2023-11-13T07:59:30-06:00 2022-12-31 731413977 HOGANTAYLOR LLP 11300 CANTRELL ROAD SUITE 301 LITTLE ROCK AR 72212 990 2022-01-01 710603560 WINROCK INTERNATIONAL INSTITUTE FOR AGRICULTURAL DEVELOPMENT WINR 5012803000 204 EAST 4TH STREET NORTH LITTLE ROCK AR 72114 JUDY WEISHAR CHIEF FINANCIAL OFFICER 5012803030 2023-11-10 1 JUDY WEISHAR 999009999 1 MICHELLE MANN P01064483 5012275800 2023-11-08 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z JUDY WEISHAR 204 EAST 4TH STREET NORTH LITTLE ROCK AR 72114 111535012 0 X WWW.WINROCK.ORG X 1984 AR WINROCK INTERNATIONAL INSTITUTE FOR AGRICULTURAL DEVELOPMENT IS A RECOGNIZED LEADER IN U.S. AND INTERNATIONAL DEVELOPMENT, PROVIDING SOLUTIONS TO SOME OF THE WORLD'S MOST COMPLEX SOCIAL, AGRICULTURAL AND ENVIRONMENTAL CHALLENGES. WINROCK IS A NON-PROFIT ORGANIZATION THAT COMBINES TECHNICAL EXPERTISE WITH ENTREPRENEURIAL INNOVATION TO IMPROVE LIVES AROUND THE GLOBE AND IMPLEMENTS A PORTFOLIO OF MORE THAN 100 AGRICULTURE, ENVIRONMENT, AND SOCIAL DEVELOPMENT PROJECTS IN MORE THAN 40 COUNTRIES. 18 17 718 150 2930 0 87296495 99202604 4843698 9376975 7384419 2386855 -404179 1027 99120433 110967461 8270890 9166750 0 0 50018853 56547265 0 0 0 33762866 38787847 92052609 104501862 7067824 6465599 132106340 119639802 49361784 42940909 82744556 76698893 X WINROCK'S MISSION IS TO EMPOWER THE DISADVANTAGED, INCREASE ECONOMIC OPPORTUNITY AND SUSTAIN NATURAL RESOURCES. 0 0 15286413 763676 9376975 ENVIRONMENT AND ENERGY: SUSTAINABLE ECONOMIC GROWTH DEPENDS ON A HEALTHY PLANET. WINROCK USES SCIENCE-DRIVEN, EVIDENCE-BASED SOLUTIONS TO ADDRESS THE MYRIAD WAYS HUMANS USE NATURAL RESOURCES. FROM NATURE-BASED SOLUTIONS TO CLIMATE CHANGE, TO COMMUNITY-BASED NATURAL RESOURCE MANAGEMENT, TO MARKET-DRIVEN INNOVATIONS IN CLEAN ENERGY AND PROMOTING ECOSYSTEM SERVICES, WINROCK DEVELOPS SOLUTIONS TO PROTECT NATURAL RESOURCES, ADDRESS CLIMATE CHANGE AND PROMOTE LONG-TERM ECONOMIC WELL-BEING AND HEALTH. OUR APPROACH EMPOWERS LOCAL COMMUNITIES, GOVERNMENTS, CIVIL SOCIETY AND THE PRIVATE SECTOR, PROVIDING THEM WITH THE INFORMATION NEEDED TO DEVELOP SUSTAINABLE, WIN-WIN SOLUTIONS.ENVIRONMENTAL RESOURCES TRUST (ERT): ERT'S MISSION IS TO HARNESS THE POWER OF MARKETS TO IMPROVE THE ENVIRONMENT. ERT ENHANCES CONFIDENCE IN THE SCIENTIFIC INTEGRITY AND SOCIAL EQUITY OF ENVIRONMENTAL MARKETS TO CATALYZE AMBITIOUS AND TRANSFORMATIONAL CLIMATE ACTION. THROUGH ITS AMERICAN CARBON REGISTRY (ACR) ENTERPRISE, ERT HAS CATALYZED OVER 250 MILLION TONS OF HIGH-QUALITY EMISSION REDUCTIONS AND REMOVALS ISSUED AS SERIALIZED CARBON CREDITS IN THE FORESTRY, ENERGY, TRANSPORTATION AND INDUSTRIAL SECTORS. 35734671 1027369 AGRICULTURE, RESILIENCE AND WATER (ARW): ARW'S PURPOSE IS TO CATALYZE TRANSFORMATIONAL AND SUSTAINABLE DEVELOPMENT GAINS FOR THE COMMUNITIES THAT WE SERVE. ARW MANAGES AWARDS FOR A VARIETY OF CLIENTS, INCLUDING USAID AND USDA IN THE AREAS OF FOOD SECURITY, MARKET SYSTEMS, WATER SYSTEMS, AND RESILIENCE. ARW PARTNERS WITH COMMUNITIES AROUND THE WORLD TO ADDRESS SOME OF THE ROOT CAUSES OF FOOD, WATER AND ECONOMIC INSECURITY BY CO-CREATING INNOVATIVE SOLUTIONS WITH FARMERS, COMMUNITIES, AGRICULTURAL BUSINESSES, COOPERATIVES AND OTHER STAKEHOLDERS ACROSS AFRICA, ASIA, AND LATIN AMERICA.WALLACE CENTER: THE WALLACE CENTER BRINGS TOGETHER DIVERSE PEOPLE AND IDEAS TO CO-CREATE SOLUTIONS THAT BUILD HEALTHY FARMS, EQUITABLE ECONOMIES, AND RESILIENT FOOD SYSTEMS IN THE UNITED STATES. THE CENTER'S WORK FOCUSES ON FIVE LEVERS FOR FOOD SYSTEMS CHANGE CATALYTIC SYSTEMS LEADERSHIP; EQUITY AND JUSTICE IN FARMING AND FOOD SYSTEMS; LEARNING, COLLABORATION, INNOVATION AND ACTION ACROSS COMMUNITIES; VALUES-BASED SUPPLY CHAINS; AND REGENERATIVE LAND USE. 30566306 5577985 HUMAN RIGHTS, EDUCATION, AND EMPOWERMENT GROUP (HREE): HREE DELIVERS INTERNATIONAL DEVELOPMENT SOLUTIONS IN THE FOLLOWING TECHNICAL AREAS: COUNTERING TRAFFICKING IN PERSONS, SAFE MIGRATION, CHILD LABOR, GENDER EQUALITY AND SOCIAL INCLUSION, EDUCATION AND YOUTH. 