2024-03-20T12:54:00-05:00 2023-05-31 010523282 Berry Dunn McNeil & Parker LLC 2211 Congress St Portland ME 04102 990 2022-06-01 010211810 University of New England UNIV 2076022312 11 Hills Beach Road Biddeford ME 04005 James Irwin Senior VP of Finance & Admin. 2076022312 2024-03-19 1 James Irwin 999009999 1 Joseph R Byrne P01289281 2077752387 2024-03-19 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z James D Herbert PhD 11 Hills Beach Road Biddeford ME 04005 299226538 0 X www.une.edu X 1831 ME The University of New England prepares students to thrive in a rapidly-changing world and, in so doing, to improve the health of people, communities, and our planet. 26 23 3000 31 416383 0 30668393 27383345 230743239 235882865 3199818 12115124 5544209 6711400 270155659 282092734 44104324 47295244 0 0 112194375 115006215 0 0 3067387 72556488 78583126 228855187 240884585 41300472 41208149 685643028 727087320 209103265 209378858 476539763 517708462 X The University of New England prepares students to thrive in a rapidly-changing world and, in so doing, to improve the health of people, communities, and our planet. 0 0 189545452 47295244 210877367 The University granted Bachelor's, Master's, and Doctoral degrees, representing the College of Arts and Sciences, Westbrook College of Health Professions, College of Osteopathic Medicine, College of Professional Studies-UNE Online and College of Dental Medicine. The University offers programs in Osteopathic Medicine, Allied Health Sciences, Liberal Arts, Pharmacy, Dental Medicine and other Graduate and Undergraduate Majors. Additional Facts: The University of New England includes Maine's only Master of Science Physician Assistant Program and Master of Science Nurse Anesthesia Program. Colleges: The University of New England's five colleges provide both undergraduate and graduate students with a wealth of resources and a variety of educational experiences and research opportunities. Each college has its own identity, but each contributes to the enrichment of the University's academic life. COLLEGE OF ARTS AND SCIENCES: The College of Arts and Sciences is comprised of six multi-disciplinary schools (School of Arts and Humanities, School of Biological Sciences, School of Marine and Environmental Sciences, School of Mathematical and Physical Sciences, School of Professional Programs and the School of Social and Behavioral Sciences) and offers more than 30 undergraduate majors, ranging from aquaculture and aquarium science to sport and recreation management. The College's graduate programs include masters programs in education, biological sciences and marine sciences; and a doctorate in educational leadership. The College of Arts and Sciences is housed on the Biddeford campus on the coast of Maine. COLLEGE OF DENTAL MEDICINE: The curriculum of the College of Dental Medicine comprises a blend of time tested methods and new innovations in dental education. Our students are treated as members of the profession from day one. They benefit from comprehensive education in the basic and behavioral sciences, and come to understand and appreciate the many connections between oral health and overall health. They gain extensive practical experience, from providing care to a simulated patient in the first year; to providing direct patient care in patient centered general practice teams in our Oral Health Center in the second and third years; to extending their clinical experience into the community during their fourth year, while working and living in communities throughout Northern New England and beyond. The College is the only College of Dental Medicine in Northern New England and is housed on the Portland campus, an historic site in suburban Portland, Maine. COLLEGE OF OSTEOPATHIC MEDICINE: The College of Osteopathic Medicine is dedicated to the improvement of life through the education of Osteopathic physicians, research and service. The nationally recognized College emphasizes health, healing and primary care for the people of New England and the nation. The College is the only osteopathic medical school in New England. In addition to the Doctor of Osteopathic Medicine degree, the College