2024-05-15T10:51:16-05:00 2023-06-30 861065772 DELOITTE TAX LLP 111 MONUMENT CIRCLE SUITE 4200 INDIANAPOLIS IN 46204 990 2022-07-01 131693134 NEW YORK BOTANICAL GARDEN NEWY 7188178700 2900 SOUTHERN BLVD BRONX NY 104585126 EMILY SCHWARZ CHIEF FINANCIAL OFFICER 7188178914 2024-05-12 1 EMILY SCHWARZ XXX-XX-XXXX 0 ANGELA M MOORE P00244342 3174648600 2024-05-15 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z JENNIFER BERNSTEIN 2900 SOUTHERN BLVD BRONX NY 104585126 155070994 0 X WWW.NYBG.ORG X 1891 NY A MUSEUM OF PLANTS AND A SCIENTIFIC RESEARCH CENTER DEVOTED TO THE STUDY OF PLANTS AND THEIR USES. IT IS THE GARDEN'S MISSION TO IMPROVE PUBLIC UNDERSTANDING OF THE NATURAL WORLD, HORTICULTURE, AND THE RELATIONSHIPS BETWEEN PLANTS AND PEOPLE. IT IS ALSO THE GARDEN'S MISSION TO EXPAND HUMANITY'S KNOWLEDGE OF PLANTS AND HOW THEY ARE UTILIZED. 61 60 848 993 2275282 0 49750181 38313148 29063805 22981287 20663829 19555134 2148988 6301219 101626803 87150788 32198 0 0 0 49434126 54078678 175613 267942 7393812 45689581 46692972 95331518 101039592 6295285 -13888804 637364505 635194520 60678739 55695148 576685766 579499372 X THE NEW YORK BOTANICAL GARDEN IS A MUSEUM OF PLANTS AND A SCIENTIFIC RESEARCH CENTER DEVOTED TO THE STUDY OF PLANTS AND THEIR USES. IT IS THE GARDEN'S MISSION TO IMPROVE PUBLIC UNDERSTANDING OF THE NATURAL WORLD, HORTICULTURE, AND THE RELATIONSHIPS BETWEEN PLANTS AND PEOPLE. IT IS ALSO THE GARDEN'S MISSION TO EXPAND HUMANITY'S KNOWLEDGE OF PLANTS AND HOW THEY ARE UTILIZED. 0 0 18824436 PLANT SCIENCE COLLECTING FOR AND MAINTAINING THE GARDEN HERBARIUM FOR PUBLIC USE, INCLUDING RESEARCH. THE BOTANICAL GARDEN'S SCIENTISTS, LIBRARIANS, STAFF, GRADUATE STUDENTS, HONORARY RESEARCH ASSOCIATES, AND CURATORS PERFORM FIELDWORK AND CONDUCT CUTTING-EDGE RESEARCH IN PLANT SYSTEMATICS, ECONOMIC BOTANY, ECOLOGY, MOLECULAR SYSTEMATICS, AND PLANT GENOMICS. 24679395 11981996 HORTICULTURE AND LIVING COLLECTIONS: PREPARATION OF RESEARCH, MAINTENANCE OF GARDENS AND EXHIBITS FOR PUBLIC USE AND ENJOYMENT. PUBLIC EXHIBITIONS AND FESTIVALS TO ENHANCE THE EXPERIENCE OF THE VISITING PUBLIC. THE GARDEN'S LIVING COLLECTIONS CONTAIN MORE THAN ONE MILLION PLANTS IN 50 GARDENS AND COLLECTIONS, INCLUDING: THE ENID A. HAUPT CONSERVATORY, THE NATION'S PREEMINENT VICTORIAN STYLE GLASSHOUSE; THE NOLEN GREENHOUSES FOR LIVING COLLECTIONS; THE THREE AND ONE HALF ACRE NATIVE PLANT GARDEN; THE ELEVEN ACRE AZALEA GARDEN, WHICH INCLUDES NEARLY ONE MILE OF WOODLAND PATHS MEANDERING BENEATH ANCIENT NATIVE OAKS, TULIP TREES, AND SWEETGUMS AND SURROUNDED BY MORE THAN 70,000 PLANTS; THE FIFTY ACRE THAIN FAMILY FOREST, THE LARGEST EXTANT FOREST THAT ONCE COVERED MUCH OF NEW YORK CITY. 22274397 2988456 EDUCATION AND OUTREACH DEVELOPMENT, ORGANIZATION, AND PRESENTATION OF EDUCATIONAL COURSES. THE GARDEN'S ADULT EDUCATION