2024-11-15T11:33:32-05:00 2023-12-31 200578681 WADE & COMPANY LLP 770 S POST OAK LANE SUITE 101 HOUSTON TX 77056 990PF 2023-01-01 746040258 ROCKWELL FUND INC ROCK 7136299022 3555 TIMMONS LANE SUITE 950 HOUSTON TX 77027 TANTRI ERLINAWATI-EMO VICE PRES & CFO 7136299022 2024-11-14 true true JOHN P WADE P00393132 7136223900 2024-11-15 2023 2024-10-15 13:58:12Z X 107353834 X X 70402 4440 2264726 2264726 567099 29137844 798244 -972256 -480826 1929971 2586584 682400 390069 292331 253367 253367 229743 90947 138796 39134 14964 24170 93910 43790 5892 1609 130668 35777 94891 11289 757 10532 293416 201446 90070 1739819 779359 904157 4415285 4415285 6155104 779359 5319442 -4225133 1807225 1401063 944318 944318 1252126 1715657 1715657 498999 498999 498999 498999 9245 81856721 77981186 93061716 8926618 8233171 11061896 151847 122629 19993 29218 29218 2136 42030 42030 93966901 89444579 107353834 -1405 -1405 0 X 19386995 19386995 74581311 70057584 93968306 89444579 93966901 89444579 93968306 -4225133 1450 89744623 300044 89444579 SEE STATEMENT D-1 P 8497886 8118469 379417 379417 SEE STATEMENT D-1 P 20581983 20104575 477408 477408 PASSTHRU GAINS P 115578 -115578 -115578 PASSTHRU 1231 GAINS P 57975 57975 57975 MALLINCKRODT/SHEARSON TRANSFER P 978 -978 -978 798244 379417 25120 25120 25120 61105 61105 X 35985 35985 false false false false false false true false true true TX true false false false false true WWW.ROCKFUND.ORG TANTRI ERLINAWATI-EMO 7136299022 3555 TIMMONS LANE SUITE 950 HOUSTON TX 77027 true CA false false false true false false false false false false false false false false false false false false false false false RONALD C LEWIS 3555 TIMMONS LANE STE 950 HOUSTON TX 77027 PRES CEO & T 35.00 335000 57055 0 TANTRI ERLINAWATI-EMO 3555 TIMMONS LANE SUITE 950 HOUSTON TX 77027 VICE PRES & 35.00 251100 49949 0 DOMINGO BARRIOS 3555 TIMMONS LANE STE 950 HOUSTON TX 77027 CHAIRMAN & T 2.00 20100 0 0 DONNA F COLE 3555 TIMMONS LANE STE 950 HOUSTON TX 77027 ASST TR & TR 2.00 18500 0 0 SHARON L EDWARDS 3555 TIMMONS LANE STE 950 HOUSTON TX 77027 TREASURER/TR 2.00 19600 0 0 T KELLY DOWE 3555 TIMMONS LANE STE 950 HOUSTON TX 77027 TRUSTEE 2.00 18000 0 0 WHITNEY RANDOLPH 3555 TIMMONS LANE STE 950 HOUSTON TX 77027 TRUSTEE 2.00 20100 0 0 ELIZABETH ROLLINS 3555 TIMMONS LANE STE 950 HOUSTON TX 77027 PROGRAM OFFI 000.00 91833 27554 PATRICK MORENO-COVINGTON 3555 TIMMONS LANE STE 950 HOUSTON TX 77027 PROGRAM OFFI 000.00 84173 19411 JUDY A AHLGRIM 3555 TIMMONS LANE STE 950 HOUSTON TX 77027 GRANTS MGR/O 000.00 77361 25522 NONE N/A 72653980 2913629 30365786 105933395 105933395 1589001 104344394 5217220 5217220 25120 25120 5192100 5192100 5192100 5319442 5319442 5192100 5201608 5319442 5201608 117834 5074266 RONALD C LEWIS 3555 TIMMONS LANE STE 950 HOUSTON TX 77027 7136299022 GRANTSINFO@ROCKFUND.ORG AS LISTED ON WEBSITE WWW.ROCKFUND.ORG ROLLING DEADLINES; SEE WWW.ROCKFUND.ORG PREFERENCE GIVEN TO GRANTS FOR THE GREATER HOUSTON AREA, THEN TEXAS; LIMITED OUT OF STATE; NO GRANTS TO