2024-07-11T10:45:52-05:00 2023-08-31 990 2022-09-01 135562308 NEW YORK UNIVERSITY NEWY 2129982955 105 E 17TH ST - 4TH FL 411 NEW YORK NY 100039580 MARTIN DORPH EXECUTIVE VICE PRESIDENT 2129982955 2024-07-01 MARTIN DORPH 999009999 0 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z MARTIN DORPH 105 E 17TH ST 4TH FL NEW YORK NY 100039580 11992788419 0 X WWW.NYU.EDU X 1831 NY NYU IS A PRIVATE UNIVERSITY WITH APPROXIMATELY 60,000 STUDENTS IN 20 SCHOOLS AND INSTITUTES. 46 43 48107 4838 15312831 3182721 1449624309 1597752540 7441366457 8229641082 260020086 269787317 492838847 385063821 9643849699 10482244760 912032010 986667764 0 0 5280537385 5933017294 1604983 1626768 57772244 2847546624 3173530843 9041721002 10094842669 602128697 387402091 18909220283 19789263135 11893749900 12152446948 7015470383 7636816187 X NYU IS A PRIVATE UNIVERSITY WITH APPROXIMATELY 60,000 MATRICULATING STUDENTS IN 20 SCHOOLS AND INSTITUTES. NYU'S PRIMARY MISSIONS ARE EDUCATION, RESEARCH AND SCHOLARSHIP, AND PATIENT CARE. (CONTINUED ON SCHEDULE O) 0 0 2990431851 977880695 3408975000 EDUCATION: FOUNDED IN 1831, NYU IS AMONG THE LARGEST PRIVATE NOT-FOR-PROFIT RESEARCH UNIVERSITIES IN THE U.S., WITH 20 SCHOOLS AND INSTITUTES, APPROXIMATELY 5,000 FULL-TIME FACULTY MEMBERS, AND APPROXIMATELY 60,000 MATRICULATING STUDENTS. NYU ANNUALLY CONFERS OVER 19,000 UNDERGRADUATE, GRADUATE AND PROFESSIONAL DEGREES; IT PROVIDES OVER $650 MILLION PER YEAR IN SCHOLARSHIP AID TO UNDERGRADUATES AND SINCE THE FALL OF 2021 HAS MET DEMONSTRATED NEED FOR INCOMING FIRST-YEAR UNDERGRADUATES. NYU HAS AN UNPARALLELED INTERNATIONAL PRESENCE WITH THREE DEGREE-GRANTING LIBERAL ARTS RESEARCH UNIVERSITY CAMPUSES (IN NEW YORK, ABU DHABI, AND SHANGHAI) AND 12 GLOBAL ACADEMIC SITES (FOR STUDY ABROAD) ON SIX CONTINENTS; SENDS MORE STUDENTS TO STUDY ABROAD THAN ANY OTHER U.S. COLLEGE OR UNIVERSITY; AND ENROLLS MORE INTERNATIONAL STUDENTS THAN ANY OTHER U.S. UNIVERSITY. 3525837602 3790606000 PATIENT CARE: NYU'S ACADEMIC MEDICAL PROGRAMS ARE A MAJOR ELEMENT OF THE UNIVERSITY'S MISSION, AND ITS ACADEMIC MEDICAL CENTER - NYU LANGONE HEALTH -IS AMONG THE FOREMOST IN THE US. THE NYU GROSSMAN SCHOOL OF MEDICINE WAS ESTABLISHED IN 1841; FROM ITS EARLIEST YEARS, IT HAS BEEN AT THE FOREFRONT OF ADVANCING THE MEDICAL PROFESSION AND MEDICAL RESEARCH, INCLUDING PARTICIPATING IN THE PROCESS THAT LED TO THE ESTABLISHMENT OF NEW YORK CITY'S HEALTH DEPARTMENT, ESTABLISHING THE FIRST OUTPATIENT CLINIC, ESTABLISHING THE FIRST LABORATORY DEVOTED TO TEACHING AND RESEARCH IN BACTERIOLOGY AND PATHOLOGY, CREATING THE FIRST DEPARTMENT OF FORENSIC MEDICINE, CREATING THE FIRST DEPARTMENT OF PHYSICAL MEDICINE AND REHABILITATION IN THE U.S., AND ESTABLISHING ONE OF THE FIRST MD-PHD PROGRAMS. ITS FACULTY AND GRADUATES HAVE INCLUDED NOBEL LAUREATES, THE DISCOVERER OF THE MOSQUITO AS THE SOURCE OF TRANSMISSION OF YELLOW FEVER, BOTH CREATORS OF THE POLIO VACCINE, AND THE RESEARCHERS WHO FOUND THE LINKAGE BETWEEN KAPOSI'S SARCOMA AND IMMUNE DEFICIENCY IN A DISTINCT POPULATION OF GAY MEN (A KEY STEP IN IDENTIFYING AIDS), AMONG OTHER LEADERS IN MEDICINE. THROUGH AFFILIATION AGREEMENTS, THE DOCTORS AND STUDENTS AT NYU GROSSMAN SCHOOL OF MEDICINE PLAY A CRUCIAL ROLE IN ENSURING TOP QUALITY CARE NOT ONLY AT NYU LANGONE HEALTH, BUT ALSO AT THE MANHATTAN VA HOSPITAL AND BELLEVUE HOSPITAL (ARGUABLY THE FOREMOST PUBLIC HOSPITAL IN THE U.S.). THE NYU COLLEGE OF DENTISTRY, THE LARGEST DENTAL SCHOOL IN THE U.S. AND MOST COMPREHENSIVE ORAL HEALTH CENTER IN THE WORLD, CARES FOR SOME 50,000 POOR AND LOW INCOME NEW YORKERS EACH YEAR, OPERATES A MOBILE DENTAL CARE PROGRAM WHICH TRAVELS TO UNDERSERVED AREAS OF NEW YORK STATE, AND HAS ESTABLISHED A PROFESSION-LEADING CENTER TO SERVE THE ORAL HEALTH NEEDS OF THOSE WITH DISABILITIES. IN ADDITION, NYU HAS A SCHOOL OF GLOBAL PUBLIC HEALTH, AND NYU'S RORY MEYERS COLLEGE OF NURSING PROVIDES UNDERGRADUATE AND GRADUATE EDUCATION FOR OVER 1,400 NURSING STUDENTS. 1331100900 1109830596 RESEARCH AND SCHOLARSHIP: NYU IS A MAJOR RESEARCH INSTITUTION, WITH SIGNIFICANT SUPPORT FROM NIH, NSF AND OTHER FUNDERS; IT IS A TOP 15 INSTITUTION IN THE NSF'S ANNUAL HIGHER EDUCATION RESEARCH AND DEVELOPMENT SURVEY, AND IT IS ONE OF THE SELECT GROUP OF US UNIVERSITIES WITH RESEARCH EXPENDITURES EXCEEDING $1 BILLION PER YEAR. THE SAME INSTITUTIONS WERE RANKED IN THE TOP 30 IN FY 2021 AND FY 2022. ONLY THREE INSTITUTIONS CHANGED MORE THAN 3 POSITIONS: NEW YORK UNIVERSITY MOVED UP 8 POSITIONS TO NUMBER 15. THE RESEARCH AND CREATIVE OUTPUT OF NYU'S SCHOLARS HAVE LED TO THE RECEIPT OF NOBEL PRIZES; ABEL PRIZES; PULITZER PRIZES; GUGGENHEIMS; THE NATIONAL MEDAL OF THE ARTS; THE NATIONAL MEDAL OF SCIENCE; THE NATIONAL MEDAL OF TECHNOLOGY; NSF WATERMAN AWARDS; MAX PLANCK