2024-02-12T14:56:57-06:00 2023-03-31 521392008 GELMAN ROSENBERG & FREEDMAN 4550 MONTGOMERY AVE SUITE 800N BETHESDA MD 208142930 990 2022-04-01 381612715 TROUT UNLIMITED INC TROU 7035220200 1777 NORTH KENT STREET 100 ARLINGTON VA 22209 JIM HUGHEY CFO 7035220200 2024-02-12 1 JIM HUGHEY 999009999 0 RICHARD J LOCASTRO CPA P00288314 3019519090 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z CHRISTOPHER WOOD 1777 NORTH KENT STREET 100 ARLINGTON VA 22209 64665003 0 X WWW.TU.ORG X 1959 MI TO CONSERVE, PROTECT, AND RESTORE NORTH AMERICA'S COLDWATER FISHERIES AND THEIR WATERSHEDS. 29 28 411 17652 209231 0 66504204 55874353 5872808 5875366 621656 316133 591189 602788 73589857 62668640 1459254 1101331 0 0 24105013 27925453 0 0 1971546 36640523 37937285 62204790 66964069 11385067 -4295429 51595446 46514067 6551296 6471678 45044150 40042389 X TO CONSERVE, PROTECT, AND RESTORE NORTH AMERICA'S COLDWATER FISHERIES AND THEIR WATERSHEDS. 0 0 46185646 896683 5265708 CONSERVATION OPERATIONS:TROUT UNLIMITED PURSUES ITS MISSION THROUGH PROTECTING, RECONNECTING, AND RESTORING COLDWATER HABITAT. WHERE RIVERS ARE INTACT, WE PROTECT THEM. WHERE THEY ARE FRAGMENTED BY DAMS OR DEWATERING, WE RECONNECT THEM. WHERE THEY ARE DEGRADED, WE RESTORE THEM. WE ARE WORKING TO PROTECT HEALTHY RIVERS AND LANDSCAPES, ESPECIALLY THE HEADWATERS ON PUBLIC LANDS THAT PROVIDE COLD, CLEAN WATER AND CRITICAL HABITAT FOR FISH, BUT ALSO ARE TARGETS FOR NEW WATER STORAGE AND RESOURCE EXTRACTION PROJECTS. DURING THIS REPORTING PERIOD, TU ADDED PROTECTIONS ON 273 STREAM MILES IN THE EAST AND 8,678/10,039,978 (MILES/ACRES) IN THE WEST. WE ARE WORKING TO RECONNECT HABITATS WITHIN WATERSHEDS THROUGH INSTREAM FLOW IMPROVEMENT AND BARRIER REMOVAL SO THAT FISH AND WILDLIFE CAN ACCESS SPAWNING AND REARING GROUNDS; FIND THERMAL REFUGE; AND ACCESS AND REPOPULATE AREAS IMPACTED BY DROUGHT, FIRE, OR OTHER EVENTS PREDICTED TO INCREASE IN A WARMING CLIMATE. DURING THIS REPORTING PERIOD, TU RECONNECTED 314 MILES OF HABITAT IN THE EAST AND 378 MILES IN THE WEST. RESTORING FUNCTIONING RIPARIAN ZONES, WETLANDS AND OFF-CHANNEL HABITATS TO PROVIDE FOOD AND STRUCTURE THAT TROUT AND SALMON NEED IS THE THIRD CRITICAL ELEMENT OF OUR HABITAT WORK. DURING THIS REPORTING PERIOD, TU RESTORED 70 MILES OF HABITAT IN THE EAST AND 397/301 (MILES/ACRES) IN THE WEST. SCIENCETU SCIENCE LED THE INTERAGENCY SPECIES STATUS ASSESSMENT (SSA) FOR THE APACHE TROUT; THIS SYNTHESIS AND ANALYSIS OF CURRENT SCIENCE AND POPULATION CHARACTERISTICS WAS COMPLETED IN 2022 AND SUBSEQUENTLY USED BY THE US FISH AND WILDLIFE SERVICE IN THEIR PROPOSAL TO REMOVE THE FISH FROM THE LIST OF THREATENED AND ENDANGERED SPECIES. WE PUBLISHED SEVERAL ADDITIONAL IMPACTFUL PAPERS IN PEER-REVIEWED JOURNALS AS THE CULMINATION OF ON-GOING WORK: 1) "HISTORICAL RECORDS REVEAL CHANGES TO THE MIGRATION TIMING AND ABUNDANCE OF WINTER STEELHEAD (ONCORHYNCHUS MYKISS) IN OLYMPIC PENINSULA RIVERS, WASHINGTON STATE, USA", WAS PUBLISHED IN THE NORTH AMERICAN JOURNAL OF FISHERIES; THE STUDY ANALYZED MULTIPLE SOURCES OF HISTORICAL DATA (CIRCA 1948-1960) TO ESTIMATE THE HISTORICAL MIGRATION TIMING AND ABUNDANCE OF WILD WINTER STEELHEAD IN WASHINGTON'S QUILLAYUTE, HOH, QUEETS, AND QUINAULT RIVERS TO COMPARE WITH CONTEMPORARY POPULATION TRENDS (CIRCA 1980-2017), 2) "SPATIAL CONSERVATION ASSESSMENT FOR NATIVE FISHES IN THE LAHONTAN AND CENTRAL NEVADA BASINS, USA" WAS PUBLISHED IN THE PEER-REVIEWED JOURNAL WATER. THE ASSESSMENT IS USED BY THE DESERT FISH HABITAT PARTNERSHIP TO INFORM REGIONAL CONSERVATION INVESTMENTS, AND THE RANKINGS ARE AVAILABLE FOR BROADER USE BY RESOURCE AGENCIES WORKING ON NATIVE FISH CONSERVATION AT LANDSCAPE SCALES, AND 3) "POPULATION GENOMIC MONITORING PROVIDES INSIGHT INTO CONSERVATION STATUS BUT NO CORRELATION WITH DEMOGRAPHIC ESTIMATES OF EXTINCTION RISK IN A THREATENED TROUT" WAS PUBLISHED IN EVOLUTIONARY APPLICATIONS AND PROVIDED THE GENETIC ASSESSMENT DATA FOR THE US FISH AND WILDLIFE SERVICE 2022 5-YEAR STATUS REVIEW FOR LAHONTAN CUTTHROAT TROUT. 3637607 204648 414730 VOLUNTEER OPERATIONS AND CHAPTER SUPPORT:IN THE LAST FISCAL YEAR, TU CHAPTER AND COUNCIL VOLUNTEERS CONTRIBUTED 566,056 VOLUNTEER HOURS, PUTTING ON:- 3,058 CONSERVATION OR SCIENCE/MONITORING PROJECTS INVOLVING 16,536 VOLUNTEERS - 3,124 YOUTH ACTIVITIES THAT ENGAGED 92,990 YOUNG PEOPLE (32 PERCENT GROWTH OVER LAST YEAR)- 515 EVENTS FOR VETERANS AND FIRST RESPONDERS THAT ENGAGED 3,055 PARTICIPANTS - 93 EVENTS DESIGNED FOR UNDER-REPRESENTED COMMUNITIES THAT REACHED 2,388 PEOPLE - 4,328 OTHER GENERAL COMMUNITY ENGAGEMENT ACTIVITIES REACHED 87,451 ATTENDEES GROWING COMMUNITY ENGAGEMENT THROUGH A NETWORK OF REGIONAL COORDINATORS CONTINUES TO EXPAND WITH MORE THAN 20 CONSERVATION AND ADVOCACY STAFF IN THESE NEW AND EVOLVING NATIONAL "ENGAGEMENT AND OUTREACH COORDINATOR" ROLES, ALONG WITH MORE THAN A HALF-DOZEN STATE COUNCIL AND LOCAL CHAPTER STAFF DOING SIMILAR WORK. THESE PROFESSIONALS SUPPORT INCLUSIVE COMMUNITY ENGAGEMENT FOR EVENTS LIKE TREE PLANTINGS, TRASH CLEANUPS, FISHING DAYS, COMMUNITY SCIENCE PROGRAMS AND SOCIAL ACTIVITIES AND CONNECT THAT WORK DIRECTLY TO OUR CHAPTER/COUNCIL GRASSROOTS EFFORTS. IN 2023, TU STAFF AND CHAPTER VOLUNTEERS HELD MORE THAN 40 INDIVIDUAL TREE PLANTINGS ACROSS 14 DIFFERENT STATES, ENGAGING OVER 433 VOLUNTEERS WHO PLANTED 25,998 TREES COVERING OVER 61 ACRES OF RIPARIAN LANDSCAPE. THE VALUE OF THE VOLUNTEER TIME IS CALCULATED AT $41,308, AND OVER THE NEXT 30 YEARS THESE TREES WILL CONSERVE 118 MILLION GALLONS OF STORMWATER RUNOFF AND SEQUESTER 26,195,904 POUNDS OF CARBON DIOXIDE. REGIONAL RENDEZVOUS IN 2023 WERE GREATLY WELCOMED AND APPRECIATED WITH MORE THAN 500 GRASSROOTS MEMBERS AND PARTNERS ATTENDING ONE OF THE THREE EVENTS. OUR IMPACTFUL, IN-PERSON TRAINING CONFERENCES CONNECT THE MOST ACTIVE AND PASSIONATE VOLUNTEERS AND BRING THEM TOGETHER WITH OUR EXPERT STAFF AND PARTNERS TO LEARN BEST PRACTICES, SHARE INNOVATIONS, NETWORK WITH EACH OTHER AND GROW OUR "ONE TU" CULTURE. IN JUNE 2023, WE BROUGHT TOGETHER MULTIPLE 5 RIVERS COLLEGE CLUB LEADERS FROM ACROSS THE COUNTRY ON THE WIND RIVER INDIAN RESERVATION IN WYOMING FOR THE COSTA AMBASSADOR SUMMIT. DURING THE SUMMIT, THE STUDENTS LEARNED ABOUT THE HISTORY OF THE RESERVATION AND THE 2.2 MILLION ACRES OF LAND MANAGED BY SHOSHONE AND ARAPAHO TRIBAL FISH AND GAME. THEY ALSO LEARNED ABOUT INDIFLY'S WORK ON THE RESERVATION AND THEIR MISSION TO USE FLY FISHING AS A TOOL TO CREATE SUSTAINABLE ECONOMIC OPPORTUNITIES FOR TRIBAL MEMBERS. THROUGHOUT THE WEEK, THE STUDENTS CAMPED, FISHED, DISCUSSED