2023-11-14T12:05:29-06:00 2022-12-31 420714325 RSM US LLP 1250 H STREET SUITE 700 WASHINGTON DC 20005 990 2022-01-01 520955532 AMERICAN GEOPHYSICAL UNION AMER 2024626900 2000 FLORIDA AVE NW WASHINGTON DC 200091231 JANICE R LACHANCE INTERIM CEO 2024626900 2023-11-14 1 JANICE LACHANCE 999009999 0 ELIZABETH W HELLER P00397829 2022932200 2023-11-10 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z JANICE R LACHANCE 2000 FLORIDA AVE NW WASHINGTON DC 200091231 59656653 0 X WWW.AGU.ORG X 1972 DC AGU IS AN INTERNATIONAL NONPROFIT ASSOCIATION SUPPORTING AN INCLUSIVE COMMUNITY OF EARTH AND SPACE SCIENTISTS AND PARTNERS DEDICATED TO DISCOVERY AND SOLUTIONS TO ADDRESS SOCIETAL CHALLENGES. 14 14 182 21000 498516 249248 3592169 6290829 30290048 32171091 11950650 12485261 788482 808734 46621349 51755915 718107 1081393 0 0 19817107 21642869 0 0 2077420 23995262 31573209 44530476 54297471 2090873 -2541556 197960779 164355853 68263174 68836328 129697605 95519525 X AGU'S MISSION IS TO ADVANCE AND SUPPORT AN INCLUSIVE COMMUNITY OF EARTH AND SPACE SCIENTISTS AND PARTNERS DEDICATED TO DISCOVERY AND SOLUTIONS TO SOCIETAL CHALLENGES. AGU SEEKS TO CATALYZE DISCOVERY AND SOLUTIONS TO SCIENTIFIC AND SOCIETAL CHALLENGES; PROMOTE AND EXEMPLIFY AN INCLUSIVE SCIENTIFIC CULTURE; AND PARTNER BROADLY WITH OTHER ORGANIZATIONS AND SECTORS TO EFFECTIVELY ADDRESS SCIENTIFIC AND SOCIETAL CHALLENGES. 0 0 15504701 408734 14464313 MEETING: AGU HAS A DIVERSE MEETING PORTFOLIO THAT OFFERS MEETINGS OF VARIOUS SIZES AND FORMATS. MOST MEETING PARTICIPANTS PRESENT A POSTER AND/OR A TALK ON THEIR LATEST SCIENTIFIC FINDINGS CONTRIBUTING TO ADVANCING EARTH AND SPACE SCIENCE. INDIVIDUALS MUST PAY A REGISTRATION FEE TO PARTICIPATE. THE ABSTRACT SUBMISSIONS COVERING THEIR PRESENTATIONS ARE PUBLISHED AS PART OF THE SCIENTIFIC PROGRAM FOR EACH MEETING AND ARE AVAILABLE VIA AGU'S WEBSITE.THE AGU FALL MEETING IS RECOGNIZED AS THE LEADING MEETING IN THE EARTH AND SPACE SCIENCES COMMUNITY WITH PROGRAMMING FOCUSED ON INTER- AND MULTIPLE DISCIPLINARY SCIENCES AND POLICY AND SOCIETAL ISSUES. IT IS THE LARGEST MEETING IN THIS FIELD ATTRACTING MORE THAN 20,000 PARTICIPANTS AT THE DECEMBER 2022 MEETING. THE MEETING GENERATES HUNDREDS OF PRESS AND MEDIA STORIES ABOUT EARTH AND SCIENCE IN PROMINENT SOURCES THROUGH DISTRIBUTION ON THE TELEVISION, NEWSPRINT AND THROUGH OTHER ELECTRONIC OUTLETS.THE CHAPMAN CONFERENCES AND AFFILIATED MEETINGS ARE SMALL TOPICAL CONFERENCES THAT FOCUS ON CURRENT AND EMERGING SCIENCE ISSUES. THE ABSCICON MEETING WAS HELD VIRTUALLY AND ONSITE IN ATLANTA, GA, IN MAY 2022 WITH APPROXIMATELY 1,000 ATTENDEES. THE MEETING FOCUSED ON ASTROBIOLOGY, THE SEARCH FOR LIFE IN THE UNIVERSE. THE FRONTIERS