AWARDS; THE KAVLI PRIZE; MEMBERSHIP FOR DOZENS OF FACULTY IN THE NATIONAL ACADEMIES OF SCIENCES, ENGINEERING, AND MEDICINE; ACADEMY AWARDS; TONY AWARDS; AND GRAMMY AWARDS, AMONG MANY OTHER HONORS FOR THE UNIVERSITY'S FACULTY. NYU FACULTY FINDINGS ARE REGULARLY PUBLISHED IN TOP JOURNALS ACROSS A BROAD RANGE OF SCHOLARLY DISCIPLINES. IN 2022, CLARIVATE ANALYTICS' HIGHLY CITED RESEARCHERS LIST NAMED TWENTY-THREE NEW YORK UNIVERSITY PROFESSORS AMONG THE WORLD'S MOST-CITED RESEARCHERS. NYU HAS LEADING PROGRAMS IN ECONOMICS, MATHEMATICS (AND PARTICULARLY APPLIED MATHEMATICS), NEUROSCIENCE, GENOMICS, SOFT CONDENSED MATTER PHYSICS, SOCIOLOGY, PHILOSOPHY, THE LAW, MEDICINE AND BIO-MEDICAL SCIENCES, THE CINEMATIC AND PERFORMING ARTS, AND BUSINESS AND FINANCE, AMONG MANY OTHER SCHOLARLY FIELDS. 887309822 8787069 1030060082 STUDENT SERVICES; STUDENT AID; LIBRARY; AND OPERATION AND MAINTENANCE OF PLANT. 887309822 8787069 1030060082 8734680175 1 0 0 1 0 0 1 1 0 1 1 1 0 1 1 0 0 1 1 1 1 0 1 1 1 0 0 1 1 1 1 1 0 0 0 0 0 0 1 1 0 1 1 0 0 0 1 1 1 1 0 1 X 65073 0 48107 1 1 1 1 AR AS VI CA CJ CH CY EZ FR GM GH GR HK EI IS IT JE LU SP AE UK 0 0 0 1 1 0 0 0 0 1 0 X 46 43 1 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 AK CO KY MD MA MI OH OK OR WA NH X KERRI TRICARICO 2129982913 105 E 17TH STREET 4TH FLOOR NEW YORK NY 100039345 ANDREW HAMILTON TRUSTEE & PRES.(END DATE:6/30/23) 70.00 10.20 X X 1854025 0 512238 LINDA MILLS TRUSTEE & PRES.(START DATE:7/1/23) 70.00 10.20 X X 790003 0 54333 RONALD D ABRAMSON TRUSTEE 2.00 0.00 X 0 0 0 PHYLLIS PUTTER BARASCH VICE CHAIR & EXEC VICE CHAIR 6.00 0.00 X X 0 0 0 MARIA BARTIROMO TRUSTEE 2.00 0.00 X 0 0 0 MARC H BELL TRUSTEE 2.00 0.00 X 0 0 0 WILLIAM R BERKELY CHAIR 8.00 0.00 X X 0 0 0 ANDREA BONOMI TRUSTEE 4.00 0.00 X 0 0 0 CASEY BOX TRUSTEE 4.00 0.00 X 0 0 0 TERRI BURNS TRUSTEE 4.00 0.00 X 0 0 0 SHARON CHANG TRUSTEE 2.00 0.00 X 0 0 0 EVAN R CHESLER TRUSTEE & EXEC VICE CHAIR 8.00 0.00 X X 1500 0 0 STEVEN M COHEN TRUSTEE 4.00 0.00 X 0 0 0 STUYVIE COMFORT TRUSTEE 4.00 0.00 X 0 0 0 JINSONG DING TRUSTEE 2.00 0.00 X 0 0 0 FIONA DRUCKENMILLER TRUSTEE 2.00 0.00 X 0 0 0 GALE DRUKIER TRUSTEE 2.00 0.00 X 0 0 0 JOEL S EHRENKRANZ TRUSTEE 4.00 0.00 X 0 0 0 LUN FENG TRUSTEE 2.00 0.00 X 0 0 0 LAURENCE D FINK TRUSTEE & VICE CHAIR 6.00 0.00 X X 0 0 0 LUIZ FRAGA TRUSTEE 2.00 0.00 X 0 0 0 JEFFREY GOULD TRUSTEE 2.00 0.00 X 0 0 0 LISA YOO HAHN TRUSTEE 2.00 0.00 X 0 0 0 BORIS JORDAN TRUSTEE 2.00 0.00 X 0 0 0 DAVID KATZ TRUSTEE & EXEC VICE CHAIR 6.00 0.00 X X 0 0 0 ALEXANDER KNASTER TRUSTEE 2.00 0.00 X 0 0 0 DAVID KO TRUSTEE 4.00 0.00 X 0 0 0 ANDRE JL KOO TRUSTEE 4.00 0.00 X 0 0 0 KENNETH LANGONE TRUSTEE 2.00 0.00 X 0 0 0 TRACI LERNER TRUSTEE 4.00 0.00 X 0 0 0 MARK LESLIE TRUSTEE 2.00 0.00 X 0 0 0 MARTIN LIPTON TRUSTEE 6.00 0.00 X 0 0 0 KELLY KENNEDY MACK TRUSTEE & EXEC VICE CHAIR 6.00 0.00 X X 0 0 0 RIMA AL MOKARRAB TRUSTEE 2.00 0.00 X 0 0 0 KHALDOON KHALIFA AL MUBARAK TRUSTEE 2.00 0.00 X 0 0 0 THOMAS S MURPHY JR TRUSTEE & EXEC VICE CHAIR 6.00 0.00 X X 0 0 0 DAVID C OXMAN TRUSTEE 4.00 0.00 X 0 0 0 DASHA RETTEW TRUSTEE (END: 8/31/2023) 4.00 0.00 X 0 0 0 BRETT B ROCHKIND TRUSTEE 4.00 0.00 X 0 0 0 LISA SILVERSTEIN TRUSTEE 2.00 0.00 X 0 0 0 LARRY SILVERSTEIN TRUSTEE 2.00 0.00 X 0 0 0 CHANDRIKA TANDON TRUSTEE & VICE CHAIR 6.00 0.00 X X 0 0 0 DAVID TANNER TRUSTEE 2.00 0.00 X 0 0 0 ANTHONY WELTERS VICE CHAIR & EXEC VICE CHAIR 6.00 0.00 X X 0 0 0 LEONARD A WILF TRUSTEE & VICE CHAIR 6.00 0.00 X X 0 0 0 NIKOLAI WOLFE TRUSTEE 2.00 0.00 X 0 0 0 CHARLES ZEGAR TRUSTEE 2.00 0.00 X 0 0 0 MARTIN DORPH EXECUTIVE VICE PRESIDENT 50.00 2.20 X 972174 0 336356 ROBERT GROSSMAN EVP, NYU LANGONE HEALTH 30.00 30.00 X 8829014 8829014 5109570 AISHA OLIVER-STALEY GEN. COUNSEL & SECRETARY 50.00 2.20 X 729661 0 48997 STEPHANIE PIANKA CFO 50.00 2.20 X 787572 0 41245 THOMAS KOZAK ASSOCIATE SECRETARY 50.00 0.00 X 416412 0 61153 MATHEW VARUGHESE ASSOCIATE SECRETARY 50.00 0.00 X 414318 0 56368 GEORGINA DOPICO INTERIM PROVOST 50.00 0.50 X 536489 0 41245 ROBERT CASHION SVP, UDAR (END DATE:06/30/23) 50.00 0.00 X 977807 0 57001 LINDA CHIARELLI SVP OF CAP PROJECTS & FACILITIES 50.00 0.00 X 824414 0 40525 KATHLEEN JACOBS CHIEF INVESTMENT OFFICER 50.00 0.00 X 1547254 0 49621 JANINE WILCOX TREASURER 50.00 0.00 X 399624 0 40525 ROBERT J CERFOLIO MD MBA CHIEF OF CLINICAL THORACIC SURGERY 60.00 0.00 X 7357656 0 63213 ANDREW BROTMAN MD EVP/VICE DEAN/CHIEF CLINICAL OFFICER 30.00 30.00 X 5645421 5645421 2200456 VICKI MATCH SUNA AIA EVP/VICE DEAN, REAL ESTATE 30.00 30.00 X 3563256 3563256 1296232 NANCY SANCHEZ EVP/VICE DEAN, HR AND ODL 30.00 30.00 X 3551606 3551606 1309846 DANIEL J WIDAWSKY EVP/VICE DEAN/CFO 30.00 30.00 X 4565627 4565627 2857746 KATHERINE FLEMING FORMER PROVOST 50.00 0.50 X 686676 0 30592 PIETRINA SCARAGLINO