6759068 1797720 OTHER PROGRAMS: OTHER PROGRAMS INCLUDES U.S. PROGRAMS: SINCE 1985, WINROCK'S U.S. PROGRAMS HAS USED INNOVATIVE APPROACHES TO ADDRESS DOMESTIC ISSUES. WINROCK'S U.S. PROGRAMS BRINGS TOOLS, EXPERIENCE, AND TRAINING TO PEOPLE AND COMMUNITIES IN ARKANSAS AND THROUGHOUT THE MID-SOUTH HELPING THEM UNLOCK THEIR STRENGTHS, CREATIVITY, AND RESOURCEFULNESS. 6759068 1797720 88346458 1 1 0 1 0 0 0 0 0 1 1 0 0 1 1 1 0 1 0 1 1 1 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 X 246 0 1 311 1 1 1 1 BG UV BR CB CA CH ES GH GV ID JM KZ KE KG LA LI ML NP NG NI PK RP SG BP TI TZ TH UZ VM 0 0 0 0 0 0 0 0 0 0 X 18 17 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AR CA FL GA HI IL KS KY ME MD MA MI MN MS NH NJ NM NY NC ND OR PA RI SC TN UT VA WA WV WI X JUDY WEISHAR 5012803000 204 EAST 4TH STREET NORTH LITTLE ROCK AR 72114 RODNEY FERGUSON PRESIDENT AND CEO 40.00 1.00 X X 627539 0 64167 JERRY B ADAMS BOARD MEMBER 1.00 X 0 0 0 SAMAR S ALI BOARD MEMBER 1.00 X 0 0 0 JASON BORDOFF BOARD MEMBER 1.00 X 0 0 0 DAVID BRAMAN BOARD MEMBER 1.00 X 0 0 0 THOMAS GREEN BOARD MEMBER 1.00 X 0 0 0 JUDE KEARNEY CHAIR 1.00 X X 0 0 0 RICHARD LEACH BOARD MEMBER 1.00 X 0 0 0 NANETTE MEDVED-PO BOARD MEMBER 1.00 X 0 0 0 LISA MILTON BOARD MEMBER 1.00 X 0 0 0 JOHN M NEES BOARD MEMBER 1.00 X 0 0 0 TUAN NGUYEN BOARD MEMBER 1.00 X 0 0 0 PETER O'NEILL BOARD MEMBER 1.00 X 0 0 0 WILLIAM ROCKEFELLER BOARD MEMBER 1.00 X 0 0 0 SUZANNE E SISKEL VICE CHAIR 1.00 X X 0 0 0 SAUD SIDDIQUE BOARD MEMBER 1.00 X 0 0 0 JOHN TYSON BOARD MEMBER 1.00 X 0 0 0 MICHAELA EDWARDS BOARD MEMBER 1.00 X 0 0 0 MIKE MYERS SENIOR VP - CFO & TREASURER 40.00 1.00 X 322188 0 52955 JOYJIT DEB ROY EXECUTIVE VP 40.00 2.00 X 329946 0 62086 ELISABETH WOOD BOARD SECRETARY 40.00 X 150988 0 26723 CHARLOTTE YOUNG VP GC AND CRCO 40.00 1.00 X 275233 0 42624 MALIKA MAGAGULA VP AND COO 40.00 X 308881 0 39312 PATRICIA J MCCALL VP CORP AFFAIRS 40.00 X 336612 0 52412 EDNA CRUZ CHRO 40.00 X 296805 0 12572 BRAULIO OLIVEIRA CHIEF INFORMATION OFFICER 40.00 X 305812 0 46530 BRIAN BEAN CHIEF OF PARTY 40.00 X 295946 0 39576 MARY GRADY CEO OF ERT 40.00 X 343443 0 44023 AMANDA HILLIGAS ASSOCIATE VP 40.00 X 268947 0 49085 JON ANDERSON CHIEF OF PARTY 40.00 X 282029 0 27158 4144369 0 559223 127 0 1 0 CESC PARK TWO LLC PO BOX 644762 PITTSBURGH PA 15264 DC LANDLORD 1642882 APX INC 2150 NORTH FIRST ST STE 200 SAN JOSE CA 95131 MANAGEMENT SERVICES OF ACR 672786 ROCKEFELLER CAPITAL MANAGEMENT 900 17TH ST NW STE 603 WASHINGTON DC 20006 INVESTMENT MANAGEMENT SERVICES 200568 OMNITECHNOLOGIES INC 1644 PLATTE STREET STE 400 DENVER CO 80202 ERP IMPLEMENTATION/ CONSULTATION 185080 DELTEK INC 2291 WOOD OAK DRIVE HERNDON VA 20171 ERP IMPLEMENTATION 102061 5 80844801 18357803 99202604 CARBON SERVICE REGISTRY 900099 5815905 5815905 CUSTOMER CONTRACTS 900099 3374038 3374038 PROGRAM EVENTS 900099 187032 187032 9376975 1023956 1903 1022053 1027 0 1027 1027 1027 1930450 567551 1362899 1362899 1362899 110967461 9376975 2930 2384952 3181768 3181768 5984982 5984982 3042696 692063 2350633 48675131 40719386 7955745 2810152 2250142 560010 20200 12050 8150 1999086 1600706 398380 340656 147002 193654 248086 88199 159887 8400 8400 200568 200568 5915029 5069745 845284 165673 159451 6222 3251991 2134304 1117687 201179 154236 46943 2828881 2553175 275706 4173257 3789731 383526 1283503 1213746 69757 73529 73529 592565 592565 427617 138877 288740 SUBCONTRACTS 11678800 11674180 4620 FELLOWSHIPS 2639524 2639024 500 VEHICLES AND EQUIPMENT 953013 953013 0 ACR MANAGEMENT SERVICES 652786 652786 0 3152790 2537892 614898 104501862 88346458 16155404 0 4564848 26063956 24736343 