2024-08-14T13:13:05+00:00 2023-09-30 350921680 CROWE LLP 231 S Bemiston Ave Suite 800 Clayton MO 63105 990 2022-10-01 043358566 UMass Memorial Health Care Inc (Parent) UMAS 5083340252 100 Front St Suite 200 Worcester MA 01608 Sergio Melgar EVP/CFO/Treasurer 5083340252 2024-08-14 true true Steve Lenivy P01635350 3148022000 2022 2024-08-08 14:25:15Z Sergio Melgar 100 Front St Suite 200 Worcester MA 01608 564107004 false X www.ummhealth.org X 1998 MA To support, develop and coordinate an integrated health care delivery system that includes multiple health care facilities and providers. To receive in trust, from whatever source, and administer gifts and grants, whether restricted or for a specific purpose. To promote services and programs that are charitable, scientific or educational and that address the physical and mental needs of the community at large, provided the corporation shall operate exclusively for the benefit of the Medical Center and other charitable organizations or hospitals that are under common control. 19 19 2280 22 27200 26189 12376137 53231059 450901649 478750413 22563211 31180084 168921 494801 486009918 563656357 700455 939052 0 239710236 232835734 0 3861400 276776345 305200643 517187036 538975429 -31177118 24680928 1839772366 1878775973 1276526636 1185336304 563245730 693439669 UMASS MEMORIAL HEALTH CARE, INC. IS COMMITTED TO IMPROVING THE HEALTH OF THE PEOPLE OF CENTRAL NEW ENGLAND THROUGH EXCELLENCE IN CLINICAL CARE, SERVICES, TEACHING AND RESEARCH. false false 482543128 939052 478750413 TO SUPPORT THE ADVANCEMENT OF THE KNOWLEDGE, EDUCATION, RESEARCH, AND PRACTICE OF HEALTH CARE RELATED SERVICES THROUGH THE OVERSIGHT OF UMASS MEMORIAL HEALTH CARE OPERATIONS AND THE EFFICIENT DELIVERY OF SUPPORT SERVICES. 482543128 true true false true false false false true true true true false true true true false true false true true false false false true false false true true true true false true false false false false false true false false false false false false false true true true false false true X 479 0 true 2280 true true true true CJ false false false true true false false false false true false X 19 19 false false false false false true false true false false false false true true true true true true true false CO DC FL GA AL IL KS AK MD MA MN MS NV NH NJ NM NC ND OH OK OR PA SC TN UT VA WA WI X Brian Huggins 5083340252 100 FRONT ST SUITE 200 Worcester MA 01608 ELVIRA GUARDIOLA VICE-CHAIRPERSON, DIRECTOR, UMM HEALTH CARE, INC. 1.0 1.0 X X 0 0 0 ERIC W DICKSON MD PRESIDENT, CEO, DIRECTOR, UMM HEALTH CARE, INC. 40.0 5.0 X X 2661590 0 458493 LYNDA M YOUNG MD CHAIRPERSON, DIRECTOR, UMM HEALTH CARE, INC. 1.0 1.0 X X 0 0 0 DAVID L BENNETT DIRECTOR, UMM HEALTH CARE, INC. 1.0 1.0 X 0 0 0 EVAN BENJAMIN MD DIRECTOR, UMM HEALTH CARE, INC. 1.0 1.0 X 0 0 0 JEAN KING PHD DIRECTOR, UMM HEALTH CARE, INC. 1.0 1.0 X 0 0 0 JEAN MCMURRAY DIRECTOR, UMM HEALTH CARE, INC. 1.0 1.0 X 0 0 0 LESLIE BOVENZI DIRECTOR, UMM HEALTH CARE, INC. 1.0 1.0 X 0 0 0 LISA COLOMBO DIRECTOR, UMM HEALTH CARE, INC. 1.0 1.0 X 0 0 0 MICHAEL COLLINS MD DIRECTOR, UMM HEALTH CARE, INC. 1.0 1.0 X 0 0 0 MICHAEL ENGEL DIRECTOR, UMM HEALTH CARE, INC. 1.0 1.0 X 0 0 0 MICHAEL O'BRIEN DIRECTOR, UMM HEALTH CARE, INC. 1.0 0 X 0 0 0 NANCY KANE DIRECTOR, UMM HEALTH CARE, INC. 1.0 1.0 X 0 0 0 PETER KNOX DIRECTOR UNTIL 9/2023, UMM HEALTH CARE, INC. 1.0 1.0 X 0 0 0 RAYMOND PAWLICKI DIRECTOR, UMM HEALTH CARE, INC. 1.0 1.0 X 0 0 0 RICHARD K BENNETT DIRECTOR, UMM HEALTH CARE, INC. 1.0 1.0 X 0 0 0 RICHARD SIEGRIST DIRECTOR, UMM HEALTH CARE, INC. 1.0 1.0 X 0 0 0 ROSEMARY THOMSEN DIRECTOR, UMM HEALTH CARE, INC. 1.0 1.0 X 0 0 0 SUSAN MAILMAN DIRECTOR, UMM HEALTH CARE, INC. 1.0 1.0 X 0 0 0 TERENCE FLOTTE MD DIRECTOR, UMM HEALTH CARE, INC. 1.0 1.0 X 0 0 0 DOUGLAS S BROWN SECRETARY, UMM HEALTH CARE, INC. 40.0 5.0 X 1143302 0 230434 KATHARINE BOLLAND ESHGHI ASSISTANT SECRETARY, UMM HEALTH CARE, INC. 40.0 5.0 X 649362 0 138076 SERGIO MELGAR EVP/CFO/Treasurer, UMM Health Care, Inc. Officer 40.0 5.0 X 1460297 0 82460 ALICE A SHAKMAN SVP, CLINICAL SVCS 5.0 40.0 X 0 424515 54261 ANDREW KARSON MD SVP, CMO-UMMMC 5.0 40.0 X 0 698414 158881 BRIAN HUGGINS SVP FINANCE/CORPORATE CONTROLLER 40.0 5.0 X 452343 0 52076 CATHERINE ROSSI SVP HEALTH SYSTEM CONTRACTING 40.0 5.0 X 387597 0 89135 DIANNA J CAFFARENA SVP, AMBULATORY SVCS 5.0 40.0 X 0 436418 60451 EDWARD MOORE PRESIDENT HARRINGTON HOSPITAL 5.0 40.0 X 0 722750 39521 ERIC J ALPER MD SVP CQO & CHF INFORMATICS OFF 40.0 5.0 X 671815 0 140666 GERALDINE VAUGHAN SVP/COO UMMMG 5.0 40.0 X 0 535195 55014 JACK W BAILEY SVP, CLINICAL SVCS UNTIL 9/2023 5.0 40.0 X 0 387393 45950 JAMES P CYR SVP, SURGICAL & PROCEDURAL SVCS 5.0 40.0 X 0 437981 69779 JOHN GREENWOOD SVP, POP HLTH & PRESIDENT, ACO 5.0 40.0 X 0 517852 125528 JOHN R SALZBERG SVP, SYSTEM REV CYCLE OPS & CRO UNTIL 9/2023 40.0 5.0 X 500124 0 103409 JOHN T RANDOLPH VP, CHIEF CORPORATE COMPLIANCE 40.0 5.0 X 880679 0 64261 JUSTIN