FORMER ASSOCIATE SECRETARY 30.00 30.00 X 247526 247526 76404 THOMAS J CAREW FORMER DEAN OF FAS 50.00 0.00 X 365916 0 48997 45063951 26402450 14332663 10165 1 1 0 COLLINS BUILDING SERVICES INC 24-01 44TH ROAD 15TH FL QUEENS NY 11101 JANITORIAL 126671705 TURNER CONSTRUCTION COMPANY CORP 375 HUDSON STREET 6TH FL NEW YORK NY 10014 CONSTRUCTION 68100393 COMPASS GROUP USA INC NORTH AMERICA 2400 YORKMONT ROAD CHARLOTTE NC 28217 HOSPITALITY MANAGEMENT 52844320 CHANGE HEALTHCARE TECH ENABLED SVCS LLC 5995 WINDWARD PARKWAY ALPHARETTA GA 30005 COMPUTER AND DATA PROCESSING 32654147 2U INC 7900 HARKINS RD LANHAM MD 20706 EDUCATIONAL SERVICES 18575426 1507 7668714 3044754 1109830596 477208476 92640888 1597752540 PATIENT CARE 623990 3790606000 3790606000 TUITION & FEES 611600 3408975000 3408975000 OTHER PROGRAM SERVICES 611600 671303305 671303305 HOUSING AND DINING 721310 358756777 358756777 8229641082 140881651 12939623 127942028 11233940 11233940 77074873 54321473 22753400 22753400 314948 22438452 1582375346 1453469680 128905666 128905666 128905666 1207599 7668714 745502 462097 462097 6212479 2007004 4205475 4205475 CHANGES IN POST RET. 525100 72721226 72721226 OTHER AUX. ENTERPRISES 900099 15068579 1703352 13365227 258619104 354908 258264196 346408909 10482244760 8229641082 15312831 639538307 8787069 8787069 697619810 697619810 280260885 280260885 20542012 3333753 17208259 4875949136 4419089082 418208767 38651287 236703673 215501425 19322545 1879703 570401613 524340885 41449242 4611486 229420860 207279620 20341239 1800001 508219 508219 21214372 21027554 186818 2404233 2382764 21469 587156 587156 1626768 1626768 13879937 13879937 496090108 373876093 117852010 4362005 33949517 31490517 2459000 297169867 239857678 57023705 288484 78948000 43073612 34996854 877534 1616000 899000 717000 366074000 338550345 27523655 126991195 117298884 8838612 853699 9806332 7216145 2535260 54927 245835978 177275000 68560978 541996284 305601284 236395000 34381782 6050110 28324813 6859 SERVICE CONTRACT FEES 316741000 314231000 2510000 REPAIR & MAINTENANCE 172740000 158144000 14582057 13943 NONCLINICAL COVID-19 3129000 3129000 409467863 264903978 142026624 2537261 10094842669 8734680175 1302390250 57772244 1424062881 0 325185000 1517145055 604526000 548188000 378581485 406207836 804798 0 119020411 101018315 1620000 2388000 148454564 162484709 15137956895 6100338537 8305801023 9037618358 1783765940 2021556931 3739334000 3891351405 31549000 31549000 2046515181 2069755526 18909220283 19789263135 1322687246 1419238035 1288002000 1317673000 3109460000 2999391000 1393459000 1720466000 1741821000 1689302000 3038320654 3006376913 11893749900 12152446948 X 2701549100 3157752667 4313921283 4479063520 7015470383 7636816187 18909220283 19789263135 387402091 233943713 0 X X 0 1 X 1 1 1 X 1287796390 1205644208 1501723992 1449624309 1597752540 7042541439 1287796390 1205644208 1501723992 1449624309 1597752540 7042541439 7042541439 148802852 163497780 123784899 183416576 229190464 848692571 302196 2493242 2979806 2492665 15312831 23580740 46461249 57345035 236327591 426527202 353828987 1120490064 9035304814 8229641082 0.77940 0.79810 X 1 1 0 0 0 1 49172 1 649656 1 11761 0 710589 0 PART II-B, LINE 1: NYU UTILIZES VOLUNTEERS AS PART OF NYU IN ALBANY DAY AND NYU IN WASHINGTON DAY. APPROXIMATELY 15 NEW YORK UNIVERSITY STUDENTS VOLUNTEERED IN AN ADVOCACY DAY SUPPORTING THE NEW YORK STATE FINANCIAL AID PROGRAMS THAT BENEFIT LOW-INCOME STUDENTS AS PART OF NYU'S ANNUAL STUDENT ADVOCACY DAY. APPROXIMATELY 10 NEW YORK UNIVERSITY STUDENTS VOLUNTEERED IN AN ADVOCACY DAY SUPPORTING FEDERAL FINANCIAL AID PROGRAMS, SUCH AS PELL GRANTS AND FEDERAL WORK STUDY, THAT BENEFIT LOW-INCOME STUDENTS AS PART OF NYU'S ANNUAL DC STUDENT AID ADVOCACY DAY IN WASHINGTON D.C. NYU UTILIZES PAID EMPLOYEES TO HAVE MINIMAL CONTACT WITH ELECTED OFFICIALS. ADDITIONALLY, NYU HAS FOUR PRINCIPAL LOBBYISTS ON RETAINER WHO HAVE DIRECT CONTACT WITH LEGISLATORS AND STAFF CONCERNING UNIVERSITY MATTERS. NYU SENDS LETTERS TO FEDERAL, STATE, AND LOCAL OFFICIALS ON PUBLIC POLICY. NYU WORKED WITH A CONSULTANT, WHICH PROVIDED STRATEGIC COUNSEL PERTAINING TO FEDERAL GOVERNMENT RELATIONS AND FEDERAL RESEARCH AND DEVELOPMENT. THE UNIVERSITY PAYS FOR MEMBERSHIPS TO VARIOUS ORGANIZATIONS WHERE PART OF THE MEMBERSHIP FEES ARE ALLOCATED TO LOBBYING. X 1 0.28 1 1 1 0 0 X X X X 0 5232956389 372918885 470682209 81483396 158106065 14043288 5822924734 5718111583 234956202 -494754863 64474704 144272214 16609615 5232956389 4576066176 181784275 1188541998 59345581 156365870 12569415 5718111583 4217098154 219827501 369302309 53962536 165166116 11033136 4576066176 4216231511 155303286 120707053 49059790 206374509 19709397 4217098154 0.33000 0.67000 0.00000 1 0 171034000 171034000 