2024-07-11T12:29:10-05:00 2023-09-30 PWC US TAX LLP 655 NEW YORK AVENUE NW SUITE 1100 WASHINGTON DC 20001 990 2022-10-01 636155094 UAB EDUCATIONAL FOUNDATION % BERNARD MAYS JR UABE 2059342447 1717 11TH AVENUE SOUTH S103A BIRMINGHAM AL 35205 BERNARD MAYS JR TREASURER 2059961277 2024-07-09 true BERNARD MAYS JR 999009999 MICHAEL D HOFFMAN P01345551 2024141000 2024-07-10 3 2022 2023-04-26 12:10:37Z BERNARD MAYS JR 1717 11TH AVENUE SOUTH S103A BIRMINGHAM AL 35205 10217144 false X SEE SCHEDULE O X 1965 AL TO SUPPORT THE UNIVERSITY OF ALABAMA AT BIRMINGHAM IN ITS SCIENTIFIC AND EDUCATIONAL MISSION. 13 8 0 8 0 0 3728798 3922874 4768083 5736303 775067 557967 0 0 9271948 10217144 1479419 2185125 0 0 248851 295565 0 0 0 5587948 6276235 7316218 8756925 1955730 1460219 49166542 50912311 11095528 10376883 38071014 40535428 TO SUPPORT THE UNIVERSITY OF ALABAMA AT BIRMINGHAM IN ITS SCIENTIFIC AND EDUCATIONAL MISSION, INCLUDING MANAGING AND DISBURSING FUNDS, ACQUIRING REAL PROPERTY, AND PROVIDING OPERATIONAL FLEXIBILITY. false false 5327368 2185125 581727 GENERAL SUPPORT OF UAB 334119 0 1012679 FACILITIES TO OR FOR THE BENEFIT OF UAB 2690376 0 4141897 UAB HOSPITAL PARKING DECK 8351863 true true false true false false false false false false true true false false true false false true false false false false false false false false false true false true true false false false false false false false false false false false false false false false true true true false false true 17 0 true 0 false false false false false false false false false false false false false false X 13 8 false false false false false false false true true false false true true true true false true true true X X X BERNARD MAYS JR 2059961277 801 FIN SERVICES BLDG 801 5TH AVE BIRMINGHAM AL 35223 DAWN BULGARELLA DIRECTOR 0.25 40.75 X 0 1720108 98400 RAY L WATTS MD PRESIDENT 1.0 61.5 X X 0 1434597 176224 PAMELA BENOIT DIRECTOR 0.0 40.0 X 0 558721 89152 BRIAN BURNETT VICE PRESIDENT 0.25 42.25 X X 0 498527 85304 DANA KEITH DIRECTOR 0.0 40.0 X 0 493219 67772 JOHN DANIEL SECRETARY 1.0 40.25 X 0 374570 73558 STEPHANIE MULLINS ASSOCIATE VICE PRESIDENT 2.0 41.25 X 0 362477 63153 BERNARD MAYS JR TREASURER 20.0 21.0 X 0 173489 52700 TERRI ALEXANDER SHARP ASSOCIATE SECRETARY 2.0 38.0 X 0 180396 42759 ALDOS VANCE DIRECTOR 0.25 0.25 X 0 0 0 KATE COTTON DIRECTOR 0.25 0.25 X 0 0 0 ODESSA WOOLFOLK DIRECTOR 0.25 0.0 X 0 0 0 VANESSA LEONARD DIRECTOR 0.25 1.0 X 0 0 0 NANCY FOUAD-CAREY DIRECTOR (Starting Jan 2023) 0.25 0.25 X 0 0 0 LUCAS GAMBINO DIRECTOR(Starting Jan 2023) 0.25 0.0 X 0 0 0 BOLAJI KUKOYI DIRECTOR (Starting Jan 2023) 0.25 0.0 X 0 0 0 WES SMITH DIRECTOR 0.25 0.25 X 0 0 0 T MICHAEL GOODRICH I DIRECTOR (UNTIL JAN 2023) 1.0 0.0 X 0 0 0 0 5796104 749022 0 false true false 0 2772000 1150874 3922874 HOSPITAL PARKING DECK 812930 4141897 4141897 0 