PRECOURT SVP, PATIENT CARE SVCS & CNO 5.0 40.0 X 0 604796 107997 KATHLEEN DRISCOLL SVP, CHIEF PHILANTHROPHY OFC 40.0 5.0 X 587682 0 47318 LATAMARA LUNDI PRESIDENT COMMUNTY HEALTHLINK UNTIL 9/2023 40.0 5.0 X 359241 0 55629 MICHAEL GUSTAFSON MD PRESIDENT, MEDICAL CENTER UNTIL 9/2023 5.0 40.0 X 0 1476983 273098 ROBIN L SODANO VP, INFORMATION SYSTEMS 40.0 5.0 X 626472 0 106661 STEVEN ROACH PRESIDENT, CNEHA, Inc. & MARLBOROUGH HOSPITAL 5.0 40.0 X 0 730975 123002 THERESE DAY VP/CHIEF FINANCIAL OFFICER MED CENTER 5.0 40.0 X 0 510348 117682 TOD WIESMAN SVP CHIEF HR OFFICER 40.0 5.0 X 452160 0 98958 VICTORIA MCCANDLESS VP SYS CEO COMM OFC/ASSOC COS 40.0 5.0 X 344458 0 36783 WILLIAM CORBETT MD SVP, COMMUNITY PRACTICES UNTIL 9/2023 5.0 40.0 X 0 783327 73187 BRIAN K GIBBS VP CHIEF DIV EQTY INCL OFC 40.0 0 X 412718 0 18514 JUDITH TAYLOR PATEL VP INTERIM CHIEF MKTG OFC 40.0 0 X 378440 0 86123 PAUL D JUDD VP TALENT ACQUISITION 40.0 0 X 442610 0 60124 ROBERT A KLUGMAN MD AVP MED DIR, EHS & OCC HLTH 40.0 0 X 387508 0 12683 BART METZGER FORMER SVP, CHIEF HR OFFICER UNTIL 9/30/2022 0.0 0.0 X 620601 0 33333 CHERYL LAPRIORE FORMER KEY EMPLOYEE UNTIL 9/30/2023 0.0 40.0 X 0 322231 45794 DANA E SWENSON FORMER SVP, CHIEF FACILITIES OFFICER UNTIL 5/31/20 0.0 0 X 798300 0 0 MARK JOHNSON MD FORMER DIRECTOR UNTIL 9/2022, UMM HEALTH CARE, INC. 0.0 0.0 X 0 987485 127255 MICHELE STREETER FORMER DIR CLINICAL STRATEGIES UNTIL 9/30/2022 0.0 0.0 X 0 398039 44854 ROBERT FELDMAN FORMER SVP, FINANCE/CORPORATE CONTROLLER UNTIL 1/25/21 0.0 0.0 X 251312 0 5340 STEPHEN TOSI FORMER KEY EMPLOYEE UNTIL FY2021 0.0 0.0 X 0 565448 42710 TIMOTHY A TARNOWSKI FORMER SVP, CHIEF INFO OFFICER & CTO UNTIL 12/18/19 0.0 0.0 X 306063 0 0 14774674 10540150 3485440 422 true true false CROTHALL HLTHCARE INC 13028 COLLECTION CENTER DRIVE CHICAGO IL 60693 Clinical Engineering Services 18129251 ERNST & YOUNG LLP P O BOX 5152 BOSTON MA 022065152 Consulting Services 10416484 PRESIDIO NETWORK SOLUTIONS LLC 1 Penn Plz Suite 2501 New York NY 10019 Information Technology Services 6718045 VIZIENT INC 290 E JOHN CARPENTER FREEWAY IRVING TX 75062 Supply Chain Services 6373272 ACCENTURE INTERNATIONAL LTD 1 Grand Canal Square Dublin Ireland EI D02P820 Consulting Services 6220013 143 0 0 510205 0 49563669 3157185 0 53231059 System allocation premium 622110 392687686 392687686 0 0 Professional liability revenue 622110 32701559 32701559 0 0 Workers compensation premium 622110 12034468 12034468 0 0 General insurance premium 622110 5149611 5149611 0 0 Other program service revenue 622110 36177089 36177089 0 0 0 0 0 0 478750413 31180084 0 27200 31152884 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 945448 510205 450647 494801 494801 0 0 0 0 0 563656357 478750413 27200 31647685 X 844152 844152 94900 94900 0 0 0 0 13908128 13908128 0 0 590926 590926 0 0 170177666 145508754 22685314 1983598 0 0 0 0 35088936 28059235 6212965 816736 13070078 13070078 0 0 0 0 0 0 5069041 0 5069041 0 1312586 0 1312586 0 0 0 0 0 0 0 986849 865920 120929 0 107043842 95727561 10829964 486317 4198928 4144382 54546 0 12360837 11553405 534013 273419 73006078 71843034 1025362 137682 0 0 0 0 8605478 4811987 3781944 11547 542034 6947 535087 0 0 0 0 0 224905 0 224905 0 21264790 21264790 0 0 0 0 0 0 38962566 38943999 18567 0 25394183 25371155 23028 0 Other expenses 6228526 5933775 142650 152101 0 0 0 0 538975429 482543128 52570901 3861400 29288062 206688533 360998840 417448327 596265 950361 3379646 9741472 0 0 0 0 18934885 21674311 0 0 35150493 47603747 443952437 198365548 200169110 245586889 40463055 22445430 359333597 408446962 0 29307353 65075598 762151060 433114343 1839772366 1878775973 135243154 171285925 0 0 25000 607384 420743599 399794694 2638746 4481651 0 0 378854992 371964981 51236751 46236751 287784394 190964918 1276526636 1185336304 X 501068466 628558441 62177264 64881228 563245730 693439669 1839772366 1878775973 X 24680928 32894663 0 0 0 72618348 X false true X true true true X X 7 UMass Memorial Medical Center Inc 043358564 3 true 285318640 0 Marlborough Hospital 042104693 3 true 9790068 0 UMass Memorial HealthAlliance-Clinton Hospital Inc 042103555 3 true 32633777 0 UMass Memorial Medical Group Inc 042911067 9 true 90141700 0 Community HealthLink Inc 042626179 7 true 337640 0 Central New England HealthAlliance Inc 043172496 7 true 0 0 HealthAlliance Home Health and Hospice Inc 042932308 9 true 6550 0 7 418228375 0 true false false false false false false false false false false false false false false true true true X true true Schedule A, Part IV, Section D, Line 3 Supp. Org. Have Significant Voice In Investment Policies THE ORGANIZATIONS SUPPORTED HAVE A SIGNIFICANT VOICE IN THE ORGANIZATION'S INVESTMENT POLICIES, AS WELL AS IN DIRECTING THE USE OF THE ORGANIZATION'S INCOME OR ASSETS. THE SUPPORTING ORGANIZATIONS PARTICIPATE ON THE INVESTMENT COMMITTEE TO DIRECT THE INVESTMENTS OF THE UMASS MEMORIAL INVESTMENT PARTNERSHIP, IN WHICH THE SUPPORTING