2023-11-13T17:11:53-06:00 2022-12-31 873231666 PKF O'CONNOR DAVIES ADVISORY LLC 245 PARK AVENUE 12TH FLOOR NEW YORK NY 10167 990 2022-01-01 726024398 THE WILLIAM B WIENER JR FOUNDATION WILL 3184243661 330 MARSHALL STREET 640 SHREVEPORT LA 711013036 DONALD B WIENER PRESIDENT 3184243661 2023-11-13 1 DONALD WIENER XXX-XX-XXXX 1 EVA MRUK P00543254 2122862600 2023-11-13 0 AAL1 IAL1 2022 2023-04-26 12:10:37Z DONALD B WIENER 330 MARSHALL STREET 640 SHREVEPORT LA 711013036 8907672 0 X N/A X 1963 LA TO SUPPORT THE ROCKEFELLER FAMILY FUND, INC., A PUBLIC CHARITY WHOSE MISSION IS TO PROMOTE A SUSTAINABLE, JUST, FREE, AND PARTICIPATORY SOCIETY. 5 5 0 6 0 0 0 0 0 0 2106851 2963352 1570619 0 3677470 2963352 12511968 1730000 0 0 0 0 0 0 0 558063 354275 13070031 2084275 -9392561 879077 23196478 43300325 0 475000 23196478 42825325 TYPE I SUPPORTING ORGANIZATION TO ROCKEFELLER FAMILY FUND, INC. A PUBLIC CHARITY WHOSE MISSION IS TO INITIATE, CULTIVATE, AND FUND STRATEGIC EFFORTS TO PROMOTE A SUSTAINABLE, JUST, FREE, AND PARTICIPATORY SOCIETY. 0 0 1762910 1730000 0 GRANTMAKING - THE WILLIAM B. WIENER, JR. FOUNDATION MAKES GRANTS ($1,730,000) FOR THE BENEFIT OF, TO PERFORM FUNCTIONS OF, OR TO CARRY OUT THE PURPOSES OF ITS SUPPORTED ORGANIZATION, THE ROCKEFELLER FAMILY FUND (RFF), IN RFF'S CORE PROGRAM AREAS AS WELL AS HUMAN RIGHTS, EDUCATION, AND OTHER CHARITABLE PURPOSES. 1762910 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 X 5 5 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 0 0 0 X GREGORY STINSON 3184243661 330 MARSHALL STREET 640 SHREVEPORT LA 711013036 DONALD B WIENER PRESIDENT AND ASST. TREASURER 2.00 1.00 X X 0 0 0 MIRANDA KAISER VICE PRESIDENT 2.00 3.00 X X 0 0 0 DAVID ROCKEFELLER JR VICE PRESIDENT 2.00 0.00 X X 0 0 0 JAY R HALFON TREASURER AND ASSISTANT SECRETARY 2.00 0.00 X X 0 0 0 JEFFREY W WEISS SECRETARY 2.00 1.00 X X 0 0 0 ELIZABETH MAYO EXECUTIVE DIRECTOR 10.00 5.00 X 0 72000 0 WILLIAM B WIENER JR VICE PRESIDENT AND ASST. TREASURER 10.00 2.00 X 0 0 0 0 72000 0 0 0 0 0 0 2404796 2404796 6502876 5944320 558556 558556 558556 2963352 0 0 2963352 1730000 1730000 45631 45631 66823 66823 111551 111551 41528 32910 8618 14810 14810 1272 1272 ROYALTY AND PROPERTY TA 36332 36332 LEASE OPERATING EXPENSE 18780 18780 FOREIGN TAXES 17548 17548 2084275 1762910 321365 0 455465 0 9270454 10993922 12915768 27955833 50000 3728133 504791 622437 23196478 43300325 0 475000 0 475000 X 23196478 42825325 0 0 23196478 42825325 23196478 43300325 X 879077 -13599562 32349332 0 X X 0 1 X 1 0 X X 1 ROCKEFELLER FAMILY FUND INC 136257658 7 1 1730000 0 1 1730000 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 REAL ESTATE AND NATURAL RESOURCES 3728133 F 3728133 X -13860141 -13599562 -3050605 -16650167 2790026 111551 61775 173326 2963352 34715623 32804674 32804674 1910949 111551 61775 173326 2084275 PART X, LINE 2: THE FOUNDATION FOLLOWS THE PROVISIONS OF ACCOUNTING STANDARDS CODIFICATION (ASC) SUBTOPIC 740-10, ACCOUNTING FOR INCOME TAXES, WHICH ADDRESSES THE ACCOUNTING FOR UNCERTAINTIES IN INCOME TAXES RECOGNIZED IN AN ORGANIZATION'S FINANCIAL STATEMENTS AND PRESCRIBES A THRESHOLD FOR THE RECOGNITION AND DERECOGNITION OF TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. ASC