offers internships and residencies. The College is housed on the Biddeford campus on the coast of Maine. WESTBROOK COLLEGE OF HEALTH PROFESSIONS: The Westbrook College of Health Professions offers both undergraduate and graduate programs. Undergraduate programs include dental hygiene, nursing, applied exercise science, nutrition, public health, social work, pre-pharmacy and athletic training. Graduate programs include athletic training, nurse anesthesia, occupational therapy, physician assistant and social work. The College also offers three doctorates in physical therapy, nurse anesthesia and pharmacy. The Doctorate of pharmacy has its own school (School of Pharmacy). The College has state-of-the-art educational facilities and has pioneered the model of inter-professional education, which is housed on the Portland campus, in suburban Portland, Maine. COLLEGE OF PROFESSIONAL STUDIES - UNE ONLINE: The mission of the College of Professional Studies: CPS educates and supports future leaders in industry and service via programs designed to catalyze meaningful career development. The College partners with the University's other four colleges to provide programmatic, financial and logistical support to students enrolled in online programs, while ensuring excellence in professional and graduate education and consistency in maintaining the highest academic standards. GLOBAL EDUCATION: The Global Education program develops and promotes global education and research opportunities. Students can study abroad via partnerships in Spain, France and Iceland or on our campus in Morocco. In 2014, the University opened its campus in Tangier, Morocco. The program enables students to choose from courses in the sciences, humanities, social sciences, business and the arts including lab science courses. Students gain a global perspective without experiencing any delay in the curriculum required for their major. RESEARCH: The University receives grants from a number of prestigious national sources including the National Science Foundation, U.S. Department of Health and Human Services, National Institute of Health, National Oceanic and Atmospheric Administration, U.S. Department of Agriculture, U.S. Department of the Interior, U.S. Department of Commerce, U.S. Department of Energy and National Aeronautics and Space Administration. The University has several research centers including; the Centers for Excellence focusing in Aging and Health, Collaborative Education, Public Health, Neurosciences, Digital Health, Marine Sciences, Study Pain and Sensory Function, and North Atlantic Studies. 25288546 30578607 Auxiliary services for the delivery of higher education include room and board for over 1,500 students. The mission is to work in partnership with resident students to create a healthy and positive residential community that enhances academic pursuits and provides opportunities for personal, social and spiritual growth. The goal is to promote an atmosphere rooted in civility and personal responsibility, and encourage reflective thinking and active involvement. The staff strives to teach, model, and learn with the students the values of community, inquiry, integrity, and caring. Maintaining a close relationship with Student Activities creates a positive impact on campus life for the entire University. Students are encouraged to actively engage in many arenas to become more deeply involved in the University, and thereby in their own education. These experiences outside the classroom can truly enhance those experiences students have within the classroom. Additional facts: University of New England Dining Services: Using input from students through comment boards, personal contacts between students and Food Service Managers, and regular meetings with campus Dining Advisory Committees, the University's dining services is able to stay in step with the students' needs and desires. All new UNE students are encouraged to take advantage of any of the above methods of connecting in order to maintain an innovative and creative dining that meets students' diverse dietary needs. INFORMATION TECHNOLOGY SERVICES: The University of New England offers several