130118 993611 10513089 11265828 3158727 4010417 4895848 11724911 3296756 8446384 8428155 62764394 53592879 1838061 106875 13486454 12750155 132106340 119639802 10161220 11233498 18327994 10882959 1349135 2244323 19523435 18580129 49361784 42940909 X 76448681 64118631 6295875 12580262 82744556 76698893 132106340 119639802 6465599 -12511262 0 X 0 1 X 1 1 1 X 90941913 87881376 91924875 87296495 99202604 457247263 90941913 87881376 91924875 87296495 99202604 457247263 457247263 985254 1249229 113528 1128695 1023956 4500662 461747925 0.99030 0.98940 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 8400 8400 104493462 104501862 1000000 250000 0 0 1000000 1000000 1000000 3000000 4500000 8400 9708 8400 26508 250000 250000 250000 750000 1125000 PART II-A, LINE 1 COMPRISED OF PAYMENTS TO (I) ARKANSAS STATE CHAMBER OF COMMERCE LABELED AS LOBBYING EXPENSE, (II) US GLOBAL LEADERSHIP CAMPAIGN MEMBERSHIP PARTIALLY LABELED AS LOBBYING EXPENSE AND (III) LABOR COSTS CHARGED BY INTERNAL RESOURCES 62994720 -10423599 2058976 50512145 56863222 8168658 2037160 62994720 52275309 6817891 2229978 56863222 45911693 8547890 2184274 52275309 51686511 -3626657 2148161 45911693 1.00000 1 0 575773 575773 3917304 835464 3081840 3956314 833855 3122459 556646 414804 141841 2718874 1212633 1506242 8428155 RIGHT OF USE ASSET 12675155 OTHER ASSETS 75000 12750155 LEASE LIABILITY 17442860 DEFERRED COMPENSATION LIABILITY 1137269 18580129 X 98255539 -12511262 -12511262 110766801 200660 200660 110967461 104301202 0 104301202 200660 200660 104501862 PART V, LINE 4: WINROCK HAS BOARD-DESIGNATED ENDOWMENT FUNDS THAT ARE INCLUDED IN NET ASSETS WITHOUT DONOR RESTRICTIONS. AS REQUIRED BY GAAP, NET ASSETS ASSOCIATED WITH ENDOWMENT FUNDS, INCLUDING FUNDS DESIGNATED BY THE BOARD TO FUNCTION AS ENDOWMENTS, ARE CLASSIFIED AND REPORTED BASED ON THE EXISTENCE OF DONOR-IMPOSED RESTRICTIONS. PART X, LINE 2: WINROCK IS EXEMPT FROM INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND A SIMILAR PROVISION OF STATE LAW, EXCEPT FOR TAXES ON UNRELATED BUSINESS INCOME. FOR THE YEAR ENDED DECEMBER 31, 2022, NO PROVISION FOR INCOME TAXES WAS MADE, AS WINROCK HAD NO NET SIGNIFICANT UNRELATED BUSINESS INCOME. WINROCK FOLLOWS THE AUTHORITATIVE GUIDANCE RELATING TO ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES INCLUDED IN FASB ASC TOPIC 740, INCOME TAXES. THESE PROVISIONS PROVIDE CONSISTENT GUIDANCE FOR THE ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES RECOGNIZED IN AN ENTITY'S CONSOLIDATED FINANCIAL STATEMENTS AND PRESCRIBE A THRESHOLD OF "MORE LIKELY THAN NOT" FOR RECOGNITION AND DERECOGNITION OF TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. WINROCK PERFORMED AN EVALUATION OF UNCERTAINTY IN INCOME TAXES FOR THE YEAR ENDED DECEMBER 31, 2022, AND DETERMINED THAT THERE WERE NO MATTERS THAT WOULD REQUIRE RECOGNITION IN THE CONSOLIDATED FINANCIAL STATEMENTS OR THAT MAY HAVE ANY EFFECT ON ITS TAX-EXEMPT STATUS. AS OF DECEMBER 31, 2022, THERE WERE TAX RETURNS THAT REMAINED OPEN WITH THE U.S. FEDERAL JURISDICTION OR THE VARIOUS STATES AND LOCAL JURISDICTIONS IN WHICH WINROCK FILES TAX RETURNS, HOWEVER, THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS. IT IS WINROCK'S POLICY TO RECOGNIZE INTEREST AND/OR PENALTIES RELATED TO UNCERTAINTY IN INCOME TAXES, IF ANY, IN INTEREST OR INCOME TAX EXPENSE. AS OF DECEMBER 31, 2022, WINROCK HAD NO ACCRUALS FOR INTEREST AND/OR PENALTIES. 