ORGANIZATION'S FUNDS ARE INVESTED. Schedule A, Part IV, Section E, Line 3a Power To Appoint/Elect Majority of Officer/Director/Trustee THE PARENT ORGANIZATION HAS THE POWER TO REGULARLY APPOINT OR ELECT A MAJORITY OF THE OFFICERS, DIRECTORS, OR TRUSTEES OF EACH SUPPORTED ORGANIZATION. Schedule A, Part IV, Section E, Line 3b Substantial Direction Over Policies/Programs/Activities THE ORGANIZATION EXERCISES A SUBSTANTIAL DEGREE OF DIRECTION OVER THE POLICIES, PROGRAMS, AND ACTIVITIES OF EACH OF ITS SUPPORTED ORGANIZATIONS THROUGH THE DIRECTION OF THE OFFICERS AND DIRECTORS OF THE SUPPORTED ORGANIZATIONS. THERE ARE RESERVED POWERS OF THE PARENT OVER ITS SUBSIDIARIES FOR SIGNIFICANT CORPORATE ACTIONS RELATED TO SUCH ITEMS AS AGREEMENTS TO SELL ASSETS, MERGERS, CAPITAL AND OPERATING BUDGETS, LOAN AGREEMENTS, ELECTION OF THE PRESIDENT, CHANGES TO ARTICLES OF ORGANIZATION/BYLAWS, ADOPTION OF STRATEGIC PLAN, ETC. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false false false false false false false false true 15106 15106 false Schedule C, Part II-B, Line 1 DETAILED DESCRIPTION OF THE LOBBYING ACTIVITY Amounts represent percentage of lobbying expenses included in membership dues paid to the following associations: Americas Essential Hospitals $13,906 Professional Liability Foundations, LTD $1,200 Total $15,106 false true X 48226679 609060 4911359 2713509 51033589 57726718 5779 -6910147 2595671 48226679 50634682 95183 9706687 2709834 57726718 49104824 95486 2689545 1255173 50634682 48384545 66231 1664022 1009974 49104824 0.0 0.55 0.45 false false 3825252 3825252 0 0 0 0 0 0 70183457 25142555 45040902 369943728 173222993 196720735 245586889 3318377 F Investment in captive insurance company 120000 C Units in investment partnership 405008585 F 408446962 Due from related parties 2230440 Beneficial interest 644280 Other assets 430200195 Other assets - Cash value of life insurance policies 39428 433114343 Due to related parties 4510612 Outstanding loss and self insured reserves 39608936 Other liabilities 9322638 Accrued pension & postretirement obligations 137522732 190964918 X Schedule D, Part IV, Line 2b Explanation of escrow agreement UMASS MEMORIAL MEDICAL CENTER, INC. HAS A CUSTODIAL ACCOUNT OF $4,481,651 RELATED TO CAPITAL ACCUMULATION ACCOUNTS FOR EXECUTIVES. THESE FUNDS ARE PAID OUT ACCORDING TO THE VESTING DATES SELECTED BY THE EXECUTIVES (MINIMUM OF TWO YEARS). Schedule D, Part V, Line 4 Intended uses of endowment funds The intended use of the organization's endowment funds are directed in accordance with the donor's intent including the preservation of the original gift and various purposes including charity care, medical education, research, health care services, buildings and equipment. Schedule D, Part X, Line 2 FIN 48 (ASC 740) footnote The Company and substantially all of its affiliates are tax-exempt organizations under Section 501(c)(3) of the Internal Revenue Code (IRC) or are disregarded entities for tax purposes. Accordingly, these entities will not incur any liability for federal income taxes except for tax on unrelated business taxable income (UBTI). The System accounts for uncertainty in income tax positions by applying a recognition threshold and measurement attribute for financial statement recognition and measurement of a tax position taken or expected to be taken in a tax return. We have determined that no material unrecognized tax benefits or liabilities exist as of September 30, 2023. Central America and the Caribbean 1 1 Conducting board meetings,Accounting 229958 Central America and the Caribbean 0 0 Investments 120000 Central America and the Caribbean 0 0 Program Services Insurance claims 25783042 Central America and the Caribbean 0 0 Program Services Insurance premiums 17626537 1 1 0 0 1 1 43759537 0 43759537 true false true false false false Schedule F, Part I, Line 3 Method used to account for expenditures on org's financial statements CENTRAL AMERICA AND THE CARIBBEAN-Accrual Hope & Healing 1296596 472310 824286 243120 87079 77466 Tiny Footprints 5K 77906 77906 5572 790 10768 2 81151 37895 43256 8421 15317 2114 1455653 510205 945448 257113 103186 90348 450647 494801 true City of Worcester 455 Main Street Worcester MA 01608 046001418 City of Worcester 123000 0 N/A N/A 1. Donation to establish Worcester Health Equity Fund Community Legal Aid Inc 370 Main Street 7th FL Worcester MA 01608 042446242 501 (c)(3) 60000 0 N/A N/A 2. Support Medical Legal Partnership between Umass Memorial & Community Legal Aid Worcester Railers HC Charitable Fnd 900 Cummings Ctr Suite 226U Beverly MA 01915 811645767 501 (c)(3) 45833 0 N/A N/A 3. Hockey Sponsorship Regional Environmental Council Inc PO Box 255 Worcester MA 01613 046364350 501 (c)(3) 30000 0 N/A N/A 4. Support to address food insecurity UMass Memorial Foundation Inc The 333 South Street Suite 290 Shrewsbury MA 01545 043108190 501 (c)(3) 25000 0 N/A N/A 5. Support Cancer Central MA Agency