12652289048 4804907309 7847381739 1696688847 1295431228 401257619 617945000 617945000 9037618358 CASH & OTHER 147352294 F CREDIT 232225940 F FIXED INCOME SECURITIES 429362538 F HEDGE FUNDS SECURITIES 878992192 F NATURAL RESOURCES 37898686 F PRIVATE EQUITY SECURITIES 898608218 F PUBLIC EQUITY SECURITIES 916671359 F REAL ESTATE 312162178 F SPLIT INTEREST AGREEMENTS 38078000 F 3891351405 OTHER MISCELLANEOUS ASSETS 40856526 DEFERRED COMPENSATION PLAN ASSETS HELD FOR OTHERS 483483000 OPERATING LEASE RIGHT OF USE ASSET 1527534000 NET BENEFIT ASSET 17882000 2069755526 ACCRUED POST RETIREMENT OBLIGATION 603123510 ASSET RETIREMENT OBLIGATION 242331000 FUNDS HELD FOR OTHERS 505145000 OPERATING LEASE LIABILITY 1655775000 DUE TO/FROM AFFILIATES 2403 3006376913 PART III, LINE 1A: THE UNIVERSITY DOES NOT ASSIGN VALUES TO COLLECTION ITEMS. COLLECTION ITEMS ARE GENERALLY HELD FOR EDUCATIONAL PURPOSES AND ARE NOT DISPOSED OF FOR FINANCIAL GAIN OR OTHERWISE ENCUMBERED IN ANY MANNER. PART III, LINE 4: COLLECTIONS AT THE UNIVERSITY INCLUDE WORKS OF ART, LITERARY WORKS, HISTORICAL TREASURES, AND ARTIFACTS THAT ARE MAINTAINED IN THE UNIVERSITY'S GALLERIES, LIBRARIES, AND BUILDINGS. THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR PUBLIC EXHIBITION, EDUCATION, RESEARCH, AND THE FURTHERANCE OF PUBLIC SERVICE AND, THEREFORE, ARE NOT RECOGNIZED AS ASSETS ON THE CONSOLIDATED BALANCE SHEET. COSTS ASSOCIATED WITH ACQUISITION AND MAINTENANCE OF THESE COLLECTIONS ARE RECORDED AS EXPENSES IN THE PERIOD IN WHICH THEY ARE INCURRED. PART V, LINE 4: NYU'S ENDOWMENT CONSISTS OF INDIVIDUAL FUNDS ESTABLISHED FOR A VARIETY OF PURPOSES SUCH AS: PROGRAM SUPPORT, FACULTY AND STAFF SALARIES, SCHOLARSHIPS AND FELLOWSHIPS, LIBRARY BOOKS, RESEARCH, BUILDINGS AND EQUIPMENT, AND STUDENT ASSISTANCE. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 ALL ADVERTISEMENTS AND MARKETING MATERIALS, INCLUDING ADVERTISEMENTS IN NEWSPAPERS, CONTAIN THE NYU NONDISCRIMINATION POLICY STATEMENT. ADDITIONALLY, THE UNIVERSITY'S WEB-SITE (WWW.NYU.EDU) PROMINENTLY FEATURES INSTITUTIONAL POLICIES ON NONDISCRIMINATION AND EQUAL OPPORTUNITY. SCHEDULE E, PART I, LINE 6 THE UNIVERSITY RECEIVES FINANCIAL ASSISTANCE FROM VARIOUS FEDERAL, STATE & LOCAL AGENCIES. 1 CENTRAL AMERICA AND THE CARIBBEAN 0 14 EDUCATION/RESEARCH INSTRUCTION 1118939 EAST ASIA AND THE PACIFIC 2 4 EDUCATION/RESEARCH INSTRUCTION 2119963 EUROPE 9 262 EDUCATION/RESEARCH INSTRUCTION 77432926 MIDDLE EAST AND NORTH AFRICA 2 571 EDUCATION/RESEARCH INSTRUCTION 214899724 SOUTH AMERICA 1 13 EDUCATION/RESEARCH INSTRUCTION 3791746 SUB-SAHARAN AFRICA 3 21 EDUCATION/RESEARCH INSTRUCTION 3436368 SOUTH ASIA 0 0 EDUCATION/RESEARCH INSTRUCTION 697809 NORTH AMERICA 0 0 EDUCATION/RESEARCH INSTRUCTION 152019 RUSSIA AND NEIGHBORING STATES 0 8 EDUCATION/RESEARCH INSTRUCTION 54292 CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 674735552 EUROPE 0 0 INVESTMENTS 157050317 NORTH AMERICA 0 0 INVESTMENTS 6763779 17 885 0 8 17 893 303649494 838603940 1142253434 SCHOLARSHIPS, FELLOWSHIPS, GRANTS CENTRAL AMERICA AND THE CARIBBEAN 251 7351807 CREDIT TO BURSAR ACCOUNTS SCHOLARSHIPS, FELLOWSHIPS, GRANTS EAST ASIA AND THE PACIFIC 3964 69271066 CREDIT TO BURSAR ACCOUNTS SCHOLARSHIPS, FELLOWSHIPS, GRANTS EUROPE 902 29242660 CREDIT TO BURSAR ACCOUNTS SCHOLARSHIPS, FELLOWSHIPS, GRANTS MIDDLE EAST & NORTH AFRICA 952 57120726 CREDIT TO BURSAR ACCOUNTS SCHOLARSHIPS, FELLOWSHIPS, GRANTS NORTH AMERICA 459 11803955 CREDIT TO BURSAR ACCOUNTS SCHOLARSHIPS, FELLOWSHIPS, GRANTS RUSSIA AND NEIGHBORING STATES 326 16553735 CREDIT TO BURSAR ACCOUNTS SCHOLARSHIPS, FELLOWSHIPS, GRANTS SOUTH AMERICA 487 14553133 CREDIT TO BURSAR ACCOUNTS SCHOLARSHIPS, FELLOWSHIPS. GRANTS SOUTH ASIA 2291 57354085 CREDIT TO BURSAR ACCOUNTS SCHOLARSHIPS, FELLOWSHIPS, GRANTS SUB-SAHARAN AFRICA 372 17009719 CREDIT TO BURSAR ACCOUNTS 1 0 1 1 1 1 PART I, LINE 2: GRANTS AND OTHER ASSISTANCE AWARDED TO INDIVIDUALS OUTSIDE THE UNITED STATES REPRESENT STUDENT FINANCIAL AID. STUDENTS RECEIVING FINANCIAL AID ARE DETERMINED TO BE WORTHY BY THE UNIVERSITY'S ASSESSMENT ON THE BASIS OF ACADEMIC ACHIEVEMENT, FINANCIAL NEED AND OTHER SIMILAR STANDARDS. THE OFFICE OF FINANCIAL AID CONTINUOUSLY MONITORS STUDENT ELIGIBILITY FOR THESE AWARDS. PART III ACCOUNTING METHOD: X X X X X X X 1 COMMUNITY COUNSELING SERVICE CO LLC 527 MADISON AVENUE 5TH FLOOR NEW YORK NY 10022 CONSULTING 0 11250000 508843 10741158 RUFFALO NOEL LEVITZ 1025 KIRKWOOD PKWY SW CEDAR RAPIDS IA 52404 PHONATHON 0 1948472 1117925 830547 13198472 1626768 11571705 AL AK AR CA CO CT FL GA HI IL KS KY LA MA ME MD MI MN MO MS NC ND NH NJ NM NY OH OK OR PA RI SC TN UT VA WA WI WV DC FACES GALA 5003747 4873497 130250 260286 HOSPITALITY IND INVEST CONF 1270000 822400 447600 114300 15 2602566 1972817 