATEMENT. THE COIS ARE REVIEWED BY ALL COMMITTEE CHAIRS PRIOR TO ALL MEETINGS. THE REVIEW IS LISTED AS A DISCUSSION ITEM ON EVERY COMMITTEE AGENDA AND THE REVIEW AND DISCUSSION IS DOCUMENTED IN THE COMMITTEE MEETING MINUTES. FORM 990, PART VI, SECTION B, LINE 15A THE CEO'S SALARY IS DETERMINED EACH YEAR BY THE EXECUTIVE COMPENSATION COMMITTEE. THIS COMMITTEE IS COMPRISED OF THREE AUAER BOARD MEMBERS. THE AUAER TREASURER AND CFO SERVE AS NON-VOTING LIAISONS/ADVISORS TO THE COMMITTEE. DURING 2023, AN AGREEMENT WAS REACHED FOR A RENEWED FIVE-YEAR CONTRACT. COMPENSATION AND BENEFITS WERE DEVELOPED BY AN INDEPENDENT CONSULTANT FIRM UTILIZING SALARY SURVEYS OF SIMILAR ORGANIZATIONS. A COMPREHENSIVE PERFORMANCE REVIEW WAS COMPLETED BY VARIOUS GROUPS INCLUDING AUAER STAFF, BOARD MEMBERS AND COMMITTEE CHAIRS. THE COMPENSATION COMMITTEE'S RECOMMENDATION WAS REVIEWED AND VOTED ON BY THE BOARD OF DIRECTORS. ALL COMPENSATION DISCUSSIONS ARE CONDUCTED DURING AN EXECUTIVE SESSION OF THE BOARD WHERE THE CEO IS NOT PRESENT. AUAER DOES NOT HAVE A FORMAL PROCESS THAT INCLUDES A REVIEW AND APPROVAL BY INDEPENDENT PERSONS, COMPARABILLITY DATA, AND CONTEMPORANEOUS SUBSTANTIATION OF THE DELIBERATION AND DECISION FOR DETERMINING COMPENSATION OF THE OTHER OFFICERS AND KEY EMPLOYEES OF THE ORGANIZATION. HOWEVER, AUAER DOES SUBSCRIBE TO SALARY SURVEYS AND USES AN INTERNAL COMPENSATION COMMITTEE TO REVIEW THE COMPENSATION OF SELECT POSITIONS. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS, FINANCIAL STATEMENTS, AND THE CONFLICT OF INTEREST POLICY ARE ALL AVAILABLE UPON REQUEST AT OUR CORPORATE OFFICE, 1000 CORPORATE BOULEVARD, LINTHICUM, MD 21090 FOR THE SAME PERIOD OF DISCLOSURE AS SET FORTH IN SECTION 6104(D). FORM 990, PART IX, LINE 11G CONTRACT SERVICES: PROGRAM SERVICE EXPENSES 6,567,709. MANAGEMENT AND GENERAL EXPENSES 850,769. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 7,418,478. STIPENDS: PROGRAM SERVICE EXPENSES 402,735. MANAGEMENT AND GENERAL EXPENSES 6,772. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 409,507. FORM 990, FUNCTIONAL EXPENSES EMPLOYEES OF AUAER ALSO PROVIDE SERVICES TO AMERICAN UROLOGICAL ASSOCIATION, INC. (AUA), A RELATED ORGANIZATION, AND TO UROLOGY CARE FOUNDATION (UCF), A RELATED ORGANIZATION. AUA AND UCF REIMBURSE AUAER FOR THOSE SERVICES. AUA ALSO REIMBURSES AUAER FOR ITS PROPORTIONATE USE OF BUILDING OR OTHER ASSETS OWNED BY AUAER THROUGH A COST-SHARING AGREEMENT. AMERICAN UROLOGICAL ASSOCIATION INC 1000 CORPORATE BOULEVARD LINTHICUM HEIGHTS MD 21090 522205122 MEMBERSHIP ORGANIZATION MD 501(C)(6) N/A 0 UROLOGY CARE FOUNDATION INC 1000 CORPORATE BOULEVARD LINTHICUM HEIGHTS MD 21090 203210212 GRANTMAKING MD 501(C)(3) LINE 7 AMERICAN UROLOGICAL ASSOCIATION EDUCATION AND RESEARCH INC 1 AMERICAN UROLOGICAL ASSOCIATION INC POLITICAL ACTION COMMITTEE 1000 CORPORATE BOULEVARD LINTHICUM HEIGHTS MD 21090 832403252 POLITICAL ACTIVITY MD 527 AMERICAN UROLOGICAL ASSOCIATION INC 0 0 1 1 0 1 0 0 0 0 0 0 1 0 1 1 0 1 0 0 AMERICAN UROLOGICAL ASSOCIATION INC O 3180744 MARKET VALUE OF SERVICES AMERICAN UROLOGICAL ASSOCIATION INC Q 9300000 CASH UROLOGY CARE FOUNDATION INC O 974840 MARKET VALUE OF SERVICES UROLOGY CARE FOUNDATION INC Q 1415000 CASH UROLOGY CARE FOUNDATION INC C 195000 CASH AMERICAN UROLOGICAL ASSOCIATION INC C 3000000 CASH UROLOGY CARE FOUNDATION INC B 5000 CASH PART V, LINE 2: THE AMOUNT INCLUDED ON LINE 3, TRANSACTION TYPE Q, ALSO INCLUDES AMOUNTS RELATED TO N AND O. THE AMOUNT REPRESENTS THE SUPPORT DEPARTMENT ALLOCATION AND GENERAL, ADMINISTRATIVE, AND GOVERNANCE EXPENSES THAT ARE REIMBURSED BY AND ALLOCATED TO THE AUA AND UCF.