online services for our students, faculty, and staff: U-Online provides students, faculty, and staff with secure, web-based access to select administrative, academic, and employee records. U-Online is the only official online web-based source of information from the University. D2L - BrightSpace Learning Management System is used for our online course management system with teaching and learning tools for course preparation, delivery, assessment, and management. The University of New England has implemented an intranet using Microsoft SharePoint that administrative units, colleges, and programs utilize to provide secure information and communications to authorized members of the UNE Community. UNE also operates additional MS365 services for email, calendaring, and scheduling. OKTA is used for identity and access management that offers secure identity verification, single sign-on (SSO), and multi-factor authentication (MFA) to protect employee and student identities and enable users to access apps from any device. The University of New England also standardized our synchronous communication platform to Zoom video conferencing services. BOX was implemented as our platform for secure content management, workflow, and collaboration needs. Additionally, KnowBe4 was implemented as the university's integrated platform for security awareness training combined with simulated phishing attacks. 214833998 1 1 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 0 1 1 1 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 1 1 0 0 0 1 11644 0 1 3000 1 1 1 1 MO 0 0 0 0 0 0 0 0 0 0 X 26 23 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 ME X Anthony Sorrentino - Controller 2076022312 11 Hills Beach Road Biddeford ME 04005 James D Herbert President 40.00 0.00 X X 717518 0 156890 Daniel P McCormack Board Chair 5.00 0.00 X X 0 0 0 Regen Gallagher Board Vice Chair 5.00 0.00 X X 0 0 0 George M Locarno Secretary 5.00 0.00 X X 0 0 0 Cheri L Walker Treasurer 5.00 0.00 X X 0 0 0 David L Anderson Board Member 1.00 0.00 X 0 0 0 Louise Bowditch Board Member 1.00 0.00 X 0 0 0 James Brady Board Member 1.00 0.00 X 0 0 0 Calen B Colby Board Member 1.00 0.00 X 0 0 0 Brenda C Garrand Board Member 1.00 0.00 X 0 0 0 Fran Girard Board Member 1.00 0.00 X 0 0 0 Joshua Golden Student Trustee 1.00 0.00 X 1590 0 0 Mark Haley Board Member 1.00 0.00 X 0 0 0 Katherine Heer Board Member 1.00 0.00 X 0 0 0 Mason Irving III Board Member 1.00 0.00 X 0 0 0 Ethan Kennedy Student Trustee 1.00 0.00 X 1197 0 0 Marge L Kilkelly Board Member 1.00 0.00 X 0 0 0 E Story Cleland Landis Board Member 1.00 0.00 X 0 0 0 Robert Leonard Board Member 1.00 0.00 X 0 0 0 Mark Malone Board Member 1.00 0.00 X 0 0 0 Jean Ginn Marvin Board Member 1.00 0.00 X 0 0 0 Julie Mostov Board Member 1.00 0.00 X 0 0 0 Ford Reiche Board Member 1.00 0.00 X 0 0 0 Justin H Schair Board Member 1.00 0.00 X 0 0 0 Stephen Shannon Board Member 1.00 0.00 X 0 0 0 Krystal Williams Board Member 1.00 0.00 X 0 0 0 Diane Collins-Field Past Treasurer 1.00 0.00 X X 0 0 0 David J Barber Past Secretary 1.00 0.00 X X 0 0 0 Kaitlyn Quirk Past Student Trustee 1.00 0.00 X 0 0 0 Brock Johndro Past Student Trustee 1.00 0.00 X 0 0 0 Ralph de Chabert Past Board Member 1.00 0.00 X 0 0 0 Kinna Thakakar Past Board Member 1.00 0.00 X 0 0 0 Nicole L Labbe-Trufant Sr VP of Finance and Admin 40.00 0.00 X 208845 0 28932 Philip Shapiro Interim Sr. VP of Finance & Admin 40.00 0.00 X 180246 0 0 Karen Pardue Provost and SVP for Academic Affairs 40.00 0.00 X 301777 0 61976 Guy A DeFeo Assoc. Dean for Clinical Education 40.00 0.00 X 272317 0 120489 Stacey L Pierce-Talsma Assoc. Dean of Academic Affairs 40.00 0.00 X 265551 0 31901 Nicole Kimmes Dean of College Dental Med. 40.00 0.00 X 252871 0 41724 Kathryn Brandt Chair, Primary Care & Clinical Prof 40.00 0.00 X 241329 0 42332 Jane E Carreiro Dean of College Osteopathic Medicine 40.00 0.00 X 417542 0 41520 2860783 0 525764 165 0 1 0 Ledgewood Construction 27 Main Street South Portland ME 04106 Construction 6498867 Eat'N Park Hospitality Group Inc PO Box 644091 Pittsburgh PA 152644091 Food Service 3089393 Ellucian Company LP 62590 Collections Center Drive Chicago IL 60693 Technology