2024-04-29T13:50:14-05:00 2023-06-30 221478099 COHNREZNICK LLP 350 CHURCH STREET 12TH FLOOR HARTFORD CT 06103 990 2022-07-01 060653142 UNITED COMMUNITY AND FAMILY SERVICESINC UNIT 8608892375 34 EAST TOWN STREET NORWICH CT 06360 WILLIAM RUSH CFO 8608892375 2024-04-26 1 WILLIAM RUSH 999009999 0 LORI ROTHE YOKOBOSKY CPA P01273422 9592007000 2024-04-26 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z JENNIFER GRANGER 34 EAST TOWN STREET NORWICH CT 06360 38771552 0 X WWW.UCFS.ORG X 1878 CT LEADING PROVIDER OF AND ADVOCATE FOR, AFFORDABLE, COMPREHENSIVE HIGH QUALITY HEALTH AND HUMAN SERVICES THAT STRENGTHEN THOSE IN NEED THROUGHOUT GREATER SOUTHEASTERN CONNECTICUT. 15 15 502 17 224825 0 13680467 14337302 19846813 22592572 363525 349894 672447 358921 34563252 37638689 0 0 0 0 29214375 29839951 0 0 6678 8802269 9509320 38016644 39349271 -3453392 -1710582 31724085 33441069 8011577 10342144 23712508 23098925 X UNITED COMMUNITY & FAMILY SERVICES WILL BE THE PREMIER COMMUNITY BASED ORGANIZATION PROVIDING HEALTH AND HUMAN SERVICES TO INDIVIDUALS AND FAMILIES IN EASTERN CONNECTICUT. MISSION - UNITED COMMUNITY & FAMILY SERVICES IMPROVES THE HEALTH AND WELL BEING OF THE COMMUNITY. VALUES - WE BELIEVE IN: STRIVING TO MEET THE NEEDS OF THE COMMUNITY AND THE EXPECTATIONS OF OUR CLIENTS, PROVIDING QUALITY SERVICE AND PURSUING EXCELLENCE, TREATING EVERYONE WITH RESPECT AND DIGNITY, PROVIDING CULTURALLY COMPETENT AND LINGUISTICALLY APPROPRIATE SERVICES, WORKING COLLABORATIVELY WITH THE COMMUNITY, VALUING OUR EMPLOYEES AND REWARDING INTEGRITY, TEAMWORK, INNOVATION AND EXCELLENCE, BEING ACCOUNTABLE FISCALLY AND PROFESSIONALLY TO ALL STAKEHOLDERS, AND ADVOCATING FOR OUR CLIENTS, OUR SERVICES AND OUR COMMUNITY. 0 0 19730918 22695909 BEHAVIORAL HEALTH - UCFS PROVIDES HIGH QUALITY COUNSELING AND PSYCHOTHERAPY TO STRENGTHEN LOCAL ADULTS AND FAMILIES. SUCH SERVICES INCLUDE SPECIAL PROGRAMS TO HELP FACE GAMBLING PROBLEMS, AS WELL AS BALANCING WORK AND FAMILIES. IN FY 2023, UCFS CONDUCTED 88,112 VISITS. 10910800 0 MEDICAL SERVICES - UCFS PROVIDES HIGH QUALITY HEALTH CARE INCLUDING PRIMARY MEDICAL, WOMENS'S HEALTH AND DENTAL SERVICES. IN FY 2023, UCFS CONDUCTED 42,041 VISITS. 2018581 0 ELDERCARE SERVICES - UCFS PROVIDES HIGH QUALITY CARE SUCH AS ADULT RESIDENTIAL AND DAY CARE TO CLIENTS, AS WELL AS OFFERING SENIOR CITIZENS OPPORTUNITIES TO SERVE THE COMMUNITY THROUGH VOLUNTEERISM. IN FY 2023, UCFS CONDUCTED 11,909 VISITS. 32660299 1 1 0 1 0 0 0 0 0 1 1 0 0 1 1 1 1 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 101 0 1 502 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 15 15 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CT X WILLIAM RUSH 8608224153 34 EAST TOWN STREET NORWICH CT 06360 ABBY DOLLIVER DIRECTOR 1.00 X 0 0 0 ADAM SULIK DIRECTOR 1.00 X 0 0 0 BRIAN CLINTON DIRECTOR 1.00 X 0 0 0 CAROLINE FORTIN TREASURER 1.00 X X 0 0 0 CONNIE HILBERT FIRST VICE CHAIR 1.00 X X 0 0 0 DEBORAH KIEVITS CHAIR 1.00 X X 0 0 0 IRENE BESSETTE DIRECTOR 1.00 X 0 0 0 IRMA WILHELM DIRECTOR 1.00 X 0 0 0 JAQUELINE PATENAUDE OUTGOING DIRECTOR 1.00 X 0 0 0 JOCELYN WILLIAMS DIRECTOR 1.00 X 0 0 0 