PROGRAM OFFERS 750 CLASSES AT THE BOTANICAL GARDEN, ONLINE, AND AT THE MIDTOWN EDUCATION CENTER IN MANHATTAN. CERTIFICATES ARE OFFERED IN EIGHT PROGRAM AREAS: BOTANICAL ART & ILLUSTRATION, BOTANY, FLORAL DESIGN, GARDENING, HORTICULTURAL THERAPY, HORTICULTURE, LANDSCAPE DESIGN AND URBAN NATURE. THREE ANNUAL LECTURE PROGRAMS, LANDSCAPE DESIGN PORTFOLIOS LECTURE SERIES, WINTER LECTURE SERIES, AND ANDREW CARNEGIE DISTINGUISHED LECTURE, FEATURE INTERNATIONALLY RECOGNIZED SPEAKERS. 11488518 13257553 AUXILIARY SERVICES PROVIDE SERVICES AND AMENITIES FOR THE CONVENIENCE OF THE VISITING PUBLIC. 11488518 13257553 77266746 1 1 0 1 0 0 0 1 0 1 1 1 0 0 1 1 0 1 0 1 1 0 0 1 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 1 343 0 1 848 1 1 1 0 0 0 1 1 1 1 0 0 0 0 0 0 X 61 60 1 0 0 0 0 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AR CA FL HI IL KS KY MA MD MI MN MS NC NH NJ NM NY OR PA RI SC TN UT VA WI WV X X MARLON JONES CONTROLLER 7188178719 2900 SOUTHERN BLVD BRONX NY 104585126 JENNIFER BERNSTEIN CEO 35.00 0.00 X 756000 0 71455 LAUREN TURCHIO COO 35.00 0.00 X 429677 0 71455 JOSEPH PIRES THRU 6622 CHIEF SCIENCE OFFICER 35.00 0.00 X 390493 0 71455 JOSEPH V COSSABOOM FORMER INTERIM CEO 35.00 0.00 X 437017 0 23718 JUSTIN JAMAIL GENERAL COUNSEL 35.00 0.00 X 314969 0 71455 SARAH A GILLMAN THRU 1122 CFO 35.00 0.00 X 306089 0 71455 TODD FORREST ARTHUR ROSS VP - HORTICULTURE & LIVING COLL. 35.00 0.00 X 298728 0 70759 MICHAEL CROWLEY CHIEF MARKETING OFFICER 35.00 0.00 X 294691 0 70311 URSULA HOSKINS VP FOR CAPITAL PROJECTS, PLANNING AND CONSTRUCTION 35.00 0.00 X 280061 0 68687 RAQUEL NAZARIO VP OF HUMAN RESOURCES 35.00 0.00 X 247782 0 65104 CHRISTIAN KECK THRU 922 VP OF IT 35.00 0.00 X 239292 0 64161 JOHN T LANDI THRU 0821 FORMER CHIEF ADVANCEMENT OFFICER 35.00 0.00 X 223558 0 62415 GREGORY LONG FORMER CEO 0.00 0.00 X 140448 0 0 JESSICA B HARRIS PHD TRUSTEE 1.00 0.00 X 20333 0 0 ANTHONY PEREZ TRUSTEE 1.00 0.00 X 0 0 0 MRS JOHN R ROBINSON TRUSTEE 1.00 0.00 X 0 0 0 BETHANY MILLARD TRUSTEE 1.00 0.00 X 0 0 0 CAROLINE A WAMSLER PHD TRUSTEE 1.00 0.00 X 0 0 0 CRAIG VOSBURG TRUSTEE 1.00 0.00 X 0 0 0 CRISTIN SAMPER PHD TRUSTEE 1.00 0.00 X 0 0 0 DEBORAH GOODRICH ROYCE TRUSTEE 1.00 0.00 X 0 0 0 DOUGLAS DOCKERY THOMAS TRUSTEE 1.00 0.00 X 0 0 0 MRS EDITH B EVERETT TRUSTEE 1.00 0.00 X 0 0 0 ERIC C HENRY TRUSTEE 1.00 0.00 X 0 0 0 FERNANDO DELGADO PHD TRUSTEE 1.00 0.00 X 0 0 0 FLORENCE A DAVIS DECEASED 0523 TRUSTEE 1.00 0.00 X 0 0 0 MRS JEREMY H BIGGS TRUSTEE 1.00 0.00 X 0 0 0 GARY A BELLER TRUSTEE 1.00 0.00 X 0 0 0 GEORGE MILNE JR PHD TRUSTEE 1.00 0.00 X 0 0 0 GILBERT C MAURER TRUSTEE 1.00 0.00 X 0 0 0 GORDON A UEHLING III TRUSTEE 1.00 0.00 X 0 0 0 HENRY P JOHNSON TRUSTEE 1.00 0.00 X 0 0 0 HIDENORI TAKAOKA TRUSTEE 1.00 0.00 X 0 0 0 HOLLY LOWEN TRUSTEE 1.00 0.00 X 0 0 0 JACQUELINE H DRYFOOS