2024-04-29T09:53:44-05:00 2023-12-31 362170602 WARADY & DAVIS LLP 1717 DEERFIELD RD SUITE 300S DEERFIELD IL 60015 990 2023-01-01 366056120 AMERICAN OSTEOPATHIC FOUNDATION AMER 3122028200 142 E ONTARIO ST 1450 CHICAGO IL 60611 DAWN TARTAGLIONE DO PRESIDENT 3122028200 2024-04-11 1 DAWN TARTAGLIONE DO 999009999 1 KOSTA G TCHOBANOV P01302744 8472679600 2024-04-01 2 AAL1 IAL1 2023 2023-04-26 12:10:37Z DAWN TARTAGLIONE DO 142 E ONTARIO ST 1450 CHICAGO IL 60611 14418971 0 X WWW.AOF.ORG X 1949 IL TO SUPPORT PROGRAMS AND SERVICES THAT PROMOTE OSTEOPATHIC MEDICINE AND ENHANCE PATIENT-CENTERED CARE. THE AOF HAS WORKED DILIGENTLY TOWARD REALIZING ITS VISION, TO ENRICH GLOBAL HEALTH BY PROMOTING OSTEOPATHIC MEDICINE. THE AOF IS ENERGIZED AND INSPIRED TO ACCOMPLISH THIS THROUGH ITS MISSION, TO SUPPORT PHILANTHROPIC ACTIVITIES THAT PROMOTE AND ENHANCE THE OSTEOPATHIC PROFESSION. THROUGH THE SUPPORT OF LEADERSHIP, THE DEDICATION AND FORESIGHT OF THE AOF BOARD OF DIRECTORS, AND THE GENEROSITY OF THE FOUNDATION'S LOYAL DONORS, THE AOF PROUDLY SERVES AS THE PHILANTHROPIC PARTNER FOR THE OSTEOPATHIC PROFESSION, THE ASSOCIATION AND THE AFFILIATES. AOF HAS MADE A DIFFERENCE IN THE LIVES OF MANY WITHIN THE PROFESSION AND CONTINUES TO INCREASE THE NUMBER OF AWARDS GIVEN, GRANTS EXTENDED, SCHOLARSHIPS AWARDED, AND SERVICES PROVIDED THAT ENHANCE AND BENEFIT OSTEOPATHIC STUDENTS, RESIDENTS, PHYSICIANS - AND THE PATIENTS THEY SO HONORABLY SERVE. 17 17 8 129 0 0 1487697 1323418 20150 0 355471 918341 -20239 -5201 1843079 2236558 365607 474771 0 0 1018999 1155846 0 0 567541 587714 848520 1972320 2479137 -129241 -242579 16168048 17330075 291476 527047 15876572 16803028 X THE MISSION OF THE AMERICAN OSTEOPATHIC FOUNDATION IS TO SUPPORT PROGRAMS AND SERVICES THAT PROMOTE OSTEOPATHIC MEDICINE AND ENHANCE PATIENT-CENTERED CARE. 0 0 713288 299856 21465 FOR 74 YEARS, THE AMERICAN OSTEOPATHIC FOUNDATION (AOF) HAS OPERATED AS THE CHARITABLE HEART OF THE OSTEOPATHIC PROFESSION. AOF ACCOMPLISHES THIS BY PROVIDING FINANCIAL SUPPORT TO PROMOTE, ENCOURAGEAND DISSEMINATE THE PRINCIPLES AND PRACTICE OF OSTEOPATHIC MEDICINE. THE AOF IS THE ONLY NATIONAL OSTEOPATHIC FOUNDATION THAT SUPPORTS AND INVESTS IN THE WHOLE PROFESSION BY RECOGNIZING OSTEOPATHIC STUDENTS, RESIDENTS AND PRACTICING PHYSICIANS BASED ON PROFESSIONAL MERIT.EDUCATION: THE AMERICAN OSTEOPATHIC FOUNDATION (AOF) PROVIDES EDUCATIONAL SCHOLARSHIPS TO OSTEOPATHIC MEDICAL STUDENTS IN AN EFFORT TO DEFRAY COSTS OF MEDICAL SCHOOL. 