KATHLEEN ROBBINS SECRETARY 1.00 X X 0 0 0 LEE-ANN GOMES IMMEDIATE PAST CHAIR 1.00 X X 0 0 0 LEO CHUPASKA OUTGOING DIRECTOR 1.00 X 0 0 0 MEG MARTELLOTTA DIRECTOR 1.00 X 0 0 0 NICHOLAS CAPLANSON SECOND VICE CHAIR 1.00 X X 0 0 0 PATRICK MCCORMACK DIRECTOR 1.00 X 0 0 0 ROBERT STRICK DIRECTOR 1.00 X 0 0 0 CARA WESTCOTT COO 40.00 X 152731 0 48175 JENNIFER GRANGER PRESIDENT & CEO 40.00 X 271765 0 47234 WILLIAM RUSH CFO 40.00 X 160609 0 9589 RAMINDRA WALIA CHIEF MEDICAL OFFICER 40.00 X 318360 0 56273 AKWASI ARHIN PHYSICIAN 40.00 X 259154 0 54349 DANA CAVICKE DIRECTOR OF ADULT MEDICINE 40.00 X 170677 0 32227 JOEL BREGMAN PSYCHIATRIST 40.00 X 268682 0 47018 LILY SINGHAVIRANON MEDICAL DIRECTOR 40.00 X 267344 0 44052 RAJESH PAREKH PSYCHIATRIC MEDICAL DIRECT 40.00 X 291678 0 17453 2161000 0 356370 28 0 1 0 CARDINAL HEALTH 110 LLC 3763 COLLECTIONS CTR DR CHICAGO IL 60693 HEALTHCARE CONSULTANTS 549771 MCKESSON MEDICAL SURGICAL 9954 MARYLAND DRIVE STE 5176 HENRICO VA 23233 HEALTHCARE CONSULTANTS 218921 HASTEDT BROTHERS LLC 191 BALTIC HANOVER ROAD BALTIC CT 06330 PAVING SERVICES 206790 PERFORMANCE ENVIRONMENTAL LLC 111 KENDALL STREET NEW HAVEN CT 06512 JANITORIAL SERVICES 159483 4 229064 40765 13892072 175401 302402 14337302 MEDICAID 621400 13967818 13967818 PHARMACY REVENUE 456110 2731900 2731900 THIRD-PARTY PAYORS AND OTHER 621400 1857496 1857496 SELF-PAY PATIENTS 621400 1829176 1829176 MEDICARE 621400 1758967 1758967 447215 447215 22592572 292958 292958 265281 0 265281 265281 224825 40456 1170222 1113286 56936 56936 56936 9880 40765 19577 -9697 -9697 VALUE BASED PERFORMANCE INCENTIVE 900099 56719 56719 46618 46618 103337 37638689 22695909 224825 380653 1110984 972559 138425 22957760 20147429 2810331 -58983 -49242 -9741 4126759 3442287 684472 1703431 1559921 143510 92428 36570 55858 94544 94544 25313 25313 61639 61639 3810826 2261472 1549354 228728 125719 103009 1957837 1220348 737024 465 615001 1137741 -527030 4290 304960 272187 32761 12 90625 62910 27715 114349 8358 105991 1479031 1385284 93747 458650 15987 442663 REPAIRS AND MAINTENANCE 120400 23696 96704 MEMBERSHIP DUES 33492 4509 28983 SPECIAL ASSISTANCE TO I 27921 26996 925 LICENSE FEES 4516 3576 940 -10940 1992 -14843 1911 39349271 32660299 6682294 6678 1909380 2354665 188142 205667 796626 1777966 1730194 864159 337926 356665 32496271 19056111 14362069 13440160 9478573 10417406 2921175 4024381 31724085 33441069 3860608 3732989 656757 2598240 3469709 3615328 24503 395587 8011577 10342144 X 18146699 17180935 5565809 5917990 23712508 23098925 31724085 33441069 X -1710582 883489 213510 X 0 1 X 1 1 1 X 11101135 12308900 20868133 13680467 14337302 72295937 11101135 12308900 20868133 13680467 14337302 72295937 72295937 260147 286215 265093 202199 333414 1347068 202282 206653 213141 217447 224825 1064348 215726 403223 641539 453028 113217 1826733 76534086 109467386 0.94460 0.94600 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: MISCELLANEOUS - 2018 AMOUNT: $ 201,070. 2019 AMOUNT: $ 403,223. 2020 AMOUNT: $ 70,475. 2021 AMOUNT: $ 133,105. 2022 AMOUNT: $ 46,618. FUNDRAISING - 2018 AMOUNT: $ 14,656. 2020 AMOUNT: $ 9,153. 