TRUSTEE 1.00 0.00 X 0 0 0 JANE MOSS TRUSTEE 1.00 0.00 X 0 0 0 JANET M MONTAG TRUSTEE 1.00 0.00 X 0 0 0 MRS ARTHUR ROSS TRUSTEE 1.00 0.00 X 0 0 0 JASON STEVENS TRUSTEE 1.00 0.00 X 0 0 0 MRS HARRY BURN III TRUSTEE 1.00 0.00 X 0 0 0 JILL JOYCE TRUSTEE 1.00 0.00 X 0 0 0 JOHN W BERNSTEIN TRUSTEE 1.00 0.00 X 0 0 0 JOSEPH A THOMPSON TRUSTEE 1.00 0.00 X 0 0 0 KAREN KATEN TRUSTEE 1.00 0.00 X 0 0 0 KAREN WASHINGTON TRUSTEE 1.00 0.00 X 0 0 0 KATE SOLOMON TRUSTEE 1.00 0.00 X 0 0 0 LEONARD ABESS TRUSTEE 1.00 0.00 X 0 0 0 LYNDEN B MILLER TRUSTEE 1.00 0.00 X 0 0 0 MALCOLM C NOLEN TRUSTEE 1.00 0.00 X 0 0 0 MARC B PORTER TRUSTEE 1.00 0.00 X 0 0 0 MARY P MORAN TRUSTEE 1.00 0.00 X 0 0 0 MAUREEN K CHILTON TRUSTEE 1.00 0.00 X 0 0 0 MICHAEL H STEINHARDT TRUSTEE 1.00 0.00 X 0 0 0 MICHAEL A ZARCONE TRUSTEE 1.00 0.00 X 0 0 0 MISH TWORKOWSKI TRUSTEE 1.00 0.00 X 0 0 0 NAEEM CRAWFORD-MUHAMMAD TRUSTEE 1.00 0.00 X 0 0 0 PHILIP OZUAH MD PHD TRUSTEE 1.00 0.00 X 0 0 0 ROBERT A BARTLETT JR TRUSTEE 1.00 0.00 X 0 0 0 SHARON JACOB TRUSTEE 1.00 0.00 X 0 0 0 SUSAN SIGOURNEY WEAVER TRUSTEE 1.00 0.00 X 0 0 0 MRS COLEMAN P BURKE TRUSTEE 1.00 0.00 X 0 0 0 SUSAN E LYNCH TRUSTEE 1.00 0.00 X 0 0 0 SUSAN R PALM TRUSTEE 1.00 0.00 X 0 0 0 MRS JONATHAN C CLAY TRUSTEE 1.00 0.00 X 0 0 0 J BARCLAY COLLINS II CHAIRMAN 1.00 0.00 X X 0 0 0 LARRY E CONDON SENIOR VICE CHAIRMAN 1.00 0.00 X X 0 0 0 LIONEL GOLDFRANK III SENIOR VICE CHAIRMAN 1.00 0.00 X X 0 0 0 WILLIAM C STEERE JR VICE CHAIRMAN 1.00 0.00 X X 0 0 0 DIANNE RENWICK VICE CHAIRMAN 1.00 0.00 X X 0 0 0 EDWARD P BASS VICE CHAIRMAN 1.00 0.00 X X 0 0 0 MRS NICHOLAS J SAKELLARIADIS VICE CHAIRMAN 1.00 0.00 X X 0 0 0 MARJORIE G ROSEN VICE CHAIRMAN 1.00 0.00 X X 0 0 0 SHELBY WHITE VICE CHAIRMAN 1.00 0.00 X X 0 0 0 DIANE KATZIN TREASURER 1.00 0.00 X X 0 0 0 SUSAN E KAY MATELICH SECRETARY 1.00 0.00 X X 0 0 0 4379138 0 782430 70 1 1 0 AKA NYC LTD 321 W44TH ST SUITE 401 NEW YORK NY 10036 ADVERTISING / MARKETING EXHIBITIONS 2391503 MITCHELLGIURGOLA ARCHITECTS LLP 630 NINTH AVENUE SUITE 711 NEW YORK NY 10036 ARCHITECTS 1497624 4WALL ENTERTAINMENT INC 3165 W SUNSET RD SUITE 100 LAS VEGAS NV 89118 LIGHTING AND VIDEO RENTALS FOR GLOW 1116440 OLIN PARTNERSHIP LTD 1617 JOHN F KENNEDY BOULEVARD SUIT PHILEDELPHIA PA 19103 LANDSCAPE ARCHITECTS, PLANNERS, URBAN DE 1100168 MARIO BULFAMANTE SONS LANDSCAP 75 PERLMAN ROAD NEW ROCHELLE NY 10801 CONSTRUCTION 838561 61 2500549 750000 16772843 18289756 1834745 38313148 ADMISSIONS AND TOURS 713990 11981996 11981996 GARDEN MEMBERSHIP PROGRAM 713990 6392385 6392385 TUITION AND FEES 611600 2988456 2988456 AUXILIARY SERVICES 722513 1618450 1618450 22981287 3675309 515454 3159855 80493186 64613361 15879825 15879825 15879825 441273 2500549 1146600 -705327 -705327 4269259 2160245 2109014 2062716 46298 INSURANCE RECOVERY 812900 3184002 3184002 PARKING GARAGE 812930 