196496 65486 RECOGNITION AWARDS: THE AOF'S INDUSTRY RECOGNITION AWARDS CELEBRATE EXCELLENCE IN EDUCATION, RESEARCH, AND ACADEMIC LEADERSHIP THROUGHOUT TO THE OSTEOPATHIC PROFESSION. 130139 48277 INTERNATIONAL HUMANITARIAN OUTREACH: THE AOF PROVIDES GRANTS TO HELP DEFRAY INTERNATIONAL TRAVEL COSTS FOR MEMBERS OF THE OSTEOPATHIC PROFESSION WHO PROVIDE MEDICAL SUPPORT TO UNDERSERVED, UNDERDEVELOPED AND/OR DISASTER-STRICKEN AREAS ACROSS THE WORLD. THIS GRANT PROGRAM BRINGS MEDICAL ATTENTION TO TENS OF THOUSANDS OF PATIENTS WHO MAY HAVE OTHERWISE GONE WITHOUT CARE. AN EXPANSION OF THE INTERNATIONAL HUMANITARIAN OUTREACH PROGRAM INCLUDES GRANTS TO DOMESTIC ORGANIZATIONS RUN BY AN OSTEOPATHIC PHYSICIAN(S) THAT TREAT PATIENTS THROUGHOUT THE YEAR IN A FOREIGN COUNTRY(S). ORIGINALLY INCORPORATED INTO AOF'S PORTFOLIO TO PROVIDE MEDICAL AID FOLLOWING THE PANDEMIC, MULTI-YEAR INTERNATIONAL GRANTS ARE NOW PART OF THE OVERALL PROGRAM. 123830 61152 RESEARCH: AOF SUPPORTS OSTEOPATHIC RESEARCHERS WHO EXPLORE NEW MEDICAL INSIGHTS AND MODALITIES TO ENHANCE PATIENT CENTERED CARE. AOF GRANTS PRIMARILY SUPPORT EARLY INVESTIGATORS AND MEDICAL STUDENTS TO ENCOURAGE THE PURSUIT OF KNOWLEDGE THROUGHOUT THEIR CAREERS. COMMUNITY SERVICE: THE AOF OFFERS GRANTS TO SUPPORT OSTEOPATHIC EFFORTS THAT PROVIDE COMMUNITY WELLNESS SERVICES AND/OR ACCESSIBLE CARE IN LOCAL COMMUNITIES. 123830 61152 1163753 1 1 0 0 0 0 0 0 1 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 1 1 1 0 0 0 1 0 0 0 0 1 0 0 0 0 1 0 0 0 1 52 0 8 1 0 0 0 0 0 1 1 0 0 0 0 0 0 X 17 17 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 AL AK AR CO CT FL GA HI IL KS KY ME MD DC MA MI MN MS NV NH NJ NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI NM CA X RICHARD BLAIR 3122028234 142 E ONTARIO ST 1450 CHICAGO IL 60611 DAWN TARTAGLIONE DO PRESIDENT 5.00 X X 0 0 0 BARBARA ROSS-LEE DO IMMEDIATE PAST PRESIDENT 2.00 X X 0 0 0 JOSEPH ZAMMUTO DO PRESIDENT ELECT 3.00 X X 0 0 0 JULIEANNE SEES DO VICE PRESIDENT 2.00 1.00 X X 0 0 0 SCOTT CYRUS DO TREASURER 2.00 X X 0 0 0 THOMAS WALLACE SECRETARY 2.00 X X 0 0 0 JEFFREY GROVE DO PAST PRESIDENT 2.00 X X 0 0 0 JEFFREY HEATHERINGTON DIRECTOR 2.00 X 0 0 0 JILL HELENBROOK DIRECTOR 2.00 X 0 0 0 JOHN KOWALCYZK DO DIRECTOR 2.00 X 0 0 0 WENDY MCDONALD RN DIRECTOR 3.00 X 0 0 0 SEGER MORRIS DO DIRECTOR 2.00 X 0 0 0 KRIS NICHOLOFF DIRECTOR 2.00 X 0 0 0 SONIA RIVERA MARTINEZ DO DIRECTOR 2.00 1.00 X 0 0 0 LINDA SAULNIER DIRECTOR 2.00 X 0 0 0 