THEIR STRUGGLES AND TRIUMPHS WITH THEIR 5 RIVERS CLUBS, AND BONDED OVER THEIR SHARED LOVE OF FLY FISHING AND TU. ON THEIR LAST DAY ON THE RESERVATION, THE STUDENTS HOSTED A LEARN TO FLY FISH CLINIC FOR TRIBAL YOUTH AND HELPED DOZENS OF KIDS CATCH THEIR FIRST TROUT ON THE FLY. THE 10TH ANNUAL TU TEEN LEADERSHIP SUMMIT WAS HELD AT GEORGETOWN LAKE, MONTANA IN JUNE-JULY 2023. THIS EVENT BRINGS TOGETHER 25 TEEN LEADERS FROM ACROSS THE COUNTRY, MANY OF WHOM ARE GRADUATES FROM ONE OF TU'S SUMMER FLY FISHING CAMPS AND ACADEMIES. THE SUMMIT EMPOWERS THE GROUP OF TEENS TO PLAN OUT THE COMING SCHOOL YEAR AND WHAT OUTREACH ACTIVITIES THEY WILL COMPLETE AS MEMBERS OF TU'S YOUTH LEADERSHIP COUNCIL. THE MAIN FOCUS OF THE YLC IS TO DEVISE NEW WAYS TO GET OTHER YOUNG PEOPLE INTO TU'S CONSERVATION WORK. SUMMITEERS ALSO HOST GUEST SPEAKERS, PARTICIPATE IN EDUCATIONAL SITE VISITS OF CONSERVATION PROJECTS, AND GET TO KNOW EACH OTHER VIA TEAM BUILDING EXERCISES. ALL SUMMITS FEATURE SOME SORT OF TROUT-CENTRIC, HANDS-ON VOLUNTEER PROJECT, AND TEENS AT THE 2023 SUMMIT WORKED WITH TU STAFFER TESS SCANLON AND THE US FOREST SERVICE TO CONSTRUCT BEAVERDAM ANALOGS ON A NATIVE CUTTHROAT STREAM. COMMUNITY SCIENCE EFFORTS GROW AMONG CHAPTERS. TU SPEARHEADED A FUN PROJECT AMONG DOZENS OF CHAPTERS IN COLLABORATION WITH THE SALMONFLY PROJECT TO MONITOR MACROINVERTEBRATES IN THEIR LOCAL RIVER SYSTEMS WITH VOLUNTEERS AND COMMUNITY BUY-IN. AS WE KNOW FROM OUR MARKETING EFFORTS, A YOUNGER AND MORE DIVERSE GROUP OF PEOPLE WANT TO GET THEIR HANDS DIRTY PARTICIPATING WITH TU. MACRO MONITORING IS PROVING TO BE INCREDIBLY ENGAGING FOR THE TEST CHAPTERS INVOLVED, AND FINDINGS FROM PROJECTS CAN LEAD TO BIGGER STUDIES AND HOPEFULLY MORE FUNDING OPPORTUNITIES. 3575856 407690 MEMBERSHIP DEVELOPMENT:THE NLC WORKGROUPS CONTINUE TO MAKE PROGRESS TOWARD COMPLETING THEIR QUANTIFIABLE GOALS WHICH SUPPORT THE TU STRATEGIC PLAN. WE ARE AT APPROXIMATELY 90% COMPLETION, UP FROM 75% REPORTED IN SEPTEMBER, 2023 OF WORKGROUPS HIGHLIGHTING SPECIFIC GOALS WITH A FOCUS ON "COLLABORATION AND "ENGAGEMENT." 2673004 304754 COMMUNICATIONS:AS CONSERVATION TEAMS BEGAN TO SECURE BIPARTISAN INFRASTRUCTURE LAW AND INFLATION REDUCTION ACT FUNDING AND IMPLEMENT ON-THE-GROUND PROJECTS, WE COMMUNICATED THE EARLY INVESTMENTS AND RESULTS THROUGH THE MEDIA, IN TU FILMS AND ON TU'S PRINT AND DIGITAL CHANNELS. WE LANDED TWO NATIONAL TELEVISION SPOTS ABOUT OUR WORK IN IDAHO AND CALIFORNIA. POTENTIAL REACH OF MEDIA MENTIONS WERE UP 28% OVER THE THREE-YEAR AVERAGE. IN SUPPORT OF POLICY CAMPAIGNS FOR MINING REFORM AND REMOVAL OF THE SNAKE RIVER DAMS, OPINION PIECES WERE PLACED IN THE NEW YORK TIMES AND MAJOR REGIONAL PAPERS. TU HIRED ITS FIRST DEDICATED SOCIAL MEDIA MANAGER AND BEGAN GROWING AUDIENCE AND ENGAGEMENT. OUR SOCIAL MEDIA AUDIENCE GREW 4%. WE HIRED OUR FIRST WEST COAST COMMUNICATIONS DIRECTOR AND AMPLIFIED STORYTELLING ABOUT OUR ROBUST WASHINGTON, OREGON, AND CALIFORNIA CONSERVATION PROGRAMS. 637458 72677 GOVERNMENT AFFAIRS:THE TU GOVERNMENT AFFAIRS DEPARTMENT HAS BEEN IMPLEMENTING OUR NEW AND EXPANDED APPROACH TO PROTECTION AND ADVOCACY ACROSS ALL ASPECTS OF TU AND EXTERNALLY TO FEDERAL AGENCIES AND CONGRESS.HIGHLIGHTS INCLUDE:- TU SIMULTANEOUSLY TESTIFYING IN CONGRESS IN BOTH THE SENATE AND HOUSE HEARINGS ON SIGNIFICANT CONSERVATION AND POLICY ISSUES.