INDIVIDUALS. AGAPE DEVELOPMENT MINISTRIES 6504 CALHOUN RD HOUSTON TX 77021 NONE PC GENERAL OPERATING SUPPORT 100000 ALLIANCE FOR MULTICULTURAL COMMUNITY SERVICES 6440 HILLCROFT ST STE 411 HOUSTON TX 77081 NONE PC WELLNESS CLINIC 150000 AVENUE COMMUNITY DEVELOPMENT CORPORATION 3517 IRVINGTON BLVD HOUSTON TX 77009 NONE PC GENERAL OPERATING SUPPORT 100000 AVOW FOUNDATION FOR ABORTION ACCESS 1101 W 34TH ST STE 679 AUSTIN TX 78705 NONE PC ORGANIZING AND OUTREACH IN HOUSTON 75000 BOAT PEOPLE SOS HOUSTON 11360 BELLAIRE BLVD STE 910 HOUSTON TX 77072 NONE PC HAPP 50000 BOAT PEOPLE SOS HOUSTON 11360 BELLAIRE BLVD STE 910 HOUSTON TX 77072 NONE PC GENERAL OPERATING SUPPORT 10000 BREAKTHROUGH HOUSTON 2401 CLAREMONT LN HOUSTON TX 77019 NONE PC GENERAL OPERATING SUPPORT 150000 CENTER FOR PUBLIC POLICY PRIORITIES 7020 EASY WIND DR STE 200 AUSTIN TX 787522361 NONE PC GENERAL OPERATING SUPPORT 125000 CHILDREN AT RISK INC 2900 WESLAYAN STE 400 HOUSTON TX 77027 NONE PC GENERAL OPERATING SUPPORT 25000 COALITION FOR THE 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KEEPING KIDS IN SCHOOL PROGRAM 125000 HOUSTON REVISION 6856 BELLAIRE BLVD HOUSTON TX 770744908 NONE PC MISSION IMPACT 75000 HYPE FREEDOM SCHOOL INC 1801 BRIGHTON BROOK LANE PEARLAND TX 77581 NONE PC GENERAL OPERATING SUPPORT 150000 LEGACY COMMUNITY HEALTH SERVICES 1415 CALIFORNIA ST HOUSTON TX 77006 NONE PC PREP FOR WOMEN PROJECT 75000 MEADOWS MENTAL HEALTH POLICY INSTITUTE FOR TEXAS 3003 SWISS AVENUE DALLAS TX 75204 NONE PC TRAUMA AND GRIEF IN SCHOOL 50000 NAMI GREATER HOUSTON 9401 SW FRWY STE 1234 HOUSTON TX 77074 NONE PC GENERAL OPERATING SUPPORT 37000 NEW HOPE HOUSING INC 3315 HARRISBURG BLVD STE 400 HOUSTON TX 77003 NONE PC GENERAL OPERATING SUPPORT 75000 NEW HOPE HOUSING INC 3315 HARRISBURG BLVD STE 400 HOUSTON TX 77003 NONE PC RESIDENT SERVICES PROGRAM 25000 PAIR 3300 CHIMENY ROCK RD HOUSTON TX 77056 NONE PC MIDDLE SCHOOL PROGRAM 100000 PHILANTHROPY SOUTHWEST 3000 PEGASUS PARK DR SUITE 706 DALLAS TX 75247 NONE PC 75TH ANNIVERSARY CAMPAIGN 5000 PHILANTHROPY SOUTHWEST 3000 PEGASUS 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CENTER AT HOUSTON (PUBLIC HLTH SCH) 7000 FANNIN STE 1200 HOUSTON TX 77030 NONE PC IMPLEMENT EMERGENCY CONTRACEPTION 105000 URBAN ENRICHMENT INSTITUTE 4014 MARKET ST STE W145 HOUSTON TX 77020 NONE PC GENERAL OPERATING SUPPORT 60000 WEST STREET RECOVERY 1625 BLALOCK RD HOUSTON TX 77080 NONE PC NE HOUSTON HOME REPAIR PROGRAM 100000 WILLIAM MARSH RICE UNIVERSITY 6100 MAIN ST HOUSTON TX 77005 NONE PC DEVELOP TOOL TO MAP HOUSING QUALITY 161067 WILLIAM MARSH RICE UNIVERSITY 6100 MAIN ST HOUSTON TX 77005 NONE PC TPL REVISION SCHOOL BASED PROGRAM 95000 WOMEN'S HOME 607 WESTHEIMER RD HOUSTON TX 77006 NONE PC GENERAL OPERATING SUPPORT 100000 YMCA OF THE GREATER HOUSTON AREA 1331 AUGUSTA DR HOUSTON TX 77057 NONE PC Y TEEN LIFE LAWSON MIDDLE SCHOOL 32500 YOUNG AUDIENCES INC OF HOUSTON 675 BERING DR SUITE 300 HOUSTON TX 77057 NONE PC SELF CARE LAB AT CULLEN MIDDLE 35000 4415285 14 70402 14 