2023-11-15T14:44:25-06:00 2022-12-31 042804696 RICE HEARD & BIGELOW INC 1 FEDERAL ST FL 25 BOSTON MA 02110 990 2022-01-01 042767464 CHARLES E COTTING CHARITABLE CORP CHAR 6172271782 RHB INC 1 FEDERAL ST FL 25 BOSTON MA 02110 GREGORY L GULLICKSON TRUSTEE 6172271782 2023-11-15 1 GREGORY GULLICKSON 999009999 0 GREGORY J MURPHY P00735933 6172271782 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z GREGORY L GULLICKSON RHB INC 1 FEDERAL ST FL 25 BOSTON MA 02110 20217643 0 X N/A X 1982 MA TO FUND STUDENT SCHOLARSHIPS AND ACADEMIC FACULTY SALARIES FOR HARVARD COLLEGE GRADUATE SCHOOL FOR BUSINESS ADMINISTRATION. 4 0 0 0 0 0 0 0 0 0 14454864 7021169 22536 19655 14477400 7040824 7100000 7600000 0 0 0 0 0 0 0 987872 871700 8087872 8471700 6389528 -1430876 113711021 112129397 0 0 113711021 112129397 TO FUND STUDENT SCHOLARSHIPS AND ACADEMIC FACULTY SALARIES FOR HARVARD COLLEGE GRADUATE SCHOOL FOR BUSINESS ADMINISTRATION. 0 0 7600000 7600000 DISTRIBUTIONS TO HARVARD COLLEGE GRADUATE SCHOOL OF BUSINESS ADMINISTRATION AS REQUIRED BY CORPORATE MISSION. 7600000 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 1 0 1 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 X 4 0 1 0 0 0 0 0 0 1 1 1 0 1 0 0 1 0 0 0 MA X ROBERT G BANNISH 6172271782 RHB INC 1 FEDERAL ST FL 25 BOSTON MA 02110 ROBERT G BANNISH TRUSTEE AND DIRECTOR 8.00 X 244418 0 0 ZACHARY A BOURQUE TRUSTEE AND DIRECTOR 8.00 X 244417 0 0 GREGORY L GULLICKSON TRUSTEE AND DIRECTOR 8.00 X 244417 0 0 LUIS M VICEIRA TRUSTEE AND DIRECTOR 0.30 X 0 0 0 733252 0 0 3 0 1 0 0 3777060 3777060 16420928 13176819 3244109 3244109 3244109 FOREIGN TAX RECLAIMS 525920 19651 19651 UNITED STATES TREASURY - 2020 REF 525920 4 4 19655 7040824 0 0 7040824 X 7600000 7600000 733252 733252 41700 41700 UNRELATED BUSINESS INCO 42440 42440 FOREIGN TAXES 47112 47112 ADR FEES 3661 3661 GLOBE TAX FEES 2698 2698 837 837 8471700 7600000 871700 0 5200279 2163920 95075875 96671621 13434867 13293856 113711021 112129397 0 0 X 113711021 112129397 113711021 112129397 113711021 112129397 X -1430876 -150748 X 0 1 X 0 0 X X 1 HARVARD COLLEGE GRADUATE SCHOOL OF BUSINESS ADMINISTRATION 042103580 2 1 7600000 0 1 7600000 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 418391 392397 0 0 3327762 3236782 3746153 3629179 0 0 987872 871700 0 0 2758281 2757479 182716729 164658019 4178299 1906225 0 0 186895028 166564244 0 0 0 186895028 166564244 2803425 2498464 184091603 164065780 6443206 5742302 0 0 6443206 5742302 2758281 2344539 6443206 6443206 9820 6433386 7600000 0 42537 0 0 0 7642537 7600000 6433386 100.000000000000 6433386 0 0 0 270136 6632800 7149558 14052494 0 6433386 0 7619108 7642537 0 7642537 0 0 15261645 0 0 469550 7149558 7642537 PART IV, SECTION D, QUESTION 3 ARTICLE IX, SECTION 4 OF THE BY-LAWS OF THE CHARLES