2024-07-08T11:26:50-05:00 2023-12-31 942186350 CALEGARI & MORRIS ACCOUNTANTS 650 CALIFORNIA ST 3RD FLOOR SAN FRANCISCO CA 94108 990PF 2023-01-01 941671318 THE ROCK FOUNDATION ROCK 4159813921 415 MISSION STREET STE 5700 SAN FRANCISCO CA 94105 ARTHUR ROCK PRESIDENT 4159813921 2024-06-17 1 ARTHUR ROCK 999009999 1 MONIQUE M TIGER P01434288 4159818766 2024-06-25 2 AAL1 IAL1 2023 2023-04-26 12:10:37Z X 54494582 X X 25840 25840 1096775 1096775 4833978 8946194 4833978 5956593 5956593 0 0 0 225 0 225 41267 0 41267 93500 0 0 70391 69991 400 205383 69991 41892 2000000 2000000 2205383 69991 2041892 3751210 5886602 1027969 567992 567992 41329125 45549474 53925081 35067 25905 1509 42392161 46143371 54494582 0 0 X 0 0 0 0 42392161 46143371 42392161 46143371 42392161 46143371 42392161 3751210 0 46143371 0 46143371 22,070.63 SHRS VANGUARD INSTITUTIONAL INDEX FUND P 2019-01-30 2023-05-05 2200000 1475614 724386 724386 38,081.42 SHRS VANGUARD INSTITUTIONAL INDEX FUND P 2020-03-25 2023-07-18 4200000 2103644 2096356 2096356 .69 SHR NUVEEN PREFERRED INCOME OPP FUND P 2020-02-06 2023-11-06 4 7 -3 -3 4,544.22 SHRS VANGUARD INSTITUTIONAL INDEX FUND P 2016-08-18 2023-12-06 500000 248433 251567 251567 FROM K-1 - PRIME FINANCE PARTNERS IV LP P 284518 -284518 -284518 FROM K-1 - PRIME FINANCE SHORT DURATION VIII LP P 2046190 2046190 2046190 4833978 81824 0 81824 0 81824 103200 0 0 0 103200 X 0 21376 21376 0 0 0 0 0 0 0 0 0 0 0 1 1 CA 1 0 0 0 0 1 N/A ARTHUR ROCK 4159813921 415 MISSION STREET STE 5700 SAN FRANCISCO CA 94105 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ARTHUR ROCK 415 MISSION STREET STE 5700 SAN FRANCISCO CA 94105 PRES/DIRECTOR 1.00 0 0 0 JULIE A DIVOLA 415 MISSION STREET STE 5700 SAN FRANCISCO CA 94105 CFO/SEC 0.50 0 0 0 NONE 0 NONE 0 0 33356254 791860 19007198 53155312 0 0 53155312 797330 52357982 2617899 2617899 81824 81824 2536075 0 2536075 0 2536075 2041892 0 2041892 2536075 0 0 52811 87426 140237 2041892 0 0 0 2041892 0 140237 140237 0 0 0 0 0 353946 0 0 0 ARTHUR ROCK X 50CAN 1380 MONROE ST NW 413 WASHINGTON DC 20010 N/A PC EDUCATIONAL 300000 AMERICAN NONSMOKERS' RIGHTS FOUNDATION 2530 SAN PABLO AVENUE SUITE J BERKELEY CA 94702 N/A PC CHARITABLE 150 ANTI-DEFAMATION LEAGUE 605 THIRD AVE NEW YORK NY 10158 N/A PC CHARITABLE 5000 ARCS FOUNDATION INC NCC (ACHIEVEMENT REWARDS FOR COLLEGE SCIENTISTS) 1008 GENERAL KENNEDY AVE SAN FRANCISCO CA 94129 N/A PC CHARITABLE 50000 ASIAN ART MUSEUM FOUNDATION 200 LARKIN STREET SAN