on Aging Inc 330 Southwest Cutoff Suite 203 Worcester MA 01604 042547633 501 (c)(3) 17500 0 N/A N/A 6. Social / Economic supports needs of grandparents raising granchildren as a result of family addiction UMass Chan Medical School 55 Lake Ave North Worcester MA 01655 043167352 501( c)(1) 15000 0 N/A N/A 7. Support for the Community Vulnerable SMI Population Thru UMass Mind Program African Community Education Program Inc 51 Gage Street Worcester MA 01605 141970474 501 (c)(3) 13000 0 N/A N/A 8. Support Worcester Rise Health Clinic - Migrant Support HealthAlliance-Clinton Hospital 60 Hospital Road Leominster MA 01453 042103555 501 (c)(3) 12000 0 N/A N/A 9. Transfer to related organization for golf tournament Worcester Chamber Music Society Inc 323 Main Street Worcester MA 01608 208538873 501 (c)(3) 10000 0 N/A N/A 10. Support Music Heals Concerts United Way of North Central Massachusetts Inc 649 John Fitch Highway Fitchburg MA 01420 042233021 501 (c)(3) 10000 0 N/A N/A 11. Support for Leominster Flood Relief Worcester Community Action Council 18 Chestnut Street Suite 500 Worcester MA 01608 042382160 501 (c)(3) 10000 0 N/A N/A 12. Support for the Coalition for a Healthy Greater Worcester 12 0 EMERGENCY ASSISTANCE SUPPORT FOR EMPLOYEES (EASE). Eligible employees can receive an EASE grant for up to $1,500 to lessen the financial burden caused by an unplanned emergency. 70 94900 Schedule I, Part I, Line 2 Procedures for monitoring use of grant funds. AT REASONABLE INTERVALS, RE-EVALUATION OF THE GRANTS WILL OCCUR TO ENSURE THAT THE ARRANGEMENTS ARE EXPECTED TO CONTINUE TO SATISFY THE STANDARD SET FORTH. X X true true X X X X X false true false false false false false false false ERIC W DICKSON MD PRESIDENT, CEO, DIRECTOR, UMM HEALTH CARE, INC. 1419939 0 1010047 0 231604 0 406523 0 51970 0 3120083 0 204894 0 MARK JOHNSON MD FORMER DIRECTOR UNTIL 9/2022, UMM HEALTH CARE, INC. 0 957485 0 30000 0 0 0 15250 0 112005 0 1114740 0 0 DOUGLAS S BROWN SECRETARY, UMM HEALTH CARE, INC. 702013 0 309598 0 131691 0 201308 0 29126 0 1373736 0 104407 0 KATHARINE BOLLAND ESHGHI ASSISTANT SECRETARY, UMM HEALTH CARE, INC. 460434 0 122200 0 66728 0 105335 0 32741 0 787438 0 44305 0 SERGIO MELGAR EVP/CFO/Treasurer, UMM Health Care, Inc. Officer 914299 0 401932 0 144066 0 47591 0 34869 0 1542757 0 113870 0 ROBERT FELDMAN FORMER SVP, FINANCE/CORPORATE CONTROLLER UNTIL 1/25/21 65036 0 100000 0 86276 0 2328 0 3012 0 256652 0 56181 0 CHERYL LAPRIORE FORMER KEY EMPLOYEE UNTIL 9/30/2023 0 186276 0 70792 0 65163 0 31330 0 14464 0 368025 0 56072 BART METZGER FORMER SVP, CHIEF HR OFFICER UNTIL 9/30/2022 121297 0 82124 0 417180 0 25232 0 8101 0 653934 0 63149 0 MICHELE STREETER FORMER DIR CLINICAL STRATEGIES UNTIL 9/30/2022 0 151149 0 178900 0 67990 0 21300 0 23554 0 442893 0 63186 DANA E SWENSON FORMER SVP, CHIEF FACILITIES OFFICER UNTIL 5/31/20 0 0 0 0 798300 0 0 0 0 0 798300 0 798300 0 TIMOTHY A TARNOWSKI FORMER SVP, CHIEF INFO OFFICER & CTO UNTIL 12/18/19 0 0 0 0 306063 0 0 0 0 0 306063 0 306063 0 STEPHEN TOSI FORMER KEY EMPLOYEE UNTIL FY2021 0 431023 0 134425 0 0 0 6100 0 36610 0 608158 0 0 ERIC J ALPER MD SVP CQO & CHF INFORMATICS OFF 461781 0 139545 0 70489 0 96201 0 44465 0 812481 0 48321 0 JACK W BAILEY SVP, CLINICAL SVCS UNTIL 9/2023 0 280160 0 74391 0 32842 0 15792 0 30158 0 433343 0 27713 DIANNA J CAFFARENA SVP, AMBULATORY SVCS 0 314403 0 81151 0 40864 0 56632 0 3819 0 496869 0 24689 WILLIAM CORBETT MD SVP, COMMUNITY PRACTICES UNTIL 9/2023 0 460485 0 127156 0 195686 0 34678 0 38509 0 856514 0 174100 JAMES P CYR SVP, SURGICAL & PROCEDURAL SVCS 0 278010 0 74828 0 85143 0 35762 0 34017 0 507760 0 71563 THERESE DAY VP/CHIEF FINANCIAL OFFICER MED CENTER 0 352034 0 92810 0 65504 0 87412 0 30270 0 628030 0 48619 KATHLEEN DRISCOLL SVP, CHIEF PHILANTHROPHY OFC 416600 0 107936 0 63146 0 34528 0 12790 0 635000 0 43599 0 JOHN GREENWOOD SVP, POP HLTH & PRESIDENT, ACO 0 369555 0 97484 0 50813 0 94660 0 30868 0 643380 0 35281 MICHAEL GUSTAFSON MD PRESIDENT, MEDICAL CENTER UNTIL 9/2023 0 930989 0 405271 0 140723 0 244572 0 28526 0 1750081 0 111533 BRIAN HUGGINS SVP FINANCE/CORPORATE CONTROLLER 348381 0 92820 0 11142 0 18123 0 33953 0 504419 0 0 0 ANDREW KARSON MD SVP, CMO-UMMMC 0 498758 0 131056 0 68600 0 114893 0 43988 0 857295 0 42339 LATAMARA LUNDI PRESIDENT COMMUNTY HEALTHLINK UNTIL 9/2023 278446 0 76180 0 4615 0 27876 0 27753 0 414870 0 0 0 VICTORIA MCCANDLESS VP SYS CEO COMM OFC/ASSOC COS 269590 0 67800 0 7068 0 25686 0 11097 0 381241 0 0 0 EDWARD MOORE PRESIDENT HARRINGTON HOSPITAL 0 535784 0 155584 0 31382 0 6100 0 33421 0 762271 0 0 JUSTIN PRECOURT SVP, PATIENT CARE SVCS & CNO 0 431133 0 119600 0 54063 0 74500 0 33497 0 712793 0 36487 JOHN T RANDOLPH VP, CHIEF CORPORATE COMPLIANCE 265481 0 70325 0 544873 0 35346 0 28915 0 944940 0 532682 0 STEVEN ROACH PRESIDENT, CNEHA, Inc. & MARLBOROUGH HOSPITAL 0 508691 0 132413 0 89871 0 95433 0 27569 0 853977 0 70170 CATHERINE ROSSI SVP HEALTH SYSTEM