2023-12-05T16:28:51-06:00 2023-06-30 953001179 WINDES INC PO BOX 87 LONG BEACH CA 908010087 990 2022-07-01 956123757 CALIFORNIA STATE UNIVERSITY FOUNDATION CALI 5629514810 401 GOLDEN SHORE LONG BEACH CA 90802 AARON J MOORE CFO 5629514810 2023-11-30 1 AARON MOORE 999009999 1 DONITA JOSEPH P00286656 5624351191 2023-11-30 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z LORI A REDFEARN 401 GOLDEN SHORE LONG BEACH CA 90802 28941379 0 X HTTP://WWW.CALSTATE.EDU/FOUNDATION/ X 1962 CA THE MISSION OF THE CALIFORNIA STATE UNIVERSITY FOUNDATION IS TO ENHANCE THE EDUCATIONAL EXCELLENCE OF THE CALIFORNIA STATE UNIVERSITY IN TEACHING, LEARNING, COMMUNITY SERVICE, AND APPLIED RESEARCH. 16 15 0 15 -11133 0 5651039 4248851 2520 31160 1930539 1547060 203549 220396 7787647 6047467 6514598 5267135 0 0 0 0 0 0 20625 640523 838480 7155121 6105615 632526 -58148 50863822 52244954 8354480 8366326 42509342 43878628 X ESTABLISHED IN 1962, THE FOUNDATION IS THE CENTRAL FOUNDATION FOR THE CALIFORNIA STATE UNIVERSITY (CSU) SYSTEM AND SERVES THE OFFICE OF THE CHANCELLOR. THE FOUNDATION EXISTS TO SUPPORT EXCELLENCE IN TEACHING AND LEARNING, AND TO SERVE THE NATIONAL, STATE AND REGIONAL INTERESTS OF THE UNIVERSITY. THE CSU FOUNDATION IS COMMITTED TO ENHANCING AND PROMOTING THE CSU AS A LEADER OF VALUE AND QUALITY IN HIGHER EDUCATION. 0 0 2943258 2943258 SUPPORT OF MAJOR CSU INITIATIVES SUCH AS IMPROVING THE GRADUATION RATE AND TEACHER PREPARATION THROUGH COLLABORATION WITH EXTERNAL FUNDERS. 888168 245004 31160 THE CSU FOUNDATION SUPPORTED THE EDUCATIONAL AND GOVERNANCE ACTIVITIES OF THE 23 UNIVERSITY CAMPUSES, THROUGH REGULAR MEETINGS OF ITS TRUSTEES, PRESIDENTS, EMPLOYEES, AND ALUMNI LEADERS AS WELL AS PROVIDING EMPLOYEE RECOGNITION. 2078873 2078873 THE CSU FOUNDATION PROVIDED SCHOLARSHIPS TO 405 STUDENTS THROUGHOUT THE CSU SYSTEM. 5910299 1 1 0 1 0 0 0 0 0 1 0 1 0 1 1 1 1 1 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 1 5 0 1 0 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 16 15 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 0 0 0 CA X X X ALICE KIM 5629514627 401 GOLDEN SHORE LONG BEACH CA 90802 KRISTIN CRELLIN CHAIR 1.00 0.00 X X 0 0 0 GILLIAN WRIGHT VICE CHAIR 1.00 0.00 X X 0 0 0 RONALD FONG SECRETARY 1.00 0.00 X X 0 0 0 MICHAEL LUCKI TREASURER 1.00 0.00 X X 0 0 0 KERI ASKEW BAILEY DIRECTOR 1.00 0.00 X 0 0 0 JOHN AUGUSTINE DIRECTOR 1.00 0.00 