629749 370916 8876313 7668714 1207599 745502 745502 462097 1 AMERICAN ACADEMY OF NURSING 1000 VERMONT AVENUE NW WASHINGTON DC 20005 522213870 501(C)(3) 29500 0 SUPPORT BOWERY RESIDENTS COMMITTEE (BRC) INC 131 WEST 25TH STREET 12TH FLOOR NEW YORK NY 10001 132736659 501(C)(3) 17500 0 SUPPORT BRIC ARTS MEDIA BROOKLYN INC 647 FULTON ST BROOKLYN NY 11217 112547268 501(C)(3) 10000 0 SUPPORT BROOKLYN BOOK FESTIVAL INC 249 SMITH STREET PMB 106 BROOKLYN NY 11231 465328190 501(C)(3) 7500 0 SUPPORT BROOKLYN CHAMBER OF COMMERCE 335 ADAMS STREET NO2700 BROOKLYN NY 11201 110577070 501(C)(6) 20000 0 SUPPORT BROOKLYN MUSEUM 200 EASTERN PARKWAY BROOKLYN NY 11238 111672743 501(C)(3) 7500 0 SUPPORT BROOKLYN PUBLIC LIBRARY 10 GRAND ARMY PLAZA BROOKLYN NY 11238 111904261 501(C)(3) 10000 0 SUPPORT DUMBO DISTRICT MANAGEMENT ASSOCIATION INC 20 JAY STREET BROOKLYN NY 11201 200214837 501(C)(3) 8500 0 SUPPORT EASTERN NURSING RESEARCH SOCIETY 673 POTOMAC STATION DRIVE 801 LEESBURG VA 20176 020451691 501(C)(3) 5250 0 SUPPORT EDGI 55 WASHINGTON STREET STE 740 BROOKLYN NY 11201 861343289 10000 0 SUPPORT GREENWICH HOUSE INC 122 WEST 27TH STREET 6TH FLOOR NEW YORK NY 10001 135562204 501(C)(3) 16500 0 SUPPORT ISSUE PROJECT ROOM INC 140 SECOND AVENUE SUITE 503 NEW YORK NY 10003 200367608 501(C)(3) 6000 0 SUPPORT KAIZNTREE INC 320 E 6TH STREET APT 9F NEW YORK NY 10003 933380262 10000 0 SUPPORT LIKEHOME INC 60 REGENT STREET CAMBRIDGE MA 02140 922348446 10000 0 SUPPORT MINDFULL COMMUNITY 110 CHARLTON ST 20F NEW YORK NY 10014 932400987 7000 0 SUPPORT NAGIMO CORP 233 SOUTH 1ST STREET APT 4W BROOKLYN NY 11211 921398855 10000 0 SUPPORT NATIONAL CENTER OF PHILANTHROPHY AND THE LAW 110 WEST 3RD STREET - DAGOSTINO HALL NEW YORK NY 10002 133954405 501(C)(3) 290000 0 SUPPORT NATIONAL FOUNDATION FOR FACIAL RECONSTRUCTION INC 333 EAST 30TH STREET LOBBY UNIT NEW YORK NY 10016 136013760 501(C)(3) 17000 0 SUPPORT PEERAMID LABS INC 370 JAY STREET 7TH STREET BROOKLYN NY 11201 920679460 10000 0 SUPPORT PROSPECT PARK ALLIANCE INC 95 PROSPECT PARK WEST BROOKLYN NY 11215 112843763 501(C)(3) 10000 0 SUPPORT THE ARNOLD P GOLD FOUNDATION PO BOX 1116 ENGLEWOOD CLIFFS NJ 07632 223052098 501(C)(3) 15000 0 SUPPORT THE VILLAGE COMMITTEE FOR THE JEFFERSON MARKET AREA INC 511 SIXTH AVENUE 7313 NEW YORK NY 10011 510153256 501(C)(3) 15000 0 SUPPORT UNITED WAY OF NEW YORK CITY 2 PARK AVENUE NEW YORK NY 10016 132617681 501(C)(3) 22727 0 SUPPORT UNIVERSITY SETTLEMENT SOCIETY OF NEW YORK 184 ELDRIDGE STREET NEW YORK NY 10002 135562374 501(C)(3) 17500 0 SUPPORT VILLAGE ALLIANCE 8 EAST 8TH STREET NEW YORK NY 10003 133743340 501(C)(3) 25000 0 SUPPORT VILLAGE SENIOR SERVICES CORPORATION 120 BROADWAY NEW YORK NY 10271 262006545 501(C)(3) 10000 0 SUPPORT WASHINGTON SQUARE PARK CONSERVANCY INC PO BOX 1624 COOPER STATION NEW YORK NY 10276 461406128 501(C)(3) 552409 0 SUPPORT 20 7 STUDENT FINANCIAL AID 30242 697619810 COURTESY MEALS 1617 207525 FMV FOOD ACCESSIBILTIY ASSISTANCE METRO CARDS 9947 108500 FMV TRANSPORTATION ASSISTANCE CHROMEBOOK 99 29700 FMV COMPUTER EQUIPMENT ASSISTANCE EMERGENCY FUND 30 18004 FMV FINANCIAL SUPPORT ASSISTANCE STUDENT MEALS 380 11508 FMV FOOD ASSISTANCE TEXTBOOKS 60 1937 FMV EDUCATIONAL SUPPLIES PART I, LINE 2: GRANTS AND OTHER ASSISTANCE AWARDED TO INDIVIDUALS IN THE UNITED STATES REPRESENT STUDENT FINANCIAL AID. STUDENTS RECEIVING FINANCIAL AID ARE DETERMINED TO BE WORTHY BY THE UNIVERSITY'S ASSESSMENT ON THE BASIS OF ACADEMIC ACHIEVEMENT, FINANCIAL NEED AND OTHER SIMILAR STANDARDS. THE OFFICE OF FINANCIAL AID AND THE FINANCE OFFICE FOR EACH COLLEGE CONTINUOUSLY MONITOR STUDENT ELIGIBILITY FOR THESE AWARDS. X X X X 1 1 X X X X X X 0 1 0 1 0 0 0 0 0 ROBERT GROSSMAN EVP, NYU LANGONE HEALTH 2077062 2077062 4100000 4100000 2651952 2651952 2536307 2536307 18478 18478 11383799 11383799 2708248 2708248 ANDREW BROTMAN MD EVP/VICE DEAN/CHIEF CLINICAL OFFICER 942917 942917 2250000 2250000 2452504 2452504 1097096 1097096 3132 3132 6745649 6745649 786715 786715 DANIEL J WIDAWSKY EVP/VICE DEAN/CFO 1099038 1099038 2344000 2344000 1122589 1122589 1404672 1404672 24201 24201 5994500 5994500 1099634 1099634 VICKI MATCH SUNA AIA EVP/VICE DEAN, REAL ESTATE 544058 544058 1625000 1625000 1394198 1394198 636337 636337 11779 11779 4211372 4211372 322218 322218 NANCY SANCHEZ EVP/VICE DEAN, HR AND ODL 526289 526289 1625000 1625000 1400317 1400317 645743 645743 9180 9180 4206529 4206529 324309 324309 ROBERT J CERFOLIO MD MBA CHIEF OF CLINICAL THORACIC SURGERY 2422416 0 4918488 0 16752 0 30500 0 32713 0 7420869 0 0 0 ANDREW HAMILTON TRUSTEE & PRES.