0 RENTAL INCOME 531120 1012679 1012679 0 0 VENDING 523999 580721 580721 0 0 PROGRAM-RELATED INVESTMENT INCOME 531120 1006 1006 0 0 5736303 557967 0 0 557967 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 10217144 5736303 0 557967 2185125 2185125 0 0 0 111379 48000 63379 0 0 147250 58000 89250 0 6694 0 6694 0 17581 0 17581 0 12661 0 12661 0 12000 12000 0 0 0 170459 0 170459 0 0 0 16340 0 16340 0 0 0 262402 177447 84955 0 50129 0 50129 0 0 1539574 1539574 0 0 0 0 0 0 0 1267326 1267326 0 0 0 ENTERTANMENT & RELATED 2915391 2915391 0 0 PROPERTY TAXES 49614 0 49614 0 ALLOCATION OF OVERHEAD -7000 149000 -156000 0 8756925 8351863 405062 0 5610474 8167239 0 0 0 0 453852 850924 0 0 0 0 6575152 6363352 0 0 0 0 39647258 15671176 26172462 23976082 0 0 8928941 10068765 1022867 1083155 0 0 402794 402794 49166542 50912311 529053 530407 0 0 0 0 10243600 9523600 0 0 0 0 0 0 0 0 322875 322876 11095528 10376883 X 35263785 37200937 2807229 3334491 38071014 40535428 49166542 50912311 1460219 1004195 X false true X true false X X 1 UNIVERSITY OF ALABAMA AT BIRMINGHAM 636005396 6 true 8351863 0 1 8351863 0 true false false false false true false false false false false false false false false false false SCHEDULE A, PART IV, SECTION A, LINE 6 THE FOUNDATION DOES MAKE VARIOUS GRANTS TO LOCAL AND NATIONAL CHARITIES AT THE DIRECTION OF UAB. MANY OF THESE ORGANIZATIONS HAVE RELATIONSHIPS WITH THE UNIVERSITY (SPECIFICALLY THOSE ASSOCIATED WITH MEDICAL AND RESEARCH CAUSES). THE FOUNDATION MAKES THESE GRANTS ON BEHALF OF UAB AND UAB IS ALWAYS ACKNOWLEDGED AS THE SPONSORING ORGANIZATION BY THE RECIPIENT CHARITY. SCHEDULE A, PART IV, SECTION B, LINE 1 A MEMBER OF THE UNIVERSITY OF ALABAMA SYSTEM BOARD OF TRUSTEES SERVES ON THE FOUNDATION'S BOARD OF DIRECTORS AS AN EX OFFICIO MEMBER. ADDITIONALLY, THE UAB PRESIDENT NOMINATES ALL DIRECTORS AND THE UAB CHIEF FINANCIAL OFFICER DIRECTLY SUPERVISES FOUNDATION STAFF. BOTH ARE ALSO FOUNDATION OFFICERS. ALL FOUNDATION STAFF MEMBERS ARE UAB EMPLOYEES. A MAJORITY VOTE BY THE EF BOARD APPROVED NOMINATED DIRECTORS. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false false false false false false false false true 1250 1250 false false PART II-B: UAB EDUCATIONAL FOUNDATION BELONGS TO THE BIRMINGHAM BUSINESS ALLIANCE IN WHICH A PORTION OF DUES PAID TO THE ORGANIZATION IS SPENT ON LOBBYING RELATED EXPENDITURES. DURING FY23, UAB EDUCATIONAL FOUNDATION PAID DUES OF $125,000, AND THE APPROXIMATE AMOUNT OF DUES SPENT ON LOBBYING WAS $1,250. 