Services 2873087 SMRT INC 75 Washington Ave Portland ME 04101 Architects and Engineers 1608307 Northern Light Health 43 Whiting Hill Rd Brewer ME 04412 Preceptor Services 1150388 38 15470245 11913100 1542939 27383345 Tuition & Fees 900099 211095213 211095213 Residence & Dining Halls 900099 24787652 24787652 235882865 12611665 12611665 1010654 1010654 2500 2500 0 15551309 72800 17129617 1687 -1578308 71113 -1507195 -1507195 Health Centers 900099 4650164 4650164 Other Auxiliary Income 900099 1138291 416383 721908 Other Revenue 900099 922945 922945 6711400 282092734 241455974 416383 12837032 47295244 47295244 1580444 244440 891216 444788 87095213 79004525 6653383 1437305 4685623 4187517 398657 99449 15633841 13921311 1514508 198022 6011094 5372083 511429 127582 317763 158882 158881 126463 126463 350544 350544 3162932 2005730 1156235 967 5633319 5548771 73241 11307 2746612 1373306 1373306 4973889 4949864 20523 3502 2637773 2467074 122270 48429 1225972 838851 198017 189104 5314212 5314212 11570574 11570574 1574182 284604 1289578 Other Expense 14037913 12617897 1066227 353789 Other Fees & Permits 11812437 7725947 3936570 149920 Software & Small Equipm 8711022 5565647 3142152 3223 Room & Board 4387519 4387519 240884585 214833998 22983200 3067387 X 295110783 43774330 9514544 13030546 4371865 4433425 5604788 3248030 3922366 3342990 395818329 173530262 210762665 222288067 88726708 368414752 67629309 68555180 685643028 727087320 14454997 20117904 67642 802581 19392724 19767106 132288534 128717013 28030823 26682685 14868545 13291569 209103265 209378858 X 422309573 456988261 54230190 60720201 476539763 517708462 685643028 727087320 41208149 -39450 0 X 0 1 X 1 1 1 X 20078053 21599025 24862010 30668394 27383345 124590827 20078053 21599025 24862010 30668394 27383345 124590827 124384 124466443 1642062 3201141 1313737 2356267 13622319 22135526 42642 34379 0 0 0 77021 8684245 7036207 6180217 5532709 6295017 33728395 180531769 1186607399 0.68940 0.71190 X Schedule A, Part II, Line 10, Explanation of Other Income: Health Centers - 2018 Amount: $ 5,449,129. 2019 Amount: $ 4,905,570. 2020 Amount: $ 4,782,623. 2021 Amount: $ 4,249,765. 2022 Amount: $ 4,650,164. Other Auxiliary Income - 2018 Amount: $ 614,350. 2019 Amount: $ 518,193. 2020 Amount: $ 362,114. 2021 Amount: $ 623,194. 2022 Amount: $ 721,908. All Other Revenue - 2018 Amount: $ 1,221,761. 2019 Amount: $ 909,792. 2020 Amount: $ 1,035,480. 2021 Amount: $ 659,750. 2022 Amount: $ 922,945. Conferences - 2018 Amount: $ 1,399,005. 2019 Amount: $ 702,652. Schedule A, Part I, Line 7: The basis of the University of New England's public charity status has been and continues to be its qualification as a school described in Section 170(B)(1)(A)(II). The Organization has checked box 7 on Schedule A, Part I and completed Section A, Part II in order to demonstrate its qualification to follow the specific rule for abbreviated reporting of contributions on Form 990, Schedule B. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X 4 188.00 0 0 0 1 0 0.00 0 1 0 151567 0 0 X X X X 0 1 246194 352498 363651 235041 0 84452651 90683512 2115422 1182532 176069053 50079209 39953622 -3352912 2227268 84452651 39208629 563114 12503771 2196305 50079209 38305926 1534128 1121818 1753243 39208629 37613784 1117592 300980 726430 38305926 0.77000 0.23000 0.00000 0 0 6076478 6076478 302095126 124459460 177635666 49928163 42159478 7768685 37718562 6911324 30807238 222288067 Cash Surrender Value of Life Insurance 130896 Assets Whose Use Is Limited 61086726 Right of Use Assets 7337558 68555180 Refundable Student Loan Programs 3095857 Asset Retirement Obligation 1449496 Lease Obligation 8746216 13291569 X 234409996 -39450 2500 -36950 234446946 350544 47295244 47645788 282092734 193241297 2500 2500 193238797 350544 47295244 47645788 240884585 Part II, Line 9: There are no revenues or costs incurred related to the University's conservation easements. Part III, Line 4: The University houses the Maine Women Writer's Collection of literature. In addition, art galleries are located on the Biddeford and Portland campuses that exhibit paintings and other works of art. These collections and exhibits further the liberal arts curriculum