(END DATE:6/30/23) 1854025 0 0 0 0 0 298977 0 213261 0 2366263 0 0 0 KATHLEEN JACOBS CHIEF INVESTMENT OFFICER 788831 0 758423 0 0 0 30500 0 19121 0 1596875 0 0 0 MARTIN DORPH EXECUTIVE VICE PRESIDENT 972174 0 0 0 0 0 305703 0 30653 0 1308530 0 0 0 ROBERT CASHION SVP, UDAR (END DATE:06/30/23) 830755 0 108471 0 38581 0 30500 0 26501 0 1034808 0 0 0 LINDA CHIARELLI SVP OF CAP PROJECTS & FACILITIES 732644 0 91770 0 0 0 30500 0 10025 0 864939 0 0 0 LINDA MILLS TRUSTEE & PRES.(START DATE:7/1/23) 790003 0 0 0 0 0 30500 0 23833 0 844336 0 0 0 STEPHANIE PIANKA CFO 745885 0 41687 0 0 0 30500 0 10745 0 828817 0 0 0 AISHA OLIVER-STALEY GEN. COUNSEL & SECRETARY 729661 0 0 0 0 0 30500 0 18497 0 778658 0 0 0 KATHERINE FLEMING FORMER PROVOST 621851 0 0 0 64825 0 30500 0 92 0 717268 0 0 0 GEORGINA DOPICO INTERIM PROVOST 531489 0 5000 0 0 0 30500 0 10745 0 577734 0 0 0 PIETRINA SCARAGLINO FORMER ASSOCIATE SECRETARY 220116 220116 25000 25000 2410 2410 15250 15250 22952 22952 285728 285728 0 0 THOMAS KOZAK ASSOCIATE SECRETARY 370112 0 46300 0 0 0 30500 0 30653 0 477565 0 0 0 MATHEW VARUGHESE ASSOCIATE SECRETARY 368218 0 46100 0 0 0 25781 0 30587 0 470686 0 0 0 JANINE WILCOX TREASURER 379371 0 20253 0 0 0 30500 0 10025 0 440149 0 0 0 THOMAS J CAREW FORMER DEAN OF FAS 343941 0 5000 0 16975 0 30500 0 18497 0 414913 0 0 0 PART I, LINE 1A THE SPOUSE OF ONE OFFICER ON OCCASION ACCOMPANIED THE OFFICER ON UNIVERSITY BUSINESS. THE PRIMARY PURPOSE OF THE TRAVEL WAS TO CONDUCT UNIVERSITY BUSINESS INCLUDING SUPPORTING UNIVERSITY RELATIONS, CULTIVATING DONORS FOR THE PURPOSE OF LOCAL, NATIONAL, AND INTERNATIONAL FUNDRAISING, ASSISTING WITH OFFICIAL EVENTS FOR FACULTY, TRUSTEES, DONORS, ALUMNI, COMMUNITY AND REPRESENTING THE UNIVERSITY AT OFFICIAL FUNCTIONS. UNDER APPLICABLE RULES, THE COST OF THE TRAVEL WAS NOT REQUIRED TO BE REPORTED AS TAXABLE COMPENSATION TO THE OFFICER. ONE OFFICER RECEIVED UNIVERSITY HOUSING WITHOUT CHARGE. THE HOUSING QUALIFIED FOR EXCLUSION FROM TAX UNDER IRC 119. ONE OFFICER AND TWO OF THE FIVE HIGHEST COMPENSATED EMPLOYEES HAVE A CAR AND DRIVER AVAILABLE FOR USE, AND INCOME WAS IMPUTED ON THEIR PERSONAL USE OF THE VEHICLE AND DRIVER. ONE OFFICER RECEIVED A TAX GROSS-UP PAYMENT WHICH WAS INCLUDED IN THEIR TAXABLE INCOME. PART I, LINE 4B PRESIDENT HAMILTON SHALL RECEIVE UPON VESTING A PAYMENT OF TWO HUNDRED FIFTY THOUSAND DOLLARS IN NON-QUALIFIED DEFERRED COMPENSATION FOR EVERY YEAR OF COMPLETED SERVICE AS PRESIDENT. EACH ANNUAL INSTALLMENT SHALL BE CREDITED WITH EARNINGS AT A RATE AGREED UPON BETWEEN DR. HAMILTON AND THE UNIVERSITY. EXECUTIVE VICE PRESIDENT MARTIN DORPH SHALL RECEIVE UPON VESTING A PAYMENT OF TWO HUNDRED FIFTY THOUSAND DOLLARS IN NON-QUALIFIED DEFERRED COMPENSATION FOR EVERY YEAR OF COMPLETED SERVICE AS EXECUTIVE VICE PRESIDENT THROUGH DECEMBER 31, 2024. EACH ANNUAL INSTALLMENT SHALL BE CREDITED WITH EARNINGS AT A RATE AGREED UPON BETWEEN MR. DORPH AND THE UNIVERSITY. ROBERT GROSSMAN - EXECUTIVE VICE PRESIDENT OF NYU GROSSMAN SCHOOL OF MEDICINE- PARTICIPATED IN A SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN (SERP) DURING THE CALENDAR YEAR 2022. THE EMPLOYER CONTRIBUTIONS TO THESE PLANS WERE $5,042,114 FOR THE CALENDAR YEAR 2022. THESE AMOUNTS ARE REPORTED AS A SHARED COST BETWEEN NYU LANGONE HEALTH AND NYU GROSSMAN SCHOOL OF MEDICINE ("GSOM"). THE SERP WAS MADE PURSUANT TO A NEGOTIATED AGREEMENT WITH DR. GROSSMAN. FOUR OF THE FIVE HIGHEST PAID INDIVIDUALS PARTICIPATED IN SUPPLEMENTAL NON-QUALIFIED PLANS (SERP) DURING THE CALENDAR YEAR 2022. THE AMOUNTS LISTED BELOW REPRESENT THE EMPLOYER CONTRIBUTIONS TO THESE PLANS FOR THE CALENDAR YEAR 2022. DANIEL WIDAWSKY $2,778,843; ANDREW BROTMAN $2,163,691; NANCY SANCHEZ $1,260,986; AND VICKI MATCH SUNA $1,242,174. THESE AMOUNTS ARE REPORTED AS SHARED COSTS BETWEEN NYU LANGONE HEALTH AND NYU GROSSMAN SCHOOL OF MEDICINE ("GSOM"). THE SERPS WERE MADE PURSUANT TO NEGOTIATED AGREEMENTS WITH THE EMPLOYEES. PART I, LINE 5 TWO KEY EMPLOYEES RECEIVED INCENTIVE COMPENSATION THAT IS BASED ON THE ACHIEVEMENT OF MUTUALLY AGREED-UPON, PRE-EXISTING GOALS RELATED TO THEIR RESPECTIVE OVERALL RESPONSIBILITIES AND PERFORMANCE. THESE PAYMENTS ARE MADE UNDER THEIR SPECIFIC COMPENSATION ARRANGEMENTS AND ARE DEEMED TO BE REASONABLE BY THE COMPENSATION COMMITTEE. PART II COL. (F) THE FOLLOWING INDIVIDUALS' OTHER REPORTABLE COMPENSATION (COL.