0 7862936 7862936 27620875 13062175 14558700 4163447 2609001 1554446 23976082 -179615 F UA SYSTEM INVESTMENT FUNDS 10248380 F 10068765 0 CASH SURRENDER VALUE OF LIFE INS. 322876 322876 true UAB 1720 2ND AVE SOUTH BIRMINGHAM AL 35234 636005396 501(C)(3) 1666063 MISCELLANEOUS SUPPORT TO THE UNIVERSITY BIRMINGHAM BUSINESS ALLIANCE 505 N 20TH ST STE 200 BIRMINGHAM AL 35203 264629738 501(C)(3) 125000 SPONSORSHIP- INSTITUTIONAL AND EVENT HIGHER EDUCATION PARTNERSHIP 2 N JACKSON ST STE 101 MONTGOMERY AL 36104 631182088 501(C)(3) 50045 SPONSORSHIP- INSTITUTIONAL BOBETTE GILLETTE & CO 56 ADAMS STREET NW WASHINGTON DC 20001 831343402 501(C)(3) 42500 SPONSORSHIP-CONGRESSIONAL BLACK CAUCUS POWER OF LEADERSHIP EVENT ALABAMA SYMPHONY ORCHESTRA 3621 SIXTH AVE SOUTH BIRMINGHAM AL 35222 631103036 501(C)(3) 35000 UAB ADMIN SUPPORT FOR THE 2023 MAESTRO BALL BIRMINGHAM MUSEUM OF ART 2000 REV ABRAHAM WOODS JR BLVD BIRMINGHAM AL 35203 237335853 501(C)(3) 25000 SPONSORSHIP-2023 MUSEUM BALL LAKESHORE FOUNDATION 4000 RIDGEWAY DRIVE BIRMINGHAM AL 35209 630288847 501(C)(3) 21000 SPONSORSHIP- CAPITAL CAMPAIGN RED MOUNTAIN THEATRE COMPANY 3028 7TH AVE S BIRMINGHAM AL 35253 581994417 501(C)(3) 20000 SPONSORSHIP- CAPITAL CAMPAIGN FIREHOUSE SHELTERFIREHOUSE MINISTRIES POBOX 11722 BIRMINGHAM AL 35202 630884164 501(C)(3) 20000 SPONSORSHIP- CAPITAL CAMPAIGN REV BIRMINGHAM POBOX 320637 BIRMINGHAM AL 35232 200763511 501(C)(3) 15000 SPONSORSHIP- COMMUNITY SUPPORT OF REV BHAM MIKE SLIVER FOUNDATION FOR PROSTATE CANCER RES POBOX 530748 BIRMINGHAM AL 35253 812296439 501(C)(3) 15000 ANNUAL SUPPORT FOR MIKE SILVER FOUNDATION SOUTH REGINAL EDUCATION BOARD 592 TENTH STREET NW ATLANTA GA 30318 580566141 501(C)(3) 10000 SPONSORSHIP- EVENTS ALABAMA KIDNEY FOUNDATION 265 RIVERCHASE PKWY EAST HOOVER AL 35244 510189641 501(C)(3) 10000 SPONSORSHIP- STATEWIDE KIDNEY WALK & CELEBRATION RAILROAD PARK FOUNDATION POBOX 13691 BIRMINGHAM AL 35202 631280818 501(C)(3) 7750 SPONSORSHIP- INSTITUTIONAL NORMA LIVINGSTON CANCER FOUNDATION POBOX 320637 BIRMINGHAM AL 35243 200735828 501(C)(3) 6667 SPONSORSHIP- 2023 MOTHERWALK 5K AND FUN RUN CHILDREN'S HOSPITAL OF ALABAMA 1600 7TH AVENUE SOUTH BIRMINGHAM AL 35233 630307306 501(C)(3) 6000 SPONSORSHIP- CHILDREN'S BALL 16 0 SCHEDULE I, PART I, LINE 2 ALL GRANTS AND OTHER ASSISTANCE ARE PROVIDED FOR THE BENEFIT OF UAB, AND ARE PROVIDED AS REQUESTED BY THE UNIVERSITY. FOR LARGE GIFTS TO THE UNIVERSITY AS OPPOSED TO AMOUNTS PAID FOR SPECIFIC EXPENSES, WHICH ARE PROVIDED ON AN ACCOUNTABLE-PLAN BASIS, UAB ADMINISTRATION OVERSEES THE DISBURSEMENT AND USE OF THESE FUNDS. X true true false false false false false false false false false RAY L WATTS MD PRESIDENT 0 873746 0 129890 0 430961 0 143794 0 32430 0 1610821 0 345060 STEPHANIE MULLINS ASSOCIATE VICE PRESIDENT 0 360491 0 0 0 1986 0 52001 0 11152 0 425630 0 0 TERRI ALEXANDER SHARP ASSOCIATE SECRETARY 0 177567 0 0 0 2829 0 31642 0 11117 0 223155 0 0 BRIAN BURNETT VICE PRESIDENT 0 476413 0 12000 0 10114 0 75490 0 9814 0 583831 0 0 PAMELA BENOIT DIRECTOR 0 498141 0 12000 0 48580 0 76126 0 13026 0 647873 0 0 BERNARD MAYS JR TREASURER 0 173206 0 0 0 283 0 30468 0 22232 0 226189 0 0 DAWN BULGARELLA DIRECTOR 