X 0 0 0 RONALD BARHORST DIRECTOR 1.00 0.00 X 0 0 0 PETER BRIGHTBILL DIRECTOR (THRU 2/6/23) 1.00 0.00 X 0 0 0 KIMBERLEY GOODE DIRECTOR 1.00 0.00 X 0 0 0 MICHAEL LIZARRAGA DIRECTOR 1.00 0.00 X 0 0 0 GEORGE MARCUS DIRECTOR (THRU 2/8/23) 1.00 0.00 X 0 0 0 LORENE MILLER DIRECTOR 1.00 0.00 X 0 0 0 HENRY PEREA DIRECTOR 1.00 0.00 X 0 0 0 ALI RAZI DIRECTOR 1.00 0.00 X 0 0 0 FRED RUIZ DIRECTOR (THRU 7/8/22) 1.00 0.00 X 0 0 0 SHARI SLATE DIRECTOR (THRU 6/20/23) 1.00 0.00 X 0 0 0 STEVEN STUCK DIRECTOR 1.00 0.00 X 0 0 0 GADDI VASQUEZ DIRECTOR 1.00 0.00 X 0 0 0 SCOTT WELLS DIRECTOR 1.00 0.00 X 0 0 0 JOLENE KOESTER INTERIM CHANCELLOR (EX OFFICIO) 2.00 70.00 X 0 437304 120137 LORI A REDFEARN PRESIDENT 6.00 34.00 X 0 281785 111224 AARON J MOORE CHIEF FINANCIAL OFFICER 18.00 22.00 X 0 154305 70274 WENDY CHAVIRA GARCIA VICE PRESIDENT 18.00 22.00 X 0 98767 56767 0 972161 358402 0 0 1 0 0 5000 4243851 16880 4248851 MEETING REGISTRATION FEES 900099 31160 31160 31160 579682 -11133 590815 23861290 22893912 967378 967378 967378 ADMINISTRATIVE FEES 900099 182032 182032 MISCELLANEOUS 900099 38364 38364 220396 6047467 251556 -11133 1558193 3088262 3088262 2178873 2178873 3390 3390 42550 42550 10940 10940 39994 39994 47928 47928 16477 16477 20969 20969 15957 15957 314033 307049 6984 8284 8284 OTHER EXPENSES 294165 223844 70321 FUNDRAISING 20625 20625 OVERHEAD 3168 3168 6105615 5910299 174691 20625 1747308 2090543 3742912 3116300 33210 17272 25172854 26978120 11959737 11886792 8207801 8155927 50863822 52244954 30578 46753 8323902 8319573 8354480 8366326 X 6466848 6830236 36042494 37048392 42509342 43878628 50863822 52244954 -58148 1427434 0 X 0 1 X 1 0 X 9217533 7087783 7526858 5651039 4248851 33732064 357741 396516 412757 417779 406743 1991536 9575274 7484299 7939615 6068818 4655594 35723600 14154346 21569254 724544 553716 446562 388682 590815 2704319 38415 1434 132548 172397 155266 170755 267291 203549 220396 1017257 39617573 60686 0.54440 0.57500 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: ADMINISTRATIVE FEES - 2018 AMOUNT: $ 141,484. 2019 AMOUNT: $ 161,653. 2020 AMOUNT: $ 190,370. 2021 AMOUNT: $ 176,130. 2022 AMOUNT: $ 182,032. MISCELLANEOUS - 2018 AMOUNT: $ 13,782. 2019 AMOUNT: $ 9,102. 2020 AMOUNT: $ 76,921. 2021 AMOUNT: $ 27,419. 2022 AMOUNT: $ 38,364. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 10000 940 10940 5919984 5930924 446546 111637 0 0 436519 500667 446546 1383732 2075598 4082 13623 10940 28645 109130 125167 111637 345934 518901 0 10000 10000 20000 SCHEDULE C, PART II-A, LINE 2: 4-YEAR AVERAGING PERIOD UNDER SECTION 501(H): THE ORGANIZATION FILED FORM 5768 IN NOVEMBER 2020. HOWEVER, ON THE 2020 AND 2021 FORM 990, SCHEDULE C PART II-B WAS COMPLETED IN ERROR. PART II-A IS COMPLETED THIS YEAR, AND THE 4-YEAR AVERAGE TABLE HAS BEEN UPDATED TO INCLUDE THE 2020 AND 2021 AMOUNTS. 0 0 31300849 357552 2487331 1009554 163356 32972822 35285110 199905 -2970584 1023389 190193 31300849 27828185 420770 8187396 945027 206214 35285110 25106297 2736359 1044268 895065 4143 159531 27828185 25070216 321271 781457 891499 20019 155129 25106297 0.01000 0.49500 0.49500 0 0 0 VENTURE CAPITAL AND PARTNERSHIPS 11810 F ALTERNATIVE INVESTMENTS 11874982 F 11886792 CRUT RECEIVABLES 132774 OTHER CURRENT ASSETS 32366 CHARITABLE GIFT ANNUITY 7990787 8155927 CRUT PAYABLES 132774 ALUMNI COUNCIL LIABILITY 196012 CHARITABLE GIFT ANNUITY 7990787 8319573 X 7841650 1427434 406743 1834177 6007473 39994 39994 6047467 6472364 406743 406743 6065621 39994 39994 6105615 PART V, LINE 4: EACH OF THE FOUNDATION'S ENDOWMENTS HAS BEEN ESTABLISHED TO SUPPORT A SCHOLARSHIP OR PROGRAM FUND RECORDED IN TEMPORARILY RESTRICTED NET ASSETS. PART X, LINE 2: FIN 48: THE FOUNDATION RECOGNIZES THE FINANCIAL STATEMENT BENEFIT OF TAX POSITIONS, SUCH AS ITS FILING STATUS OF TAX-EXEMPT, ONLY AFTER DETERMINING THAT THE RELEVANT TAX AUTHORITY WOULD MORE LIKELY THAN NOT SUSTAIN THE POSITION FOLLOWING AN AUDIT. THE FOUNDATION IS SUBJECT TO POTENTIAL INCOME TAX AUDITS ON OPEN TAX YEARS BY ANY TAXING JURISDICTION IN WHICH IT OPERATES. THE STATUTE OF LIMITATIONS FOR FEDERAL AND CALIFORNIA STATE PURPOSES IS GENERALLY THREE AND FOUR YEARS, RESPECTIVELY. 1 TRUSTEES OF THE CSU 401 GOLDEN SHORE LONG BEACH CA 90802 912155587 GOVERNMENT 2676004 0 $75,000.00- TRANSFER SPA ECMC FDN GRANT 11/22$1,150,000.00- TRANSFER TO SPA GATES FOUNDATION$670,000.00-SPA GRAD INITIATIVE 2025$125,000.00- SPA CFF GRANT 9/1/22-8/31/23$300,000.00- TRANSFER TO SPA CHEVRON GRANT $21,000.00- MOVE CONF FUNDS TO ITS $200,000.00- TRANSFER TO SPA EVELYN AND WALTER HAAS JR. FUND$95,004.00- ANNUAL REIMBURSEMENT TO CSUCO BY COFDN FOR CHANCELLOR'S HOUSING ALLOWANCE AS PER BOT RESOLUTION $40,000.00- EMPLOYEE MOVING AND RELOCATION CSU LONG BEACH RESEARCH FOUNDATION 6300 STATE UNIVERSITY