SUBTOPIC 740-10 ALSO PROVIDES RELATED GUIDANCE ON MEASUREMENT, CLASSIFICATION, INTEREST AND PENALTIES, AND DISCLOSURES. THE FOUNDATION HAS CONCLUDED THAT THERE WERE NO UNCERTAINTIES TO DISCLOSE. THE FOUNDATION IS NO LONGER SUBJECT TO EXAMINATIONS BY THE APPLICABLE TAXING JURISDICTIONS FOR PERIODS PRIOR TO DECEMBER 31, 2019. PART XI, LINE 2D - OTHER ADJUSTMENTS: REVENUE/ (LOSS) FROM RELATED PARTY -3,050,605. PART XI, LINE 4B - OTHER ADJUSTMENTS: OTHER EXPENSES REPORTED ON PART IX 61,775. PART XII, LINE 2D - OTHER ADJUSTMENTS: EXPENSES FROM RELATED PARTY 32,804,674. PART XII, LINE 4B - OTHER ADJUSTMENTS: OTHER EXPENSES REPORTED ON PART IX 61,775. 1 ROCKEFELLER FAMILY FUND INC 475 RIVERSIDE DRIVE SUITE 900 NEW YORK NY 10115 136257658 501(C)(3) 1730000 0 GENERAL OPERATING SUPPORT (HUMAN RIGHTS, EDUCATION, AND OTHER CHARITABLE PURPOSES) 1 0 PART I, LINE 2: THE FOUNDATION MONITORS THE USE OF GRANT FUNDS IN A VARIETY OF WAYS. THE FOUNDATION MAY REQUIRE AN ANNUAL NARRATIVE REPORT OF ACTIVITIES FINANCED BY THE GRANT AND LARGER GRANTEE PROJECT OF WHICH THE GRANT IS A PART. IF RELEVANT, A FINANCIAL REPORT DETAILING THE EXPENDITURE OF GRANT FUNDS MAY BE REQUIRED. LARGER GRANTS MAY BE DISTRIBUTED IN AT LEAST TWO PAYMENTS, WITH THE LATTER PAYMENT RELEASED ONLY AFTER A REVIEW OF THE GRANTEE'S WORK DURING THE PREVIOUS PERIOD. FOR SIGNIFICANT GRANTS, THE FOUNDATION REGULARLY SPEAKS WITH THE GRANTEE THROUGHOUT THE GRANT PERIOD TO ASSESS THE GRANTEE'S PERFORMANCE AND DISCUSS CORRECTIVE ACTION, IF NECESSARY. FORM 990, PART VI, SECTION A, LINE 6 THE ORGANIZATION HAS TWO CLASSES OF MEMBERSHIP TO BE KNOWN AS CLASS R AND CLASS W. CLASS R INCLUDES ITS SOLE MEMBER, THE ROCKEFELLER FAMILY FUND, INC. CLASS W INCLUDES MEMBERS OF THE BOARD OF DIRECTORS WHO ARE NOT APPOINTEES OF THE ROCKEFELLER FAMILY FUND, INC. AND MAY ONLY BE COMPRISED OF DESCENDANTS OF SAMUEL G. WIENER, JR. FORM 990, PART VI, SECTION A, LINE 7A THE CLASS R, SOLE MEMBER OF THE ORGANIZATION, ROCKEFELLER FAMILY FUND, INC., CAN ELECT THE MAJORITY OF THE BOARD OF DIRECTORS. THE CLASS W MEMBERS OF THE ORGANIZATION CAN ELECT THE REMAINING MINORITY OF THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION A, LINE 7B THE BYLAWS MAY BE AMENDED BY THE VOTE OF AT LEAST FOUR OF THE BOARD OF DIRECTORS, WHOSE MAJORITY WAS ELECTED BY THE CLASS R SOLE MEMBER. FORM 990, PART VI, SECTION B, LINE 11B THE ORGANIZATION HAS ITS FORM 990 PREPARED BY AN OUTSIDE ACCOUNTING FIRM AND HAS ESTABLISHED THE FOLLOWING REVIEW PROCESS TO ENSURE THAT THE INFORMATION REPORTED IS COMPLETE AND ACCURATE. WHEN THE FORM 990 HAS BEEN PREPARED, REVIEWED BY MANAGEMENT AND IS READY TO BE FILED WITH THE INTERNAL REVENUE SERVICE, IT IS ELECTRONICALLY SENT TO THE BOARD FOR APPROVAL. ONCE THE BOARD HAS APPROVED THE RETURN IT IS FILED WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C EACH DIRECTOR OR MEMBER OF A COMMITTEE WITH GOVERNING BOARD DELEGATED POWERS ANNUALLY SIGNS A STATEMENT WHICH AFFIRMS SUCH PERSON HAS: (A) RECEIVED A COPY OF THE CONFLICT OF INTEREST POLICY, (B) READ AND UNDERSTANDS THE POLICY, (C) AGREED TO COMPLY WITH THE POLICY, (D) SUBMITTED A STATEMENT TO THE SECRETARY IDENTIFYING TO THE BEST OF SUCH INDIVIDUAL'S KNOWLEDGE (I) ANY