- HOLDING A KEY MEETING WITH THE US FOREST SERVICE THAT COULD EXPAND OUR KEYSTONE AGREEMENT BY $50-70M OVER AN ADDITIONAL 10 YEARS.- EXPLORING THE DEVELOPMENT OF A TU TRIBAL PARTNERSHIP CENTER FOR ADVOCACY.- PROPELLING TU'S GOOD SAMARITAN MINE CLEANUP BILL, WHICH HAS 26 SENATE COSPONSORS AND THE UNIQUE STATUS AS THE ONLY BIPARTISAN CONSERVATION BILL IN CONGRESS.- TAKING A NEW LEADERSHIP ROLE IN ADVOCATING FOR PROTECTIONS FOR COLDWATER FISHERIES IN THE ARCTIC.- TAKING A COMPREHENSIVE APPROACH TO THE LOWER SNAKE DAM REMOVAL ISSUE AS THE ADMINISTRATION REACHED AN AGREEMENT WITH THE TRIBES AND PLAINTIFFS. 3310462 377431 56709571 1 1 0 1 0 0 1 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 281 0 1 411 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 29 28 0 0 0 0 1 1 1 1 1 0 1 1 1 1 1 1 1 1 1 1 0 AL AR CA FL GA HI IL KS KY MD MA MI MN MS NH NJ NM NY NC OR PA RI SC TN UT VA WV WI X X ELENA PARKIN 7035220200 1777 NORTH KENT STREET SUITE 100 ARLINGTON VA 22209 CHRISTOPHER WOOD PRESIDENT AND CEO 40.00 X X 409522 0 53069 HARRIS HYMAN CHAIRMAN 20.00 X X 0 0 0 JIM WALKER VICE CHAIR/CHAIR NLC 20.00 X X 0 0 0 RICH THOMAS NATIONAL SECRETARY 20.00 X X 0 0 0 PATSY ISHIYAMA SECRETARY 15.00 X X 0 0 0 LAWRENCE GARLICK TREASURER 15.00 X X 0 0 0 LINDA ROSENBERG ACH TRUSTEE 5.00 X 0 0 0 R SCOTT BLACKLEY TRUSTEE 10.00 X 0 0 0 SHERRY BRAINERD TRUSTEE (UNTIL 7/2022) 5.00 X 0 0 0 AMY CORDALIS TRUSTEE 5.00 X 0 0 0 JOSH CRUMPTON TRUSTEE 5.00 X 0 0 0 MAC CUNNINGHAM TRUSTEE 10.00 X 0 0 0 JOSEPH DE BRIYN TRUSTEE 5.00 X 0 0 0 PAUL DOSCHER TRUSTEE 5.00 X 0 0 0 NOEL SKIP DUNN TRUSTEE (UNTIL 7/2022) 5.00 X 0 0 0 LAWRENCE FINCH TRUSTEE 5.00 X 0 0 0 PETER GRUA TRUSTEE 5.00 X 0 0 0 CHRIS HILL TRUSTEE 5.00 X 0 0 0 THOMAS L JONES TRUSTEE 5.00 X 0 0 0 ALEX MAHER TRUSTEE 5.00 X 0 0 0 GREGORY A MCCRICKARD TRUSTEE 10.00 X 0 0 0 PHOEBE MUZZY TRUSTEE 5.00 X 0 0 0 TIM O'LEARY TRUSTEE (UNTIL 12/2022) 5.00 X 0 0 0 AL PERKINSON TRUSTEE 5.00 X 0 0 0 GREG PLACONE TRUSTEE (FROM 7/2022) 5.00 X 0 0 0 CANDICE PRICE TRUSTEE 5.00 X 0 0 0 DONALD DWIGHT SCOTT TRUSTEE 5.00 X 0 0 0 KATHY SCOTT TRUSTEE 5.00 X 0 0 0 JUDI SITTLER TRUSTEE 5.00 X 0 0 0 JOE SWEDISH TRUSTEE (FROM 7/2022) 5.00 X 0 0 0 TERRY TURNER TRUSTEE 10.00 X 0 0 0 JEFF WITTEN TRUSTEE 10.00 X 0 0 0 JOANNE THEURICH COO 40.00 X 254804 0 42232 JAMES HUGHEY CFO (FROM 8/1/2022) 40.00 X 96126 0 4162 ELIZABETH NORTH VP DEVELOPMENT 40.00 X 249639 0 32207 PETER BARBER VP MARKETING 40.00 X 218044 0 32992 ROBERT MASONIS VP WESTERN CONSERVATION 40.00 X 154963 0 19492 JULISA EDWARDS GENERAL COUNSEL (UNTIL 3/3/2023) 40.00 X 193801 0 14730 LISA MCKENNA VP PEOPLE & CULTURE 40.00 X 190460 0 9039 ELENA PARKIN CONTROLLER 40.00 X 199000 0 24849 STEVEN MOYER VP GOV'T AFFAIRS (UNTIL 2/28/2023) 40.00 X 174685 0 30818 KEITH CURLEY VP EASTERN CONSERVATION 40.00 X 149718 0 33967 2290762 0 297557 29 0 1 0 RR DONNELLEY 35 W WACKER DRIVE CHICAGO IL 60601 PRINTING 948895 PRODUCTION SOLUTIONS 1953 GALLOWS ROAD SUITE 500 VIENNA VA 22182 DIRECT MAIL 812776 BCI CONTRACTING PO BOX 231147 TIGARD OR 97281 CONSTRUCTION 788628 AQUA TERRA RESTORATION LLC PO BOX 651 DRIGGS ID 83422 CONSTRUCTION 752644 SISK FULFILLMENT SVC INC 1900 INDUSTRIAL PARK RD FEDERALSBURG MD 21632 FULFILLMENT 