1713530 1713530 4897532 87150788 28228005 2275282 18334353 2405803 688142 652973 1064688 37464041 28643395 6566846 2253800 4014111 2953110 726894 334107 7242290 5578748 942860 720682 2952433 2172053 534640 245740 301244 301244 337833 337833 159974 159974 267942 267942 2317437 1407870 877738 31829 6476557 5600843 15120 860594 2651245 2651245 2750259 2490543 190953 68763 3368340 3359238 9102 1090917 925483 29709 135725 416434 262511 58198 95725 1809443 1809443 12865019 10935266 1157852 771901 1366853 685073 340890 340890 NON CAP CONSTRUCTION EX 2814978 1356651 1458327 MISC-OTHER 2696705 1566504 1019908 110293 EQUIPT PURCHASES & RENT 1897224 1317735 544341 35148 PRINTING AND PUBLICATIO 1543237 1040285 453632 49320 1829273 1822608 6665 101039592 77266746 16379034 7393812 39215369 32979465 18633340 16208484 1533716 1377788 777212 879597 1318950 692839 403537714 218694589 193842791 184843125 71459063 86745858 310584064 311467364 637364505 635194520 7885625 8373740 721727 886910 42638250 38896425 9433137 7538073 60678739 55695148 X 290454793 288044897 286230973 291454475 576685766 579499372 637364505 635194520 -13888804 16702410 0 X 0 1 X 1 1 1 X 53880842 58848961 61055287 56249102 44705533 274739725 53880842 58848961 61055287 56249102 44705533 274739725 15958490 258781235 1639469 1595254 1402450 2461345 3675309 10773827 118020 105724 104379 832782 1084400 2245305 858139 222410 495339 1431770 3184002 6191660 293950517 96934113 0.88040 0.88730 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2018 AMOUNT: $ 858,139. 2019 AMOUNT: $ 222,410. 2020 AMOUNT: $ 495,339. 2021 AMOUNT: $ 1,431,770. 2022 AMOUNT: $ 3,184,002. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 159974 159974 100879618 101039592 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 134162 132450 141050 159974 567636 250000 250000 250000 250000 1000000 1500000 134162 132450 141050 159974 567636 SCHEDULE C, PART II-A, LINE 1A: THE GARDEN INCURS LOBBYING EXPENDITURES FOR THE PURPOSE OF RAISING PUBLIC FUNDS FOR ITS OPERATING PROGRAMS AREAS AND CAPITAL SUPPORT. X X X 0 387996808 1086118 31569313 867335 15774312 404010592 440106301 6442037 -39044832 869434 19506698 387127374 354631393 4736592 104099543 922117 22439110 440106301 369185692 1098000 5880782 686399 20846682 354631393 352848019 6401510 27401259 1002886 16462210 369185692 0.29750 0.50660 0.19590 0 0 9053130 9053130 281618806 146317249 135301557 27335560 23696517 3639043 85530218 48680823 36849395 184843125 ALTERNATIVE INVESTMENT AND REAL ESTATE 311467364 F 311467364 ACCRUED VACATION LIABILITY 2014905 CONDITIONAL ASSET RETIREMENT OBLIGATION 3169611 INTEREST RATE SWAP VALUATION LIABILITY 1967462 CAPITAL LEASE OBLIGATIONS 386095 7538073 X PART III, LINE 4: COLLECTIONS AND RELATION TO EXEMPT PURPOSE: THE GARDEN'S COLLECTIONS INCLUDE LIVING PLANTS, HERBARIUM