1 CENTRAL AMERICA AND THE CARIBBEAN 2 9 PROGRAM SERVICES HUMAN RIGHTS, EDUCATION, & EMPOWERMENT 579957 EAST ASIA AND THE PACIFIC 11 169 PROGRAM SERVICES AGRICULTURE, RESILIENCE, & WATER, ENVIRONMENT AND ENERGY, HUMAN RIGHTS, EDUCATION, & EMPOWERMENT, MANAGEMENT & GENERAL 9402471 RUSSIA AND NEIGHBORING STATES 9 58 PROGRAM SERVICES AGRICULTURE, RESILIENCE, & WATER, HUMAN RIGHTS, EDUCATION, & EMPOWERMENT 5532538 SOUTH ASIA 10 269 PROGRAM SERVICES AGRICULTURE, RESILIENCE, & WATER, ENVIRONMENT AND ENERGY, HUMAN RIGHTS, EDUCATION, & EMPOWERMENT 12259071 SUB-SAHARAN AFRICA 19 199 PROGRAM SERVICES AGRICULTURE, RESILIENCE, & WATER, ENVIRONMENT AND ENERGY, HUMAN RIGHTS, EDUCATION, & EMPOWERMENT, MANAGEMENT & GENERAL 12740781 51 704 0 0 51 704 40514818 0 40514818 EAST ASIA AND THE PACIFIC SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 10044 WIRE, EFT AND/OR CHECK 0 SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 10320 WIRE, EFT AND/OR CHECK 0 RUSSIA AND NEIGHBORING STATES SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 10443 WIRE, EFT AND/OR CHECK 0 SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 10591 WIRE, EFT AND/OR CHECK 0 SUB-SAHARAN AFRICA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 10624 WIRE, EFT AND/OR CHECK 0 SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 11067 WIRE, EFT AND/OR CHECK 0 SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 11130 WIRE, EFT AND/OR CHECK 0 RUSSIA AND NEIGHBORING STATES SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 11242 WIRE, EFT AND/OR CHECK 0 EAST ASIA AND THE PACIFIC SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 11364 WIRE, EFT AND/OR CHECK 0 SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 11380 WIRE, EFT AND/OR CHECK 0 RUSSIA AND NEIGHBORING STATES SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 11700 WIRE, EFT AND/OR CHECK 0 SUB-SAHARAN AFRICA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 12087 WIRE, EFT AND/OR CHECK 0 SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 12180 WIRE, EFT AND/OR CHECK 0 EAST ASIA AND THE PACIFIC SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 12368 WIRE, EFT AND/OR CHECK 0 EAST ASIA AND THE PACIFIC SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 12937 WIRE, EFT AND/OR CHECK 0 EAST ASIA AND THE PACIFIC SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 13205 WIRE, EFT AND/OR CHECK 0 RUSSIA AND NEIGHBORING STATES SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 13478 WIRE, EFT AND/OR CHECK 0 SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 13495 WIRE, EFT AND/OR CHECK 0 SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 13503 WIRE, EFT AND/OR CHECK 0 EAST ASIA AND THE PACIFIC SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 14059 WIRE, EFT AND/OR CHECK 0 RUSSIA AND NEIGHBORING STATES SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 14061 WIRE, EFT AND/OR 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ON FUNDER REQUIREMENTS 19487 WIRE, EFT AND/OR CHECK 0 RUSSIA AND NEIGHBORING STATES SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 19644 WIRE, EFT AND/OR CHECK 0 EAST ASIA AND THE PACIFIC SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 19768 WIRE, EFT AND/OR CHECK 0 EAST ASIA AND THE PACIFIC SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 19786 WIRE, EFT AND/OR CHECK 0 EAST ASIA AND THE PACIFIC SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 20000 WIRE, EFT AND/OR CHECK 0 RUSSIA AND NEIGHBORING STATES SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 20057 WIRE, EFT AND/OR CHECK 0 EAST ASIA AND THE PACIFIC SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 20524 WIRE, EFT AND/OR CHECK 0 RUSSIA AND NEIGHBORING STATES SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 20535 WIRE, EFT AND/OR CHECK 0 RUSSIA AND NEIGHBORING STATES SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 21680 WIRE, EFT AND/OR CHECK 0 SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 21701 WIRE, EFT AND/OR CHECK 0 SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 21785 WIRE, EFT AND/OR CHECK 0 SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 22529 WIRE, EFT AND/OR CHECK 0 RUSSIA