2023-11-15T14:24:00-06:00 2022-12-31 910189318 MOSS ADAMS LLP 999 THIRD AVENUE SUITE 2800 SEATTLE WA 98104 990 2022-01-01 911444105 THE NATIONAL BUREAU OF ASIAN RESEARCH NATI 2066327370 600 UNIVERSITY STREET 1012 SEATTLE WA 98101 ROY D KAMPHAUSEN PRESIDENT 2066327370 2023-11-14 1 ROY KAMPHAUSEN 999009999 1 EMINA O CRESSWELL CPA P01217304 2063026500 2023-11-14 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z X ROY D KAMPHAUSEN 600 UNIVERSITY STREET 1012 SEATTLE WA 98101 5184109 0 X WWW.NBR.ORG X 1989 WA SEE SCHEDULE O. 19 10 45 100 0 0 2662611 4083505 536517 926572 2513 -624279 364003 32929 3565644 4418727 0 0 0 0 2701758 2811294 0 0 450984 2200627 2209825 4902385 5021119 -1336741 -602392 1702625 3117815 1492970 3529665 209655 -411850 SEE SCHEDULE O. 0 0 3812483 926572 NBR CONDUCTS ADVANCED RESEARCH ON POLITICS AND SECURITY, ECONOMICS AND TRADE, AND HEALTH ISSUES, WITH EMPHASIS ON THOSE OF INTEREST TO THE UNITED STATES. THE INSTITUTION DISSEMINATES ITS RESEARCH THROUGH BRIEFINGS, PUBLICATIONS, CONFERENCES, CONGRESSIONAL TESTIMONY, AND ONLINE FORUMS, AND BY COLLABORATING WITH LEADING INSTITUTIONS WORLDWIDE. NBR ALSO PROVIDES EXCEPTIONAL INTERNSHIP AND FELLOWSHIP OPPORTUNITIES FOR THE PURPOSES OF ATTRACTING AND TRAINING THE NEXT GENERATION OF ASIA SPECIALISTS AND LEADERS. 3812483 1 1 0 1 0 0 0 0 0 1 1 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 65 0 1 45 1 0 0 0 0 0 0 0 0 0 0 0 0 X 19 10 0 0 1 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 X JENNIE MATTINGLY 2066327370 600 UNIVERSITY STREET SUITE 1012 SEATTLE WA 98101 ROY KAMPHAUSEN PRESIDENT 40.00 X X 254885 0 10557 JOHN V RINDLAUB CHAIRMAN 5.00 X X 0 0 0 QUENTIN W KUHRAU TREASURER 5.00 X X 0 0 0 THOMAS W ALBRECHT DIRECTOR 1.00 X 0 0 0 ROGER BOWLIN DIRECTOR 1.00 X 0 0 0 NORMAN D DICKS DIRECTOR (THRU 3/31) 1.00 X 0 0 0 RICHARD J ELLINGS DIRECTOR 1.00 X 0 0 0 KURT GLAUBITZ DIRECTOR 1.00 X 0 0 0 CHARLES HOOPER DIRECTOR 1.00 X 0 0 0 NOBUKATSU KANEHARA DIRECTOR 1.00 X 0 0 0 RYO KUBOTA DIRECTOR 1.00 X 0 0 0 MELODY MEYER DIRECTOR 1.00 X 0 0 0 LONG NGUYEN DIRECTOR 1.00 X 0 0 0 KENNETH B PYLE DIRECTOR 1.00 X 0 0 0 WILLIAM B RADEMAKER DIRECTOR 1.00 X 0 0 0 JONATHAN ROBERTS DIRECTOR 1.00 X 0 0 0 TOM ROBERTSON DIRECTOR 1.00 X 0 0 0 JOSEPH TOFALO DIRECTOR 1.00 X 0 0 0 MITCHELL WALDMAN DIRECTOR 1.00 X 0 0 0 MICHAEL WILLS SECRETARY, EXECUTIVE VP 40.00 X 234792 0 35255 JENNIE MATTINGLY VICE PRESIDENT 36.00 X 97667 0 4366 KAROLOS KARNIKIS SENIOR VP, INFORMATION MAN 40.00 X 171708 0 26423 759052 0 76601 6 0 1 0 JONATHAN W GREENERT 923 BOUCHER AVE ANNAPOLIS MD 21403 CONSULTING SERVICES 108000 1 1105524 2977981 4083505 FEDERAL CONTRACTS 541900 723428 723428 CONFERENCE REVENUE 541900 95245 95245 CORPORATE CONTRACTS 541900 54622 54622 PUBLICATION REVENUE 541900 53277 53277 926572 1103 1103 32929 0 32929 32929 32929 140000 139997 625385 3 -625385 -625382 -625382 4418727 926572 0 -591350 835653 620061 131570 84022 1569179 