DR 332 LONG BEACH CA 90815 956106694 501(C)(3) 123500 0 MELLON ACLS GRANT TRANSFER TO CAMPUS CSU FULLERTON PHILANTHROPIC FOUNDATION 2600 NUTWOOD AVE 850 FULLERTON CA 92831 330567945 501(C)(3) 73000 0 MELLON ACLS GRANT TRANSFER TO CAMPUS CSU DOMINGUEZ HILLS PHILANTHROPIC 1000 EAST VICTORIA ST WH425 CARSON CA 90747 473097839 501(C)(3) 39500 0 MELLON ACLS GRANT TRANSFER TO CAMPUS CSU NORTHRIDGE 18111 NORDHOFF ST NORTHRIDGE CA 91330 954358677 GOVERNMENT 26400 0 RELUI OPERATING EXPENSES CALIFORNIA POLYTECHNIC STATE UNIVERSITY FOUNDATION ONE GRAND AVE HERON HALL 117 RM 215 SAN LUIS OBISPO CA 93407 204927897 501(C)(3) 25517 0 CAL POLY SLO RELUI PROGRAM IMPROVEMENT GRANT AWARD CHICANO LATINO YOUTH LEADERSHIP PROJECT PO BOX 161566 SACRAMENTO CA 95816 943069819 501(C)(3) 20000 0 SPONSORSHIP OF CLYLP STATEWIDE LEADERSHIP CONFERENCE CSU NORTHRIDGE FOUNDATION 18111 NORDHOFF ST NORTHRIDGE CA 91330 956196006 501(C)(3) 17383 0 CSUN'S RELUI PROGRAM IMPROVEMENT GRANT AWARD TELACU EDUCATION FOUNDATION 5400 E OLYMPIC BLVD STE 300 COMMERCE CA 90022 954384333 501(C)(3) 15000 0 TRUSTEES CIRCLE SPONSORSHIP OF 2023 TELACU BUILDING THE DREAM SCHOLARSHIP CAL POLY POMONA PHILANTHROPIC FOUNDATION PO BOX 3121 POMONA CA 91769 832300241 501(C)(3) 11000 0 ANNUAL SUPPORT OF COMMUNICATION AND OUTREACH EFFORTS FOR CAL POLY ROSE FLOAT PROGRAM. CALIFORNIA COALITION FOR PUBLIC HIGHER EDUCATION 777 S FIGUEROA ST STE 4050 LOS ANGELES CA 90017 452426122 501(C)(4) 10000 0 SPONSORSHIP OF CA COALITION FOR PUBLIC HIGHER ED EVENT HUMBOLDT STATE UNIVERSITY FOUNDATION 1 HARPST ST ARCATA CA 95521 946077724 501(C)(3) 5132 0 BALANCE OF RESIDUUM DUE TO CAL POLY HUMBOLDT FOR THE CSG OF WILLIAM JOY 11 1 SCHOLARSHIPS OR FINANCIAL ASSISTANCE 405 2078873 STIPENDS TO FACULTY AND ADMINISTRATORS 5 100000 PART I, LINE 2: THE CSU FOUNDATION RECEIVES FUNDS FROM FOUNDATIONS, CORPORATIONS, AND INDIVIDUALS TO MAKE GRANTS AND GIVE OTHER ASSISTANCE TO DOMESTIC ENTITIES. IN THESE CASES WE ADHERE TO THE ELIGIBILITY AND STANDARDS STIPULATED BY THE FUNDING SOURCES. WE ALSO PROVIDE SCHOLARSHIPS TO DOMESTIC INDIVIDUALS, AND ARE GUIDED BY THE SCHOLARSHIP FUNDING SOURCES ON THE ELIGIBILITY STANDARDS THEY ESTABLISH. IN COLLABORATION WITH FINANCIAL AID OFFICERS, WE REVIEW THE MATERIALS UPON SUBMISSION, AND ONCE SATISFIED THAT REQUIREMENTS ARE MET, MAKE SELECTIONS. THE FINANCIAL AID OFFICES ARE RESPONSIBLE FOR SEEING THAT