E. COTTING CHARITABLE CORPORATION PROVIDES THAT THE TRUSTEES SUBMIT AN ANNUAL ACCOUNTING OF THEIR ADMINISTRATION TO HARVARD UNIVERSITY, THE SUPPORTED ORGANIZATION. THE TRUSTEES HAVE DONE SO, WITH AN ANNUAL ACCOUNTING OF THE CHARITABLE CORPORATION'S ACTIVITY, WHICH INCLUDED NOT ONLY THE TOTAL SUPPORT PROVIDED FOR THE YEAR, BUT ALSO AN ANALYSIS OF THE CASH FLOWS AND A SUMMARY OF THE PRIOR YEAR INVESTMENT PERFORMANCE. THE TRUSTEES ALSO PROVIDE THE UNIVERSITY WITH QUARTERLY UPDATES AND A COPY OF THE ANNUALLY FILED FORM 990. FOR ITS PART, THE UNIVERSITY PROVIDES THE TRUSTEES WITH AN ACCOUNTING OF HOW THE FINANCIAL SUPPORT WAS ALLOCATED EACH YEAR AMONG THE STUDENT AND FACULTY CONSTITUENCIES. THE BY-LAWS ALSO REQUIRE THAT TRUSTEES SERVE FOR A TERM OF TEN YEARS, AND AT ALL TIMES, ONE TRUSTEE SHALL BE APPOINTED BY THE GOVERNING BODY OF THE UNIVERSITY. THE TRUSTEES MAINTAIN A CLOSE AND CONTINUING RELATIONSHIP WITH HARVARD UNIVERSITY. DURING 2022, THE COTTING TRUSTEES MET OR HELD TELEPHONE CONFERENCES ON TWO OCCASIONS. THE TRUSTEE APPOINTED BY THE SUPPORTED ORGANIZATION PARTICIPATED IN ALL OF THESE CONFERENCES AND CONTRIBUTED TO DECISIONS MADE REGARDING INVESTMENT POLICY, ASSET ALLOCATION, AND THE SELECTION OF SPECIFIC ASSETS. 0 NYES LEDGE CAPITAL OFFSHORE FUND CLASS C 5000000 C BLUESTEM PARTNERS LP 3293856 C DAVIDSON KEMPNER INSTITUTIONAL 5000000 C 13293856 -29174228 -35500728 157911 -35342817 6168589 872235 872235 7040824 7684977 36081 36081 7648896 822804 822804 8471700 PART XI, LINE 2D - OTHER ADJUSTMENTS: ACCRUED DIVIDENDS AND INTEREST 157,911. PART XI, LINE 4B - OTHER ADJUSTMENTS: MANAGEMENT FEES DEDUCTED AGAINST FINANCIAL STATEMENT REVENUE 733,252. PRIOR YEAR ACCRUED DIVIDENDS AND INTEREST 138,983. PART XII, LINE 2D - OTHER ADJUSTMENTS: INVESTMENT AND ADMINISTRATION EXPENSES 36,081. PART XII, LINE 4B - OTHER ADJUSTMENTS: FIDUCIARY FEES 733,252. FEDERAL FORM 990-T TAXES - 2020 BALANCE DUE AND 2021 EXTENSION 30,440. MA FORM M-990T - 2021 EXTENSION 12,000. FOREIGN TAXES 47,112. 1 HARVARD COLLEGE GRADUATE SCHOOL OF BUSINESS ADMINISTRATION SOLDIERS FIELD ROAD BOSTON MA 02163 042103580 501(C)(3) 7600000 0 TO SUPPORT SCHOOL AS REQUIRED BY CORPORATE MISSION. SCHEDULE I, PART 1, LINE 2: THE SCHOOL PROVIDES AN ANNUAL ACCOUNTING OF INDIVIDUAL FACULTY AND STUDENT RECIPIENTS. 0 0 0 0 0 0 0 0 0 ROBERT G BANNISH TRUSTEE AND DIRECTOR 0 0 0 0 244418 0 0 0 0 0 244418 0 0 0 ZACHARY A BOURQUE TRUSTEE AND DIRECTOR 0 0 0 0 244417 0 0 0 0 0 244417 0 0 0 GREGORY L GULLICKSON TRUSTEE AND DIRECTOR 0 0 0 0 244417 0 0 0 0 0 244417 0 0 0 SCHEDULE J, PART II: A TOTAL OF $733,252 IN TRUSTEE COMPENSATION WAS PAID BY THE ORGANIZATION DURING THE YEAR. THE COMPENSATION WAS PAID DIRECTLY TO RICE, HEARD & BIGELOW, INC, PURSUANT TO THAT COMPANY'S SHAREHOLDER AGREEMENT, OF WHICH MESSRS. BANNISH, GULLICKSON, AND BOURQUE ARE DIRECTORS, SHAREHOLDERS, AND FULL-TIME EMPLOYEES. ROBERT G BANNISH TRUSTEE 244418 MANAGEMENT FEES PAID TO RICE, HEARD & BIGELOW, INC, OF WHICH MR. BANNISH IS A SHAREHOLDER. 