TANYA PORTER DIRECTOR (THROUGH 8/17/23) 2.00 X 0 0 0 ATHENA MASI STUDENT DIRECTOR 2.00 X 0 0 0 MATTHEW STOKELL STUDENT DIRECTOR 2.00 X 0 0 0 RITA FORDEN CHIEF EXECUTIVE OFFICER 40.00 X 284543 0 19214 RICHARD BLAIR FINANCE DIRECTOR 40.00 X 138059 0 29989 TERESA SAUNDERS DEVELOPMENT DIRECTOR 40.00 X 103272 0 24318 525874 0 73521 3 0 1 0 0 617140 706278 78510 1323418 562006 562006 12271003 11914668 356335 356335 356335 236192 617140 262858 -26666 -26666 6114 4887 1227 1227 OTHER REVENUE 900099 20238 20238 20238 2236558 21465 0 891675 90472 90472 384299 384299 489161 191469 248776 48916 514179 223244 115751 175184 27736 13805 4507 9424 62660 24536 19705 18419 62110 26016 21793 14301 2628 2628 22450 22450 73836 73836 244877 52575 25277 167025 38687 11457 4951 22279 108133 30445 36278 41410 80184 34319 29026 16839 155238 53296 100058 1884 4140 2802 341 997 5863 1693 3085 1085 DONOR RECRUITMENT 44989 44989 EQUIPMENT RENTALS 32152 23325 8827 BANK, CREDIT CARD FEES 22074 18285 3789 FILING FEES 10053 10053 3216 2216 1000 2479137 1163753 747843 567541 857442 620976 858900 842404 7777 597 48735 3660 0 32001 26571 63462 61862 5740 1600 14317308 15465692 85220 323500 16168048 17330075 137773 124545 73250 12500 141203 329252 291476 527047 X 10710463 10791279 5166109 6011749 15876572 16803028 16168048 17330075 -242579 1169035 0 X X 0 1 X 1 0 X 2357584 933824 2429544 1608777 1323418 8653147 2357584 933824 2429544 1608777 1323418 8653147 1845370 6807777 366779 347502 367023 322632 562006 1965942 2804 119130 217 9625 20238 152014 10771103 417341 0.63200 0.64950 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 X 11727765 136524 1506700 281951 411088 233471 12444479 13918515 383737 -2006700 365607 202180 11727765 11920198 1047089 1256573 155798 149547 13918515 11298524 10000 970399 261299 97426 11920198 9781982 14000 1830745 224217 2875 101111 11298524 0.80919 0.15484 0.03597 1 0 35576 35576 0 7908 7908 0 19978 18378 1600 1600 OPERATING LEASE LIABILITY 329252 329252 X 3601165 1169035 6550 1175585 2425580 73836 -262858 -189022 2236558 2674709 6550 262858 269408 2405301 73836 73836 2479137 PART IV, LINE 2B: THE FOUNDATION COSPONSORED A GRANT WITH THE AMERICAN OSTEOPATHIC ASSOCIATION (AOA). HALF OF THE AMOUNT WAS REMITTED TO THE GRANTEE AND THE REMAINDER WILL BE REMITTED WHEN THE GRANTEE SATISFIES CERTAIN CONDITIONS. THUS, THE FOUNDATION IS HOLDING THE AMOUNT FROM THE AOA UNTIL REMITTING TO THE GRANTEE. THE AMOUNT HAS BEEN REPORTED ON THE BALANCE