STUDENTS MAINTAIN ENROLLMENT DURING THE SCHOLARSHIP PERIOD THEREAFTER. SCHEDULE I, PART III CSU FOUNDATION ADHERES TO THE STANDARDS AND REPORTING REQUIREMENTS STIPULATED BY THE FUNDING SOURCES FOR GRANTS TO DOMESTIC ENTITIES AND FOR SCHOLARSHIPS TO DOMESTIC INDIVIDUALS. X X 1 1 0 0 0 0 0 0 0 0 0 JOLENE KOESTER INTERIM CHANCELLOR (EX OFFICIO) 0 361992 0 0 0 75312 0 111371 0 8766 0 557441 0 0 LORI A REDFEARN PRESIDENT 0 278027 0 3500 0 258 0 86357 0 24867 0 393009 0 0 AARON J MOORE CHIEF FINANCIAL OFFICER 0 150745 0 3500 0 60 0 46968 0 23306 0 224579 0 0 WENDY CHAVIRA GARCIA VICE PRESIDENT 0 95207 0 3500 0 60 0 29427 0 27340 0 155534 0 0 PART I, LINE 1A AT THE CHANCELLOR'S DISCRETION, EXECUTIVE STAFF MAY BE REIMBURSED FOR SPOUSAL TRAVEL EXPENDITURES WHEN THE SPOUSE PERFORMS OFFICIAL CSU DUTIES AND THE SPOUSE IS REGISTERED AS A CSU VOLUNTEER. IN ADDITION, AT ITS MEETING ON NOVEMBER 13-14, 2018, THE CSU BOARD OF TRUSTEES PASSED A RESOLUTION STATING: "THE CHANCELLOR SHALL RECEIVE A $7,917 MONTHLY HOUSING ALLOWANCE OF NON-STATE FUNDS TO SUPPLEMENT THE COST OF A RESIDENCE. THESE FUNDS ARE TO BE PAID BY THE FOUNDATION ENDOWMENT CREATED THROUGH AN ORIGINAL DONOR GIFT TO SUPPORT THE HOUSING AND HOSPITALITY-RELATED FUNCTIONS FOR THE CHANCELLOR OF THE CALIFORNIA STATE UNIVERSITY AND SUPPLEMENTED BY THE PROCEEDS OF THE SALE OF THE STATE UNIVERSITY HOUSE LOCATED IN LONG BEACH." PART I, LINE 1B THE CSU FOUNDATION ABIDES BY RESTRICTIONS OUTLINED IN THE CSU HOSPITALITY POLICY, WHICH REQUIRES THAT THERE BE SUBSTANTIATION BEFORE EXPENSES OF AN INSIDER ARE REIMBURSED. PART I, LINE 3 THE CEO RECEIVES COMPENSATION FROM THE CALIFORNIA STATE UNIVERSITY, A RELATED ORGANIZATION. THIS COMPENSATION IS SET BY THE CALIFORNIA STATE UNIVERSITY BOARD OF TRUSTEES AND THEIR ROLE AS CEO OF THE CSU FOUNDATION IS AFFIRMED BY THE CSU FOUNDATION BOARD OF GOVERNORS. THE CEO RECEIVES NO COMPENSATION FROM THE CSU FOUNDATION. BOARD OF TRUSTEES POLICY ON COMPENSATION SCOPE THIS POLICY GOVERNS COMPENSATION FOR ALL CALIFORNIA STATE UNIVERSITY (CSU) EMPLOYEES. GUIDING PRINCIPLES IT IS THE INTENT OF THE BOARD OF TRUSTEES TO COMPENSATE ALL CSU EMPLOYEES IN A MANNER THAT IS FAIR, REASONABLE, COMPETITIVE, AND FISCALLY PRUDENT IN RESPECT TO SYSTEM BUDGET AND STATE FUNDING. THE GOAL OF THE CSU CONTINUES TO BE TO ATTRACT, MOTIVATE, AND RETAIN THE MOST HIGHLY QUALIFIED INDIVIDUALS TO SERVE AS