645014 92 84599 29749767 26039987 982883 55874353 MEMBERSHIP DUES 900099 5611944 5611944 PUBLICATIONS 900099 209231 209231 REGISTRATION FEES 900099 54191 54191 5875366 596838 596838 973 973 55162 335867 -280705 -280705 -280705 2250689 1660496 590193 590193 LIST RENTALS 900099 14776 14776 MISCELLANEOUS 900099 -3154 -3154 11622 62668640 6256328 209231 328728 X 1101331 1101331 1706045 187448 982572 536025 17272388 14083481 2948567 240340 1725077 1368834 318905 37338 5357955 4248450 917578 191927 1863988 1444879 343991 75118 159719 67984 91735 146516 146516 259159 259159 55336 55336 21341389 20887093 439288 15008 217613 215506 1923 184 3585678 3308449 110655 166574 1272973 959581 266732 46660 861824 755746 84787 21291 1641522 1478145 45554 117823 473164 271801 130679 70684 90577 68700 18442 3435 241471 91320 150151 WATER LEASES 2158802 2158802 MAGAZINE PRODUCTION 1757854 1330501 17637 409716 MATERIALS 1027958 1027958 FULFILLMENT, CAGING 855905 719520 110731 25654 1789825 674883 1101173 13769 66964069 56709571 8282952 1971546 X 1534275 455507 0 1078768 10910843 3251120 2745646 10813397 15937852 16317080 8044830 2145467 1013972 913484 540467 486854 5696036 5156456 190756 539580 11071015 10471131 1085940 1130931 54125 445023 51595446 46514067 6186103 5720034 317843 293753 47350 457891 6551296 6471678 X 11666421 3896165 33377729 36146224 45044150 40042389 51595446 46514067 -4295429 -706332 0 X 0 1 X 1 1 1 X 23757769 55081301 62783791 66504204 55874353 264001418 23757769 55081301 62783791 66504204 55874353 264001418 264001418 152949 186225 304460 507443 597811 1748888 26889 29386 3637 11622 71534 265821840 35090984 0.99320 0.99440 X PART II: THE INFORMATION REPORTED IN THE 2018 COLUMN IS FOR THE SHORT PERIOD 10/1/2018 - 3/31/2019. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 421195 421195 66487538 66908733 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 278751 264649 273938 421195 1238533 250000 250000 250000 250000 1000000 1500000 2300 6500 8800 X 3 120.00 0 1 1 40.00 1000 9135126 -426945 339791 8368390 9417420 34737 317031 9135126 5295898 2500000 1946850 325328 9417420 5976942 -373092 307952 5295898 6243231 4037 270326 5976942 0.00000 0.89690 0.10310 0 0 7801 7801 65566 60598 4968 5622669 5095858 526811 539580 REFUNDABLE ADVANCES - FEDERAL GRANTS 66993 OPERATING LEASE LIABILITY 390898 457891 X 63626668 -706332 59200 1660496 1013364 62613304 55336 55336 62668640 68628429 59200 1660496 1719696 66908733 55336 55336 66964069 PART II, LINE 5: ANNUALLY, A TU REPRESENTATIVE VISITS THE PROPERTY AND SPEAKS WITH THE LANDOWNER TO REVIEW THE PROPERTY AND IDENTIFY ANY NEW ACTIVITIES OR DAMAGES SINCE THE LAST INSPECTION THAT COULD AFFECT THE PROPERTY. THE REPRESENTATIVE DISCUSSES WITH THE LANDOWNER ANY POTENTIAL OR PLANNED ACTIVITIES CONCERNING THE LAND INCLUDING, BUT NOT LIMITED TO, THE TRANSFER OF THE LAND, AGRICULTURAL ACTIVITIES, TIMBER HARVESTING, WATER DEVELOPMENT, ROAD CONSTRUCTION, AND COMMERCIAL ACTIVITIES. PART II, LINE 9: CONSERVATION EASEMENTS ARE NOT REPORTED IN THE REVENUE, EXPENSE OR BALANCE SHEET OF TU. PART V, LINE 4: CCF ENDOWMENT: THE FUND WAS DEVELOPED TO SUPPORT THE SCIENTIFIC RESOURCE WORK OF TU AND WAS FUNDED THROUGH THE RUSSELL MEMORIAL FUND ($569,375) AND OTHER INDIVIDUAL CONTRIBUTIONS. UP TO 