2264726 531120 -231145 14 798244 OTHER INVESTMENT INCOME 14 158592 OTHER INVESTMENT INCOME 16 -758205 US BANK 1532 - OTHER INCOM 14 62658 OTHER INCOME - HIGHCREST 14 8722 OTHER INCOME - WESTERN PTR 14 40952 MS - OTHER INCOME 14 2737 OTHER INCOME 14 3718 SEE STATEMENT A-1 211110 174001 SEE STATEMENT A-1 531110 -232360 SEE STATEMENT A-1 531120 -425352 SEE STATEMENT A-1 453000 SEE STATEMENT A-1 310000 SEE STATEMENT A-1 525990 -7719 -722575 2652546 1929971 false false false false false false false false false false OUTSIDE TAX SERVICE 39134 14964 24170 DEPRECIABLE ASSETS 26682 5892 1609 CREDIT FUNDS 202782 159851 PRIVATE EQUITY INVESTMENTS 8167336 15646531 CORPORATE ISSUES 347422 207290 FOREIGN ISSUES 1715407 1315107 MUTUAL FUNDS - EQUITY 44170230 52413710 MUTUAL FUNDS - FIXED INCOME 23378009 23319227 REIT INVESTMENTS AT COST 3210044 3000000 REAL ESTATE PARTNERSHIP INTERESTS AT COST 5023127 8061896 DEPRECIABLE ASSETS 151847 122629 29218 29218 ACCD INTEREST PURCHASED 2133 SUNDRY 3 FEDERAL EXCISE TAX RECEIVABLE 35985 35985 DISTRIBUTION RECEIABLE 6045 6045 NON-DED. EXP PASS-THRU FROM PSHIPS & LLC 7618 PRIOR PERIOD ADJ - BRIDGEVIEW AMENDED K-1 137512 PRIOR PERIOD ADJ - NO TAX IMPACT 154914 EXPENSES WIRE TRANSFER AND BANK FEES 251 113 138 BOOKKEEPING 43728 11910 31818 MEALS & ENTERTAINMENT 1078 1078 MEALS - CONV. OF EMPLOYER 4922 1340 3582 COMPUTER & NETWORK EXP. 11566 3096 8470 CONTINUING EDUCATION 1200 526 674 CUSTODIAL & MANAGEMENT FEES 174464 174464 HUMAN RESOURCES OUTSOURCING F 4757 749 4008 EXECUTIVE SEARCH 20317 20317 INS. EXP. - WORKER'S COMP. 1091 487 604 INSURANCE - OPERATIONS 9842 3841 6001 MISCELLANEOUS EXP 685 191 494 OFFICE SUPPLIES & EXP. 7205 1962 5243 PARKING 170 30 140 POSTAGE 405 135 270 SUBSCRIPTIONS & PUBLICATIONS 4840 1546 3294 TELEPHONE & INTERNET 7060 1955 5105 WEBSITE EXPENSE 1520 1520 BAXTER OFFICE SHARING REIMB -3700 -1014 -2686 SUBSIDIARY BOOKKEEPING FEE 1900 INT EXP & FOREIGN CURRENCY LO 115 115 OTHER INVESTMENT INCOME 158592 158592 OTHER INVESTMENT INCOME -758205 -758205 US BANK 1532 - OTHER INCOME 62658 62658 OTHER INCOME - HIGHCREST 8722 8722 OTHER INCOME - WESTERN PTR 40952 40952 MS - OTHER INCOME 2737 2737 OTHER INCOME 3718 3718 SEE STATEMENT A-1 174001 SEE STATEMENT A-1 -232360 SEE STATEMENT A-1 -425352 SEE STATEMENT A-1 -7719 PASSTHRU BOOK/TAX DIFFERENCES 1450 FEDERAL EXCISE TAX PAYABLE -5115 OFFICE EXP REIMBURSEMENT 3710 TPEG DENTON SQUARE INVESTORS LLC NONE 50000 50000 2020-03 2025-04 AT MATURITY OR SALE 0.1000 NONE MEZZANINE FINANCING CB TEXAS LLC NONE 73999 73999 2021-07 2026-12 AT MATURITY OR SALE 0.0800 NONE PRIVATE FUNDING TPEG 8500 HARWOOD INVESTORS LLC NONE 50000 50000 2021-07 2026-06 AT MATURITY OR SALE 0.1000 NONE MEZZANINE FINANCING TPEG LVN INVESTORS LLC NONE 75000 75000 2021-03 2026-04 AT MATURITY OR SALE 0.1000 NONE MEZZANINE FINANCING TPEG ATL-CLT 2 INVESTORS LLC NONE 250000 250000 2022-02 AT MATURITY OR SALE 0.1000 NONE MEZZANINE FINANCING STATE INCOME TAX-UBI 6047 6047 FOREIGN TAXES 37743 37743 EXCISE TAX 50120