2024-02-14T15:09:13-06:00 2023-06-30 133628255 CONDON O'MEARA MCGINTY & DONNELLY LLP ONE BATTERY PARK PLAZA 7TH FL NEW YORK NY 10004 990 2022-07-01 131624154 REGIONAL PLAN ASSOCIATION INC REGI 2124206613 ONE WHITEHALL STREET 16TH FLOOR NEW YORK NY 10004 THOMAS K WRIGHT PRESIDENT & CEO 2124206613 2024-01-25 1 THOMAS WRIGHT 999009999 0 ALEXANDER LAZZARUOLO P01775353 2126617777 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z THOMAS K WRIGHT ONE WHITEHALL STREET 16TH FLOOR NEW YORK NY 10004 9133201 0 X WWW.RPA.ORG X 1929 NY PROMOTE IMPROVEMENT OF QUALITY OF LIFE/ECONOMY IN THE NEW YORK, NEW JERSEY & CONNECTICUT TRI-STATE REGION. 103 103 47 103 0 0 6169922 5316058 0 0 332329 53680 501482 895339 7003733 6265077 0 0 0 0 3466049 3861665 0 0 593425 2539277 2253227 6005326 6114892 998407 150185 6316976 7982756 730344 2064631 5586632 5918125 X SEE SCHEDULE O 0 0 433092 HEALTHY REGIONS - RPA LAUNCHED THE HEALTHY REGIONS PLANNING EXCHANGE TO BRING TOGETHER PLANNERS, PUBLIC HEALTH OFFICIALS, AND COMMUNITY ADVOCATES TO SHARE KNOWLEDGE AND BEST PRACTICES ON REGIONAL PLANNING AND HEALTH. THE CURRENT COHORT HAILS FROM 11 REGIONS ACROSS THE COUNTRY, SF / BAY AREA, CA, LOS ANGELES, CA, MULTNOMAH COUNTY, OR, TWIN CITIES, MN, NASHVILLE, TN, NEW ORLEANS, LA, BUFFALO, NY, PITTSBURGH, PA, PINE RIDGE RESERVATION, SD, AND THE NEW YORK REGION. TOGETHER, WE AIM TO EXCHANGE METHODS AND IDEAS WHICH PROMOTE HEALTH EQUITY INTO REGIONAL PLANNING WORK. WE CONVENED THIS GROUP WITH A SYMPOSIUM IN APRIL 2019 AND FOLLOWED THAT WITH A WEBINAR SERIES FOCUSED ON PLANNING ISSUES RELATED TO TRANSIT EQUITY, CLIMATE JUSTICE, AND HOUSING AFFORDABILITY. OUR CLOSING SYMPOSIUM IS TENTATIVELY SET FOR EARLY MARCH 2020. THIS IS PART OF A BROADER EFFORT AT RPA TO DO MORE TO PROMOTE SOCIAL AND RACIAL EQUITY WITHIN OUR ORGANIZATION AND IN THE POLICIES AND PROJECTS, WE PROMOTE ACROSS THE REGION. IT IS MADE POSSIBLE THROUGH GENEROUS FUNDING FROM THE ROBERT WOOD JOHNSON FOUNDATION AND BLOOMBERG PHILANTHROPIES. 236166 BUILD GATEWAY NOW COALITION - RPA LAUNCHED THE BUILD GATEWAY NOW COALITION FIVE YEARS AGO, BRINGING TOGETHER OVER 40 CIVIC, BUSINESS AND LABOR PARTNERS TO SUPPORT THE NATION'S MOST CRITICAL INFRASTRUCTURE PROJECT: THE GATEWAY PROGRAM. THROUGH ORIGINAL RESEARCH, COMMUNICATION EFFORTS (SOCIAL MEDIA,OP/EDS, DIGITAL PUBLIC ENGAGEMENT TOOLS, REGULAR CONTACT WITH THE MEDIA), ADVOCACY EFFORTS (TESTIFYING AT GATEWAY