AND NEIGHBORING STATES SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 22591 WIRE, EFT AND/OR CHECK 0 RUSSIA AND NEIGHBORING STATES SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 22938 WIRE, EFT AND/OR CHECK 0 EAST ASIA AND THE PACIFIC SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 23303 WIRE, EFT AND/OR CHECK 0 SUB-SAHARAN AFRICA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 23896 WIRE, EFT AND/OR CHECK 0 SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 23908 WIRE, EFT AND/OR CHECK 0 EAST ASIA AND THE PACIFIC SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 23925 WIRE, EFT AND/OR CHECK 0 EAST ASIA AND THE PACIFIC SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 24520 WIRE, EFT AND/OR CHECK 0 EAST ASIA AND THE PACIFIC SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 25000 WIRE, EFT AND/OR CHECK 0 EAST ASIA AND THE PACIFIC SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 25394 WIRE, EFT AND/OR CHECK 0 SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 25618 WIRE, EFT AND/OR CHECK 0 SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 26034 WIRE, EFT AND/OR CHECK 0 EAST ASIA AND THE PACIFIC SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 27195 WIRE, EFT AND/OR CHECK 0 RUSSIA AND NEIGHBORING STATES SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 27222 WIRE, EFT AND/OR CHECK 0 SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 29784 WIRE, EFT AND/OR CHECK 0 EAST ASIA AND THE PACIFIC SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 29899 WIRE, EFT AND/OR CHECK 0 SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 30767 WIRE, EFT AND/OR CHECK 0 CENTRAL AMERICA AND THE CARIBBEAN SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 31469 WIRE, EFT AND/OR CHECK 0 EAST ASIA AND THE PACIFIC SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 32628 WIRE, EFT AND/OR CHECK 0 RUSSIA AND NEIGHBORING STATES SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 33015 WIRE, EFT AND/OR CHECK 0 RUSSIA AND NEIGHBORING STATES SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 33137 WIRE, EFT AND/OR CHECK 0 EAST ASIA AND THE PACIFIC SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 35271 WIRE, EFT AND/OR CHECK 0 EAST ASIA AND THE PACIFIC SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 36970 WIRE, EFT AND/OR CHECK 0 SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 38146 WIRE, EFT AND/OR CHECK 0 RUSSIA AND NEIGHBORING STATES SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 40209 WIRE, EFT AND/OR CHECK 0 RUSSIA AND NEIGHBORING STATES SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 40281 WIRE, EFT AND/OR CHECK 0 SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 40772 WIRE, EFT AND/OR CHECK 0 SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 42215 WIRE, EFT AND/OR CHECK 0 SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 43895 WIRE, EFT AND/OR CHECK 0 SUB-SAHARAN AFRICA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 45304 WIRE, EFT AND/OR CHECK 0 RUSSIA AND NEIGHBORING STATES SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 47965 WIRE, EFT AND/OR CHECK 0 RUSSIA AND NEIGHBORING STATES SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 49060 WIRE, EFT AND/OR CHECK 0 EAST ASIA AND THE PACIFIC SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 50988 WIRE, EFT AND/OR CHECK 0 SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 51125 WIRE, EFT AND/OR CHECK 0 EAST ASIA AND THE PACIFIC SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 51323 WIRE, EFT AND/OR CHECK 0 SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 51559 WIRE, EFT AND/OR CHECK 0 RUSSIA AND NEIGHBORING STATES SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 52946 WIRE, EFT AND/OR CHECK 0 SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 