0 GREGORY L GULLICKSON TRUSTEE 244417 MANAGEMENT FEES PAID TO RICE, HEARD & BIGELOW, INC, OF WHICH MR. GULLICKSON IS A SHAREHOLDER. 0 ZACHARY A BOURQUE TRUSTEE 244417 MANAGEMENT FEES PAID TO RICE, HEARD & BIGELOW, INC, OF WHICH MR. BOURQUE IS A SHAREHOLDER. 0 RICE HEARD & BIGELOW INC FIRM PART-OWNED BY TRUSTEES 12000 TAX PREPARATION FEES PAID TO RICE, HEARD & BIGELOW, INC, OF WHICH MESSRS. BANNISH, GULLICKSON, AND BOURQUE ARE SHAREHOLDERS. 0 FORM 990, PART VI, SECTION A, LINE 2 MESSRS. BANNISH, GULLICKSON, AND BOURQUE ARE SHAREHOLDERS AND DIRECTORS OF THE FIRM OF RICE, HEARD & BIGELOW, INC. FORM 990, PART VI, SECTION B, LINE 11B THE RETURN IS PREPARED BY A TAX ACCOUNTANT AT RICE, HEARD & BIGELOW, INC, AND THEN SUBMITTED TO THE TAX DIRECTOR OF RICE, HEARD & BIGELOW, INC FOR A DETAILED REVIEW AND PREPARER SIGNATURE. ONCE REVIEWED AND SIGNED BY THE PREPARER, THE RETURN IS THEN PRESENTED TO THE TRUSTEES FOR FURTHER REVIEW, APPROVAL, AND TRUSTEE SIGNATURE. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS WERE NOT MADE AVAILABLE TO THE PUBLIC, AS THE CORPORATION IS FOR THE BENEFIT OF ONLY ONE SUPPORTED ORGANIZATION, THE HARVARD COLLEGE GRADUATE SCHOOL OF BUSINESS ADMINISTRATION. THE DOCUMENTS ARE MADE AVAILABLE UPON WRITTEN REQUEST. THE ORGANIZATION DOES NOT HAVE A CONFLICT OF INTEREST POLICY. FORM 990, PART VII CONTACT ADDRESSES FOR OFFICERS, DIRECTORS, ETC LUIS M VICEIRA - BAKER LIBRARY, 25 HARVARD WAY, BOSTON, MA 02163. FORM 990, PART IX, LINE 24A: PAYMENTS TOTALING $42,440 WERE MADE DURING THE YEAR FOR UNRELATED BUSINESS INCOME TAXES, WHICH INCLUDES $30,000 FOR THE EXTENSION BALANCE DUE WITH THE 2021 FEDERAL FORM 8868 (990-T), $440 FOR ADDITIONAL BALANCE DUE FOR THE 2020 FEDERAL FORM 990-T, $12,000 FOR THE EXTENSION BALANCE DUE WITH THE 2021 MASSACHUSETTS FORM M-990T-7004. FORM 990, PART XI, LINE 9: BOSTON PROPERTIES INC - RETURN OF CAPITAL ADJUSTMENT -11,468. TEMPLETON GLOBAL BOND FD - RETURN OF CAPITAL ADJUSTMENT -137,721. BASIS ADJUSTMENT FOR WASH SALES - DOMINION ENERGY INC -1,561. ROUNDING 2. HARVARD COLLEGE GRADUATE SCHOOL OF BUSINESS ADMINISTRATION 1033 MASSACHUSETTS AVENUE 3RD FL CAMBRIDGE MA 02138 042103580 COLLEGE MA 501(C)(3) LINE 2 0 RICE HEARD & BIGELOW INC 1 FEDERAL ST FL 25 BOSTON MA 02110 042804696 PRIVATE TRUSTEES MA N/A S 0 0 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 HARVARD COLLEGE GRADUATE SCHOOL OF BUSINESS ADMINISTRATION B 7600000 REQUIRED BY CORPORATE MISSION RICE HEARD & BIGELOW INC M 733252 MARKET VALUE BASED FEE RICE HEARD & BIGELOW INC M 12000 SERVICES AGREED UPON BY TRUSTEES