SHEET ON LINE 21 AS A CUSTODIAL LIABILITY. PART V, LINE 4: THE BOARD OF DIRECTORS FEELS THAT GRANTS, TO BE MADE IN THE FUTURE ARE AS IMPORTANT AS GRANTS MADE TODAY. THIS IS CONSISTENT WITH THE PHILOSOPHY THAT THIS FOUNDATION IS TO EXIST IN PERPETUITY, AND THEREFORE, SHOULD PROVIDE FOR GRANT MAKING IN PERPETUITY. THE AOF'S ENDOWMENT FUNDS ARE RESTRICTED FOR SPECIFIC PURPOSE GRANTS, SCHOLARSHIPS, AND AWARDS (I.E., MINORITY SCHOLARSHIP, STUDENT LEADERSHIP AWARD, ETC.). THE PURPOSE OF EACH FUND IS ESTABLISHED WITH THE DONOR PRIOR TO ACCEPTING THE FUNDS. PART X, LINE 2: ACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES OF AMERICA REQUIRE MANAGEMENT TO EVALUATE TAX POSITIONS TAKEN BY THE FOUNDATION AND RECOGNIZE A TAX LIABILITY IF THE FOUNDATION HAS TAKEN AN UNCERTAIN POSITION THAT MORE LIKELY THAN NOT WOULD NOT BE SUSTAINED UPON EXAMINATION BY THE IRS OR OTHER APPLICABLE TAXING AUTHORITIES. PART XI, LINE 4B - OTHER ADJUSTMENTS: SPECIAL EVENT DIRECT EXPENSES -262,858. PART XII, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENT DIRECT EXPENSES 262,858. HONORS DINNER/AWARD CEREMONY 853332 617140 236192 166711 7866 88281 853332 617140 236192 166711 7866 88281 262858 -26666 1 AMERICAN OSTEOPATHIC ASSOCIATION 142 E ONTARIO STREET CHICAGO IL 60611 362170786 501C3 18500 0 EDUCATIONAL GRANTHEALTH POLICY FELLOWSHIP PROGRAM ST JOSEPH'S REGIONAL MEDICAL CENTER FOUNDATION 703 MAIN STREET PATERSON NJ 07503 271344467 501C3 8358 0 RESEARCH GRANT WESTERN UNIVERSITY OF HEALTH SCIENCES 309 EAST 2ND STREET POMONA CA 91766 953127273 501C3 18750 0 RESEARCH GRANT NEW FRONTIERS HEALTH FORCE 1071 DONEGAN RD 838 LARGO FL 33771 593499998 501C3 9820 0 INTERNATIONAL HUMANITARIAN OUTREACH GRANT VOOM FOUNDATION 1602 ROCK PRAIRIE ROAD STE 130A COLLEGE STATION TX 77845 582678884 501C3 7500 0 INTERNATIONAL HUMANITARIAN OUTREACH GRANT KENNEDY HEALTH CARE FOUNDATION INC 1101 MARKET ST SUITE 2004 PHILADELPHIA PA 19107 800550282 501C3 7500 0 COMMUNITY SERVICES GRANT GUNDERSEN LUTHERAN MEDICAL FOUNDATION INC 1836 SOUTH AVE LA CROSSE WI 54601 391249705 501C3 7500 0 COMMUNITY SERVICES GRANT 7 0 RESEARCH GRANTS 2 10000 CASH AWARD AMOUNT SCHOLARSHIPS 82 274000 CASH AWARD AMOUNT NONCASH RECOGNITION AWARDS 23 14486 ACTUAL COSTS INCURRED PHYSICAL AWARDS, VIDEO PRODUCTION, PROMOTION RECOGNITION AWARDS 12 51000 CASH AWARD AMOUNT INTERNATIONAL HUMANITARIAN GRANTS 21 30957 CASH AWARD AMOUNT EDUCATIONAL GRANTS 8 3856 CASH AWARD AMOUNT PART I, LINE 2: THE AOF REQUIRES