FACULTY, STAFF, AND EXECUTIVES, WHOSE KNOWLEDGE, EXPERIENCE, AND CONTRIBUTIONS CAN ADVANCE THE UNIVERSITY'S MISSION. THE CSU ADHERES TO COMPENSATION PRACTICES THAT ARE FAIR AND EQUITABLE IN DESIGN, APPLICATION, AND DELIVERY. IMPLEMENTATION THE CSU WILL CONSISTENTLY EVALUATE COMPETITIVE AND FAIR COMPENSATION FOR ALL EMPLOYEES BASED ON PERIODIC MARKET COMPARISON SURVEYS AND THE DEPTH OF SKILL AND EXPERIENCE OF AN INDIVIDUAL EMPLOYEE. IN ADDITION, THE CSU WILL MAINTAIN AND UPDATE ANNUALLY A TIERED LIST OF CSU COMPARISON INSTITUTIONS FOR APPLICABLE EMPLOYEE GROUPS. THE LIST MAY TAKE INTO ACCOUNT GEOGRAPHIC LOCATION, ENROLLMENT, PERCENT OF PELL ELIGIBLE STUDENTS, BUDGET, RESEARCH FUNDING, AND SUCH OTHER VARIABLES AS DEEMED APPROPRIATE. COMPENSATION WILL BE GUIDED WITH REFERENCE TO THE MEAN AND/OR MEDIAN OF THE APPROPRIATE TIER OF COMPARISON INSTITUTIONS, TOGETHER WITH AN INDIVIDUAL'S REPUTATION, AND LENGTH, DEPTH AND EFFECTIVENESS OF APPLICABLE EXPERIENCE, AND OTHER MERITORIOUS ACHIEVEMENT AND CONTRIBUTIONS TO THE SUCCESS OF THE CSU. THE COMPENSATION SYSTEM FOR THE CSU SHALL (A) BE ADMINISTERED IN A MANNER THAT COMPLIES WITH ALL APPLICABLE FEDERAL, STATE, AND LOCAL REGULATIONS AND LAWS, AND (B) BE CONSISTENT WITH APPLICABLE ADMINISTRATIVE POLICIES, RULES AND COLLECTIVE BARGAINING AGREEMENTS. PRESIDENTIAL COMPENSATION WHEN A PRESIDENTIAL VACANCY OCCURS, THE SUCCESSOR PRESIDENT'S SALARY SHOULD NOT EXCEED THE INCUMBENT'S SALARY BY MORE THAN 10%. ANY AMOUNT IN EXCESS OF THE INCUMBENT'S SALARY SHALL BE BASED UPON CRITERIA SUCH AS EXTRAORDINARY CIRCUMSTANCES, KNOWLEDGE AND/OR EXPERIENCE OR ABILITY TO CONTRIBUTE TO AND ADVANCE THE UNIVERSITY'S MISSION, AND MARKET CONDITIONS. A PRESIDENT'S SALARY MAY ONLY BE FUNDED WITH STATE FUNDS. THE CHANCELLOR SHALL HAVE AUTHORITY TO NEGOTIATE RECOMMENDED STARTING SALARIES FOR PRESIDENTS. THE CHANCELLOR SHALL PRESENT THE RECOMMENDED SALARY TO THE BOARD OF TRUSTEES FOR APPROVAL. PRESIDENTIAL SALARY ASSESSMENT: CURRENTLY, THE POLICIES AND PROCEDURES FOR REVIEW OF PRESIDENTS REQUIRE ANNUAL REVIEWS WITH THE CHANCELLOR AND TRIENNIAL REVIEWS BY THE BOARD OF TRUSTEES. IN THESE REVIEWS, THE PRESIDENT'S PERFORMANCE IS REVIEWED AGAINST THE GOALS AND CRITERIA FOR LEADERSHIP EXPECTATIONS. EFFECTIVE WITH BOARD OF TRUSTEES REVIEWS OCCURRING IN 2020 AND BEYOND, A PRESIDENTIAL SALARY ASSESSMENT WILL ALSO BE CONDUCTED THAT CONSIDERS