DEVELOPMENT COMMISSION BOARD MEETINGS, LOBBYING IN WASHINGTON DC, HOSTING PRESS CONFERENCES AND OTHER RALLIES), OUR COALITION HAS HELPED MOVE THE PROJECT ALONG AND MADE IT CLEAR IN THE PUBLIC EYE THAT THE GATEWAY PROGRAM MUST BE BUILT. OUR WORK IS SUPPORTED BY AMTRAK. WE RECEIVED A $350,000 GRANT FOR 18 MONTHS STARTING JANUARY 2022. OUR GRANT WAS RECENTLY RENEWED AND INCREASEDBY $500,000 FOR 18 MONTHS BEGINNING JANUARY 2024. 286384 DESEGREGATE CONNECTICUT - FOUNDED IN 2020, DESEGREGATECT HAS BEEN A PROGRAM OF RPA SINCE FEBRUARY 2022 AND IS DEDICATED TO ENACTING LAND USE REFORM AT THE LOCAL AND STATE LEVEL IN CONNECTICUT TO ENCOURAGE ECONOMIC GROWTH, RACIAL EQUITY, AND ENVIRONMENTAL SUSTAINABILITY. IT OPERATES AS A COALITION OF NEARLY 80 NONPROFIT AND NEIGHBORHOOD GROUPS AND PROVIDES ORIGINAL RESEARCH, EDUCATIONAL OUTREACH, AND ADVOCACY TO PASS LOCAL AND STATE LEGISLATION TO ENCOURAGE MORE DIVERSITY OF HOUSING OPTIONS, PARTICULARLY NEAR TRANSIT HUBS. IT IS SUPPORTED BY OPEN PHILANTHROPY AND SEVERAL LOCALLY BASED COMMUNITY FOUNDATIONS INCLUDING THE HARTFORD FOUNDATION FOR PUBLIC GIVING. 4208745 INCLUDED IN OTHER PROGRAM SERVICES ARE THE FOLLOWING PROJECTS:REGIONAL PLANNING EXCHANGE, PETER HERMAN/RICHARD KAPLAN CHAIRS, CONGESTION PRICING NJ COMMITTEE, SANDY 10 RESILIENCE, DESEGREGATE CONNECTICUT, CORNELL ATKINSON, MUNICIPAL IMPACTS OF BUYOUTS, GATEWAY/AMTRAK, HUDSON VALLEY HOUSING, NYS HOUSING CAMPAIGN, STREETS AND PARKS , OPEN STREETS, TAUB CIVIC ENGAGEMENT, EQUITABLE ENERGY, LEIDOS, BROOKLYN GREENWAY USER STUDY, CEQR MAS, FCCHO COMMUNICATIONS, EASTERN CONNECTICUT CHEO, CT URBAN CENTERS COALITION, FAIRFIELD CONNECTICUT COMMUNITY, TRANSFORMING CBD'S, CONNECTING CHILDREN TO NATURE, SUFFOLK ON CALL - BRENTWOOD, LICF AFFORDABLE HOUSING, NEW CITY PARKS, NYS HEALTH 4208745 5164387 1 1 0 0 0 0 0 0 0 1 1 0 0 1 1 0 1 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 95 0 1 47 1 0 0 0 0 0 1 1 0 0 0 0 0 0 X 103 103 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CT NJ NY X X JAMES FINCH THE ASSOCIATION 2124206613 ONE WHITEHALL STREET 16TH FLOOR NEW YORK NY 10004 THOMAS K WRIGHT PRESIDENT & CEO 40.00 X X 338178 0 55644 RAYMOND J MCGUIRE CHAIRMAN 3.00 X X 0 0 0 DAVID HUNTINGTON COUNCIL 3.00 X X 0 0 0 THOMAS WRIGHT PRESIDENT & CEO 3.00 X X 0 0 0 DOUGLAS DURST VICE CHAIR 3.00 X X 0 0 0 SARAH FITTS VICE CHAIR 3.00 X X 0 0 0 MATTHEW KISSNER VICE CHAIR 3.00 X X 0 0 0 TOKUMBO SHOBOWALE VICE