2021 AMOUNT: $ 10,711. 2022 AMOUNT: $ 9,880. INSURANCE INCENTIVES - 2020 AMOUNT: $ 561,911. 2021 AMOUNT: $ 309,212. VALUE BASED PERFORMANCE INCENTIVES - 2022 AMOUNT: $ 56,719. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 25313 25313 0 PART II-B, LINE 1: LOBBYING BY KENNETH PRZYBYSZ TO INCREASE STATE FUNDING TO SUPPORT PROGRAM SERVICES. 8829892 1307511 230687 9906716 9443257 -613365 8829892 7524828 1918429 9443257 7589036 185792 250000 7524828 7130865 552022 93851 7589036 0.78420 0.09330 0.12250 0 0 1112499 1112499 22143619 11553325 10590294 175341 121966 53375 8652196 7091390 1560806 412616 289430 123186 13440160 BENEFICIAL INTEREST IN PERPETUAL TRUST 4024381 4024381 CAPITAL LEASE OBLIGATION 395587 395587 X 38693626 883489 213510 1096999 37596627 61639 -19577 42062 37638689 39307209 19577 19577 39287632 61639 61639 39349271 PART V, LINE 4: THE ORGANIZATION HAS ADOPTED INVESTMENT AND SPENDING POLICIES FOR ENDOWMENT ASSETS THAT ATTEMPT TO PROVIDE A PREDICTABLE STREAM OF FUNDING TO PROGRAMS SUPPORTED BY ITS ENDOWMENT WHILE SEEKING TO MAINTAIN THE PURCHASING POWER OF THE ENDOWMENT ASSETS. ENDOWMENT ASSETS INCLUDE THOSE ASSETS OF DONOR-RESTRICTED FUNDS THAT THE ORGANIZATION MUST HOLD IN PERPETUITY AS WELL AS BOARD-DESIGNATED FUNDS. UNDER THIS POLICY, AS APPROVED BY THE BOARD OF DIRECTORS, THE ENDOWMENT ASSETS ARE INVESTED IN ACCORDANCE WITH SOUND INVESTMENT PRACTICES THAT EMPHASIZE LONG-TERM INVESTMENT FUNDAMENTALS. IT IS RECOGNIZED THAT SHORT-TERM MARKET FLUCTUATIONS MAY CAUSE VARIATIONS IN ACCOUNT PERFORMANCE. TO SATISFY ITS LONG-TERM RATE OF RETURN OBJECTIVES, THE ORGANIZATION RELIES ON A TOTAL RETURN STRATEGY IN WHICH INVESTMENT RETURNS ARE ACHIEVED THROUGH BOTH CAPITAL APPRECIATION (REALIZED AND UNREALIZED) AND CURRENT YIELD (INTEREST AND DIVIDENDS). THE ORGANIZATION TARGETS A DIVERSIFIED ASSET ALLOCATION THAT PLACES A GREATER EMPHASIS ON EQUITY-BASED INVESTMENTS TO ACHIEVE ITS LONG-TERM RETURN OBJECTIVES WITHIN PRUDENT RISK CONSTRAINTS. THE BOARD OF DIRECTORS APPROVES ANNUAL APPROPRIATIONS FOR DISTRIBUTION. WHEN DECIDING THE APPROPRIATION AMOUNT, THE BOARD CONSIDERS THE LONG-TERM EXPECTED RETURN ON ITS ENDOWMENT IN ORDER TO MAINTAIN THE PURCHASING POWER OF THE ENDOWMENT ASSETS HELD IN PERPETUITY OR FOR A SPECIFIED TERM AS WELL AS TO PROVIDE ADDITIONAL REAL GROWTH THROUGH NEW GIFTS AND INVESTMENT RETURN. PART X, LINE 2: MANAGEMENT HAS ANALYZED THE TAX POSITIONS TAKEN BY THE ORGANIZATION AND HAVE CONCLUDED THAT, AS OF JUNE 30, 2023 AND 2022 THERE ARE NO UNCERTAIN TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE RECOGNITION OF A LIABILITY (OR ASSET) OR DISCLOSURE IN THE FINANCIAL STATEMENTS. THE ORGANIZATION'S FEDERAL AND STATE INFORMATION AND UNRELATED BUSINESS INCOME TAX RETURNS PRIOR TO FISCAL YEAR 2020 ARE CLOSED AND MANAGEMENT CONTINUALLY EVALUATES EXPIRING STATUTES OF LIMITATIONS, AUDITS, PROPOSED SETTLEMENTS, CHANGES IN TAX LAW AND NEW AUTHORITATIVE RULINGS. THE ORGANIZATION WILL RECOGNIZE INTEREST AND PENALTIES ASSOCIATED WITH UNCERTAIN TAX POSITIONS AS PART OF THE INCOME TAX PROVISIONS AND INCLUDES ACCRUED INTEREST AND PENALTIES WITH THE RELATED TAX LIABILITY IN THE STATEMENTS OF FINANCIAL POSITION. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF BENEFICIAL INTEREST IN PERPETUAL TRUST 213,510. PART XI, LINE 4B - OTHER ADJUSTMENTS: FUNDRAISING EXPENSES -19,577. PART XII, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING EXPENSES 19,577. GOLF OUTING 50645 40765 9880 1766 8130 8538 1143 50645 40765 9880 1766 8130 8538 1143 19577 -9697 X X 0 0 0 0 0 0 0 1 0 RAMINDRA WALIA CHIEF MEDICAL OFFICER 317459 0 109 0 792 0 19862 0 36411 0 374633 0 0 0 JENNIFER GRANGER PRESIDENT & CEO 270973 0 0 0 792 0 16624 0 30610 0 318999 0 0 0 JOEL BREGMAN PSYCHIATRIST 267386 0 109 0 1187 0 16875 0 30143 0 315700 0 0 0 AKWASI ARHIN PHYSICIAN 257630 0 0 0 1524 0 16074 0 38275 0 313503 0 0 0 LILY SINGHAVIRANON MEDICAL DIRECTOR 266697 0 210 0 437 0 12483 0 31569 0 311396 0 0 0 RAJESH PAREKH PSYCHIATRIC MEDICAL DIRECT 290886 0 0 0 792 0 17453 0 0 0 309131 0 0 0 DANA CAVICKE DIRECTOR OF ADULT MEDICINE 170181 0 0 0 496 0 10441 0 21786 0 202904 0 0 0 CARA WESTCOTT COO 152455 0 0 0 276 0 10112 0 38063 0 200906 0 0 0 WILLIAM RUSH CFO 159817 0 0 0 792 0 9589 0 0 0 170198 0 0 0 PART I, LINE 7 AMOUNTS INCLUDED IN COLUMN B(II) REPRESENT BONUS PAYMENTS. THESE AMOUNTS WERE APPROVED AND BY THE BOARD AND INCLUDED IN THE INDIVIDUAL'S 2022 W-2. X 1 302402 FMV 0 0 0 PART I, COLUMN (B): AMOUNTS IN COLUMN B REPRESENT THE NUMBER OF DONORS. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 IS PREPARED BY A PAID PREPARER, OUR EXTERNAL AUDITOR, AND REVIEWED BY THE CFO FOR ACCURACY. APPROVAL OF FORM 990 IS OBTAINED BY THE CEO AND CFO AND FORWARDED TO THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS. UPON APPROVAL BY THE AUDIT COMMITTEE THE FORM 990 IS FORWARDED TO THE BOARD OF DIRECTORS TO REQUEST FINAL APPROVAL PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C EVERY EMPLOYEE IS REQUIRED TO RECEIVE COMPLIANCE TRAINING, INCLUDING REVIEW OF CONFLICT OF INTEREST WITHIN 30 DAYS OF DATE OF HIRE AND REFRESHER TRAINING ANNUALLY THEREAFTER. EMPLOYEES ARE REQUIRED TO DISCLOSE ANY CONFLICTS OF INTEREST THAT MAY ARISE. EVERY MEMBER OF THE BOD IS REQUIRED TO COMPLETE A CONFLICT OF INTEREST DISCLOSURE QUESTIONNAIRE ANNUALLY. ALL WRITTEN DISCLOSURES ARE REVIEWED & HANDLED BY THE EXECUTIVE COMMITTEE. FORM 990, PART VI, SECTION B, LINE 15 UNITED COMMUNITY AND FAMILY SERVICES, INC. USES COMPARABLE DATA FROM OTHER EXTERNAL ORGANIZATIONS AND INTERNAL EQUITY MEASURES IN SETTING OFFICER'S SALARIES. WHILE AN INDEPENDENT COMMITTEE DOES NOT APPROVE EACH OFFICER'S SALARY, THE BOARD OF DIRECTORS APPROVES THE AGENCY ANNUAL BUDGET AND HAS THE AUTHORITY TO REVIEW THE OFFICER'S SALARIES INCORPORATED IN THE BUDGET. FORM 990, PART VI, SECTION C, LINE 19 UNITED COMMUNITY AND FAMILY SERVICES, INC. DOES NOT MAKE ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, OR FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC. HOWEVER, THE FISCAL YEAR OPERATING INCOME STATEMENT IS INCORPORATED IN OUR ANNUAL REPORT WHICH IS AVAILABLE TO THE PUBLIC VIA OUR WEBSITE WWW.UCFS.ORG. FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF BENEFICIAL INTEREST IN PERPETUAL TRUST 213,510.