IN HYDROLOGY MEETING WAS HELD IN JUNE 2022 VIRTUALLY AND ONSITE IN PUERTO RICO WITH ALMOST 900 ATTENDEES WITH A FOCUS ON BROAD HYDROLOGIC ISSUES. THE SECOND NATIONAL CONFERENCE: JUSTICE IN GEOSCIENCE CHAPMAN WAS HELD IN AUGUST 2022 FOR ABOUT 300 ATTENDEES IN WASHINGTON, DC, AND FOCUSED ON FUTURE JUSTICE AND EQUITY ISSUES IN SCIENCE. TWO MORE CHAPMAN CONFERENCES EACH CONVENED FOR 75-90 ATTENDEES: DISTRIBUTED VOLCANISM AND DISTRIBUTED VOLCANIC HAZARDS, IN SEPTEMBER 2022 IN FLAGSTAFF, AZ, AND SOLVING WATER AVAILABILITY CHALLENGES THROUGH AN INTERDISCIPLINARY FRAMEWORK IN BOULDER, CO, IN SEPTEMBER 2022. 15335851 17270147 PUBLICATIONS: AGU PUBLISHES 22 JOURNALS PRESENTING PEER-REVIEWED RESEARCH PAPERS, AS WELL AS NUMEROUS BOOKS. THESE PUBLICATIONS COVER THE EARTH SCIENCES, PLANETARY SCIENCES, SOLAR-TERRESTRIAL AND SPACE PHYSICS, AND THE ENVIRONMENTAL SCIENCES. COVERAGE OF THE PAPERS HELP MAKE THESE SCIENTIFIC STUDIES AVAILABLE TO THE PUBLIC, AND MANY OF THE PAPERS ARE USED IN IMPORTANT ASSESSMENTS SUCH AS THE IPCC. AGU HAS 8 FULLY OPEN ACCESS JOURNALS WHERE CONTENT IS FREELY AVAILABLE ONLINE IMMEDIATELY UPON PUBLICATION AND 16 HYBRID JOURNALS WHERE READERS WILL FIND SOME ARTICLES AVAILABLE VIA OPEN ACCESS AND OTHERS ONLY ACCESSIBLE VIA SUBSCRIPTION OR PURCHASE. ALL AGU JOURNAL CONTENT IS AVAILABLE ONLINE WHILE BOOKS ARE AVAILABLE ONLINE AND IN PRINT. AGU PUBLICATIONS REACH MANY SCIENTISTS AND STUDENTS BEYOND THE AGU MEMBERSHIP, AS WELL AS OTHER MEMBERS OF THE PUBLIC, THROUGH MORE THAN 5,800 LIBRARIES, AND CONTENT AFTER 1997 AND OLDER THAN 24 MONTHS IS FREELY AVAILABLE. PUBLICATIONS ARE AVAILABLE IN OVER 150 COUNTRIES. AGU PUBLISHES MORE THAN 6,940 ARTICLES ANNUALLY. 10450875 84683 COMMUNICATIONS AND MEDIA, PROGRAMS SEEK TO: 1) BUILD AND MAINTAIN AGU'S REPUTATION AS A LEADER, COLLABORATOR AND SOUGHT AFTER PARTNER WITHIN AND OUTSIDE OF THE EARTH AND SPACE SCIENCE COMMUNITY; 2) PROMOTE AGU AND ITS PROGRAMS, INITIATIVES AND SERVICES TO CURRENT AND POTENTIAL MEMBERS, AS WELL AS TO THE BROADER EARTH AND SPACE SCIENCE COMMUNITY; AND 3) EDUCATE THE PUBLIC, AT ALL LEVELS AND ACROSS ALL SECTORS, ON THE IMPORTANCE AND IMPACT OF THE EARTH AND SPACE SCIENCES, PARTICULARLY AS IT RELATES TO SOCIETAL WELL-BEING. 4708060 587976 0 SCIENCE - THE AGU SCIENCE DEPARTMENT IS RESPONSIBLE FOR AGU TALENT POOL AND PROFESSIONAL EDUCATION PROGRAMS - PROVIDING SUPPORT TO AGU MEMBERS THROUGH ALL CAREER STAGES; AND FOR SERVING AS FOCAL POINT FOR SCIENTIFIC PROGRAM-RELATED ACTIVITIES WHICH CUT ACROSS AGU DISCIPLINES - INCLUDING AREAS SUCH AS SCIENTIFIC ETHICS PROGRAMS, HONORS AND RECOGNITION PROGRAMS FOR AGU MEMBERS, AND FOR AGU SCIENTIFIC INITIATIVES SUCH AS THE THRIVING EARTH EXCHANGE PROGRAM. 