CONTRACTING 292509 0 61917 0 33171 0 60172 0 28963 0 476732 0 21209 0 JOHN R SALZBERG SVP, SYSTEM REV CYCLE OPS & CRO UNTIL 9/2023 330480 0 130377 0 39267 0 74619 0 28790 0 603533 0 23814 0 ALICE A SHAKMAN SVP, CLINICAL SVCS 0 293266 0 76554 0 54695 0 40702 0 13559 0 478776 0 40844 ROBIN L SODANO VP, INFORMATION SYSTEMS 417370 0 155550 0 53552 0 78134 0 28527 0 733133 0 37836 0 GERALDINE VAUGHAN SVP/COO UMMMG 0 407318 0 107900 0 19977 0 21056 0 33958 0 590209 0 0 TOD WIESMAN SVP CHIEF HR OFFICER 329101 0 92582 0 30477 0 63220 0 35738 0 551118 0 14457 0 BRIAN K GIBBS VP CHIEF DIV EQTY INCL OFC 305819 0 63648 0 43251 0 6100 0 12414 0 431232 0 30517 0 PAUL D JUDD VP TALENT ACQUISITION 188770 0 68775 0 185065 0 36009 0 24115 0 502734 0 88867 0 ROBERT A KLUGMAN MD AVP MED DIR, EHS & OCC HLTH 337654 0 49804 0 50 0 0 0 12683 0 400191 0 0 0 JUDITH TAYLOR PATEL VP INTERIM CHIEF MKTG OFC 284451 0 63590 0 30399 0 53033 0 33090 0 464563 0 16338 0 Schedule J, Part I, Line 1a Tax indemnification and gross-up payments 39 Executives listed in Part VII, Section A, Line 1a received tax gross-up payments for Executive Life Insurance and Executive Disability. These benefits are treated as taxable compensation to the individual. Schedule J, Part I, Line 1a Personal services Sixteen executives listed in Part VII, Section A, Line 1a received financial planning benefit costs that were reported as taxable compensation to the individual. Schedule J, Part I, Line 4b Supplemental nonqualified retirement plan THE FOLLOWING INDIVIDUALS RECEIVED PAYMENT FROM A SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN IN THE REPORTING PERIOD: OFFICERS, DIRECTORS, TRUSTEES: BOLLAND ESHGHI, KATHARINE $44,305 BROWN, DOUGLAS S. $104,407 DICKSON, ERIC W., MD $204,894 MELGAR, SERGIO $113,870 SUBTOTAL OFFICER, DIRECTOR, TRUSTEES $467,475 KEY EMPLOYEES: ALPER, MD, ERIC J $48,321 CORBETT, WILLIAM $174,100 DRISCOLL, KATHLEEN $43,599 GUSTAFSON, MICHAEL $111,533 RANDOLPH, JOHN T. $532,682 SODANO, ROBIN L. $37,836 SALZBERG, JOHN R. $23,814 ROSSI, CATHERINE M. $21,209 WIESMAN, TOD G. $14,457 BAILEY,JACK W $27,713 DAY, THERESE $48,619 GREENWOOD, JOHN $35,281 KARSON, ANDREW $42,339 PRECOURT, JUSTIN $36,487 ROACH, STEVEN $70,170 CAFFARENA, DIANNA J. $24,689 CYR, JAMES P. $71,563 SHAKMAN, ALICE $40,844 SUBTOTAL KEY EMPLOYEES $1,119,623 FORMER: SWENSON, DANA E. $798,300 TARNOWSKI, TIMOTHY A. $306,063 LAPRIORE, CHERYL $56,072 SUBTOTAL FORMER $1,160,435 PARENT TOP 5 HIGHEST PAID: JUDD, PAUL D. $88,867 GIBBS, BRIAN K. $30,517 TAYLOR PATEL, JUDITH $16,338 SUBTOTAL TOP 5 HIGHEST PAID $135,722 TOTAL $2,883,255 THE FOLLOWING INDIVIDUALS PARTICIPATED IN A SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN IN THE REPORTING PERIOD (no distribution received): KEY EMPLOYEES: HUGGINS, BRIAN, MCCANDLESS, VICTORIA, MOORE, EDWARD, VAUGHAN, GERALDINE Schedule J, Part II COMPENSATION TO DIRECTORS THE DIRECTORS RECEIVE NO COMPENSATION FOR THEIR ROLE AS DIRECTORS. ALL COMPENSATION RECEIVED RELATES TO THEIR POSITION AS A PHYSICIAN/ADMINISTRATOR. Schedule J, Part II Compensation to employees Compensation to employees reported in Part VII and Schedule J is paid by UMass Memorial Health Care, Inc. and Affiliates only. Some of our physicians are also employed by the UMass Chan Medical School - University of Massachusetts, an unrelated entity for tax purposes. A Massachusetts Development Finance Agency 043431814 000000000 2016-12-07 125000000 Series J/Master Lease: purchase and implement new electronic medical record and billing system false false false B Massachusetts Development Finance Agency 043431814 000000000 2017-03-28 25725000 Series F: to refund (reissue) bonds originally issued 5/22/2009 and reissued 5/21/2015 false false false C Massachusetts Development Finance Agency 043431814 57584XKB6 2016-02-02 194086349 Series I: to current refund of bonds issued 12/9/1998 and 8/18/2005; supporting various acquisitions false false false D Massachusetts Development Finance Agency 043431814 57584XF63 2017-02-01 56751941 Series K: to refund (reissue) bonds orig. issued 5/22/2009 & reissued 5/21/2015; reimburse equip false false false A 70272137 0 125085627 0 0 0 341000 0 0 124744627 0 0 2017 false false true true B 6865000 0 25725000 0 0 0 0 0 0 0 25725000 0 true false true true C 20710000 0 194856159 0 0 0 2529172 0 0 61969810 130357177 0 2019 true false true true D 1925000 0 56926833 0 0 0 1026941 0 0 30174892 25725000 0 2018 true false true true A false false false false 0.0 0.0 0.0 false false true B false false false false 0.0 0.0 0.0 false false true C false false false false 0.0 0.0 0.0 false false true D false false false false 0.0 0.0 0.0 false false true A false false true false true false false false true B false false false true true false false false true C false false false true false false false false true D false false false true false false false false true A true B true C true D true Schedule K, Part II, Line 3 ALL