0 944882 0 420765 0 354461 0 88000 0 10400 0 1818508 0 0 DANA KEITH DIRECTOR 0 476736 0 0 0 16483 0 55427 0 12345 0 560991 0 0 JOHN DANIEL SECRETARY 0 371335 0 0 0 3235 0 52390 0 21168 0 448128 0 0 SCHEDULE J, PART I, LINE 1A DISCRETIONARY SPENDING ACCOUNTS ARE PROVIDED FOR UAB DEAN'S/SENIOR LEADERSHIP AND ARE ADMINISTERED ON AN ACCOUNTABLE PLAN BASIS, INCLUDING REQUIRING SUBSTANTIATION PRIOR TO PAYING EXPENSES. SCHEDULE J, PART II: FOR CALENDAR YEAR 2022, COMPENSATION FOR RAY WATTS MD INCLUDED $345,060, WHICH WAS A ONE TIME PAYMENT FROM A DEFERRED COMPENSATION PLAN. A BIRMINGHAM DOWNTOWN REDEVELOPMENT AUTHORITY 631034870 2014-02-20 14813600 HOSPITAL PARKING DECK false false false A 0 0 14813600 0 0 0 29500 0 12956 14771144 0 0 2005 true false true true A false true false false 0.04270 0.04270 false false false true A false false false true false false 0 false 0 false false A true PART IV, LINE 2C: BIRMINGHAM DOWNTOWN REDEVELOPMENT AUTHORITY, 02/20/2014, $14,813,600 - 3/5/2016. HEADER, BOX J WEBSITE: https://www.uab.edu/financialaffairs/educational-foundation PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED BY PWC US TAX, LLP. IT IS REVIEWED BY THE UAB EF TREASURER AND ASSOCIATE VICE PRESIDENT PRIOR TO FILING WITH THE IRS. THE 990 IS ALSO DISTRIBUTED TO THE BOARD OF DIRECTORS PRIOR TO FILING AND IS SHARED AT THE NEXT BOARD MEETING. PART VI, SECTION B, LINE 12C THE ORGANIZATION'S CONFLICT OF INTEREST POLICY COVERS ALL OFFICERS AND DIRECTORS. ALL COVERED PERSONS HAVE THE DUTY TO DISCLOSE ANY ACTUAL OR POSSIBLE CONFLICTS, AND THE FULL BOARD (MINUS THE INTERESTED PERSON) DISCUSS AND VOTE ON THE TRANSACTION GIVING RISE TO THE POTENTIAL CONFLICT. IN ADDITION TO THE DUTY TO VOLUNTARILY DISCLOSE ANY CONFLICTS, DIRECTORS AND OFFICERS ARE ASKED ANNUALLY AS PART OF THE FORM 990 PREPARATION PROCESS TO DISCLOSE ANY FAMILY OR BUSINESS RELATIONSHIPS WITH OTHER OFFICERS, BOARD MEMBERS OR HIGHLY COMPENSATED INDEPENDENT CONTRACTORS. PART VI, SECTION B, LINE 15 ALL UAB EDUCATIONAL FOUNDATION OFFICERS AND STAFF ARE EMPLOYEES OF THE UNIVERSITY OF ALABAMA AT BIRMINGHAM AND ARE SUBJECT TO THE UNIVERSITY'S SALARY GUIDELINES AND POLICIES. PART VI, SECTION C, LINE 19 THE FOUNDATION MAKES ITS FORMS 990 AND FINANCIAL STATEMENTS AVAILABLE ON ITS WEBSITE FOR THE PREVIOUS 3 YEARS, AND ALL OTHER POLICIES AND RELATED DOCUMENTS ARE AVAILABLE UPON REQUEST. SEE PART VI false INTO UAB LLC 917 13TH ST S BIRMINGHAM AL 35205 611775262 INTL STUD REC AL NA EXCLUDEED false true 0.50000 SEE PART VI true true true true false false false false false true true false true true true true true false false MEDICAL TOWERS INC A-1 126105 INTEREST PMT. MEDICAL TOWERS INC D 205800 LOAN PMT REC MEDICAL TOWERS INC P 241487 OVERHEAD & INS. FORM 990, SCHEDULE R, PART II-IV - NAMES OF RELATED ORGANIZATIONS: THE ATTACHED LIST OF ENTITIES