(B)(III) INCLUDES A TAXABLE SERP DURING CALENDAR YEAR 2022. THIS AMOUNT INCLUDES SERP CONTRIBUTIONS PREVIOUSLY REPORTED ON A PRIOR FORM 990 AS DEFERRED COMPENSATION. THESE AMOUNT ARE REPORTED AS A SHARED COST BETWEEN NYU LANGONE AND NYU GROSSMAN SCHOOL OF MEDICINE("GSOM"). DR.ROBERT GROSSMAN - $5,416,496; ANDREW W. BROTMAN -$1,573,430; DANIEL J.WIDAWSKY - $2,199,268; NANCY SANCHEZ - $648,618; VICKI MATCH SUNA - $644,436. A DORMITORY AUTHORITY OF THE STATE OF NEW YORK (CUSIP # 000000000) 146000293 000000000 2014-10-28 55000000 SEE SUPPLEMENTAL INFORMATION 0 0 0 B DORMITORY AUTHORITY OF THE STATE OF NEW YORK (CUSIP # 64990BFE8) 146000293 64990BFE8 2015-04-22 785388019 SEE SUPPLEMENTAL INFORMATION 1 0 0 C DORMITORY AUTHORITY OF THE STATE OF NEW YORK (CUSIP # 64990CEC1) 146000293 64990CEC1 2016-06-14 687667333 SEE SUPPLEMENTAL INFORMATION 1 0 0 D DORMITORY AUTHORITY OF THE STATE OF NEW YORK (CUSIP # 64990CC90) 146000293 64990CC90 2017-06-01 522276122 SEE SUPPLEMENTAL INFORMATION 0 0 0 A 14795000 55000000 55000000 2014 1 0 1 1 B 90980000 63850000 785376847 680315991 105060856 2015 1 0 1 1 C 27340000 50000000 691246963 4937 691242026 2016 0 0 1 1 D 62365000 522276122 368455700 153816630 3792 2017 1 0 1 1 A 0 1 1 1 1 1 0.00000 0.00020 0.00020 0 0 1 B 0 1 1 1 1 1 0.00160 0.00150 0.00310 0 0 1 C 0 1 1 1 1 1 0.00000 0.00000 0.00000 0 0 1 D 0 1 1 1 1 1 0.00000 0.00030 0.00030 0 0 1 A 0 0 0 1 0 0 0 0 1 B 0 0 0 1 0 0 0 0 1 C 0 0 0 1 0 0 0 0 1 D 0 0 0 1 0 0 0 0 1 A 1 B 1 C 1 D 1 SCHEDULE K, PART IV, ARBITRAGE, LINE 2C: REBATE COMPUTATION DATE BY BOND BOND GROUP#1: (A) DASNY (NO CUSIP - PRIVATE PLACEMENT, SERIES 2014A) = 12/31/2023 (B) DASNY (CUSIP# 64990BFE8) = 12/31/2023 (C) DASNY (CUSIP# 64990CEC1) = 12/31/2023 (D) DASNY (CUSIP# 64990CC90) = 12/31/2023 BOND GROUP#2: (A) DASNY (CUSIP# 64990C7S4) = 12/31/2023 (B) DASNY (CUSIP # 64990GJT0) = 02/21/2024 (C) DASNY (CUSIP # 65000BDN5) = 12/31/2023 ALL BONDS: SCHEDULE K, PART II, LINE 6 REFLECTS ORIGINAL REFUNDING BOND PROCEEDS DEPOSITED IN REFUNDING ESCROWS. ESCROW BALANCE MAY BE LOWER AT PRESENT AS BONDS WERE CALLED/DEFEASED. ALL BONDS: SCHEDULE K, PART III, LINE 6: LINE 4 AND LINE 5 ARE ROUNDED TO COMPUTE THE SUBTOTAL IN LINE 6. SCHEDULE K, PART II, LINE 13: YEAR OF SUBSTANTIAL COMPLETION REFERS TO THE CALENDAR YEAR. SCHEDULE K, PART I (F), DESCRIPTION OF PURPOSE: BOND SET #1 - NYU (A) DASNY (NO CUSIP - PRIVATE PLACEMENT, SERIES 2014A TO REFUND THE DASNY INSURED REVENUE BONDS, SERIES 2004A. (B) DASNY (CUSIP# 64990BFE8) TO (I) TO REFUND A PORTION OF THE DASNY SERIES 2007A, SERIES 2008A, SERIES 2008B AND SERIES 2008C BONDS; AND (II) FINANCE OR REFINANCE THE COST OF ACQUISITION, CONSTRUCTION, RECONSTRUCTION,REPAIR, FURNISHING AND EQUIPPING OF THE SERIES 2015A PROJECT, WHICH COVERS MULTIPLE FACILITIES ON CAMPUS. (C) DASNY (CUSIP# 64990CEC1) TO (I) FINANCE OR REFINANCE THE COST OF ACQUISITION, CONSTRUCTION, RECONSTRUCTION, RENOVATION, REPAIR, FURNISHING AND EQUIPPING OF THE SERIES 2016 PROJECT,AND (II) TO PAY CERTAIN COSTS OF ISSUANCE OF THE SERIES 2016 BONDS. (D) DASNY (CUSIP# 64990CC90) TO (I) FINANCE OR REFINANCE THE COST OF THE SERIES 2017 PROJECT AND (II) TO REFUND A PORTION OF THE DASNY REVENUE BONDS SERIES 2009A, 2009B, AND NYC IDA CIVIC FACILITY REFUNDING EVENUE BONDS (2007 POLYTECHNIC UNIVERSITY PROJECT). BOND SET #2 - NYU (A) DASNY (CUSIP# 64990C7S4) TO (I) FINANCE OR REFINANCE THE COST OF ACQUISITION, CONSTRUCTION, RECONSTRUCTION, RENOVATION, REPAIR, FURNISHING AND EQUIPPING OF THE SERIES 2018 PROJECT. (B) DASNY (CUSIP # 64990GJT0) TO (I) FINANCE OR REFINANCE THE COST OF ACQUISITION, CONSTRUCTION, RECONSTRUCTION, RENOVATION, REPAIR, FURNISHING AND EQUIPPING OF THE SERIES 2019 PROJECT. (C) DASNY (CUSIP # 65000BDN5) TO (I) TO REFUND A PORTION OF THE DASNY SERIES 2016A BONDS AND (II) FINANCE OR REFINANCE THE COST OF ACQUISITION, CONSTRUCTION, RECONSTRUCTION, RENOVATION, REPAIR, FURNISHING AND EQUIPPING OF THE SERIES 2021 PROJECT, WHICH COVERS MULTIPLE FACILITIES ON CAMPUS. A DORMITORY AUTHORITY OF THE STATE OF NEW YORK (CUSIP # 64990C7S4) 146000293 64990C7S4 2018-05-17 398392192 SEE SUPPLEMENTAL INFORMATION 0 0 0 B DORMITORY AUTHORITY OF THE STATE OF NEW YORK (CUSIP # 64990GJT0) 146000293 64990GJT0 2019-02-21 705122518 SEE SUPPLEMENTAL INFORMATION 0 0 0 C DORMITORY AUTHORITY OF THE STATE OF NEW YORK (CUSIP # 65000BDN5) 146000293 65000BDN5 2021-07-29 264925720 SEE SUPPLEMENTAL INFORMATION 0 0 0 A 31305000 401899731 401878126 21605 2020 0 0 1 1 B 26960000 721498065 721498065 2021 0 0 0 1 C 272200180 50000000 67360357 154839823 2024 1 0 0 1 A 0 1 1 1 1 1 0.00030 0.00150 0.00180 0 0 1 B 0 1 1 1 1 1 0.00010 0.00070 0.00080 0 0 1 C 0 1 1 1 1 1 0.00000 0.00000 0.00000 0 0 1 A 0 0 0 1 0 0 0 0 1 B 0 0 0 1 0 0 0 0 1 C 0 0 0 1 0 0 0 0 1 A 1 B 1 C 1 JOHN CHIARELLI SON KEY EMP L CHIARELLI 85075 EMPLOYEE 0 L CHIARELLI SPOUSE KEY EMP L CHIARELLI 175942 EMPLOYEE 0 ELISABETH COHEN SPOUSE OFF. R. GROSSMAN 477674 EMPLOYEE 0 ANA M DOPICO SIBLING OFF. G. DOPICO 194027 EMPLOYEE 0 ZVI BEN DOR SPOUSE FMR OFF. K. FLEMING 446442 EMPLOYEE 0 JOHN SAUNDERS SON IN LAW TRUSTEE W. BERKLEY 689377 EMPLOYEE 0 SCH L, PART IV, BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS: ALL TRANSACTIONS ARE MADE AT ARM'S LENGTH WITH NO INFLUENCE OF THE INTERESTED PERSON AND THE BENEFIT OF NEW YORK UNIVERSITY. X 1477 647454 FMV X 8768 FMV X 390 90002319 FMV X 