DIFFERENCES BETWEEN THE ISSUE PRICE (PART I COLUMN (E)) AND TOTAL PROCEEDS (PART II LINE 3) ARE DUE TO INVESTMENT EARNINGS. Schedule K, Part IV, Line 2c COLUMN B Issuer name: Massachusetts Development Finance Agency The calculation for computing no rebate due was performed on 10/18/2022 Schedule K, Part IV, Line 2c COLUMN C Issuer name: Massachusetts Development Finance Agency The calculation for computing no rebate due was performed on 10/18/2022 Schedule K, Part IV, Line 2c COLUMN D Issuer name: Massachusetts Development Finance Agency The calculation for computing no rebate due was performed on 10/18/2022 Schedule K, Part IV, Line 2c COLUMN A Issuer name: Massachusetts Development Finance Agency The calculation for computing no rebate due was performed on 10/18/2022 A Massachusetts Development Finance Agency 043431814 57584YAH2 2017-12-27 118297225 Series L: to advance refund bonds issued 8/10/2011; reimburse capital costs of equip & other costs false false false A 0 0 121004570 0 0 0 1549482 0 0 92707345 26747743 0 2021 false true true true A false false false false 0.0 0.0 0.0 false false true A false false false true false false false false true A true Substantial Contributor Substantial Contributor 194139304 Independent Contractor Arrangement, donation of $27,860 false Substantial Contributor Substantial Contributor 18129251 Independent Contractor Arrangement, donation of $50,000 false Substantial Contributor Substantial Contributor 9394240 Independent Contractor Arrangement, donation of $16,000 false Substantial Contributor Substantial Contributor 8178369 Independent Contractor Arrangement, donation of $15,000 false Substantial Contributor Substantial Contributor 6373272 Independent Contractor Arrangement, donation of $17,500 false Substantial Contributor Substantial Contributor 5942849 Independent Contractor Arrangement, donation of $10,000 false Substantial Contributor Substantial Contributor 1334946 Independent Contractor Arrangement, donation of $25,000 false Substantial Contributor Substantial Contributor 1118218 Independent Contractor Arrangement, donation of $10,000 false Substantial Contributor Substantial Contributor 754635 Independent Contractor Arrangement, donation of $10,500 false Substantial Contributor Substantial Contributor 691855 Independent Contractor Arrangement, donation of $15,000 false Substantial Contributor Substantial Contributor 307500 Independent Contractor Arrangement, donation of $10,000 false Substantial Contributor Substantial Contributor 257419 Independent Contractor Arrangement, donation of $50,000 false Substantial Contributor Substantial Contributor 211604 Independent Contractor Arrangement, donation of $25,000 false Form 990, Part VI, Line 7a Members or stockholders electing members of governing body THE CHANCELLOR OF THE UMASS CHAN MEDICAL SCHOOL HAS CONTROL OVER 4 TRUSTEE SEATS OF THE ORGANIZATION. Form 990, Part VI, Line 8b Documentation of meetings held by committees of governing body There are no committees with authority to act on behalf of the governing body, thus the "no" response for Part VI, Line 8b. THE ORGANIZATION DOCUMENTS THE BOARD AND COMMITTEE MEETINGS BY TAKING MINUTES, WHICH INCLUDE ALL MEETING DISCUSSIONS AND ACTIONS. THESE WRITTEN MINUTES ARE THEN APPROVED AT THE FOLLOWING BOARD AND COMMITTEE MEETINGS. Form 990, Part VI, Line 11b Review of form 990 by governing body SECTIONS OF THE CORE FORM 990 RELATED TO EXECUTIVE COMPENSATION AND SCHEDULE J RELATED TO EXECUTIVE COMPENSATION ARE REVIEWED IN DETAIL WITH THE ORGANIZATION'S BOARD COMPENSATION COMMITTEE WHICH OVERSEES ALL UMASS MEMORIAL HEALTH CARE EXECUTIVE COMPENSATION. THE ORGANIZATION'S AUDIT & COMPLIANCE COMMITTEE REVIEWS ALL CONTENT ASSOCIATED WITH SCHEDULE L. THE ORGANIZATION'S COMMUNITY BENEFITS COMMITTEE (THAT OVERSEES ALL BOARDS) REVIEWS ALL CONTENT ASSOCIATED WITH SCHEDULE H. THE AUDIT & COMPLIANCE COMMITTEE OF THE BOARD REVIEWS THE FORM 990 AND RECOMMENDS THE FORM 990 TO THE FULL BOARD FOR APPROVAL. THE FULL BOARD IS GIVEN ACCESS TO THE FORM 990. CROWE (TAX PREPARERS) PRESENTS THE FORM 990 TO THE AUDIT & COMPLIANCE COMMITTEE. Form 990, Part VI, Line 12c Conflict of interest policy THE CONFLICT OF INTEREST POLICY REQUIRES BOARD MEMBERS AND MANAGEMENT TO COMPLETE ANNUAL DISCLOSURE STATEMENTS AND TO UPDATE THESE DISCLOSURE STATEMENTS FOR SIGNIFICANT CHANGES IN THEIR OUTSIDE GOVERNANCE AND PROFESSIONAL ACTIVITIES OR FINANCIAL RELATIONSHIPS, AS APPROPRIATE. ADDITIONALLY, ALL TRANSACTIONS INVOLVING BOARD MEMBERS OR MANAGEMENT AND THE ORGANIZATION ARE REQUIRED TO BE APPROVED BY THE COMPLIANCE COMMITTEE OF THE BOARD. The following groups of individuals are covered by this policy: a. All Trustees/Directors: all UMM entities b. UMMHC/UMMMC/UMMMG: Dept Heads and above; selected others c. Physicians: all employed physicians, members of any board committee, members of Medical Staff Executive Committees; others as determined appropriate THERE IS