1106447 436631 SOCIETY ACTIVITIES AND MEMBERSHIP SERVICES. 5814507 587976 436631 47105934 1 1 0 1 0 0 0 0 0 1 1 1 0 0 1 1 1 0 0 0 1 0 1 0 0 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 330 0 1 182 1 1 1 1 CA UK 0 0 0 0 0 0 0 0 0 0 X 14 14 0 0 0 0 1 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X JANICE R LACHANCE INTERIM CEO 2024626900 2000 FLORIDA AVE NW WASHINGTON DC 200091231 RANDY W FISER CEO 37.50 X 430713 0 60815 JANICE R LACHANCE EXECUTIVE VICE PRESIDENT 37.50 X 458324 0 52128 ROYCE B HANSON EXECUTIVE VICE PRESIDENT 37.50 X 435733 0 54091 BILLY WILLIAMS EXECUTIVE VICE PRESIDENT 37.50 X 360625 0 58241 MARY K MOHNEY EXECUTIVE VICE PRESIDENT 37.50 X 340809 0 69589 LAUREN M PARR SENIOR VICE PRESIDENT 37.50 X 274263 0 45275 JAY R BRODSKY CHIEF DIGITAL OFFICER 37.50 X 243702 0 27229 ALEXANDRA M SHULTZ VICE PRESIDENT 37.50 X 220078 0 43194 TRACY J LAMONDUE VICE PRESIDENT 37.50 X 222228 0 39188 SHELLEY L STALL VICE PRESIDENT 37.50 X 209817 0 42841 MATTHEW M GIAMPOALA VICE PRESIDENT 37.50 X 219989 0 24369 RAJUL E PANDYA VICE PRESIDENT 37.50 X 218668 0 22800 NIKKI PARLER COOPER VICE PRESIDENT 37.50 X 185488 0 48758 HEATHER M GOSS SENIOR DIRECTOR 37.50 X 198991 0 24839 CHERYL ENDERLEIN VICE PRESIDENT 37.50 X 190773 0 30377 JEFFREY M JOHNSON DIRECTOR 37.50 X 161683 0 36016 VICTORIA J FORLINI DIRECTOR 37.50 X 171552 0 16012 KARINE S BLAUFUSS DIRECTOR 37.50 X 163159 0 15233 CARLA C FLEMING DIRECTOR 37.50 X 162434 0 17057 SUSAN LOZIER PRESIDENT 8.00 X X 0 0 0 ROBIN ELIZABETH BELL IMMEDIATE PAST PRESIDENT 5.00 X X 0 0 0 LISA J GRAUMLICH PRESIDENT-ELECT 5.00 X X 0 0 0 DAVID SHAW GENERAL SECRETARY-TREASURE 5.00 X X 0 0 0 LIGIA PEREZ-CRUZ INTERNATIONAL SECRETARY 5.00 X X 0 0 0 CATHERINE COLEMAN AS OF 1122 BOARD DIRECTOR 5.00 X 0 0 0 CATHERINE JOHNSON BOARD DIRECTOR 5.00 X 0 0 0 COREY GARZA BOARD DIRECTOR 5.00 X 0 0 0 JALONNE WHITE-NEWSOME TO 722 BOARD DIRECTOR 5.00 X 0 0 0 JENNY RIKER BOARD DIRECTOR 5.00 X 0 0 0 JILL KARSTEN BOARD DIRECTOR 5.00 X 0 0 0 JOHN PODESTA TO 922 BOARD DIRECTOR 5.00 X 0 0 0 PETER SCHLOSSER BOARD DIRECTOR 5.00 X 0 0 0 RICHARD MURRAY BOARD DIRECTOR 5.00 X 0 0 0 SABINE STANLEY BOARD DIRECTOR 5.00 X 0 0 0 TONG ZHU BOARD DIRECTOR 5.00 X 0 0 0 4869029 0 728052 59 0 1 0 PROJECTION PRESENTATION PO BOX 890472 CHARLOTTE NC 282890472 AV SERVICES 3945835 FREEMAN DECORATING COMPANY 9900 BUSINESS PKWY LANHAM MD 20706 DECORATING SERVICES 1212705 SAVOR FOOD&BEVERAGE LLC 300 CONSHOHOCKEN ST RD W CONSHOHOCKEN PA 19428 CATERING SERVICES 967494 ENDAVA INC PONCE CITY MARKET 675 PONCE DE LEO ATLANTA GA 30308 TECHNOLOGY SERVICES 790310 DESIGNDATA SYSTEMS INC 610 PROFESSIONAL DRIVE SUITE 102 GAITHERSBURG MD 20879 TECHNOLOGY SERVICES 790038 34 1566621 