1 1000000 FMV X 1 466100 FMV X 23 66659 FMV X VIDEO GAME 3 270000 FMV X OTHER MISC. 363 141142 FMV X INSURANCE 56 38445 FMV 7 0 1 0 SCHEDULE M, PART I, COLUMN (B): THE VALUATION RECORDED IN THE UNIVERSITY'S FUNDRAISING SYSTEM IS BASED UPON THE PROFESSIONAL APPRAISAL SUBMITTED WITH THE GIFT. IN THE EVENT THERE IS NO APPRAISAL AND VALUATION CAN NOT BE DETERMINED,A NOMINAL VALUE OF $2 IS RECORDED. FORM 990, PART III, LINE 1 - (CONTINUED FROM PAGE 2) NYU IS RECOGNIZED BOTH NATIONALLY AND INTERNATIONALLY AS A LEADER IN SCHOLARSHIP AND IS A MEMBER OF THE DISTINGUISHED ASSOCIATION OF AMERICAN UNIVERSITIES. THE UNIVERSITY'S SCHOOLS AND INSTITUTES, EACH WITH ITS OWN TRADITIONS, PROGRAMS AND FACULTY, ARE (IN ORDER OF FOUNDING DATE): THE COLLEGE OF ARTS AND SCIENCE, SCHOOL OF LAW, NYUGSOM (REPORTED AS A PART OF NYU LANGONE HEALTH), COLLEGE OF DENTISTRY, GRADUATE SCHOOL OF ARTS AND SCIENCE, STEINHARDT SCHOOL OF CULTURE, EDUCATION AND HUMAN DEVELOPMENT, LEONARD N. STERN SCHOOL OF BUSINESS, COURANT INSTITUTE OF MATHEMATICAL SCIENCES, SCHOOL OF PROFESSIONAL STUDIES, INSTITUTE OF FINE ARTS, ROBERT F. WAGNER GRADUATE SCHOOL OF PUBLIC SERVICE, SILVER SCHOOL OF SOCIAL WORK, TISCH SCHOOL OF THE ARTS, GALLATIN SCHOOL OF INDIVIDUALIZED STUDY, NYU ABU DHABI, TANDON SCHOOL OF ENGINEERING (FORMERLY POLYTECHNIC UNIVERSITY FOUNDED IN 1854), RORY MEYERS COLLEGE OF NURSING, INSTITUTE FOR THE STUDY OF THE ANCIENT WORLD, SCHOOL OF GLOBAL PUBLIC HEALTH, AND NYU GROSSMAN LONG ISLAND SCHOOL OF MEDICINE (REPORTED AS PART OF NYU LANGONE HEALTH). THE UNIVERSITY ALSO OPERATES ACADEMIC PROGRAM SITES AND RESEARCH PROGRAMS IN OTHER PARTS OF THE UNITED STATES AND ABROAD. IN ADDITION TO THE ABOVE COLLEGES, SCHOOLS, DIVISIONS, INSTITUTES AND PORTAL CAMPUSES, NYU HAS A DEGREE-GRANTING CAMPUS IN SHANGHAI, PEOPLE'S REPUBLIC OF CHINA, NYU SHANGHAI, WHICH OPERATES AS A JOINT VENTURE WITH EAST CHINA NORMAL UNIVERSITY. FORM 990, PART VI, SECTION A, LINE 2 1) LARRY SILVERSTEIN (TRUSTEE) AND LISA SILVERSTEIN (TRUSTEE) HAD A FAMILY RELATIONSHIP DURING THE YEAR ENDED AUGUST 31, 2023. FORM 990, PART VI, SECTION A, LINE 6 THE VOTING TRUSTEES ARE MEMBERS OF THE UNIVERSITY WHO HAVE THE POWER TO APPOINT ONE OR MORE MEMBERS OF THE GOVERNING BODY AND CERTAIN OTHER POWERS PURSUANT TO NY LAW. FORM 990, PART VI, SECTION A, LINE 7A THE VOTING TRUSTEES ARE MEMBERS OF THE UNIVERSITY WHO HAVE THE POWER TO APPOINT ONE OR MORE MEMBERS OF THE GOVERNING BODY AND CERTAIN OTHER POWERS PURSUANT TO NY LAW. FORM 990, PART VI, SECTION A, LINE 7B THE VOTING TRUSTEES ARE MEMBERS OF THE UNIVERSITY WHO HAVE THE POWER TO APPOINT ONE OR MORE MEMBERS OF THE GOVERNING BODY AND CERTAIN OTHER POWERS PURSUANT TO NY LAW. FORM 990, PART VI, SECTION B, LINE 11B THE FOLLOWING STEPS WERE TAKEN TO REVIEW THIS IRS FORM 990: 1. THE FORM 990 WAS REVIEWED AND APPROVED BY THE SENIOR ASSOCIATE VICE PRESIDENT & CONTROLLER. 2. THE FORM 990 WAS THEN REVIEWED AND APPROVED BY THE UNIVERSITY'S EXECUTIVE VICE PRESIDENT & INTERIM CFO, AND OFFICE OF GENERAL COUNSEL. 3. THE FORM 990 WAS THEN PRESENTED TO THE UNIVERSITY'S AUDIT AND COMPLIANCE COMMITTEE FOR REVIEW. 4. THE FORM 990 WAS DISTRIBUTED TO THE FULL BOARD OF TRUSTEES FOR REVIEW. 5. THE COMPENSATION COMMITTEE OF BOARD OF TRUSTEES REVIEWED THE COMPENSATION SECTIONS OF THE FORM 990. 6. FOLLOWING THE REVIEW PERIOD, THE FORM 990 WAS ELECTRONICALLY FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE OFFICE OF GENERAL COUNSEL ANNUALLY SENDS OUT CONFLICT OF INTEREST QUESTIONNAIRES TO OFFICERS, TRUSTEES AND KEY EMPLOYEES, REVIEWS COMPLETED QUESTIONNAIRES AND CONSULTS WITH THOSE COMPLETING FORMS AS APPROPRIATE. IN ADDITION, QUESTIONS ARISE PERIODICALLY THROUGHOUT THE YEAR AND ARE HANDLED BY THE OFFICE OF GENERAL COUNSEL AS APPROPRIATE. FORM 990, PART VI, SECTION B, LINE 15 THE PROPOSED COMPENSATION OF OFFICERS, TRUSTEES, KEY EMPLOYEES, DISQUALIFIED PERSONS AND CERTAIN OTHERS (EXCEPT THE PRESIDENT) IS REVIEWED ANNUALLY BY AN OUTSIDE CONSULTING FIRM AND THAT FIRM'S ANALYSIS IS PRESENTED TO THE COMPENSATION COMMITTEE OF THE BOARD FOR ITS REVIEW AND APPROVAL. WHEN IT IS PROPOSED TO CHANGE THE COMPENSATION OF THE PRESIDENT, THE BOARD CHAIRMAN ENGAGES A COMPENSATION CONSULTANT TO PREPARE A CUSTOM SURVEY FOR CONSIDERATION BY THE COMPENSATION COMMITTEE OF THE BOARD, WHICH THEN SETS THEIR COMPENSATION. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND CONSOLIDATED FINANCIAL STATEMENTS ARE AVAILABLE ON THE NYU WEBSITE (WWW.NYU.EDU). FORM 990, PART XII, LINE 2C THE AUDIT AND COMPLIANCE COMMITTEE OF THE BOARD OF TRUSTEES HAS RESPONSIBILITY FOR OVERSIGHT OF NYU'S FINANCIAL STATEMENT AUDIT AND SELECTION OF ITS INDEPENDENT AUDITOR. THERE HAS BEEN NO CHANGE IN PROCESS SINCE PRIOR YEAR. 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