CHAIR 3.00 X X 0 0 0 JUN CHOI CO-CHAIR 3.00 X X 0 0 0 BLAIR DUNCAN CO-CHAIR 3.00 X X 0 0 0 PAUL JOSEPHSON CO-CHAIR 3.00 X X 0 0 0 KATHLEEN KNIGHT CO-CHAIR 3.00 X X 0 0 0 DAVID KOORIS CO-CHAIR 3.00 X X 0 0 0 JUDITH LAGANO CO-CHAIR 3.00 X X 0 0 0 ANGELA PINSKY CO-CHAIR 3.00 X X 0 0 0 ANTHONY SHORRIS CO-CHAIR 3.00 X X 0 0 0 TRAVIS TERRY CO-CHAIR 3.00 X X 0 0 0 SOL MARIE ALFONSO-JONES DIRECTOR 3.00 X X 0 0 0 ALIX ANFANG DIRECTOR 3.00 X X 0 0 0 JOSEPH BARILE DIRECTOR 3.00 X 0 0 0 STEPHEN BECKWITH DIRECTOR 3.00 X 0 0 0 ROBERT BILLINGSLEY DIRECTOR 3.00 X 0 0 0 EUGENIE BIRCH DIRECTOR 3.00 X 0 0 0 ROBERT BLUMENTHAL DIRECTOR 3.00 X 0 0 0 ANTHONY BORELLI DIRECTOR 3.00 X 0 0 0 JO IVEY BOUFFORD DIRECTOR 3.00 X 0 0 0 TONIO BURGOS DIRECTOR 3.00 X 0 0 0 AXEL CARRIN DIRECTOR 3.00 X 0 0 0 VINCENT CASSANO DIRECTOR 3.00 X 0 0 0 VISHAAN CHAKRABARTI DIRECTOR 3.00 X 0 0 0 ALI CHAUDHRY DIRECTOR 3.00 X 0 0 0 HENRY CISNEROS DIRECTOR 3.00 X 0 0 0 FRANK COHEN DIRECTOR 3.00 X 0 0 0 ANTHONY COSCIA DIRECTOR 3.00 X 0 0 0 PETER D'ARCY DIRECTOR 3.00 X 0 0 0 STEVEN DENNING DIRECTOR 3.00 X 0 0 0 NICK DHIMITRI DIRECTOR 3.00 X 0 0 0 EVA DURST DIRECTOR 3.00 X 0 0 0 LEECIA EVE DIRECTOR 3.00 X 0 0 0 WINSTON FISHER DIRECTOR 3.00 X 0 0 0 KATHLEEN FRANGIONE DIRECTOR 3.00 X 0 0 0 JANICE FULLER DIRECTOR 3.00 X 0 0 0 MIGUEL GAMIO DIRECTOR 3.00 X 0 0 0 PAUL GERTNER DIRECTOR 3.00 X 0 0 0 PETER GLUS DIRECTOR 3.00 X 0 0 0 MAXINE GRIFFITH DIRECTOR 3.00 X 0 0 0 CHRISTOPHER HAHN DIRECTOR 3.00 X 0 0 0 RICHARD HARAY DIRECTOR 3.00 X 0 0 0 LINDA HARRISON DIRECTOR 3.00 X 0 0 0 PETER HERMAN DIRECTOR 3.00 X 0 0 0 DYLAN HIXON DIRECTOR 3.00 X 0 0 0 KERRY HUGHES DIRECTOR 3.00 X 0 0 0 BRIAN HUGHES DIRECTOR 3.00 X 0 0 0 SHARI HYMAN DIRECTOR 3.00 X 0 0 0 JERRY JANNETTI DIRECTOR 3.00 X 0 0 0 MARY MARGARET JONES DIRECTOR 3.00 X 0 0 0 SABRINA KANNER DIRECTOR 3.00 X 0 0 0 ANAITA KASAD DIRECTOR 3.00 X 0 0 0 MICHAEL KEENAN DIRECTOR 3.00 X 0 0 0 GREGORY KELLY DIRECTOR 3.00 X 0 0 0 KYLE KIMBALL DIRECTOR 3.00 X 0 0 0 BARRY LANGER DIRECTOR 3.00 X 0 0 0 SUE LEE DIRECTOR 3.00 X 0 0 0 JILL LERNER DIRECTOR 3.00 X 0 0 0 TRENT LETHCO DIRECTOR 3.00 X 0 0 0 CHRISTOPHER LEVENDOS DIRECTOR 3.00 X 0 0 0 MARK MARCUCCI DIRECTOR 3.00 X 0 0 0 ANDREW MATHIAS DIRECTOR 3.00 X 0 0 0 CHERYL MCKISSACK DIRECTOR 3.00 X 0 0 0 JAN NICHOLSON DIRECTOR 3.00 X 0 0 0 RICHARD ORAM DIRECTOR 3.00 X 0 0 0 HERMINIA PALACIO DIRECTOR 3.00 X 0 0 0 SETH PINSKY DIRECTOR 3.00 X 0 0 0 CLINT