FRANCISCO CA 94102 N/A PC CHARITABLE 3000 BASIC FUND 475 14TH STREET 290 OAKLAND CA 94612 N/A PC EDUCATIONAL 178000 BAY AREA RIDGE TRAIL COUNCIL 391 SUTTER STREET STE 701 SAN FRANCISCO CA 94108 N/A PC CHARITABLE 1000 BIG BROTHERS BIG SISTERS OF THE BAY AREA 65 BATTERY ST FLR 2 SAN FRANCISCO CA 94111 N/A PC CHARITABLE 25000 BOYS & GIRLS CLUBS OF SAN FRANCISCO 380 FULTON STREET SAN FRANCISCO CA 94102 N/A PC CHARITABLE 50000 CALIFORNIA ACADEMY OF SCIENCES 55 MUSIC CONCOURSE DRIVE SAN FRANCISCO CA 94118 N/A PC CHARITABLE 25000 CALIFORNIA CHANGE LAWYERS (FKA BAR FOUNDATION) 180 HOWARD STREET SAN FRANCISCO CA 94105 N/A PC CHARITABLE 2500 CALTECH (CALIFORNIA INSTITUTE OF TECHNOLOGY) 1200 E CALIFORNIA BLVD PASADENA CA 91125 N/A PC CHARITABLE 5000 CENTER FOR INVESTIGATIVE REPORTING 1400 65TH STREET SUITE 200 EMERYVILLE CA 94608 N/A PC CHARITABLE 100000 CHARITY WATCH (AMERICAN INSTITUTE OF PHILANTHROPY) PO BOX 578460 CHICAGO IL 60657 N/A PC CHARITABLE 50 COLLEGESPRING 1990 N CALIFORNIA BLVD STE 20 WALNUT CREEK CA 94596 N/A PC EDUCATIONAL 50000 COMMON SENSE MEDIA 699 8TH STREET STE C 150 SAN FRANCISCO CA 94103 N/A PC CHARITABLE 2500 COMMONLIT INC 660 PENNSYLVANIA AVE SE STE 302 WASHINGTON DC 20003 N/A PC CHARITABLE 100000 COMMONWEALTH CLUB OF CA 110 THE EMBARCADERO SAN FRANCISCO CA 94105 N/A PC CHARITABLE 75000 COMMUNITY MUSIC CENTER 544 CAPP STREET SAN FRANCISCO CA 94110 N/A PC CHARITABLE 1000 COMPASSION & CHOICES 8156 S WADSWORTH BLVD UNIT E LITTLETON CO 80128 N/A PC CHARITABLE 5000 COMPUTER HISTORY MUSEUM 1401 N SHORELINE BLVD MOUNTAIN VIEW CA 94043 N/A PC CHARITABLE 10000 CONTEMPORARY JEWISH MUSEUM 736 MISSION STREET SAN FRANCISCO CA 94103 N/A PC CHARITABLE 1800 COUNTERPULSE 80 TURK STREET SAN FRANCISCO CA 94102 N/A PC CHARITABLE 3000 DEATH WITH DIGNITY NATIONAL CENTER 520 SW 6TH AVENUE SUITE 1220 PORTLAND OR 97204 N/A PC CHARITABLE 500 EDSOURCE INC 436 14TH ST STE 310 OAKLAND CA 94612 N/A PC EDUCATIONAL 100000 ENVISIONEERS (CITIZEN SCHOOLS INC) 1 BEACON ST BOSTON MA 02108 N/A PC CHARITABLE 10000 EQUAL JUSTICE SOCIETY 1939 HARRISON STREET SUITE 818 OAKLAND CA 94612 N/A PC CHARITABLE 10000 FEEDING AMERICA 161 NORTH CLARK STREET CHICAGO IL 60601 N/A PC CHARITABLE 20000 FINE ARTS MUSEUM 50 HAGIWARA TEA GARDEN DRIVE SAN FRANCISCO CA 94118 N/A PC CHARITABLE 2500 FRIENDS & FOUNDATION OF THE SAN FRANCISCO PUBLIC LIBRARY 1630 17TH ST SAN FRANCISCO CA 94107 N/A PC CHARITABLE 5000 GIANTS COMMUNITY FUND 24 WILLIE MAYS PLAZA SAN