SPECIMENS, ART OBJECTS, BOOKS, PRINTS, AND EPHEMERA. THE GARDEN HAS NOT CAPITALIZED THE COLLECTIONS. THE GARDEN'S COLLECTIONS ARE MAINTAINED FOR PUBLIC EXHIBITION, EDUCATION, AND RESEARCH IN FURTHERANCE OF PUBLIC SERVICE RATHER THAN FOR FINANCIAL GAIN. COLLECTIONS ARE THE MOST VALUABLE ASSETS OF THE GARDEN AND ARE PROTECTED, KEPT UNENCUMBERED, CARED FOR, AND PRESERVED. GARDEN POLICY REQUIRES THAT PROCEEDS FROM DEACCESSIONING WILL BE USED TO EITHER ACQUIRE OTHER ITEMS OR TO PROVIDE DIRECT CARE TO EXISTING COLLECTIONS. PART V, LINE 4: THE GARDEN HAS ADOPTED INVESTMENT AND SPENDING POLICIES FOR ENDOWMENT ASSETS TO PROVIDE LONGTERM CAPITAL APPRECIATION TO SUPPLY FUNDS FOR THE SPECIFIED PURPOSES FOR WHICH THE ORIGINAL ENDOWED GIFTS WERE GIVEN. THE TIME HORIZON FOR THE ENDOWMENT IS PERPETUITY. THE INVESTMENT ASSETS OF THE GARDEN ARE FULLY OUTSOURCED ON A DISCRETIONARY BASIS TO AN EXTERNAL PROFESSIONAL INVESTMENT MANAGEMENT FIRM. THE INVESTMENT COMMITTEE OF THE BOARD OF TRUSTEES HAS RESPONSIBILITY FOR SETTING THE GARDEN'S INVESTMENT POLICY STATEMENT. PART X, LINE 2: TAX STATUS: THE GARDEN IS A SECTION 501(C)(3) CHARITABLE ORGANIZATION EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(A) OF THE US INTERNAL REVENUE CODE (IRC). IT HAS BEEN CLASSIFIED AS A PUBLICLY SUPPORTED CHARITABLE ORGANIZATION UNDER SECTION 509 (A)(1) AND QUALIFIES FOR THE MAXIMUM CHARITABLE CONTRIBUTION DEDUCTION BY DONORS. IN ADDITION, THE STATE AND THE CITY OF NEW YORK (THE "CITY") HAVE CLASSIFIED THE GARDEN AS NONPROFIT IN CHARACTER, AND AS SUCH, THE GARDEN IS EXEMPT FROM PAYMENT OF INCOME TAXES TO THE STATE AND THE CITY. FASB ASC 740-10-05-6, ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, PRESCRIBES THE MINIMUM RECOGNITION THRESHOLD A TAX POSITION MUST MEET IN CONNECTION WITH ACCOUNTING FOR UNCERTAINTIES IN INCOME TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN BY AN ENTITY BEFORE BEING MEASURED AND RECOGNIZED IN THE FINANCIAL STATEMENTS. THE GARDEN HAS REPORTED NO POTENTIAL LIABILITIES FOR UNCERTAIN TAX POSITIONS AT JUNE 30, 2023 AND 2022. ON DECEMBER 22, 2017, THE TAX CUTS AND JOBS ACT OF 2017 (THE "ACT") WAS SIGNED INTO LEGISLATION. THE ACT INCLUDES NUMEROUS CHANGES IN TAX LAW RELATED TO TAX-EXEMPT ORGANIZATIONS, INCLUDING, BUT NOT LIMITED TO, A 21% EXCISE TAX ASSESSED AGAINST EXECUTIVE COMPENSATION OF COVERED INDIVIDUALS, UNRELATED BUSINESS INCOME TAXES ON QUALIFIED TRANSPORTATION FRINGE BENEFITS, AND A REDUCTION IN THE FEDERAL INCOME TAX RATE FOR CORPORATIONS FROM 35% TO 21%, WHICH TOOK EFFECT FOR TAXABLE YEARS BEGINNING ON OR AFTER JANUARY 1, 2018. THE GARDEN RECORDED A DEFERRED TAX ASSET (DTA) BECAUSE IT WAS DETERMINED THAT THE DTA WILL BE FULLY UTILIZED PRIOR TO THE EXPIRATION OF ITS NET OPERATING LOSSES. THESE PROVISIONS WERE CONSIDERED, AND NONE WERE IDENTIFIED THAT WOULD AFFECT THE