55394 WIRE, EFT AND/OR CHECK 0 SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 55632 WIRE, EFT AND/OR CHECK 0 SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 62339 WIRE, EFT AND/OR CHECK 0 SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 62389 WIRE, EFT AND/OR CHECK 0 EAST ASIA AND THE PACIFIC SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 62587 WIRE, EFT AND/OR CHECK 0 EAST ASIA AND THE PACIFIC SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 62819 WIRE, EFT AND/OR CHECK 0 SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 63499 WIRE, EFT AND/OR CHECK 0 EAST ASIA AND THE PACIFIC SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 64731 WIRE, EFT AND/OR CHECK 0 SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 69684 WIRE, EFT AND/OR CHECK 0 SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 72923 WIRE, EFT AND/OR CHECK 0 RUSSIA AND NEIGHBORING STATES SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 79921 WIRE, EFT AND/OR CHECK 0 SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 85855 WIRE, EFT AND/OR CHECK 0 EAST ASIA AND THE PACIFIC SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 88355 WIRE, EFT AND/OR CHECK 0 SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 91088 WIRE, EFT AND/OR CHECK 0 SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 93045 WIRE, EFT AND/OR CHECK 0 SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 99345 WIRE, EFT AND/OR CHECK 0 EAST ASIA AND THE PACIFIC SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 99592 WIRE, EFT AND/OR CHECK 0 EAST ASIA AND THE PACIFIC SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 104000 WIRE, EFT AND/OR CHECK 0 SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 106807 WIRE, EFT AND/OR CHECK 0 SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 107306 WIRE, EFT AND/OR CHECK 0 SOUTH ASIA SUBGRANTS IMPLEMENTED 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IMPLEMENTED BASED ON FUNDER REQUIREMENTS 363297 WIRE, EFT AND/OR CHECK 0 EAST ASIA AND THE PACIFIC SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 320425 WIRE, EFT AND/OR CHECK 0 SUB-SAHARAN AFRICA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 55600 WIRE, EFT AND/OR CHECK 0 EAST ASIA AND THE PACIFIC SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 19450 WIRE, EFT AND/OR CHECK 0 1 0 0 0 0 0 PART I, LINE 2: - WINROCK INTERNATIONAL IMPLEMENTS PROJECTS IN OVER 45 COUNTRIES WORLD-WIDE INCLUDING THE REGIONS OF SOUTH, SOUTHEAST AND CENTRAL ASIA, AFRICA, CENTRAL AND SOUTH AMERICA. WINROCK PROJECTS ARE FUNDED BY BOTH DOMESTIC AND INTERNATIONAL FUNDERS, WITH OVER 80% OF FUNDING PROVIDED BY THE U.S. GOVERNMENT DURING 2022. WHEN AWARDED, WINROCK ESTABLISHES A PRESENCE IN THE REQUIRED AREA AND CARRIES OUT THE SCOPE OF WORK INCLUDED WITHIN THE AWARD. WINROCK FOLLOWS ITS POLICY TO AWARD GRANTS WHICH PROVIDES GUIDELINES AROUND COMPETITION, SOLICITATION PROCEDURES, AND EVALUATION CRITERIA. WINROCK MONITORS GRANT ACTIVITIES FOR COMPLIANCE WITH THE TERMS AND CONDITIONS OF THE GRANT AGREEMENT AND TO ENSURE ACHIEVEMENT OF THE BENCHMARKS AND OBJECTIVES. MONITORING EFFORTS ARE DOCUMENTED AND INCLUDE PROCEDURES PERTINENT TO THE GRANT TYPE, INCLUDING FINANCIAL MANAGEMENT, MAINTENANCE AND INVENTORY OR EQUIPMENT, AND GRANT FILE RETENTION. PART III ACCOUNTING METHOD: 1 CARTWHEEL STARTUP STUDIO 409 SW A ST BENTONVILLE AR 72712 871553342 701486 0 CASH SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS PARTNERS OF THE AMERICAS 1424 K STREET NW STE 700 WASHINGTON DC 20005 520848769 501(C)3 605859 0 CASH SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS LAWYERS WITHOUT BORDERS 59 ELM STREET SUITE 330 NEW HAVEN CT 06510 061574889 501(C)3 227136 0 CASH SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS VIAMO PBC 1250 CONNECTICUT AVE NW STE 200 WASHINGTON DC 20036 820825124 226494 0 CASH SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS NATURAL SOYBEANGRAIN 700 RESEARCH CENTER BLVD FAYETTEVILLE AR 72701 464480503 501(C)3 145101 0 CASH SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS MOONLIGHT GAMES LLC 223 EL CONTENTO DR BENTONVILLE AR 72712 473010426 100000 0 CASH SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS FREEDOM COLLABORATIVE INC 108 LAKELAND AVE DOVER DE 19901 872681646 501(C)3 99500 0 CASH SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS PACIFIC GENETECH USA LLC 425 W CAPITOL STREET LITTLE ROCK AR 72201 421768349 96691 0 CASH SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS REJOICY INC 3802 SW HANSOM LOOP BENTONVILLE AR 72712 861262344 93060 0 CASH SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS COFFEE QUALITY INSTITUTE 26895 ALISO CREEK RD ALISO VIEJO CA 92656 330702576 501(C)3 92503 0 CASH SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS UNIV AR MEDICAL SCIENCES 4301 W MARKHAM LITTLE ROCK AR 72205 716046242 90785 0 CASH SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS OPPORTUNITY INTERNATIONAL 550 W VAN BUREN ST STE 200 CHICAGO IL 60607 540907624 501(C)3 88413 0 CASH SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS PUSHKIN INC 409 SW A ST BENTONVILLE AR 72712 881297525 75000 0 CASH SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS USDA AGRICULTURAL RESEARC 5601 SUNNYSIDE AVE BELTSVILLE MD 20705 720564834 FEDERAL GOVERNMENT 68655 0 CASH SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS SSG ADVIS TA RESONANCE 1 MILL STREET STE 201 BULINGTON VT 05401 271226648 56287 0 CASH SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS PHOTONICARE INC 1902 FOX DRIVE STE F CHAMPAIGN IL 61820 463073630 50000 0 CASH SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS GILL RAGON OWEN PA 425 W CAPITOL AVE STE 3800 LITTLE ROCK AR 72201 710765286 46528 0 CASH SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS CRAFTON TULL ASSOCATES 901 N 47TH ST STE 200 ROGERS AR 72756 710393591 32945 0 CASH SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS OZARKA COLLEGE 218 COLLEGE DRIVE MELBOURNE AR 72556 710443460 HIGHER EDUCATION 29629 0 CASH SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS THE RIGGINS GROUP INC 13610 COUNTY FARM RD LITTLE ROCK AR 72223 261194539 28906 0 CASH SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS AGRICENTER INTERNATIONAL 7777 WALNUT GROVE RD MEMPHIS TN 38120 621143306 501(C)3 22500 0 CASH SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS THRIVE INC 1242 CORONA STREET DENVER CO 80218 461018440 20497 0 CASH SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS JACKSSON DAVID LLC 3700 ROYAL OAK DRIVE NORTH LITTLE ROCK AR 72116 430395026 19082 0 CASH SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS MID-SOUTH HEALTH SYSTEMS 2707 BROWNS LN JONESBORO AR 72401 710774925 501(C)3 17787 0 CASH SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS MT AG ENTERPRISES LLC 37 MESA TOP FARM LOOP SANTA FE NM 87508 272076065 16950 0 CASH SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS CURATORS OF THE UNIVERSIT 118 UNIVERSITY HALL COLUMBIA MO 65211 436003859 501(C)3 13698 0 CASH SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS OSEAS STRAT CONS LTDSUBS 1500 WALNUT STREET STE 1300 PHILADELPHIA PA 19102 232720769 12740 0 CASH SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS CITY OF ENGLAND 107 W 2ND STREET LONOKE AR 72086 716029161 MUNICIPAL GOVERNMENT 7500 0 CASH SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS CITY OF STUTTGART PO BOX 249 ENGLAND AR 72046 716002991 MUNICIPAL GOVERNMENT 7500 0 CASH SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS CITY OF LONOKE 304 SOUTH MAPLE