15% OF THE ORIGINAL CONTRIBUTION REVENUE WAS ALLOCATED TO BE SPENT ON OVERHEAD AND ADMINISTRATIVE COSTS ASSOCIATED WITH THE COLDWATER CONSERVATION FUND PROGRAM. THE REMAINING PORTION OF THE OVERHEAD AND ADMINISTRATIVE ALLOCATION WAS SPENT IN FISCAL YEAR 2016. A PORTION OF THE CURRENT INVESTMENT INCOME FROM THE ENDOWMENT'S FUNDS ARE TO BE SPENT ANNUALLY, IN ACCORDANCE WITH TU'S SPENDING POLICY. SPENDING RATE OF 4.5% WAS SET FOR THE YEARS ENDED MARCH 31, 2023 AND 2022. E.T. TELLER ENDOWMENT: THIS FUND WAS ESTABLISHED IN 1995 BY THE TELLER FAMILY. PER REQUEST BY THE DONOR, UP TO 50% OF THE ANNUAL EARNINGS ARE AVAILABLE FOR GENERAL OPERATIONS OF TU. THE OTHER 50% SHOULD BE REINVESTED IN THE FUND. IDAHO WATER FUND: THIS ENDOWMENT WAS ESTABLISHED IN 2008 WITH GRANT FUNDS FROM THE ISHIYAMA FAMILY FOUNDATION. THE PURPOSE OF THE ENDOWMENT IS TO FUND THE IDAHO WATER PROJECT. A PORTION OF THE FUNDS CAN BE SPENT ANNUALLY, IN ACCORDANCE WITH TU'S SPENDING POLICY. FUNDS IN THE AMOUNT OF $36,663 AND $34,344 WERE SPENT DURING THE YEARS ENDING MARCH 31, 2023 AND 2022, RESPECTIVELY. TALCOTT ENDOWMENT: THE TALCOTT ENDOWMENT WAS ESTABLISHED IN 2021 WITH A BEQUEST IN THE AMOUNT OF $2,500,000 FROM THAYER TALCOTT, JR. THE FUNDS WERE RESTRICTED TO TU'S PERPETUAL ENDOWMENT WITH THE INCOME TO BE USED TO SUPPORT THE GENERAL PURPOSES OF TU. PART X, LINE 2: FOR THE YEARS ENDED MARCH 31, 2023 AND 2022, TU DOCUMENTED ITS CONSIDERATION OF FASB ASC 740-10, INCOME TAXES, THAT PROVIDES GUIDANCE FOR REPORTING UNCERTAINTY IN INCOME TAXES AND HAS DETERMINED THAT NO MATERIAL UNCERTAIN TAX POSITIONS QUALIFY FOR EITHER RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. PART XI, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD REPORTED AS AN EXPENSE ON THE FINANCIAL STATEMENTS AND NETTED AGAINST SALES REVENUE ON FORM 990, PART VIII, LINE 10C. 1,660,496. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD REPORTED AS AN EXPENSE ON THE FINANCIAL STATEMENTS AND NETTED AGAINST SALES REVENUE ON FORM 990, PART VIII, LINE 10C. 1,660,496. 1 NORTHERN COLORADO WATER CONSERVANCY DISTRICT 220 WATER AVENUE BERTHOUD CO 80513 846000204 GOVERNMENT 316867 0 CONSERVATION REGENTS UC SAN DIEGO 9500 GILMAN DRIVE 0954 LA JOLLA CA 920930009 956006144 501(C)(3) 162586 0 CONSERVATION SONOMA RESOURCE CONSERVATION DISTRICT 1221 FARMERS LN SUITE F SANTA ROSA CA 95405 952863255 GOVERNMENT 114964 0 CONSERVATION NORTHWESTERN BAND OF THE SHOSHONE NATION 2575 COMMERCE WAY OGDEN UT 84401 830273501 GOVERNMENT 70400 0 CONSERVATION TRAILS FOUNDATION OF NORTHERN UTAH 298 24TH STREET SUITE 325 OGDEN UT 84401 870553907 501(C)(3) 63000 0 CONSERVATION DONEGAL 037 PO BOX 8001 LANCASTER PA 17604 232932250 501(C)(3) 55000 0 DONATION O'CONNOR ENVIRONMENTAL INC PO BOX 794 HEALDSBURG CA 95448 911716082 N/A 19485 0 CONSERVATION UTAH STATE UNIVERSITY 5200 OLD MAIN HILL LOGAN UT 843225200 072983455 501(C)(3) 33167 0 CONSERVATION COLORADO TROUT UNLIMITED 1536 WYNKOOP ST SUITE 320 DENVER CO 80202 840628113 501(C)(3) 25000 0 CONSERVATION/ENGAGEMENT CONFEDERATED TRIBES OF THE COLVILLE RESERVATION 21 COLEVILLE STREET NESPELEM WA 99155 833208022 GOVERNMENT 21000 0 CONSERVATION WEBER RIVER PARTNERSHIP 294 N 600E MORGAN UT 80450 881163788 501(C)(3) 15013 0 DONATION CLINTON COUNTY CONSERVATION DISTRICT 