4724208 6290829 PUBLICATIONS 541800 17270147 16771631 498516 MEETINGS 900099 14464313 14464313 SOCIETY ACTIVITIES 900099 436631 436631 32171091 1834578 1834578 154855 154855 653879 0 653879 653879 653879 18551421 7900738 10650683 10650683 10650683 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3072795 1360862 805948 140491 20993 2286308 875400 558886 -50085 22881 458 1360862 0.00000 0.90722 0.09278 0 0 1705021 1705021 52464146 4436250 48027896 986265 298868 687397 5418720 4653111 765609 1582211 1582211 0 51185923 ALTERNATIVE INVESTMENT FUNDS 38350237 F 38350237 ACCRUED POSTRETIREMENT BENEFITS 1780521 1780521 X 19157925 -32286003 -32286003 51443928 311987 311987 51755915 53985484 0 53985484 311987 311987 54297471 PART V, LINE 4: THE ENDOWMENT FUNDS HAVE BEEN ESTABLISHED FOR THE PURPOSE OF RECOGNIZING AND SUPPORTING EXCELLENCE IN SPECIFIC AREAS OF SCIENTIFIC RESEARCH. PART X, LINE 2: AGU IS EXEMPT FROM FEDERAL INCOME TAXES UNDER THE PROVISIONS OF SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (THE CODE). IN ADDITION, AGU QUALIFIES FOR CHARITABLE CONTRIBUTION DEDUCTIONS AND HAS BEEN CLASSIFIED AS AN ORGANIZATION THAT IS NOT A PRIVATE FOUNDATION, AS DEFINED IN SECTION 509(A)(2) OF THE CODE. INCOME THAT IS NOT RELATED TO EXEMPT PURPOSES, LESS APPLICABLE DEDUCTIONS, IS SUBJECT TO FEDERAL AND STATE CORPORATE INCOME TAXES. AGU INCURRED APPROXIMATELY $73,000 AND $62,000 IN INCOME TAX RELATED TO NET INCOME EARNED ON ADVERTISING SALES FOR THE YEARS ENDED DECEMBER 31, 2022 AND 2021, RESPECTIVELY. 1 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 0 PROGRAM SERVICE ACTIVITIES HONORARIA, REIMBURSEMENT, TRAVEL GRANT 158520 MIDDLE EAST AND NORTH AFRICA - ALGERIA, BAHRAIN, DJIBOUTI, EGYPT, 0 0 PROGRAM SERVICE ACTIVITIES HONORARIA, TRAVEL GRANT 2675 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 PROGRAM SERVICE ACTIVITIES HONORARIA, REIMBURSEMENT, TRAVEL GRANT 130192 SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, 0 0 PROGRAM SERVICE ACTIVITIES HONORARIA, REIMBURSEMENT, TRAVEL GRANT 17662 SOUTH ASIA - AFGHANISTAN, BANGLADESH, BHUTAN, INDIA, MALDIVES, NEPAL, 0 0 PROGRAM SERVICE ACTIVITIES HONORARIA, REIMBURSEMENT, TRAVEL GRANT 152509 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, 0 0 PROGRAM SERVICE ACTIVITIES HONORARIA, REIMBURSEMENT, TRAVEL GRANT 40274 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICE ACTIVITIES HONORARIA, REIMBURSEMENT, TRAVEL GRANT 502723 0 0 0 0 0 0 1004555 0 1004555 TRAVEL AND OTHER GRANT EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 8 17259 WIRE TRANSFER TRAVEL AND OTHER GRANT EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIU 27 71466 WIRE TRANSFER TRAVEL AND OTHER GRANT NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 5 13007 WIRE TRANSFER TRAVEL AND OTHER GRANT SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, 6 7593 WIRE TRANSFER TRAVEL AND OTHER GRANT SOUTH ASIA - AFGHANISTAN, BANGLADESH, BHUTAN, INDIA, MALDIVES, NEPAL, 95 111632 WIRE TRANSFER TRAVEL AND OTHER GRANT SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, 13 19028 WIRE TRANSFER 0 0 0 0 0 0 PART I, LINE 2: PRIOR TO MAKING AN AWARD TO A FOREIGN NATIONAL, AGU CHECKS THE EXCLUDED PARTIES LIST SYSTEM (HTTPS://WWW.SAMGOV/) TO ENSURE THAT THE RECIPIENT IS ALLOWED TO RECEIVE THESE FUNDS. PART III ACCOUNTING METHOD: 1 AMERICAN ASSOCIATION FOR THE ADVANCEMENT OF SCIENCE 1200 NEW YORK AVENUE NW WASHINGTON DC DC 20005 530196568 501(C)(3) 18415 0 PLANNING AND MANAGEMENT OF PLACEMENT SERVICES AND SUPPORT FOR CONGRESSIONAL FELLOWS. THE BOARD TRUSTEES UNIVERSITY ILLINOIS 1901 S FIRST STREET STE A CHAMPAIGN IL 61873 376000511 501(C)(3) 220584 0 CATALYZING CULTURAL CHANGE IN THE SCIENCES WITH NEW RESOURCES AND TRACKING TOOLS POLARIS INSIGHTS INC 6714 PERSIMMON TREE RD BETHESDA MD 20817 CORPORATION 36000 0 COMMUNITY-CENTERED APPROACHES TO CLIMATE RESILIENCE PUBLIC LABORATORY 3014 DAUPHINE ST NEW ORLEANS LA 70117 452846555 501(C)(3) 30000 0 EXPLORE A POSSIBLE MERGER WITH PUBLIC LABS 3 1 PAROS SCHOLARSHIP 3 15000 SCIENCE 2022 BRIDGE FELLOW GRANT 20 10000 SCIENCE 2022 TAYLOR RESEARCH FUND 2 8000 SCIENCE ALFRED P. SLOAN GRANT 2022 8 16000 SCIENCE CONGRESSIONAL FELLOWSHIPS 2 66268 MCE CONVERGENCE ACCELERATOR NSF 2022 3 12000 SCIENCE FM22 TRAVEL GRANT 127 123034 NIELCH HORTON GRANT 5 26500 SCIENCE HYDROLOGIC SCIENCE MEETING 2022 72 71391 MEETINGS JUSTICE IN GEOSCIENCE 2022 41 31373 MEETINGS NASA MICHAEL FREILICH 21 43721 SCIENCE NASA TOPS MOOC GRANT 20 79000 SCIENCE OTHER GRANT 3 4500 SCIENCE SHARING SCIENCE GRANTS 2 1500 SCIENCE VOICES FOR SCIENCE 9 5693 SCIENCE WATER AVAILABILITY TRAVEL GRANTS USGS 2022 14 22429 MEETINGS PART I, LINE 2: THE EXPENSES INCLUDED IN THE BUDGETS ARE REVIEWED PRIOR TO MAKING AN OFFER OF AN AWARD AND THE PRESENTATION OF A CONTRACT. POTENTIAL AWARDEES ARE ASKED TO REVISE THEIR BUDGETS, WHERE NECESSARY, AND TO PRESENT AN ANNOTATED BUDGET NARRATIVE EXPLAINING PROPOSED EXPENSES. PRIOR TO TRANSFERRING ANY FUNDS, WE CONFIRM THAT THE RECIPIENT IS NOT LISTED ON EITHER THE TREASURY DEPARTMENT OFFICE OF TERRORISM AND FINANCIAL SANCTIONS LIST OR THE GSA EXCLUDED PARTIES LIST SYSTEM OR SAM. THE PRINCIPAL INVESTIGATOR AND THE INSTITUTION'S FINANCIAL OFFICER ARE PRESENTED WITH COPIES OF FINANCIAL REGULATIONS, AS WELL AS REFERENCES WITH ADDITIONAL INFORMATION. THE AWARDEES ARE INSTRUCTED THAT UPON SIGNATURE IT IS EXPECTED THAT THEY WILL ABIDE BY ALL STIPULATIONS OF THE