PLUMMER DIRECTOR 3.00 X 0 0 0 JOHN PORCARI DIRECTOR 3.00 X 0 0 0 DAVID QUART DIRECTOR 3.00 X 0 0 0 SCOTT RECHLER DIRECTOR 3.00 X 0 0 0 MICHAEL REGAN DIRECTOR 3.00 X 0 0 0 GERRY ROSBERG DIRECTOR 3.00 X 0 0 0 JAMES RUBIN DIRECTOR 3.00 X 0 0 0 JANETTE SADIK-KHAN DIRECTOR 3.00 X 0 0 0 LYNNE SAGALYN DIRECTOR 3.00 X 0 0 0 ELLIOT SANDER DIRECTOR 3.00 X 0 0 0 ADITYA SANGHVI DIRECTOR 3.00 X 0 0 0 SAMUEL SCHWARTZ DIRECTOR 3.00 X 0 0 0 TODD SCHWARTZ DIRECTOR 3.00 X 0 0 0 NADIR SETTLES DIRECTOR 3.00 X 0 0 0 PEGGY SHEPARD DIRECTOR 3.00 X 0 0 0 H CLAUDE SHOSTAL DIRECTOR 3.00 X 0 0 0 RYAN SIMONETTI DIRECTOR 3.00 X 0 0 0 GAGANDEEP SINGH DIRECTOR 3.00 X 0 0 0 MONICA SLATER STOKES DIRECTOR 3.00 X 0 0 0 MARSHA SMITH DIRECTOR 3.00 X 0 0 0 SUSAN SOLOMON DIRECTOR 3.00 X 0 0 0 ROBERT STEEL DIRECTOR 3.00 X 0 0 0 MICHAEL SWEENEY DIRECTOR 3.00 X 0 0 0 MARILYN TAYLOR DIRECTOR 3.00 X 0 0 0 REUBEN TEAGUE DIRECTOR 3.00 X 0 0 0 RICHARD THIGPEN DIRECTOR 3.00 X 0 0 0 ERNEST TOLLERSON DIRECTOR 3.00 X 0 0 0 JANE VERON DIRECTOR 3.00 X 0 0 0 CLAIRE WEISZ DIRECTOR 3.00 X 0 0 0 LATOYA WILSON DIRECTOR 3.00 X 0 0 0 KATE WITTELS DIRECTOR 3.00 X 0 0 0 KATE SLEVIN EXECUTIVE VP 40.00 X 197000 0 27580 JULIE TRUAX VP OF DEVELOPMENT 40.00 X 139243 0 43773 ROBERT FREUDENBERG VP FOR ENERGY & ENVIRONMENT 40.00 X 137669 0 26256 MOSES GATES VP OF HOUSING AND NEIGHBOR 40.00 X 137219 0 22596 JAMES FINCH VP FOR FINANCE AND ADMINISTRATION 40.00 X 129199 0 22174 1078508 0 198023 6 0 1 0 0 175875 658844 4481339 9859 5316058 113882 113882 2025684 2085886 -60202 -60202 -60202 1674542 175875 782238 892304 892304 MISCELLANEOUS 900099 3035 3035 3035 6265077 0 0 949019 X 441415 370486 15947 54982 2619822 2206429 90065 323328 148494 121702 7137 19655 429153 351724 20626 56803 222781 158280 41307 23194 25500 25500 25522 25522 1344217 1325305 2212 16700 4728 4569 102 57 124795 91790 13859 19146 77852 54093 10630 13129 500254 355418 92753 52083 17206 16558 415 233 97605 82777 4414 10414 35548 25256 6591 3701 6114892 5164387 357080 593425 2727844 1990985 728375 918828 56896 73271 1469338 1343980 158141 125358 2645720 3183839 0 1690475 6316976 7982756 560729 237380 169615 0 1827251 730344 2064631 X 1863391 1828620 3723241 4089505 5586632 5918125 6316976 7982756 150185 181308 0 X 0 1 X 1 0 X 3616776 3639380 5084663 6169922 5316058 23826799 3616776 3639380 5084663 6169922 5316058 23826799 2432904 21393895 55384 50157 58112 73468 113882 351003 45231 28713 29186 8950 3035 115115 24292917 0.88070 0.84850 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: MISCELLANEOUS - 2018 AMOUNT: $ 45,231. 