ARE FOUNDATIONS OR SUBSIDIARIES AFFILIATED WITH THE UNIVERSITY OF ALABAMA SYSTEM AND ITS VARIOUS CAMPUSES. SOME OF THESE ENTITIES MAY NOT MEET THE IRS DEFINITION OF "RELATED ORGANIZATION" FOR PURPOSES OF SCHEDULE R. THEY ARE INCLUDED, HOWEVER, ON THIS ATTACHED STATEMENT FOR PURPOSES OF COMPLETENESS AND TRANSPARENCY. ALABAMA CARE NETWORK MID-STATE (EXEMPT) ALABAMA CARE NETWORK SOUTHEAST (EXEMPT) ALABAMA ENGINEERING FOUNDATION, INC. (EXEMPT) ALABAMA PHYSICIAN NETWORK, LLC (LLC) CAMPUS HOSPITALITY SERVICES, LLC (LLC) CAPSTONE EDUCATIONAL AND RESEARCH FOUNDATION (EXEMPT) CAPSTONE HEALTH SERVICES FOUNDATION, P.C. (EXEMPT) COMMERCIAL REAL ESTATE, LLC (LLC) COOPER GREEN MERCY HEALTH SERVICES AUTHORITY, AN AFFILIATE OF UAB MEDICINE ENTERPRISE (C CORP) COOPER GREEN REHABILITATION SERVICES (EXEMPT) CRIMSON TIDE FOUNDATION (EXEMPT) GORGAS MEMORIAL INSTITUTE OF TROPICAL AND PREVENTATIVE MEDICINE, INC. (C CORP) MEDICAL TOWERS, INC. (C CORP) MEDICAL WEST HOSPITAL AUTHORITY, AN AFFILIATE OF UAB MEDICINE ENTERPRISE (EXEMPT) RIDGECREST STUDENT HOUSING, LLC (LLC) SOUTHERN RESEARCH INSTITUTE (EXEMPT) THE 1831 FOUNDATION (EXEMPT) THE ALABAMA "A" CLUB EDUCATIONAL AND CHARITABLE FOUNDATION (EXEMPT) THE ALUMNI ASSOCIATION OF THE UNIVERSITY OF ALABAMA SCHOOL OF MEDICINE (EXEMPT) THE BOARD OF TRUSTEES OF THE UNIVERSITY OF ALABAMA (EXEMPT) THE CAPSTONE FOUNDATION (EXEMPT) THE HEALTH CARE AUTHORITY FOR BAPTIST HEALTH, AN AFFILIATE OF UAB MEDICINE ENTERPRISE (C CORP) THE KIRKLIN CLINIC, INC. (C CORP) THE NATIONAL ALUMNI ASSOCIATION OF THE UNIVERSITY OF ALABAMA (EXEMPT) THE NATIONAL ALUMNI SOCIETY OF THE UNIVERSITY OF ALABAMA AT BIRMINGHAM (EXEMPT) THE UAB DIABETES TRUST FOUNDATION (EXEMPT) THE UAB EDUCATIONAL FOUNDATION (EXEMPT) THE UAB RESEARCH FOUNDATION (EXEMPT) THE UNIVERSITY FOUNDATION (EXEMPT) THE UNIVERSITY OF ALABAMA "A" CLUB ALUMNI ASSOCIATION (EXEMPT) THE UNIVERSITY OF ALABAMA DONOR ADVISED FUND (EXEMPT) THE UNIVERSITY OF ALABAMA IN HUNTSVILLE PUBLIC EDUCATION BUILDING AUTHORITY (EXEMPT) THE UNIVERSITY OF ALABAMA IN HUNTSVILLE RESEARCH AND TECHNOLOGY CORPORATION (EXEMPT) THE UNIVERSITY OF ALABAMA LAW SCHOOL FOUNDATION (EXEMPT) THE UNIVERSITY OF ALABAMA OPHTHALMOLOGY SERVICES FOUNDATION (EXEMPT) THE VALLEY FOUNDATION (EXEMPT) THE WORKPLACE, INC. (C CORP) TRITON HEALTH SYSTEMS, LLC (LLC) UA-ASU-TSU EDUCATIONAL RADIO CORPORATION (EXEMPT) UAB ATHLETICS FOUNDATION (EXEMPT) UAB CALLAHAN EYE HOSPITAL AUTHORITY (EXEMPT) UAB HEALTH SYSTEM AUTHORITY (EXEMPT) UAB HOSPITAL MANAGEMENT, LLC (LLC) UAB MEDICINE ENTERPRISE (EXEMPT) UAB MEDICINE FINANCE AUTHORITY (C CORP) UAB-SVHS, INC. (EXEMPT) UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION, P.C. (EXEMPT) UNIVERSITY OF ALABAMA HUNTSVILLE FOUNDATION (EXEMPT) VIVA HEALTH ADMINISTRATION, LLC (LLC) VIVA HEALTH INSURANCE COMPANY (C CORP) VIVA HEALTH, INC. (EXEMPT)