45 COOPERATION LANE MILL HALL PA 17751 231740503 GOVERNMENT 15000 0 CONSERVATION PIONEER VALLEY 276 3 KNIGHTS STREET BELCHERTOWN MA 10079 510208532 501(C)(3) 13495 0 EMBRACE-A-STREAM MIANUS 258 PO BOX 475 WILTON CT 06897 510225098 501(C)(3) 11800 0 EMBRACE-A-STREAM BITTER ROOT 080 PO BOX 262 HAMILTON MT 59840 510208540 501(C)(3) 11080 0 EMBRACE-A-STREAM IOWA DRIFTLESS 717 3466 BEAR CREEK ROAD DECORAH IA 52101 421527438 501(C)(3) 10550 0 EMBRACE-A-STREAM CATSKILL WATERSHED CORP 669 COUNTY HWY 38 SUITE 1 ARKVILLE NY 12406 141798021 501(C)(3) 10000 0 RETURNED DONATION MAINE COUNCIL 112 BAY VIEW ST CAMDEN ME 04843 521766027 501(C)(3) 10000 0 DONATION NUTMEG 217 PO BOX 1594 FAIRFIELD CT 68256 237290732 501(C)(3) 10000 0 DONATION OKLAHOMA 420 PO BOX 54108 TULSA OK 74155 521315954 501(C)(3) 10000 0 DONATION SNAKE RIVER CUTTHROATS 163 PO BOX 50914 IDAHO FALLS ID 83405 237355331 501(C)(3) 8500 0 EMBRACE-A-STREAM LAKE CHAMPLAIN 419 702 HALLOCK HILL ROAD PERU NY 12972 521315947 501(C)(3) 7790 0 EMBRACE-A-STREAM CUMBERLAND VALLEY 052 PO BOX 520 CARLISLE PA 17013 237210152 501(C)(3) 6925 0 EMBRACE-A-STREAM SOUTHWESTERN VERMONT 049 PO BOX 88 MANCHESTER VT 05254 911928235 501(C)(3) 6625 0 EMBRACE-A-STREAM JACKSON HOLE 051 PO BOX 4069 JACKSON WY 83001 521491981 501(C)(3) 6500 0 EMBRACE-A-STREAM BLUEGRASS 478 1642 DUNTREATH DRIVE LEXINGTON KY 40504 521491886 501(C)(3) 5100 0 EMBRACE-A-STREAM OLYMPIA 189 PO BOX 7708 OLYMPIA WA 98507 510225044 501(C)(3) 5035 0 EMBRACE-A-STREAM 26 1 PART I, LINE 2: THE MAJORITY OF THE GRANTS ARE GIVEN OUT TO TU CHAPTERS AND COUNCILS AND ARE MONITORED BY THE EMBRACE-A-STREAM COMMITTEE FOR COMPLIANCE WITH THEIR GRANT AGREEMENT. FOR THOSE GRANTS ISSUED TO OUTSIDE ORGANIZATIONS, THOSE ARE TYPICALLY PART OF A LARGER GRANT AGREEMENT THAT DICTATES THE TERM OF THE ARRANGEMENTS WITH THE APPROPRIATE TU EMPLOYEE MONITORING COMPLIANCE. X X X X X 0 0 0 0 0 0 0 1 0 CHRISTOPHER WOOD PRESIDENT AND CEO 374522 0 35000 0 0 0 29136 0 23933 0 462591 0 0 0 JOANNE THEURICH COO 244804 0 10000 0 0 0 18510 0 23722 0 297036 0 0 0 ELIZABETH NORTH VP DEVELOPMENT 249639 0 0 0 0 0 13784 0 18423 0 281846 0 0 0 PETER BARBER VP MARKETING 218044 0 0 0 0 0 9289 0 23703 0 251036 0 0 0 ELENA PARKIN CONTROLLER 191500 0 7500 0 0 0 10131 0 14718 0 223849 0 0 0 JULISA EDWARDS GENERAL COUNSEL (UNTIL 3/3/2023) 193801 0 0 0 0 0 13571 0 1159 0 208531 0 0 0 STEVEN MOYER VP GOV'T AFFAIRS (UNTIL 2/28/2023) 174685 0 0 0 0 0 12687 0 18131 0 205503 0 0 0 LISA MCKENNA VP PEOPLE & CULTURE 190460 0 0 0 0 0 7880 0 1159 0 199499 0 0 0 KEITH CURLEY VP EASTERN CONSERVATION 149718 0 0 0 0 0 10411 0 23556 0 183685 0 0 0 ROBERT MASONIS VP WESTERN CONSERVATION 154963 0 0 0 0 0 10548 0 8944 0 174455 0 0 0 PART I, LINE 7 BONUS COMPENSATION IS REPORTED IN PART II, COLUMN (B)(II). X 25 685241 FMV X MATERIALS 2 264042 FMV X HOUSING 1 33600 FMV 0 0 1 0 PART I, COLUMN (B): THIS COLUMN REPORTS THE NUMBER OF DONATIONS. FORM 990, PART III, LINE 4B IN THE GREAT LAKES BASIN OF NORTHEAST WISCONSIN, TU IS RECONNECTING HABITAT TO SUPPORT MIGRATORY BROOK TROUT IN THE PESHTIGO RIVER WATERSHED. WE HAVE NOW RECONNECTED MORE THAN 70 MILES OF HABITAT SO THAT FISH CAN MOVE BETWEEN THE MAINSTEM PESHTIGO AND ITS TRIBUTARIES. FORM 990, PART VI, SECTION A, LINE 6 TU HAS 8 CLASSES OF MEMBERSHIP: REGULAR, FAMILY, TEEN, YOUTH, LIFE, GIFT, GRIFFITH CIRCLE, AND BUSINESS. SOMEONE BECOMES A MEMBER OF TU BY PAYING AT LEAST THE REGULAR ANNUAL MEMBERSHIP PRICE, WHICH GIVES THEM ONE VOTE AT THE ANNUAL MEETING. FORM 990, PART VI, SECTION A, LINE 7A THE NOMINATING COMMITTEE OF THE BOARD PRESENTS THE SLATE OF BOARD MEMBERS AT THE ANNUAL MEETING OF TU FOR APPROVAL BY THE MEMBERSHIP. ANY MEMBER IN GOOD STANDING THAT IS PRESENT OR WHO HAS SUBMITTED A PROXY IN ADVANCE OF THE MEETING IS ALLOWED TO VOTE ON THE SLATE. FORM 990, PART VI, SECTION A, LINE 7B THE MEMBERSHIP ONLY APPROVES THE SLATE OF BOARD MEMBERS AND CHANGES TO THE BYLAWS AS PRESENTED AT THE ANNUAL MEETING. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 WAS PREPARED BY THE OUTSIDE ACCOUNTANTS AND REVIEWED BY THE CFO AND THE CONTROLLER. A COPY OF THE FORM 990 WAS MADE ELECTRONICALLY AVAILABLE TO ALL BOARD MEMBERS PRIOR TO FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C A COPY OF THE CONFLICT OF INTEREST POLICY AND A QUESTIONNAIRE CONCERNING BUSINESS RELATIONSHIPS IS SENT TO ALL BOARD MEMBERS EACH FISCAL YEAR. THE BOARD MEMBERS RETURN THE COMPLETED QUESTIONNAIRE TO THE NOMINATING AND GOVERNANCE COMMITTEE OF THE BOARD OF TRUSTEES, WHO MONITORS COMPLIANCE WITH THE POLICY. EACH EMPLOYEE HAS A DUTY TO DISCLOSE TO THE CHIEF OPERATING OFFICER THE MATERIAL FACTS OF ANY PROPOSED TRANSACTION OF TU IN WHICH SUCH PERSON HAS ANY ACTUAL OR POTENTIAL CONFLICT OF INTEREST. AN EMPLOYEE HAVING AN ACTUAL OR PROPOSED CONFLICT OF INTEREST SHALL NOT PARTICIPATE IN THE DELIBERATIONS OR DECISION-MAKING PROCESS OF TU REGARDING THE MATTER UNDER CONSIDERATION. HOWEVER, HE OR SHE SHALL PROVIDE TU WITH ANY AND ALL RELEVANT INFORMATION REGARDING THE MATTER. THE CHIEF OPERATING OFFICER SHALL TAKE SUCH ADDITIONAL ACTION AS MAY BE REQUIRED TO ENSURE THAT THE CONFLICT OF INTEREST IS RESOLVED, AND SHALL MAINTAIN A RECORD OF THE EXISTENCE AND RESOLUTION OF THE CONFLICT. FORM 990, PART VI, SECTION B, LINE 15 THE CHAIRMAN OF THE BOARD APPOINTS A COMPENSATION COMMITTEE THAT CONSISTS OF NON-COMPENSATED BOARD MEMBERS, INCLUDING THE CHAIRMAN. THIS COMMITTEE MEETS AT LEAST ANNUALLY TO REVIEW THE COMPENSATION PACKAGES FOR THE CEO AND OTHER KEY EMPLOYEES, AND COMPARE THE PACKAGES TO THE GENERAL MARKET AND SIMILAR NON-PROFIT ORGANIZATIONS, ALONG WITH THE RESULTS OF AN INDEPENDENT SALARY SURVEY CONDUCTED BY AN EXTERNAL CONSULTANT. THEY ALSO REVIEW THE WORK PLANS AND ACCOMPLISHMENTS AND TAKE INTO CONSIDERATION THE EVALUATIONS OF KEY EMPLOYEES WHEN DETERMINING THE FINAL COMPENSATION. COMPENSATION REVIEWS FOR THE CEO AND OTHER KEY EMPLOYEES ARE DONE ON AN ANNUAL OR FISCAL YEAR BASIS, MOST RECENTLY IN JULY 2022. FORM 990, PART VI, SECTION C, LINE 19 TU POSTS ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, TAX RETURNS AND FINANCIAL STATEMENTS ON ITS WEBSITE AND WILL MAKE COPIES OF THE DOCUMENTS AVAILABLE UPON REQUEST FOR THE SAME PERIOD OF DISCLOSURE AS SET FORTH IN SECTION 6104(D). FORM 990, PART IX, LINE 11G PROFESSIONAL CONSULTANTS: PROGRAM SERVICE EXPENSES 9,209,789. MANAGEMENT AND GENERAL EXPENSES 439,288. FUNDRAISING EXPENSES 15,008. TOTAL EXPENSES 9,664,085. CONSTRUCTION CONTRACTORS: PROGRAM SERVICE EXPENSES 11,677,304. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 11,677,304.