GRANT RECIPIENTS TO COMPLETE A "FUNDING AGREEMENT" THAT SPECIFIES THAT THE FUNDING AWARD IS MADE SOLELY FOR THE PURPOSES SET FORTH IN THE SUBMITTED AND APPROVED FUNDING REQUEST AND THAT FUNDS MAY NOT BE EXPENDED FOR ANY OTHER PURPOSE WITHOUT THE AOF'S PRIOR WRITTEN APPROVAL. IT ALSO SPECIFIES THAT THE GRANTEE'S EXPENDITURES OF FUNDS MUST BE CONSISTENT WITH THE APPROVED BUDGET SUBMITTED TO THE AOF BY GRANTEE AND INCLUDED IN THE FUNDING REQUEST. THE AOF REQUIRES THE GRANTEE TO PROVIDE THE AOF WITH A FINAL NARRATIVE AS WELL AS A FINANCIAL REPORT ON THE USE OF FUNDS ACCORDING TO AN AGREED UPON SCHEDULE. ANY UNUSED FUNDS MUST BE RETURNED TO THE AOF. X X X X 0 0 0 0 0 0 0 0 0 RITA FORDEN CHIEF EXECUTIVE OFFICER 284543 0 0 0 0 0 18583 0 631 0 303757 0 0 0 RICHARD BLAIR FINANCE DIRECTOR 138059 0 0 0 0 0 10286 0 19703 0 168048 0 0 0 AMERICAN OSTEOPATHIC ASSOCIATION (AOA) RELATED ORGANIZATION DONATIONS COLLECTED FOR THE ORGANIZATION BY AOA, PAID IN THE FOLLOWING YEAR X 129778 48735 0 1 1 48735 X AUCTION ITEMS 111 68878 FAIR VALUE X PRODUCTION MEDIA 1 9632 FAIR VALUE 0 1 0 PART I, COLUMN (B): THE NUMBERS IN PART I COLUMN (B) REPRESENT NUMBER OF ITEMS RECEIVED. FORM 990, PART VI, SECTION B, LINE 11B AOF'S BOARD RETAINS THE SERVICES OF AN INDEPENDENT CPA FIRM TO PREPARE THE ORGANIZATION'S FORM 990. MANAGEMENT REVIEWS THE COMPLETED FORM 990 FOR ACCURACY; THEN A MEETING OR CONFERENCE CALL IS SCHEDULED FOR THE CPA FIRM AND ORGANIZATION MANAGEMENT TO DISCUSS THE FORM 990 WITH THE FINANCE (OR OTHERWISE DESIGNATED) COMMITTEE. A FULL COPY OF THE FORM 990 IS PROVIDED TO ALL VOTING MEMBERS OF THE BOARD PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C ALL AOF OFFICERS, DIRECTORS AND KEY EMPLOYEES ARE ANNUALLY REQUIRED TO COMPLETE A CONFLICT OF INTEREST DISCLOSURE STATEMENT AS A PRECURSOR TO THEIR SERVICE TO THE ORGANIZATION. POTENTIAL CONFLICTS ARE LOGGED WITH AND MONITORED BY THE SECRETARY OF THE BOARD. FORM 990, PART VI, SECTION B, LINE 15A COMPENSATION REVIEW PROCEDURES ARE PERFORMED BY THE AMERICAN OSTEOPATHIC FOUNDATION'S (AOF) EXECUTIVE COMMITTEE; THEN SHARED WITH THE FULL BOARD. EACH EXECUTIVE COMMITTEE MEMBER IS FREE FROM ANY RELATIONSHIPS OR CONFLICTS OF INTEREST WITH RESPECT TO THE ORGANIZATION OR THE ORGANIZATION'S STAFF THAT MAY IMPAIR, OR APPEAR TO IMPAIR, THE DIRECTOR'S ABILITY TO MAKE INDEPENDENT JUDGMENTS REGARDING COMPENSATION POLICIES. MEMBERS OF THE COMMITTEE ARE APPOINTED BY THE BOARD AND MAY BE REMOVED BY THE BOARD IN