FRANCISCO CA 94107 N/A PC CHARITABLE 50000 GIRLS INC OF ALAMEDA COUNTY 510 16TH STREET OAKLAND CA 94612 N/A PC CHARITABLE 2000 GOLDEN GATE NATIONAL PARKS CONSERVANCY FORT MASON BUILDING 201 SAN FRANCISCO CA 94123 N/A PC CHARITABLE 10000 GREENBELT ALLIANCE (PEOPLE FOR OPEN SPACE INC) 312 SUTTER STREET SUITE 402 SAN FRANCISCO CA 94108 N/A PC CHARITABLE 25000 HOOVER INSTITUTION (BOARD OF TRUSTEES - LELAND STANFORD JUNIOR UNIV) 485 BROADWAY ST MSC 8838 REDWOOD CITY CA 94063 N/A PC CHARITABLE 1000 IMMIGRANT LEGAL RESOURCE CENTER 1458 HOWARD STREET SAN FRANCISCO CA 94103 N/A PC CHARITABLE 25000 IMMIGRANTS RISING (COMMUNITY INITIATIVES) 1000 BROADWAY OAKLAND CA 94607 N/A PC CHARITABLE 100000 J STREET EDUCATION FUND PO BOX 66073 WASHINGTON DC 20035 N/A PC EDUCATIONAL 5000 JEWISH VOCATIONAL & CAREER COUNSELING SERVICE 548 MARKET ST PMB 37733 SAN FRANCISCO CA 94104 N/A PC CHARITABLE 50000 JUNIOR ACHIEVEMENT OF NORTHERN CALIFORNIA 3003 OAK ROAD SUITE 109 WALNUT CREEK CA 94597 N/A PC CHARITABLE 2500 KCSM (SAN MATEO COUNTY COMMUNITY COLLEGE FOUNDATION) 3401 CSM DR SAN MATEO CA 94402 N/A PC CHARITABLE 1000 KDFC UNIVERSITY PARK LOS ANGELES CA 90089 N/A PC CHARITABLE 5000 KQED 2601 MARIPOSA STREET SAN FRANCISCO CA 94110 N/A PC CHARITABLE 50000 LAKESIDE SCHOOL 14050 1ST AVENUE NE SEATTLE WA 98125 N/A PC EDUCATIONAL 15000 LAMPLIGHTERS MUSIC THEATRE 469 BRYANT STREET SAN FRANCISCO CA 94107 N/A PC CHARITABLE 2500 LITQUAKE FOUNDATION 342 ROME STREET SAN FRANCISCO CA 94112 N/A PC CHARITABLE 15000 NATIONAL AIDS MEMORIAL PO BOX 2270 SAN FRANCISCO CA 94126 N/A PC CHARITABLE 10000 NATURE CONSERVANCY 4245 FAIRFAX DRIVE ARLINGTON VA 22203 N/A PC CHARITABLE 1000 NATUREBRIDGE 1033 FORT CRONKHITE SAUSALITO CA 94965 N/A PC CHARITABLE 1000 NFTE BAY AREA (NETWORK FOR TEACHING ENTREPRENEURSHIP) 120 WALL STREET FLR 18 NEW YORK NY 10005 N/A PC EDUCATIONAL 15000 OAKLAND SCHOOL FOR THE ARTS 530 18TH STREET OAKLAND CA 94612 N/A PC EDUCATIONAL 75000 OKIZU FOUNDATION 83 HAMILTON DRIVE NOVATO CA 94949 N/A PC CHARITABLE 1000 ONEJUSTICE 433 CALIFORNIA STREET SUITE 815 SAN FRANCISCO CA 94104 N/A PC CHARITABLE 10000 PACIFIC CREST TRAIL ASSOC 2150 RIVER PLAZA DRIVE SACRAMENTO CA 95833 N/A PC CONSERVATION 1000 PLANNED PARENTHOOD FEDERATION OF AMERICA 123 WILLIAM STREET 10TH FLOOR NEW YORK NY 10038 N/A PC CHARITABLE 500 PLAYGROUND 3286 ADELINE STREET 8 BERKELEY CA 94703 N/A PC CHARITABLE 500 SAN FRANCISCO CONSERVATORY OF MUSIC 50 OAK STREET SAN FRANCISCO CA 94102 