2019 AMOUNT: $ 28,713. 2020 AMOUNT: $ 29,186. 2021 AMOUNT: $ 8,950. 2022 AMOUNT: $ 3,035. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 5096307 3266241 201677 2993364 5570861 5479015 2954478 -282817 3054369 5096307 4140114 3152681 526233 2340013 5479015 4664683 1562697 72314 2159580 4140114 4545564 1834968 90001 1805850 4664683 0.26591 0.27337 0.46072 0 0 209976 155629 54347 1259362 1188351 71011 125358 RIGHT-OF-USE ASSET 1690475 1690475 OPERATING LEASE LIABILITY 1827251 1827251 6420863 181308 181308 6239555 25522 25522 6265077 6089370 0 6089370 25522 25522 6114892 PART V, LINE 4: INTENDED USE OF QUASI-ENDOWMENT FUNDS: TO PROVIDE THE ASSOCIATION WITH A FINANCIAL CUSHION DURING PERIODS WHEN THE ASSOCIATION'S OUTSIDE SOURCES OF FUNDING MY FALL OFF. INTENDED USE OF PERMANENTLY RESTRICTED FUNDS: 1) PETER HERMAN TRANSPORTATION CHAIR -TO SUPPORT THE FUNDING FOR A TRANSPORTATION POSITION AT RPA AND THE 2) RICHARD KAPLAN CHAIR FOR REGIONAL DESIGN - TO SUPPORT THE FUNDING FOR A DESIGN POSITION AT RPA. FALL GALA 1386960 97087 1289873 328891 2000 112837 ASSEMBLY 463457 78788 384669 214318 124192 1850417 175875 1674542 543209 2000 237029 782238 892304 X 1 1 X 0 0 0 0 0 0 0 0 0 THOMAS K WRIGHT PRESIDENT & CEO 313178 0 25000 0 0 0 21350 0 34294 0 393822 0 0 0 KATE SLEVIN EXECUTIVE VP 197000 0 0 0 0 0 13790 0 13790 0 224580 0 0 0 JULIE TRUAX VP OF DEVELOPMENT 139243 0 0 0 0 0 9747 0 34026 0 183016 0 0 0 ROBERT FREUDENBERG VP FOR ENERGY & ENVIRONMENT 137669 0 0 0 0 0 9637 0 16619 0 163925 0 0 0 MOSES GATES VP OF HOUSING AND NEIGHBOR 137219 0 0 0 0 0 9605 0 12991 0 159815 0 0 0 JAMES FINCH VP FOR FINANCE AND ADMINISTRATION 129199 0 0 0 0 0 9044 0 13130 0 151373 0 0 0 PART III - LINE 1 REGIONAL PLAN ASSOCIATION, INC. (THE "ASSOCIATION") IS AMERICA'S OLDEST AND MOST DISTINGUISHED INDEPENDENT URBAN RESEARCH AND ADVOCACY GROUP. THE ASSOCIATION PREPARES LONG RANGE PLANS AND POLICIES TO GUIDE THE GROWTH AND DEVELOPMENT OF THE NEW YORK - NEW JERSEY - CONNECTICUT METROPOLITAN REGION. THE ASSOCIATION ALSO PROVIDES LEADERSHIP ON NATIONAL INFRASTRUCTURE, SUSTAINABILITY, AND COMPETITIVENESS CONCERNS. THE ASSOCIATION ENJOYS BROAD SUPPORT FROM THE REGION'S AND NATION'S BUSINESS, PHILANTHROPIC, CIVIC AND PLANNING COMMUNITIES. THE NATION'S MOST INFLUENTIAL