and scholarly activities. Part IV, Line 1b: The University of New England ("UNE") has offered to serve as the host institution and provide the Commonwealth Coast Conference ("CCC") office with support in human resources, employee benefits and accounting. UNE is reimbursed from the CCC for all expenses incurred. No revenue or expenses from the CCC are included in Part VIII and/or Part IX on the Form 990. Part V, Line 4: The University disburses income from its endowment in accordance with the donor's wishes. Most of the donor restricted income is for student scholarships. If the donor makes no restrictions or if the endowment is board created, the income is used for scholarships and/or general use. Part X, Line 2: The University is exempt from income taxes under Internal Revenue Code (Code) Section 501(c)(3) whereby only unrelated business income, as defined by Section 512(a)(1) of the Code, is subject to income tax. The University records income tax liabilities and assets using a threshold of more likely than not for recognition and derecognition of tax positions taken or expected to be taken in a tax return. The University does not believe that there are any unrecognized tax benefits or costs that should be recorded in the financial statements. The University is subject to audits by taxing jurisdictions and provisions for audit adjustments, if any, are included in the financial statements when estimable. Part XI, Line 2d - Other Adjustments: Rent Expenses 2,500. Part XI, Line 4b - Other Adjustments: Scholarships 47,295,244. Part XII, Line 2d - Other Adjustments: Rent Expenses 2,500. Part XII, Line 4b - Other Adjustments: Scholarships 47,295,244. Schedule D, Part V, Line 1b: Included in the contribution amount are transfers of internal funds of $90,000,101 and $39,384,182 for FY23 and FY22, respectively. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 Schedule E, Part I, Line 3 Publicized in employment ads, brochures, catalogs, etc. Schedule E, Part I, Line 6 The University receives Title IV and Title VII educational assistance for its students. Middle East and North Africa 1 8 Program Services Education 1551303 1 8 0 0 1 8 1551303 0 1551303 0 0 0 0 0 0 Part III Accounting Method: 1 Scholarships and grants to students attending the University. 2873 47295244 FMV Tuition Discount Part I, Line 2: The University's Office of Student Financial Services awards all Federal and State Financial aid grants in accordance with the Federal and State regulations. Donor restricted grants are awarded in accordance with the donor's wishes. X X X X 1 1 X X X X X X 0 1 0 0 0 0 0 1 0 James D Herbert President 595801 0 90000 0 31717 0 124400 0 32490 0 874408 0 0 0 Jane E Carreiro Dean of College Osteopathic Medicine 401821 0 0 0 15721 0 24400 0 17120 0 459062 0 0 0 Guy A DeFeo Assoc. Dean for Clinical Education 259092 0 0 0 13225 0 21838 0 98651 0 392806 0 0 0 Karen Pardue Provost and SVP for Academic Affairs 297316 0 0 0 4461 0 24287 0 37689 0 363753 0 0 0 Stacey L Pierce-Talsma Assoc. Dean of Academic Affairs 264272 0 0 0 1279 0 20500 0 11401 0 297452 0 0 0 Nicole Kimmes Dean of College Dental Med. 240004 0 0 0 12867 0 18849 0 22875 0 294595 0 0 0 Kathryn Brandt Chair, Primary Care & Clinical Prof 238494 0 0 0 2835 0 19710 0 22622 0 283661 0 0 0 Nicole L Labbe-Trufant Sr VP of Finance and Admin 163917 0 35850 0 9078 0 16677 0 12255 0 237777 0 0 0 Philip Shapiro Interim Sr. VP of Finance & Admin 179438 0 0 0 808 0 0 0 0 0 180246 0 0 0 Part I, Line 1a For the President: Social club dues, whose members are business leaders in the local community; housing residence provided for the convenience of the University; travel for companion of a family member for a bona fide business purpose of the University. Payments grossed up for inclusion in wages are (1) Social club dues for the president; (2) Cell phone allowances for top financial officers and two of the highest compensated employees. The allowance is available to all qualified employees; (3) Identify theft coverage for the president and top financial officers; (4) Service recognition award for one of the highest compensated employees. The recognition award is available to all