CONTRACT AS WELL AS THE ACCOMPANYING INFORMATION, ESPECIALLY IN REGARD TO REPORTING REQUIREMENTS. THE NAME OF THE CONTRACT OFFICER IS INCLUDED IN ALL CORRESPONDENCE AND RECIPIENTS ARE REQUIRED TO REMAIN IN CONTACT WITH THE CONTRACT OFFICER THROUGHOUT THE TIME OF THE GRANT AWARD. AWARDEES ARE ALSO REQUIRED TO REPORT ON CHANGES IN PROPOSED EXPENSES IF THOSE CHANGES EXCEED 20% OF THE FUNDS IN ANY INDIVIDUAL CATEGORY, DETAILED FINANCIAL REPORTS, INCLUDING BACKUP DOCUMENTATION, ARE REQUIRED AT SUITABLE INTERVALS DURING THE PROJECTS. THE GRANT AWARDS ARE MADE IN INSTALLMENTS BASED ON A PRE-DETERMINED PAYMENT SCHEDULE. FINAL PAYMENTS ARE MADE ONLY AFTER REVIEW OF THE FINANCIAL STATEMENTS AND TECHNICAL REPORTS AND ARE BASED ON ACTUAL EXPENSES AND CONFIRMATION THAT THE AWARDEE HAS MET CONTRACT OBLIGATIONS. X X X X X X 0 0 0 0 0 0 0 1 0 RANDY W FISER CEO 407890 0 0 0 22823 0 49383 0 14819 0 494915 0 0 0 JANICE R LACHANCE EXECUTIVE VICE PRESIDENT 394924 0 35000 0 28400 0 49707 0 3687 0 511718 0 0 0 ROYCE B HANSON EXECUTIVE VICE PRESIDENT 397169 0 35000 0 3564 0 47016 0 8399 0 491148 0 0 0 BILLY WILLIAMS EXECUTIVE VICE PRESIDENT 320582 0 30000 0 10043 0 39043 0 20266 0 419934 0 0 0 MARY K MOHNEY EXECUTIVE VICE PRESIDENT 308487 0 30000 0 2322 0 37855 0 33058 0 411722 0 0 0 LAUREN M PARR SENIOR VICE PRESIDENT 259043 0 14000 0 1220 0 30131 0 16420 0 320814 0 0 0 JAY R BRODSKY CHIEF DIGITAL OFFICER 178245 0 5000 0 60457 0 18520 0 11043 0 273265 0 0 0 ALEXANDRA M SHULTZ VICE PRESIDENT 218066 0 0 0 2012 0 23059 0 21202 0 264339 0 0 0 TRACY J LAMONDUE VICE PRESIDENT 215195 0 4000 0 3033 0 22593 0 17645 0 262466 0 0 0 SHELLEY L STALL VICE PRESIDENT 203892 0 4000 0 1925 0 22129 0 21587 0 253533 0 0 0 MATTHEW M GIAMPOALA VICE PRESIDENT 215300 0 4000 0 689 0 22239 0 3180 0 245408 0 0 0 RAJUL E PANDYA VICE PRESIDENT 213639 0 4000 0 1029 0 22050 0 1624 0 242342 0 0 0 NIKKI PARLER COOPER VICE PRESIDENT 178033 0 7000 0 455 0 18731 0 30786 0 235005 0 0 0 HEATHER M GOSS SENIOR DIRECTOR 174690 0 24000 0 301 0 17764 0 7811 0 224566 0 0 0 CHERYL ENDERLEIN VICE PRESIDENT 181776 0 7000 0 1997 0 18945 0 12167 0 221885 0 0 0 JEFFREY M JOHNSON DIRECTOR 159652 0 0 0 2031 0 15476 0 21305 0 198464 0 0 0 VICTORIA J FORLINI DIRECTOR 161849 0 9000 0 703 0 15637 0 3004 0 190193 0 0 0 KARINE S BLAUFUSS DIRECTOR 159782 0 3000 0 377 0 15233 0 623 0 179015 0 0 0 CARLA C FLEMING DIRECTOR 156133 0 6000 0 301 0 15080 0 2709 0 180223 0 0 0 PART I, LINE 7 THE EXECUTIVE COMMITTEE, IN ITS SOLE DISCRETION, MAY PAY THE CEO AN ANNUAL PERFORMANCE BONUS OF UP TO TEN PERCENT (10%) OF HIS SALARY BASED ON HER ACHIEVING EXPLICIT PERFORMANCE GOALS MANUALLY SET FORTH ANNUALLY BY THE CEO AND THE EXECUTIVE COMMITTEE DURING