INDEPENDENT REGIONAL PLANNING ORGANIZATION SINCE 1922, THE ASSOCIATION HAS A STORIED HISTORY BUT IS MORE RELEVANT THAN EVER IN THE 21ST CENTURY. THE ASSOCIATION'S FIRST PLAN IN 1929 PROVIDED THE BLUEPRINT FOR THE TRANSPORTATION AND OPEN SPACE NETWORKS THAT WE TAKE FOR GRANTED TODAY. THE SECOND PLAN, COMPLETED IN 1968, WAS INSTRUMENTAL IN RESTORING OUR DETERIORATED MASS TRANSIT SYSTEM, PRESERVING THREATENED NATURAL RESOURCES AND REVITALIZING OUR URBAN CENTERS. RELEASED IN 1996, THE ASSOCIATION'S THIRD REGIONAL PLAN, "A REGION AT RISK," WARNED THAT NEW GLOBAL TRENDS HAD FUNDAMENTALLY ALTERED NEW YORK'S NATIONAL AND GLOBAL POSITION. THE PLAN CALLED FOR BUILDING A SEAMLESS 21ST CENTURY MASS TRANSIT SYSTEM, CREATING A THREE-MILLION-ACRE GREENSWARD NETWORK OF PROTECTED NATURAL RESOURCE SYSTEMS, MAINTAINING HALF THE REGION'S EMPLOYMENT IN URBAN CENTERS, AND ASSISTING MINORITY AND IMMIGRANT COMMUNITIES TO FULLY PARTICIPATE IN THE ECONOMIC MAINSTREAM. THE ASSOCIATION'S CURRENT WORK IS AIMED LARGELY AT IMPLEMENTING THE IDEAS PUT FORTH IN THE THIRD REGIONAL PLAN, WITH EFFORTS FOCUSED IN FIVE PROJECT AREAS: COMMUNITY DESIGN, OPEN SPACE, TRANSPORTATION, WORKFORCE AND THE ECONOMY, AND HOUSING. FORM 990, PART VI, SECTION A, LINE 2 DOUGLAS DURST, VICE CHAIR IS THE FATHER-IN-LAW OF EVA DURST, DIRECTOR. SETH PINSKY, DIRECTOR AND ANGELA PINSKY, CO-CHAIR ARE HUSBAND AND WIFE. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 WILL BE PRESENTED TO THE AUDIT AND FINANCE COMMITTEE FOR REVIEW PRIOR TO FILING WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY IS DISCUSSED WITH THE BOARD AT THE ANNUAL MEETING WHEN THE FORMS ARE DISTRIBUTED. BOARD MEMBERS MUST SIGN COI STATEMENTS ON AN ANNUAL BASIS. FORM 990, PART VI, SECTION B, LINE 15 A REVIEW OF FORM 990 OF SIMILAR NONPROFIT ORGANIZATIONS OF A SIMILAR SIZE AND BUDGET TO THE ASSOCIATION WAS DONE BY THE TREASURER. THE EXECUTIVE COMMITTEE DELIBERATED AND MADE THE FINAL DECISION ON THE PRESIDENT'S SALARY. THE AUDIT AND FINANCE COMMITTEE DISCUSSES AND APPROVES THE PRESIDENT AND EXECUTIVE DIRECTOR'S SALARY. FORM 990, PART VI, SECTION C, LINE 19 THE ASSOCIATION MAKE ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, OR FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART IX, LINE 11G OTHER PROFESSIONAL FEES: PROGRAM SERVICE EXPENSES 1,325,305. MANAGEMENT AND GENERAL EXPENSES 2,212. FUNDRAISING EXPENSES 16,700. TOTAL EXPENSES 1,344,217.