qualified employees. Part I, Line 4b Line 4b - The President participates in a supplemental non-qualified retirement plan with unpaid current fiscal year benefits reported on Schedule J, Part II, Column C. Part I, Line 7 Bonus pay was made to the President as approved by the Board of Trustees. Bonus pay was made to the Senior Vice President of Finance and Administration. A Maine Health and Higher Education Facilities Authority 010314384 56042RGG1 2017-03-02 50013821 Administrative & academic buildings 0 0 0 B Maine Health and Higher Education Facilities Authority 010314384 56042RME9 2017-10-11 44143459 Refund 2008C & 2009A 0 0 0 C Maine Health and Higher Education Facilities Authority 010314384 56042RY22 2021-12-15 51941676 Refund 2011C & construct academic building 0 0 0 A 4295000 50223175 513821 49709354 2018 0 0 1 1 B 6815000 44211566 427336 43784230 2019 1 0 1 1 C 540000 53102205 424223 2376797 11517452 38783733 1 0 0 1 A 0 0 1 1 0 0 0 1 B 0 0 1 1 0 0 0 1 C 0 0 1 1 0 0 0 1 A 0 0 0 1 0 0 0 0 1 B 0 0 0 1 0 0 0 0 1 C 0 1 0 0 0 0 0 0 1 A 1 B 1 C 1 Date Rebate Computation Performed Issuer Name: Maine Health and Higher Education Facilities Authority Date the Rebate Computation was Performed: 03/15/2022 Issuer Name: Maine Health and Higher Education Facilities Authority Date the Rebate Computation was Performed: 10/11/2022 Schedule K, Part I, Column (f), Row (B): Date of original issuance was 06/19/08 for 2008C and 11/17/10 for 2009A. Schedule K, Part I, Column (f), Row (C): Date of original issuance was 11/30/2011 for 2011C. Schedule K, Part II, Line 3, Column A: Does not equal issue price due to investment earnings. Schedule K, Part II, Line 3, Column B: Does not equal issue price due to investment earnings. Schedule K, Part II, Line 3, Column C: Does not equal issue price due to investment earnings. 2500 Scholarship X 7 1542439 Sale of Stock X Weight Benches 5 500 Fair Market Value 0 0 1 0 Form 990, Part VI, Section B, line 11b Prior to filing, the 990 is reviewed by the Legal Affairs/Audit Committee of the Board and is made available to each member of the Board. Form 990, Part VI, Section B, line 12c Trustees, officers and key employees are required to submit a conflict of interest report on an annual basis. The reports are reviewed by the legal affairs/audit committee, who in turn, communicates any conflicts to the board officers for determination or proper resolution of the conflict. Should an issue arise in which a board member or key employee has a direct conflict resulting in potential personal benefit, the individual is required to recuse themselves from any and all activities related to the conflict. Form 990, Part VI, Section B, line 15 The University hired an outside consulting firm and created a Compensation Committee to make every effort to ensure the President's compensation is reasonable, fair and equitable. Minutes are kept for the Compensation Committee meetings. Also, the President's compensation is approved by the full Board. The President of the University sets salaries for key executives and annually reviews independent salary data from similar institutions to ensure that salaries and wages are within the appropriate range. Contemporaneous documentation of this process is maintained. Form 990, Part VI, Section C, line 19 Financial statements, conflict of interest policy, and governing documents are available upon request. Form 990, Part X, Line 10: Land, Buildings, and Equipment Section 1.263(a)-3(n) Election: University of New England 11 Hills Beach Road Biddeford, ME 04005 EIN 01-0211810 University of New England is electing to capitalize repair and maintenance costs under Regulation Section 1.263(a)-3(n). Davis Family Foundation 30 Forest Falls Dr Ste 5 Yarmouth ME 04096 010390443 To award grants ME 501(c)(3) Line 12a, I N/A 0 Robert E and Elizabeth L Kahn Family Foundation 45 Sanborn Road East Kingston NH 03827 046894552 To award grants MA 501(c)(3) Line 12c, III-FI N/A 0 Pooled Income Fund (2) Split - Interest Agreements ME University of New England 1 Charitable Remainder Trust (2) Split - Interest Agreements ME University of New England 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0