THE REVIEW PERIOD. A DISTRICT OF COLUMBIA 536001131 2017-03-01 37650000 SERIES 2017 DIRECT PLACEMENT FOR AGU BUILDING RENOVATION 0 0 0 A 37650000 573718 2017 1 0 0 1 A 0 0 0 0 0 0 1 A 0 0 0 1 0 0 0 0 1 A 1 DATE REBATE COMPUTATION PERFORMED ISSUER NAME: DISTRICT OF COLUMBIA DATE THE REBATE COMPUTATION WAS PERFORMED: 05/28/2015 SCHEDULE K, PART II, LINE 13 THE BONDS WERE ORIGINALLY ISSUED IN 1993, AND THE BUILDING WAS SUBSTANTIALLY COMPLETED IN 1994. THE BONDS WERE REMARKETED IN 2006. FORM 990, PART VI, SECTION A, LINE 1A THERE SHALL BE AN EXECUTIVE COMMITTEE COMPOSED OF THE PRESIDENT, PRESIDENT-ELECT, IMMEDIATE PAST PRESIDENT, GENERAL SECRETARY, AND THE INTERNATIONAL SECRETARY. THE CEO SHALL BE A NONVOTING EX-OFFICIO MEMBER. THE EXECUTIVE COMMITTEE SHALL HAVE THE AUTHORITY TO CONDUCT THE AFFAIRS OF THE UNION BETWEEN MEETINGS OF THE BOARD, PROVIDED THAT THE EXECUTIVE COMMITTEE MAY NOT CONTRADICT BOARD POLICY OR DECISIONS. ACTIONS OF THE EXECUTIVE COMMITTEE MUST BE REPORTED TO THE BOARD WITHIN TEN DAYS. THE EXECUTIVE COMMITTEE MAY ALSO MEET BY CONFERENCE CALL OR OTHER ELECTRONIC MEANS PROVIDED THAT ALL PERSONS MAY HEAR AND SPEAK TO ONE ANOTHER AT THE SAME TIME. THE EXECUTIVE COMMITTEE MAY TAKE ACTION BY WRITTEN CONSENT SIGNED BY ALL MEMBERS. FORM 990, PART VI, SECTION A, LINE 6 THERE SHALL BE THE FOLLOWING MEMBERSHIP CATEGORIES: A. MEMBER - INDIVIDUALS WHO ARE PROFESSIONALLY ENGAGED IN OR ASSOCIATED WITH EARTH AND SPACE SCIENCE ARE ELIGIBLE TO BECOME MEMBERS OF THE UNION. MEMBERS SHALL BE ENTITLED TO ALL RIGHTS AND PRIVILEGES OF MEMBERSHIP, INCLUDING THE RIGHT TO RECEIVE PUBLICATIONS AND OTHER MATERIALS, SUBSCRIBE TO UNION JOURNALS, PURCHASE UNION PUBLICATIONS AT MEMBER RATES AS ESTABLISHED BY THE BOARD OF DIRECTORS, SERVE AS ELECTED OFFICERS OF THE UNION, SECTIONS AND FOCUS GROUPS, AND VOTE ON MATTERS BROUGHT BEFORE THE MEMBERSHIP; B. FELLOW - A MEMBER WHO HAS ATTAINED ACKNOWLEDGED EMINENCE IN EARTH AND SPACE SCIENCE, AND WHO HAS BEEN ELECTED BY A COMMITTEE OF FELLOWS APPOINTED BY THE PRESIDENT SHALL BE INDUCTED AS A FELLOW. A MEMBER OF THE UNION WHO IS A RECIPIENT OF AN AGU MEDAL SHALL AUTOMATICALLY BE MADE A FELLOW. THE NUMBER OF FELLOWS ELECTED IN EACH ANNUAL CLASS SHALL NOT EXCEED 0.1% OF THE TOTAL MEMBERSHIP AT THE END OF THE YEAR PRECEDING INSTALLATION OF THAT CLASS; C. HONORARY FELLOW - A PERSON WHO HAS PROVIDED SERVICES TO THE UNION OR MADE EXCEPTIONAL CONTRIBUTIONS TO THE FIELDS OF EARTH AND SPACE SCIENCE MAY BE ELECTED AN HONORARY FELLOW BY THE COUNCIL; D. ASSOCIATE - AN INDIVIDUAL WHO DESIRES IDENTIFICATION WITH THE UNION AND WISHES TO SUPPORT ITS OBJECTIVES BUT DOES NOT MEET THE QUALIFICATIONS OF MEMBERSHIP MAY BECOME AN ASSOCIATE. ASSOCIATE MEMBERS