ACCORDANCE WITH THE BYLAWS. IT IS THE COMMITTEE'S RESPONSIBILITY TO DEVELOP, REVIEW AND APPROVE THE COMPENSATION, BENEFITS, AND ANNUAL MERIT INCREASE ANNUALLY FOR THE ORGANIZATION; GENERALLY IN CONCERT WITH THE ANNUAL BUDGET REVIEW AND APPROVAL PROCESS. EVERY FEW YEARS, THE EXECUTIVE (OR COMPENSATION) COMMITTEE MAY RETAIN A COMPENSATION CONSULTANT TO ASSIST IN A COMPENSATION EVALUATION; INCLUDING A COMPARABILITY ANALYSIS THAT INCLUDES OTHER ORGANIZATIONS WITHIN THE INDUSTRY AND RELEVANT GEOGRAPHIC MARKET. WITHIN THE BUDGET GUIDELINES OF THE ORGANIZATION, THE COMMITTEE ANNUALLY APPROVES CORPORATE GOALS AND OBJECTIVES RELEVANT TO COMPENSATION OF THE EMPLOYEES OF THE AOF INCLUDING THE CEO. THE COMMITTEE EVALUATES THE CEO'S PERFORMANCE IN LIGHT OF THE GOALS AND OBJECTIVES, AND REVIEWS AND RECOMMENDS ANY CHANGES TO THE CEO'S COMPENSATION, INCLUDING (A) SALARY; (B) INCREASE, (C) BONUS, (D) SUPPLEMENTAL BENEFITS, INCLUDING HEALTH, RETIREMENT BENEFITS AND DEFERRED COMPENSATION; (E) EMPLOYMENT AGREEMENTS, SEVERANCE ARRANGEMENTS, AND ANY AMENDMENTS OR WAIVERS TO THESE AGREEMENTS OR ARRANGEMENTS, BASED ON THIS EVALUATION. THE EXECUTIVE COMMITTEE REVIEWS THE CEO'S REVIEWS OF ALL OTHER EMPLOYEES AND DISCUSSES RECOMMENDATIONS IN THE FOLLOWING AREAS: (A) SALARY; (B) ANNUAL OR BI-ANNUAL INCREASE (C) SUPPLEMENTAL BENEFITS, INCLUDING RETIREMENT BENEFITS AND DEFERRED COMPENSATION; (D) EMPLOYMENT AGREEMENTS, SEVERANCE ARRANGEMENTS, AND ANY AMENDMENTS OR WAIVERS TO THESE AGREEMENTS OR ARRANGEMENTS. ONCE REVIEWED, THE COMPENSATION, OR EXECUTIVE COMMITTEE, MAKES A RECOMMENDATION TO THE FULL BOARD FOR ITS APPROVAL OF THE CEO; AND ALL OTHER STAFF INCREASES ARE DISCUSSED IN CONCERT WITH THE REVIEW AND APPROVAL OF THE ANNUAL BUDGET. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, FINANCIAL STATEMENTS AND THE CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON WRITTEN REQUEST TO THE ORGANIZATION. FORM 990, PART XII, LINE 2C THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. AMERICAN OSTEOPATHIC ASSOCIATION 142 E ONTARIO STREET CHICAGO IL 60611 362170786 SERVES AS THE PROFESSIONAL HOME FOR OSTEOPATHIC PHYSICIANS AND STUDENTS IL 501(C)(3) LINE 10 0 0 1 1 1 0 0 0 0 0 0 1 0 1 1 0 1 0 0 0 AMERICAN OSTEOPATHIC ASSOCIATION C CASH RECEIVED AMERICAN OSTEOPATHIC ASSOCIATION D CASH PAID, NET OF RECEIVED AMERICAN OSTEOPATHIC ASSOCIATION K LEASE AGREEMENT AMERICAN OSTEOPATHIC ASSOCIATION P COSTS INCURRED AMERICAN OSTEOPATHIC ASSOCIATION B CASH PAID