TAX-EXEMPT STATUS OF THE GARDEN AS OF JUNE 30, 2023. NORTH AMERICA PROGRAM SERVICES MERCHANDISE VENDOR 329112 EAST ASIA AND THE PACIFIC PROGRAM SERVICES SERVICE PROVIDER 17282 EUROPE (INCLUDING ICELAND & GREENLAND) PROGRAM SERVICES SERVICE PROVIDER 19898 EUROPE (INCLUDING ICELAND & GREENLAND) PROGRAM SERVICES MERCHANDISE VENDOR 29960 SOUTH AMERICA PROGRAM SERVICES SERVICE PROVIDER 99281 CENTRAL AMERICA AND THE CARIBBEAN INVESTMENTS 24971903 EUROPE (INCLUDING ICELAND & GREENLAND) INVESTMENTS 3147755 0 0 0 0 0 0 28615191 0 28615191 1 0 1 1 1 0 PART III ACCOUNTING METHOD: SCHEDULE F, PART II AND PART III ACCRUAL METHOD OF ACCOUNTING USED TO DETERMINE AMOUNT TO DISCLOSE FOR CASH GRANTS. X X X X 1 BUCKLEY HALL EVENTS 17-19 MARBLE AVENUE PLEASANTVILLE NY 10570 CONSERVATORY BALL 0 1392849 111322 1281527 BUCKLEY HALL EVENTS 17-19 MARBLE AVENUE PLEASANTVILLE NY 10570 ORCHID DINNER 0 854038 51183 802855 BUCKLEY HALL EVENTS 17-19 MARBLE AVENUE PLEASANTVILLE NY 10570 ALL OTHER EVENTS 0 694934 105437 589497 2941821 267942 2673879 AK AL AR CO CT FL HI IL KS MA ME MI MN NC NJ NV NY OH OK PA RI SC TN UT VA WA WI WV ORCHID DINNER 854038 725932 128106 214769 CONSERVATORY BALL 1392849 1183922 208927 644529 5 694935 590695 104240 287302 2941822 2500549 441273 1146600 1146600 -705327 X X X X X 1 0 0 0 0 0 0 0 0 JENNIFER BERNSTEIN CEO 606000 0 150000 0 0 0 33855 0 37600 0 827455 0 0 0 LAUREN TURCHIO COO 429677 0 0 0 0 0 33855 0 37600 0 501132 0 0 0 JOSEPH PIRES THRU 6622 CHIEF SCIENCE OFFICER 168918 0 0 0 221575 0 33855 0 37600 0 461948 0 0 0 JOSEPH V COSSABOOM FORMER INTERIM CEO 437017 0 0 0 0 0 8805 0 14913 0 460735 0 357690 0 JUSTIN JAMAIL GENERAL COUNSEL 314969 0 0 0 0 0 33855 0 37600 0 386424 0 0 0 SARAH A GILLMAN THRU 1122 CFO 306089 0 0 0 0 0 33855 0 37600 0 377544 0 0 0 TODD FORREST ARTHUR ROSS VP - HORTICULTURE & LIVI 298728 0 0 0 0 0 33159 0 37600 0 369487 0 0 0 MICHAEL CROWLEY CHIEF MARKETING OFFICER 294691 0 0 0 0 0 32711 0 37600 0 365002 0 0 0 URSULA HOSKINS VP FOR CAPITAL PROJECTS, PLANNING AN 280061 0 0 0 0 0 31087 0 37600 0 348748 0 0 0 RAQUEL NAZARIO VP OF HUMAN RESOURCES 247782 0 0 0 0 0 27504 0 37600 0 312886 0 0 0 CHRISTIAN KECK THRU 922 VP OF IT 239292 0 0 0 0 0 26561 0 37600 0 303453 0 0 0 JOHN T LANDI THRU 0821 FORMER CHIEF ADVANCEMENT OFFICER 223558 0 0 0 0 0 24815 0 37600 0 285973 0 0 0 GREGORY LONG FORMER CEO 140448 0 0 0 0 0 0 0 0 0 140448 0 0 0 PART I, LINE 3 COMPENSATION FOR THE PRESIDENT & CEO AND CERTAIN OTHER KEY EMPLOYEES INCLUDES A REVIEW AND APPROVAL BY THE COMPENSATION COMMITTEE OF NYBG'S BOARD OF TRUSTEES. THE MEMBERS OF THE COMPENSATION COMMITTEE ARE ALL INDEPENDENT VOTING MEMBERS OF THE ORGANIZATION'S GOVERNING BODY. THE PRESIDENT & CEO AND OTHER OFFICERS MAY BE PRESENT AT MEETINGS OF THE COMPENSATION COMMITTEE EXCEPT WHERE THE COMPENSATION OF SUCH EMPLOYEES