PRESIDENTIAL PERFORMANCE, THE MARKET DATA AND MAKES RECOMMENDATIONS TO THE TRUSTEES IF A COMPENSATION ADJUSTMENT MAY BE WARRANTED. A SALARY ADJUSTMENT DURING TRIENNIAL PERFORMANCE REVIEWS DOES NOT PROHIBIT THE INCUMBENT FROM BEING ELIGIBLE FOR THE ANNUAL MERIT INCREASE PROGRAM AS PROVIDED TO OTHER NON-REPRESENTED EMPLOYEES. THE BOARD RETAINS THE RIGHT TO MAKE ADJUSTMENTS AS NECESSARY AT OTHER TIMES FOR A PRESIDENT WHEN A SIGNIFICANT EQUITY OR RETENTION ISSUE IS IDENTIFIED. THE CHANCELLOR SHALL RECOMMEND PRESIDENTIAL SALARY ADJUSTMENTS TO THE TRUSTEES FOR APPROVAL. PART II, LINES 1 THRU 4: ALL INDIVIDUALS LISTED IN PART II RECEIVE COMPENSATION FROM THE CALIFORNIA STATE UNIVERSITY, A RELATED ORGANIZATION. X 1 100 FMV X LOUNGE FURNITURE 68 5506 FMV X SCHOOL SUPPLIES 200 4626 FMV X CATERING EVENT QUOTE - RESERVATION: 37876 1 4117 FMV X WATER BOTTLES 162 1760 FMV X TROPHIES 8 771 FMV 0 0 1 0 PART I, COLUMN (B): THE AMOUNT IN COLUMN (B) REPRESENTS THE NUMBER OF CONTRIBUTIONS. FORM 990, PART VI, SECTION B, LINE 11B THE AUDIT COMMITTEE SHALL HAVE THE RESPONSIBILITY FOR THE REVIEW AND APPROVAL OF THE ORGANIZATION'S FORM 990 (INCLUDING ALL PERTINENT SCHEDULES) BEFORE IT IS FILED WITH THE INTERNAL REVENUE SERVICE. A FINAL COPY OF THE FORM 990 WILL BE FORWARDED TO THE ENTIRE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 12C BOARD MEMBERS AND KEY CSU STAFF ARE ANNUALLY ASKED TO REVIEW AND AFFIRM THAT THEY HAVE NO CONFLICTS OF INTEREST AS DESCRIBED IN THE CONFLICT OF INTEREST POLICY STATEMENT. UPON THE IDENTIFICATION OF ANY CONFLICT, THE INFORMATION IS THEN FORWARDED TO THE EXECUTIVES OF THE BOARD AND APPROPRIATE ACTION IS TAKEN. THIS ACTION MAY RANGE FROM THE BOARD NOT APPROVING A CONTRACT BASED ON POTENTIAL CONFLICT TO REMOVAL FROM THE BOARD. FORM 990, PART VI, SECTION B, LINE 15 THE ENTITY DOES NOT HAVE A PROCESS FOR DETERMINING COMPENSATION FOR THE TOP MANAGAGEMENT OFFICIAL, OFFICERS, OR KEY EMPLOYEES AS THESE EMPLOYEES ARE NOT COMPENSATED BY THE ENTITY. THE ENTITY HAS NO EMPLOYEES. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANICAL STATEMENTS ARE POSTED TO THE ORGANIZATION'S WEBSITE AT: HTTP://WWW.CALSTATE.EDU/FOUNDATION/ CALIFORNIA STATE UNIVERSITY 401 GOLDEN SHORE LONG BEACH CA 90802 954601267 EDUCATION CA STATE OF CALIFORNIA 0 CHARITABLE REMAINDER UNITRUSTS TRUST CA CA STATE UNIVERSITY FOUNDATION T 0 0 1 0 0 0 0 0 0 0 0 0 1 1 1 1 1 0 0 0