ENTITY OF WHICH SUCH INDIVIDUAL IS AN OFFICER, DIRECTOR, TRUSTEE, MEMBER, OWNER, OR EMPLOYEE AND WITH WHICH THE ORGANIZATION HAS A RELATIONSHIP, AND (II) ANY TRANSACTION IN WHICH THE ORGANIZATION IS A PARTICIPANT AND IN WHICH THE INDIVIDUAL MIGHT HAVE A CONFLICTING INTEREST, AND (III) ANY RELATED PARTY TRANSACTIONS, AND (E) UNDERSTANDS THE FOUNDATION IS CHARITABLE AND IN ORDER TO MAINTAIN ITS FEDERAL TAX EXEMPTION, IT MUST ENGAGE PRIMARILY IN ACTIVITIES WHICH ACCOMPLISH ONE OR MORE OF ITS TAX-EXEMPT PURPOSES. STEPS IN DETERMINING WHETHER A CONFLICT OF INTEREST EXISTS AFTER DISCLOSURE OF THE FINANCIAL INTEREST AND ALL MATERIAL FACTS, AND AFTER ANY DISCUSSION WITH THE INTERESTED PERSON, HE OR SHE SHALL LEAVE THE GOVERNING BOARD OR COMMITTEE MEETING WHILE THE DETERMINATION OF A CONFLICT OF INTEREST IS DISCUSSED AND VOTED UPON. THE REMAINING BOARD OR COMMITTEE MEMBERS SHALL DECIDE IF A CONFLICT OF INTEREST EXISTS. IN NO EVENT SHALL AN INTERESTED PERSON INFLUENCE IMPROPERLY THE DELIBERATION OR VOTING ON THE MATTER GIVING RISE TO A CONFLICT OR POSSIBLE CONFLICT. IF THE BOARD OR COMMITTEE HAS REASONABLE CAUSE TO BELIEVE A MEMBER HAS FAILED TO DISCLOSE ACTUAL OR POSSIBLE CONFLICTS OF INTEREST, IT SHALL INFORM THE MEMBER OF THE BASIS FOR SUCH BELIEF AND AFFORD THE MEMBER AN OPPORTUNITY TO EXPLAIN THE ALLEGED FAILURE TO DISCLOSE. IF AFTER HEARING THE MEMBER'S RESPONSE AND AFTER MAKING FURTHER INVESTIGATION AS WARRANTED BY THE CIRCUMSTANCES, THE BOARD OR COMMITTEE DETERMINES THE MEMBER HAS FAILED TO DISCLOSE AN ACTUAL OR POSSIBLE CONFLICT OF INTEREST, IT SHALL TAKE APPROPRIATE DISCIPLINARY AND CORRECTIVE ACTION. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS FORM 990 AVAILABLE FOR PUBLIC INSPECTION AS REQUIRED UNDER SECTION 6104 OF THE INTERNAL REVENUE CODE. THE RETURN IS ALSO POSTED ON GUIDESTAR.ORG AND OTHER SIMILAR TYPES OF WEBSITES. IN ADDITION, THE FINANCIAL STATEMENTS, CONFLICT OF INTEREST POLICY, ARTICLES OF INCORPORATION AND BY-LAWS ARE ALSO AVAILABLE UPON WRITTEN REQUEST OR BY CALLING THE ORGANIZATION DIRECTLY. FORM 990, PART XII, LINE 2C: THE ORGANIZATION HAS A COMMITTEE THAT IS RESPONSIBLE FOR THE OVERSIGHT OF THE AUDIT OF ITS FINANCIAL STATEMENTS AND THE SELECTION OF AN INDEPENDENT ACCOUNTANT. THIS PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. FORM 990, PART XI, LINE 8, PRIOR PERIOD ADJUSTMENT: THE PRIOR PERIOD ADJUSTMENT REPORTED REPRESENTS A CUMULATIVE ADJUSTMENT TO THE VALUATION OF INVESTMENTS AS A RESULT OF INVESTMENTS HISTORICALLY REPORTED ON THE FORM 990 UNDER THE COST BASIS. INVESTMENTS IN MARKETABLE SECURITIES ARE CARRIED AT QUOTED MARKET PRICES. AS SUCH, THE INVESTMENTS ARE CARRIED AT FAIR MARKET VALUE AND REPORTED ON PART X LINE 11 AT FAIR MARKET VALUE. MONAD WERNER LLC 330 MARSHALL STREET SUITE 640 SHREVEPORT LA 71101 208677281 OIL & GAS LA 1944348 207976 THE WILLIAM B WIENER JR FOUNDATION ROCKEFELLER FAMILY FUND INC 475 RIVERSIDE DRIVE SUITE 900 NEW YORK NY 10115 136257658 TO PROMOTE A SUSTAINABLE, JUST, FREE, PARTICIPATORY SOCIETY NY 501(C)(3) LINE 7 N/A 0 EVOLVE FOUNDATION 330 MARSHALL STREET SUITE 630 SHREVEPORT LA 71101 474173051 GRANTMAKING LA 501(C)(3) PF N/A 0 0 1 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0