ACTIVE MONITORING by the UMMHC Compliance office AND COMMUNICATION TO ENSURE INDIVIDUALS WITH OUTSIDE RELATIONSHIPS DO NOT INAPPROPRIATELY PARTICIPATE IN BUSINESS DECISIONS OF THE ORGANIZATION, PURCHASING OR RESEARCH ACTIVITIES/DECISIONS. Any conflicts identified are MANAGED AND reported to the appropriate officer and/or governing body. We have an appropriate management plan with any individuals with outside relationships that require mitigation. Where it is necessary, individuals may provide subject matter expertise however they have no influence or authorization of decisions for the organization. Form 990, Part VI, Line 15a Process to establish compensation of top management official Compensation matters involving the CEO and Senior Executives are overseen by the Compensation Committee of the Board, which was designated this authority by the Organization's Board of Trustees. The Compensation Committee approved a Compensation Philosophy and Policy which govern compensation matters. THE PHILOSOPHY INCLUDES THE OBJECTIVES OF THE PROGRAM COMPONENTS OF EXECUTIVE COMPENSATION, THE RELEVANT MARKET POSITIONING IN THE MARKET, FACTORS CONSIDERED IN SETTING EXECUTIVE COMPENSATION AND THE IMPORTANCE OF TYING SUCH COMPENSATION TO PERFORMANCE. Independent outside compensation consultants are hired by and report to the Compensation Committee of the Board and provide advice to the Committee on compensation matters. THE COMMITTEE WORKS WITH THESE CONSULTANTS AND WITH LEGAL COUNSEL TO ENSURE THAT ALL COMPENSATION PAID, AS WELL AS THE PROCESS FOLLOWED TO DETERMINE SUCH COMPENSATION IS REASONABLE, MEETS ALL REGULATORY REQUIREMENTS AND IS COMPETITIVE WITH THE RELEVANT MARKET. During the fiscal year, the Compensation Committee met to review and vote on the compensation for the CEO and key personnel. The Compensation Committee voted and approved the CEO's compensation at their annual meeting in March 2023. All other key personnel were voted on and approved at the annual meeting in December 2022. Form 990, Part VI, Line 15b Process to establish compensation of other employees Please refer to the above narrative for Part VI, Line 15a for a description of the compensation review process. Dates of the reviews for other officers and key employees are noted below, along with the title for reference and tier (internal management hierarchy). Tier - Title - Review date - Tier B - PRESIDENT,UMMH & CAO/CLO,UMMHC - March 2023 Tier B - EXEC VP, CFO - December 2022 Tier C - PRESIDENT UMMMC - December 2022 Tier C - SVP CQO & CHF INFORMATICS OFF - December 2022 Tier C - SVP AMBULATORY SVCS - December 2022 Tier C - SVP SURGICAL&PROCEDURAL SVCS - December 2022 Tier C - VP/CHIEF FINANCIAL OFFICER - December 2022 Tier C - SVP & CHIEF PHILANTHROPY OFC - December 2022 Tier C - SVP GENERAL COUNSEL-PGL - December 2022 Tier C - SVP POP HLTH & PRESIDENT, ACO - December 2022 Tier C - SVP FINANCE/CORP CONTROLLER - December 2022 Tier C - PRESIDENT UMMMG - December 2022 Tier C - SVP COS & SYS CEO COMMS OFC - December 2022 Tier C - PRESIDENT HARRINGTON HOSPITAL - December 2022 Tier C - VP CHIEF CORPORATE COMPLIANCE - December 2022 Tier C - PRESIDENT MARLBOROUGH & HAC - December 2022 Tier C - SVP SYSTEM REV CYCLE OPS & CRO - December 2022 Tier C - SVP CLINICAL SVCS - December 2022 Tier C - SVP INFORMATION SVCS - December 2022 Tier C - SVP/COO UMMMG - December 2022 Tier C - SVP HEALTH SYSTEM CONTRACTING - December 2022 Tier C - SVP CHIEF HR OFFICER - December 2022 Form 990, Part VI, Line 19 Required documents available to the public UMASS MEMORIAL MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC AS REQUIRED BY APPLICABLE STATE AND FEDERAL LAWS AND BY REQUEST ON A CASE- BY-CASE BASIS. Form 990, Part IX, Line 11g Other Fees Clinical Engineering Services - Total Expense: 20406006, Program Service Expense: 20406006, Management and General Expenses: 0, Fundraising Expenses: 0; Billing, collection and transcription services - Total Expense: 19246612, Program Service Expense: 18841062, Management and General Expenses: 405550, Fundraising Expenses: 0; Purchasing management services - Total Expense: 5152542, Program Service Expense: 5152542, Management and General Expenses: 0, Fundraising Expenses: 0; Other fees for services - Total Expense: 62238682, Program Service Expense: 51327951, Management and General Expenses: 10424414, Fundraising Expenses: 486317; Form 990, Part XI, Line 9 Other changes in net assets or fund balances Transfers (to) from related parties - 7334014; Transfers to unrestricted - revenue - 118170; Transfers to unrestricted - expenditures - -4426745; Nonoperating net pension periodic cost and other pension-related changes - 85880995; Other changes in net assets related to joint venture and SWAP agreement / Change in Wachusett liability - -199086; Transfers to unrestricted - PPE - -16089000; Form 990, Part VII, Section A ex officio members without vote MICHAEL D. MURPHY ROBERT J. PAULHUS, JR. JOHN