IS UNDER REVIEW. THE COMPENSATION COMMITTEE OBTAINS AND REVIEWS COMPARABILITY DATA WITH RESPECT TO COMPENSATION LEVELS PAID FOR COMPARABLE JOB POSITIONS OBTAINED THROUGH THE ASSISTANCE OF AN EXPERT COMPENSATION CONSULTANT WHEN APPROPRIATE, INCLUDING FORM 990 DATA FROM OTHER LEADING MUSEUMS AND CULTURAL AND EDUCATION INSTITUTIONS, AS WELL AS FOR PROFIT INSTITUTIONS WITH WHICH NYBG MAY COMPETE FOR STAFF. THE DELIBERATIONS, DECISIONS, AND BASIS OF DECISIONS MADE BY THE COMPENSATION COMMITTEE ARE CONTEMPORANEOUSLY SUBSTANTIATED AND DOCUMENTED IN MINUTES OF APPLICABLE MEETINGS. PART I, LINE 4A THE FOLLOWING PERSONNEL RECEIVED A SEVERANCE OR CHANGE OF CONTROL PAYMENT IN CALENDAR YEAR 2022; JOSEPH PIRES, CHIEF SCIENCE OFFICER $221,575 PART II THE NEW YORK BOTANICAL GARDEN HAS A FORMAL PROCEDURE AND SIGN-OFF PROCESS FOR REVIEW OF EXECUTIVE COMPENSATION. PART II, LINE 2 THE PRESIDENT AND CEO'S COMPENSATION IS APPROVED BY THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES. THE PRESIDENT AND CEO'S COMPENSATION WAS REVIEWED BY THE COMPENSATION COMMITTEE, ALONG WITH APPROPRIATE COMPARABILITY DATA, AND WAS DETERMINED BY THE COMMITTEE TO BE REASONABLE. PART II, LINES 2 - 13 COMPENSATION FOR OTHER OFFICERS AND KEY EMPLOYEES IS BASED ON INSTITUTIONAL SALARY COMPARISONS CONDUCTED BY THE GARDEN'S HUMAN RESOURCES OFFICE, WHICH REVIEWS SALARIES PAID BY COMPARABLE ORGANIZATIONS TO THEIR OFFICERS AND KEY EMPLOYEES. THE COMPENSATION COMMITTEE PERIODICALLY REVIEWS THE COMPENSATION LEVELS OF THESE EMPLOYEES. MERIT INCREASES ARE BASED ON A FORMAL PERFORMANCE EVALUATION PROCESS AND APPROVED BY THE PRESIDENT & CEO. A TRUST FOR CULTURAL RESOURCES 131693134 649717QE8 2009-08-14 68090000 SEE PART IV 0 0 0 A 68090000 948080 67141920 1 0 1 1 A 0 0 0 0 0 0 0 A 0 0 0 0 1 1 0 0 0 0 0 A 0 SCHEDULE K, PART I, COLUMN F - PURPOSE OF ISSUE DESCRIPTION TRUST FOR CULTURE RESOURCES: PROCEEDS OF THE BOND WERE USED TO REPAY A BRIDGE LOAN FROM JP MORGAN CHASE BANK, ORIGINATED IN 2008, FOR THE PURPOSE OF REDEEMING THEN OUTSTANDING TAX-EXEMPT BONDS WHICH HAD BEEN ISSUED IN 2002 AND 2006. X 31 1834745 FMV 0 0 0 FORM 990, PART VI, SECTION A, LINE 2 WILSON NOLEN (TRUSTEE) AND MALCOLM NOLEN (TRUSTEE) HAVE A FAMILY RELATIONSHIP. FORM 990, PART VI, SECTION A, LINE 7A THE NEW YORK BOTANICAL GARDEN WAS FORMED IN 1891 AS A MEMBERSHIP CORPORATION. MEMBERSHIP ELECTS TRUSTEES AT THE ANNUAL MEETINGS. FORM 990, PART VI, SECTION B, LINE 11B NYBG'S 990 IS PREPARED BY THE CONTROLLER IN CONSULTATION WITH OTHER OFFICERS AND STAFF AS WELL AS OUTSIDE TAX ADVISORS. THE DRAFT IS REVIEWED BY THE CHIEF FINANCIAL OFFICER, THE CHIEF OPERATING OFFICER, THE OFFICE OF GENERAL COUNSEL, OTHER SENIOR STAFF, AND BY NYBG'S OUTSIDE TAX ADVISORS. BEFORE FILING, THE 990 DRAFT IS REVIEWED BY THE AUDIT COMMITTEE AND PROVIDED TO THE ENTIRE BOARD OF TRUSTEES