1164343 247061 157775 48148 35726 7581 4841 171985 127614 27078 17293 186329 138257 29337 18735 1599 1599 44140 44140 17997 17997 240063 85179 154774 110 4649 4287 362 77344 56015 14047 7282 51847 38471 8163 5213 14104 10465 2221 1418 520860 424247 18049 78564 150971 109548 1153 40270 46850 34763 7376 4711 62117 46091 9780 6246 38257 28387 6023 3847 RESEARCH COMMISSIONS 461260 460510 750 FELLOWSHIP EXPENSE 253850 253850 LEASE TERMINATION EXPEN 146965 109049 23139 14777 OTHER EXPENSES 47124 37755 4254 5115 29828 27865 1198 765 5021119 3812483 757652 450984 178334 173050 120685 488 377622 779731 35548 31233 128063 132260 557822 378477 687896 179345 174477 16940 0 1804768 1702625 3117815 1172960 697645 320010 791217 0 236035 0 1804768 1492970 3529665 X -4671499 -6188477 4881154 5776627 209655 -411850 1702625 3117815 -602392 -19113 0 X 0 0 0 X 4392769 1909500 4184785 2662611 4083505 17233170 4392769 1909500 4184785 2662611 4083505 17233170 6214260 11018910 304346 337239 366688 366516 34032 1408821 18641991 3520737 0.59110 0.62930 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 5118878 5118878 405944 101486 0 0 454821 382079 395119 405944 1637963 2456945 113705 95520 98780 101486 409491 614237 527586 140000 -17538 140000 510048 511315 16271 527586 714096 1150 -3931 200000 511315 1640841 250 173005 1100000 714096 2114091 1000 -74250 400000 1640841 1.00000 1 0 46668 9541 37127 320955 236834 84121 190199 132102 58097 179345 RIGHT OF USE ASSET 1804768 1804768 LEASE LIABILITY 1804768 1804768 X PART V, LINE 4: THE BUREAU HAS ESTABLISHED THREE PROGRAM-SPECIFIC ENDOWMENT FUNDS. ONE FUND SUPPORTS THE JOHN M. SHALIKASHVILI CHAIR IN NATIONAL SECURITY STUDIES, ONE SUPPORTS THE PYLE CENTER FOR NORTHEAST ASIAN STUDIES, AND THE THIRD SUPPORTS THE SLADE GORTON INTERNATIONAL POLICY CENTER. A FOURTH ENDOWMENT EXISTS FOR GENERAL SUPPORT OF THE BUREAU. PART X, LINE 2: THE BUREAU IS EXEMPT FROM FEDERAL INCOME TAX UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (IRC) EXCEPT TO THE EXTENT OF UNRELATED BUSINESS TAXABLE INCOME AS DEFINED UNDER IRC SECTIONS 511 THROUGH 515. THE BUREAU ACCOUNTS FOR UNCERTAIN TAX POSITIONS USING A STANDARD THAT PRESCRIBES A RECOGNITION THRESHOLD AND MEASUREMENT PROCESS FOR UNCERTAIN TAX POSITIONS. AS OF DECEMBER 31, 2022 AND 2021, THE BUREAU HAD NO UNCERTAIN TAX POSITIONS REQUIRING ACCRUAL. X 0 0 0 0 0 0 0 0 0 MICHAEL WILLS SECRETARY, EXECUTIVE VP 234792 0 0 0 0 0 9392 0 25863 0 270047 0 0 0 ROY KAMPHAUSEN PRESIDENT 254885 0 0 0 0 0 9992 0 565 0 265442 0 0 0 KAROLOS KARNIKIS SENIOR VP, INFORMATION MAN 171708 0 0 0 0 0 0 0 26423 0 198131 0 0 0 JOHN RINDLAUB CHAIRMAN OPERATING PURPOSES X 190000 211033 0 1 1 RYO KUBOTA DIRECTOR OPERATING PURPOSES X 225000 247522 0 1 1 ROGER BOWLIN DIRECTOR OPERATING PURPOSES X 50000 51987 0 1 1 THOMAS ROBERTSON DIRECTOR OPERATING PURPOSES X 25000 25923 0 1 1 JONATHAN ROBERTS DIRECTOR OPERATING PURPOSES X 40000 41349 0 1 