N/A PC CHARITABLE 5000 SAN FRANCISCO COURT APPOINTED SPECIAL ADV PROGRAM (SF CASA) 2535 MISSION STREET SAN FRANCISCO CA 94110 N/A PC CHARITABLE 1500 SAN FRANCISCO FREE CLINIC 4900 CALIFORNIA STREET SAN FRANCISCO CA 94118 N/A PC CHARITABLE 20000 SAN FRANCISCO PERFORMANCES 500 SUTTER STREET SUITE 710 SAN FRANCISCO CA 94102 N/A PC CHARITABLE 2000 SAN FRANCISCO STUDY CENTER 1663 MISSION ST STE 310 SAN FRANCISCO CA 94103 N/A PC EDUCATIONAL 25000 SEVENTY FOUR MILLION (THE 74 MEDIA INC) 222 BROADWAY FL 19 NEW YORK NY 10038 N/A PC CHARITABLE 2000 SF SHAKESPEARE FESTIVAL PO BOX 460937 SAN FRANCISCO CA 94146 N/A PC CHARITABLE 1000 SF SPCA 201 ALABAMA STREET SAN FRANCISCO CA 94103 N/A PC CHARITABLE 5000 ST ANTHONY FOUNDATION 150 GOLDEN GATE AVE SAN FRANCISCO CA 94102 N/A PC CHARITABLE 200000 STUDENT CONSERVATION ASSOC 1310 N COURTHOUSE RD STE 110 ARLINGTON VA 22201 N/A PC CHARITABLE 2500 STUDENTS RISING ABOVE PO BOX 192492 SAN FRANCISCO CA 94119 N/A PC EDUCATIONAL 10000 THE FREEDOM SCHOOL (OAKLAND PUBLIC EDUCATION FUND) PO BOX 71005 OAKLAND CA 94612 N/A PC EDUATIONAL 15000 THEATRE COMMUNICATIONS GROUP INC 520 EIGHTH AVENUE FLR 24 NEW YORK NY 10018 N/A PC CHARITABLE 50000 TNDC - (TENDERLOIN NEIGHBORHOOD DEVELOPMENT CORPORATION) 201 EDDY STREET SAN FRANCISCO CA 94102 N/A PC CHARITABLE 20000 UNICEF (UNITED STATES FUND FOR UNICEF) 125 MAIDEN LANE NEW YORK NY 10038 N/A PC CHARITABLE 10000 VOTE SMART (CENTER FOR NATIONAL INDEPENDENCE IN POLITICS) 1153 24TH STREET DES MOINES IA 50311 N/A PC CHARITABLE 1000 WILDERNESS LAND TRUST PO BOX 881 HELENA MT 59624 N/A PC CHARITABLE 2500 WORLD JEWISH CONGRESS FOUNDATION 501 MADISON AVENUE NEW YORK NY 10022 N/A PC CHARITABLE 12500 2000000 0 14 25840 14 1096775 18 4833978 0 5956593 0 5956593 0 0 0 0 0 0 0 0 0 0 TAX PREPARATION FEES 41267 0 41267 ISHARES TRUST S&P MIDCAP 400 AT COST 556842 1938680 ISHARES TRUST S&P SMALLCAP 600 AT COST 533164 1814032 VANGUARD TOTAL STOCK MARKET AT COST 8230265 18586526 PRIME FINANCE PARTNERS IV AT COST 27232 22631 NUVEEN PFD INCOME OPP FUND (IJJ) AT COST 14820390 10201854 PRIME FINANCE SHORT DURATION VIII AT COST 21381581 21361358 LEGAL FEES 225 0 225 ORGANIZATION/RESTRUCTURE COSTS 24396 24396 0 DIVIDEND RECEIVABLE 10671 1509 1509 FILING FEE EXPENSE 400 0 400 INVESTMENT EXPENSE - PRIME PARTNERS IV 266 266 0 INVESTMENT EXPENSE - NORTHERN TRUST 1725 1725 0 INVESTMENT EXPENSE - PRIME FINANCE SHORT DURATION VIII 68000 68000 0 FORM 990-PF FEDERAL TAXES 93500 0 0