VIA SECURE WEB ACCESS. FORM 990, PART VI, SECTION B, LINE 12C NYBG HAS ADOPTED A WRITTEN CONFLICT OF INTEREST POLICY APPLICABLE TO TRUSTEES, OFFICERS, AND KEY EMPLOYEES AND A SEPARATE WRITTEN CONFLICT OF INTEREST POLICY APPLICABLE TO ALL EMPLOYEES. UNDER THESE POLICIES, TRUSTEES, OFFICERS AND EMPLOYEES ARE REQUIRED TO DECLARE CONFLICTS UPON BECOMING AWARE OF THEM. TRUSTEES, OFFICERS, AND CERTAIN OTHER EMPLOYEES ARE REQUIRED TO REVIEW, SIGN, AND RETURN TO THE OFFICE OF GENERAL COUNSEL AN ANNUAL FORM AFFIRMING THEIR KNOWLEDGE OF THE POLICY AND CONFIRMING THEIR COMMITMENT TO ABIDE BY THE TERMS OF THE POLICY. THE FORM ALSO ASKS THE RECIPIENT TO IDENTIFY CONFLICTS UNDER THE APPLICABLE POLICY. UNDER THE POLICY, CONFLICTS ARE DEALT WITH ON A CASE BY CASE BASIS. IN THE CASE OF EMPLOYEES, CONFLICTS ARE DEALT WITH BY MANAGEMENT UNDER THE GENERAL SUPERVISION OF THE AUDIT COMMITTEE, AND IN THE CASE OF TRUSTEES, BY THE AUDIT COMMITTEE. UNDER THE APPLICABLE POLICY, INDIVIDUALS WITH A CONFLICT MAY NOT PARTICIPATE IN THE CONSIDERATION OF THE RELEVANT MATTER OR THE ACTION TAKEN IN RESPONSE. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION FOR THE PRESIDENT & CEO AND CERTAIN OTHER KEY EMPLOYEES INCLUDES A REVIEW AND APPROVAL BY THE COMPENSATION COMMITTEE OF NYBG'S BOARD OF TRUSTEES. THE MEMBERS OF THE COMPENSATION COMMITTEE ARE ALL INDEPENDENT VOTING MEMBERS OF THE ORGANIZATION'S GOVERNING BODY. THE PRESIDENT & CEO AND OTHER OFFICERS MAY BE PRESENT AT MEETINGS OF THE COMPENSATION COMMITTEE EXCEPT WHERE THE COMPENSATION OF SUCH EMPLOYEES IS UNDER REVIEW. THE COMPENSATION COMMITTEE OBTAINS AND REVIEWS COMPARABILITY DATA WITH RESPECT TO COMPENSATION LEVELS PAID FOR COMPARABLE JOB POSITIONS OBTAINED THROUGH THE ASSISTANCE OF AN EXPERT COMPENSATION CONSULTANT WHEN APPROPRIATE, INCLUDING FORM 990 DATA FROM OTHER LEADING MUSEUMS AND CULTURAL AND EDUCATION INSTITUTIONS, AS WELL AS FOR PROFIT INSTITUTIONS WITH WHICH NYBG MAY COMPETE FOR STAFF. THE DELIBERATIONS, DECISIONS, AND BASIS OF DECISIONS MADE BY THE COMPENSATION COMMITTEE ARE CONTEMPORANEOUSLY SUBSTANTIATED AND DOCUMENTED IN MINUTES OF APPLICABLE MEETINGS. FORM 990, PART VI, SECTION C, LINE 19 FINANCIAL STATEMENTS, 990 FORMS AND ANNUAL REPORTS ARE AVAILABLE ON THE ORGANIZATION'S WEBSITE, WWW.NYBG.ORG. FORM 990 ARE ALSO AVAILABLE ON THIRD PARTY WEBSITES SUCH AS GUIDESTAR AND CHARITY NAVIGATOR. NORTH CENTRAL BRONX REAL ESTATE LCC 2900 SOUTHERN BOULEVARD RONX NY 10458 REAL ESTATE NY 347755 17500000 NEW YORK BOTANICAL GARDEN THE LUESTHER T MERTZ LEGACY TRUST FOR THE NEW YORK BOTANICAL GARDEN 2900 SOUTHERN BOULEVARD BRONX NY 10458 876339411 SUPPORT NYBG NY NEW YORK BOTANICAL GARDEN T 133002 20709337 0.10000 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 THE LUESTHER T MERTZ LEGACY TRUST FOR THE NEW YORK BOTANICAL GARDEN C 750000 FMV