MAY NOT VOTE OR HOLD OFFICE, BUT SHALL OTHERWISE HAVE ALL OF THE RIGHTS OF MEMBERSHIP; AND E. AFFILIATE - A CORPORATION, ACADEMIC INSTITUTION, OR OTHER ORGANIZATION INTERESTED IN EARTH AND SPACE SCIENCE MAY DESIGNATE A REPRESENTATIVE TO BECOME AN AFFILIATE. THE DESIGNATED REPRESENTATIVE SHALL ENJOY THE PRIVILEGES OF A MEMBER. FORM 990, PART VI, SECTION A, LINE 7A ALL ELIGIBLE MEMBERS MAY VOTE TO ELECT THE UNION OFFICERS (PRESIDENT, INTERNATIONAL SECRETARY AND GENERAL SECRETARY/TREASURER) AND CAN VOTE IN UP TO THREE SECTIONS OF THEIR CHOICE TO ELECT SECTION PRESIDENTS. FORM 990, PART VI, SECTION B, LINE 11B THE GENERAL SECRETARY/TREASURER REVIEWS THE FORM 990 IN DEPTH WITH THE EVP, FINANCE AND THE VP, FINANCE. THE ENTIRE BOARD OF DIRECTORS IS GIVEN THE OPPORTUNITY TO REVIEW AND COMMENT ON AN ELECTRONIC COPY OF THE FORM 990 PRIOR TO ITS FILING WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C IF AN OFFICER, DIRECTOR, TRUSTEE OR EMPLOYEE HAS ANY INDICATION THAT HE OR SHE HAS A DIRECT OR INDIRECT CONFLICT OF INTEREST, OR RECEIVES INFORMATION REGARDING A POTENTIAL CONFLICT OF INTEREST OF ANOTHER, THE CEO, EVP, STRATEGIC LEADERSHIP & GLOBAL OPERATIONS AND DIRECTOR OF HUMAN RESOURCES MUST BE IMMEDIATELY NOTIFIED. ALL AGU OFFICERS, DIRECTORS, TRUSTEES, AND COMMITTEE MEMBERS ARE REQUIRED TO SIGN A CONFLICT OF INTEREST AT THE START OF THEIR TENURE. EMPLOYEES ARE REQUIRED TO SIGN A CONFLICT OF INTEREST POLICY AT THE START OF EMPLOYMENT. EMPLOYEES AND VOLUNTEERS ARE ASKED TO REVIEW AND UPDATE THEIR CONFLICT OF INTEREST STATEMENT ANNUALLY IF NECESSARY. FORM 990, PART VI, SECTION B, LINE 15 15A - CEO COMPENSATION IS ESTABLISHED USING THE METHODS INDICATED ON SCHEDULE J, PART I, LINE 3. COMPENSATION OF THE CEO WAS LAST REVIEWED BY THE EXECUTIVE COMMITTEE OF THE AGU BOARD IN MARCH 2022. 15B - COMPENSATION OF OTHER OFFICERS OR KEY EMPLOYEES IS DETERMINED USING AN INDEPENDENT COMPENSATION CONSULTANT, COMPENSATION SURVEYS, AND FORM 990 COMPARISON DATA. COMPENSATION APPROVAL FOR AGU OFFICERS AND KEY EMPLOYEES IS THE RESPONSIBILITY OF THE CEO. THE CEO SHARES THE COMPARABLE MARKET DATA ON SALARY RANGES WITH THE EXECUTIVE COMMITTEE. FORM 990, PART VI, SECTION C, LINE 19 AGU'S GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE AVAILABLE TO THE PUBLIC ONLINE AT WWW.AGU.ORG AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. FORM 990, PART IX, LINE 11G OTHER PROFESSIONAL FEES: PROGRAM SERVICE EXPENSES 3,097,571. MANAGEMENT AND GENERAL EXPENSES 3,637,966. FUNDRAISING EXPENSES 117,712. TOTAL EXPENSES 6,853,249. FORM 990, PART XI, LINE 9: CHANGE IN POST-RETIREMENT BENEFITS 649,479. FORM 990, PART IX, LINE 2C: THE OVERSIGHT PROCESS REMAINS UNCHANGED FROM THE PRIOR YEAR.