1 KENNETH PYLE DIRECTOR OPERATING PURPOSES X 30000 30933 0 1 1 THOMAS ALBRECHT DIRECTOR OPERATING PURPOSES X 30000 30921 0 1 1 ROY KAMPHAUSEN PRESIDENT OPERATING PURPOSES X 10000 10347 0 1 1 ROGER BOWLIN DIRECTOR OPERATING PURPOSES X 137500 141202 0 1 1 791217 FORM 990, PART I, AND PART III, LINE 1: NBR CONDUCTS ADVANCED INDEPENDENT RESEARCH ON STRATEGIC, POLITICAL, ECONOMIC, ENERGY, GLOBALIZATION, AND HEALTH ISSUES AFFECTING U.S. RELATIONS WITH ASIA. DRAWING UPON AN EXTENSIVE NETWORK OF THE WORLD'S LEADING SPECIALISTS AND LEVERAGING THE LATEST TECHNOLOGY, NBR BRIDGES THE ACADEMIC, BUSINESS, AND POLICY ARENAS. NBR DISSEMINATES ITS RESEARCH THROUGH BRIEFINGS, PUBLICATIONS, CONFERENCES, CONGRESSIONAL TESTIMONY, AND ONLINE FORUMS, AND BY COLLABORATING WITH LEADING INSTITUTIONS WORLDWIDE. NBR ALSO PROVIDES EXCEPTIONAL INTERNSHIP OPPORTUNITIES TO GRADUATE AND UNDERGRADUATE STUDENTS FOR THE PURPOSES OF ATTRACTING AND TRAINING THE NEXT GENERATION OF ASIA SPECIALISTS. FORM 990, PART VI, SECTION A, LINE 4 THE BOARD REVIEWED AND REVISED THE BYLAWS AND ARTICLES OF INCORPORATION DURING THE YEAR, AND WERE ADOPTED IN SEPTEMBER 2022. THERE WILL BE NO MEMBERS OF THE CORPORATION. THE ORGANIZATION MAY BE DISSOLVED BY A TWO-THIRDS VOTE OF THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 11B THE 990 IS COMPILED AND COMPLETED BY NBR'S ACCOUNTING TEAM AND EXTERNAL TAX ADVISORS. THE DRAFT FORM 990 IS REVIEWED BY THE PRESIDENT, THE EXECUTIVE VICE PRESIDENT, AND THE AUDIT AND FINANCE COMMITTEES OF THE BOARD. IT IS THEN DISTRIBUTED TO ALL BOARD MEMBERS PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY IS INCLUDED AS PART OF NEW BOARD MEMBER ORIENTATION AND NOTED AT BOARD MEETINGS DURING THE YEAR. MEMBERS OF THE BOARD OF DIRECTORS HAVE THE RESPONSIBILITY TO AVOID POTENTIAL CONFLICTS OF INTEREST BY DISCLOSURE OF CONFLICTS WHEN THEY OCCUR, BY WITHDRAWAL FROM BOARD DECISIONS THAT PRESENT A KNOWN, POTENTIAL CONFLICT, AND BY ESTABLISHING APPROPRIATE PROCEDURES TO ENSURE THAT THE ORGANIZATION IS RECEIVING FAIR VALUE IN A FINANCIAL TRANSACTION WITH A BOARD MEMBER. EACH BOARD MEMBER IS ASKED EACH YEAR TO SIGN A STATEMENT THAT THEY HAVE REVIEWED THE CONFLICT OF INTEREST POLICY, THAT THEY UNDERSTAND THE POLICY, AND THAT THEY HAVE APPROPRIATELY DEALT WITH ANY POTENTIAL CONFLICTS IN THE MANNER PRESCRIBED BY THE BOARD. FORM 990, PART VI, SECTION B, LINE 15A COMPENSATION FOR THE NEW PRESIDENT WAS DETERMINED USING COMPARATIVE SALARIES OF THE EXISTING EXECUTIVE TEAM AND COMPARATIVE SALARIES OF PEER ORGANIZATIONS IN JULY 2019 IN CONSULTATION WITH AND BOARD APPROVAL BY THE EXECUTIVE AND FINANCE COMMITTEES. FORM 990, PART VI, SECTION C, LINE 19 NBR WILL PROVIDE ITS PRIMARY GOVERNANCE DOCUMENTS, ITS CONFLICT OF INTEREST POLICY, AND ITS FINANCIAL STATEMENTS UPON REQUEST. CREEK I LLC 600 UNIVERSITY STREET SUITE 1012 SEATTLE WA 98101 201095613 INVESTMENT HOLDINGS WA 0 0 NATIONAL BUREAU OF ASIAN RESEARCH