SHEA, ESQ. STEVEN ROACH Central New England HealthAlliance Inc 60 Hospital Road Leominster MA 01453 043172496 Health Services MA 501(c)(3) 7 UMass Memorial Community Hospitals Inc false Community Healthlink Inc 72 Jaques Avenue Worcester MA 01610 042626179 Health Services MA 501(c)(3) 7 UMass Memorial Behavioral Health System Inc false Coordinated Primary Care Inc 60 Hospital Road Leominster MA 01453 043210002 Health Services MA 501(c)(3) 10 na false Harrington Physician Services Inc 100 South Street Southbridge MA 01550 134366504 Health Services MA 501(c)(3) 10 UMass Memorial Health - Harrington Inc (fka Harrington Healthcare System) false HealthAlliance Home Health and Hospice Inc 25 Tucker Road Leominster MA 01453 042932308 Health Services MA 501(c)(3) 10 Central New England HealthAlliance Inc false Marlborough Hospital 157 Union Street Marlborough MA 01752 042104693 Hospital MA 501(c)(3) 3 UMass Memorial Community Hospitals Inc false UMass Memorial Accountable Care Organization Inc 100 Front Street Suite 200 Worcester MA 01608 462871359 Health Services MA 501(c)(3) 10 UMass Memorial Health Care Inc (Parent) true UMass Memorial Behavioral Health System Inc 100 Front Street Suite 200 Worcester MA 01608 043374724 Health Services MA 501(c)(3) 10 UMass Memorial Health Care Inc (Parent) true UMass Memorial Community Hospitals Inc 100 Front Street Worcester MA 01608 043296271 Health Services MA 501(c)(3) Type III-FI UMass Memorial Health Care Inc (Parent) true UMass Memorial Health - Harrington Hospital Inc 100 South Street Southbridge MA 01550 042103577 Hospital MA 501(c)(3) 3 UMass Memorial Health - Harrington Inc (fka Harrington Healthcare System) false UMass Memorial Health - Harrington Inc 100 South Street Southbridge MA 01550 800518491 Health Services MA 501(c)(3) Type II UMass Memorial Community Hospitals Inc false UMass Memorial Health Care Inc (Group Return) 100 Front Street Suite 200 Worcester MA 01608 912155626 Health Services MA 501(c)(3) 3 UMass Memorial Health Care Inc (Parent) true UMass Memorial Health Ventures Inc 100 Front Street Suite 200 Worcester MA 01608 222605679 Health Services MA 501(c)(3) 7 UMass Memorial Health Care Inc (Parent) true UMass Memorial HealthAlliance-Clinton Hospital Inc 60 Hospital Road Leominster MA 01453 042103555 Hospital MA 501(c)(3) 3 Central New England HealthAlliance Inc false UMass Memorial Medical Center Inc 100 Front Street Suite 200 Worcester MA 01608 043358564 Hospital MA 501(c)(3) 3 UMass Memorial Health Care Inc (Parent) true UMass Memorial Medical Group Inc 100 Front Street Suite 200 Worcester MA 01608 042911067 Health Services MA 501(c)(3) 10 UMass Memorial Health Care Inc (Parent) true UMass Memorial Realty Inc 100 Front Street Suite 200 Worcester MA 01608 042805630 Real Estate MA 501(c)(3) Type III-FI UMass Memorial Health Care Inc (Parent) true UMass Memorial Investment Partnership LLP 100 Front Street Suite 200 Worcester MA 01608 043530755 Investment management MA UMass Memorial Health Care Inc Excluded false true 0.6222 Umass Memorial MRI of Marlborough LLC 157 Union Street Marlborough MA 01752 202293995 Magnetic resonance imaging MA NA N/A Umass Memorial HealthAlliance MRI Center LLC 60 Hospital Road Leominster MA 01453 043561571 Magnetic resonance imaging MA NA N/A Shields Specialty Pharmacy Holdings LLC 100 Technology Center Dr Stoughton MA 02072 471510709 Pharmacy Holding Company MA NA N/A Commonwealth Professional Assurance Co LTD 980226143 Captive insurance company CJ UMass Memorial Health Care Inc C Corporation 0 152264699 1 true Memorial Office Condomium Trust 100 Front Street Suite 200 Worcester MA 01608 046616900 Condominium association MA NA Trust false true false false true false false false false false false true true true false false false false true true Commonwealth Professional Assurance Co LTD M 20441675 Fair value Commonwealth Professional Assurance Co LTD L 5441151 Fair value Commonwealth Professional Assurance Co LTD S 11364843 Fair value UMass Memorial Accountable Care Organization Inc M 1347192 Fair value UMass Memorial Accountable Care Organization Inc R 1036 Fair value UMass Memorial Health Ventures Inc L 178173 Fair value UMass Memorial Health Ventures Inc S 7500000 Fair value UMass Memorial Health Ventures Inc R 175204604 Fair value UMass Memorial Medical Center Inc A 13770000 Fair value UMass Memorial Medical Center Inc D 452304526 Fair value UMass Memorial Medical Center Inc M 582293 Fair value UMass Memorial Medical Center Inc L 303072858 Fair value UMass Memorial Medical Center Inc S 207211362 Fair value UMass Memorial Medical Center Inc R 4626920 Fair value UMass Memorial Medical Group Inc M 1070201 Fair value UMass Memorial Medical Group Inc L 93273495 Fair value UMass Memorial Medical Group Inc S 90048055 Fair value UMass Memorial Medical Group Inc R 2680794 Fair value UMass Memorial Realty Inc K 8400374 Fair value UMass Memorial Realty Inc L 370472 Fair value