STUTTGART AR 72160 716016820 MUNICIPAL GOVERNMENT 7500 0 CASH SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS NEW YORK INSTITUTE OF TECH PO BOX 119 STATE UNIVERSITY AR 72467 111788788 501(C)3 37237 0 CASH SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 14 17 PART I, LINE 2: WINROCK INTERNATIONAL'S WORK IN THE UNITED STATES INCLUDES FARMERS IN THE MID-SOUTH, CONSERVATION PROGRAMS THAT REDUCE WATER POLLUTION, AND A PORTFOLIO OF ENTREPRENEURIAL DEVELOPMENT WORK. WINROCK FOLLOWS ITS POLICY TO AWARD GRANTS WHICH PROVIDES GUIDELINES AROUND COMPETITION, SOLICITATION PROCEDURES, AND EVALUATION CRITERIA. WINROCK MONITORS GRANT ACTIVITIES FOR COMPLIANCE WITH THE TERMS AND CONDITIONS OF THE GRANT AGREEMENT AND TO ENSURE ACHIEVEMENT OF THE BENCHMARKS AND OBJECTIVES. MONITORING EFFORTS ARE DOCUMENTED AND INCLUDE PROCEDURES PERTINENT TO THE GRANT TYPE, INCLUDING FINANCIAL MANAGEMENT, MAINTENANCE AND INVENTORY OR EQUIPMENT, AND GRANT FILE RETENTION. X X 1 1 X X X X X X 0 0 0 0 0 0 0 0 0 RODNEY FERGUSON PRESIDENT AND CEO 547249 0 55000 0 25290 0 41455 0 22712 0 691706 0 0 0 JOYJIT DEB ROY EXECUTIVE VP 284020 0 44033 0 1893 0 27007 0 35079 0 392032 0 0 0 PATRICIA J MCCALL VP CORP AFFAIRS 294653 0 37509 0 4450 0 29700 0 22712 0 389024 0 0 0 MARY GRADY CEO OF ERT 294472 0 45000 0 3971 0 29847 0 14176 0 387466 0 0 0 MIKE MYERS SENIOR VP - CFO & TREASURER 272708 0 39905 0 9575 0 29850 0 23105 0 375143 0 0 0 BRAULIO OLIVEIRA CHIEF INFORMATION OFFICER 268655 0 30000 0 7157 0 29750 0 16780 0 352342 0 0 0 MALIKA MAGAGULA VP AND COO 265134 0 38409 0 5338 0 29380 0 9932 0 348193 0 0 0 BRIAN BEAN CHIEF OF PARTY 164843 0 0 0 131103 0 16791 0 22785 0 335522 0 0 0 AMANDA HILLIGAS ASSOCIATE VP 241176 0 25200 0 2571 0 26373 0 22712 0 318032 0 0 0 CHARLOTTE YOUNG VP GC AND CRCO 234031 0 36675 0 4527 0 25992 0 16632 0 317857 0 0 0 EDNA CRUZ CHRO 257146 0 36000 0 3659 0 2750 0 9822 0 309377 0 0 0 JON ANDERSON CHIEF OF PARTY 187697 0 8500 0 85832 0 18866 0 8292 0 309187 0 0 0 ELISABETH WOOD BOARD SECRETARY 133504 0 17000 0 484 0 13360 0 13363 0 177711 0 0 0 PART I, LINE 1A WINROCK ALLOWS EXECUTIVE TEAM MEMBERS TO BE REIMUBURSED FOR COSTS UP TO $1,250 ANNUALLY TO COVER EXPENSES THAT PROMOTE A HEALTHY LIFESTYLE INCLUDING HEALTH CLUB MEMBERSHIPS, WEIGHT-MANAGEMENT/FITNESS PROGRAMS, SMOKING CESSATION AND SIMILAR PROGRAMS. FORM 990 PART I LINE 5 AND PART V LINE 2A: THE EMPLOYEE COUNT ON PART I LINE 5 IS THE WORLDWIDE EMPLOYEE COUNT, INCLUDING IN-COUNTRY EMPLOYEES. THE COUNT ON PART V LINE 2A IS FROM THE FORM W-3 AND INCLUDES ONLY US EMPLOYEES. FORM 990, PART VI, SECTION A, LINE 2 BOARD MEMBERS PETER O'NEILL AND WILL ROCKEFELLER ARE RELATED. FORM 990, PART VI, SECTION B, LINE 11B FINANCE MANAGEMENT AND THE TAX RETURN PREPARER PRESENTED THE FORM 990 TO THE AUDIT AND COMPLIANCE COMMITTEE. AT THEIR RECOMMENDATION, ALL MEMBERS OF THE BOARD OF DIRECTORS WERE PROVIDED A COMPLETE COPY PRIOR TO FILING FOR THE OPPORTUNITY TO REVIEW THE ACCURACY AND COMPLETENESS OF THE RETURN. FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY, BOARD MEMBERS, EXECUTIVE TEAM MEMBERS, AND ALL EMPLOYEES ARE FURNISHED THE CODE OF CONDUCT (CODE), WHICH INCLUDES THE CONFLICTS OF INTEREST POLICY. EACH BOARD AND STAFF MEMBER IS REQUIRED TO (I) CERTIFY THAT THEY HAVE READ, UNDERSTAND, AND WILL COMPLY WITH THE CODE AND (II) PURSUANT TO THE POLICY, IDENTIFY AND DISCLOSE ANY KNOWN OR POTENTIAL CONFLICTS OF INTEREST FOR APPROVAL BY THE COMPLIANCE OFFICE PRIOR TO PROCEEDING. FOR DIRECTORS, OFFICERS, AND THE EXECUTIVE TEAM, THE COMPLIANCE OFFICE FURTHER PROVIDES A DISCLOSURE FORM TO EACH INDIVIDUAL ANNUALLY TO CERTIFY THAT NO CONFLICTS HAVE ARISEN DURING THE PAST YEAR. EVERY CONFLICT DISCLOSURE IS REVIEWED BY THE COMPLIANCE OFFICE TO DETERMINE THE IMPACT ON WINROCK, WHETHER THE ACTION CAN PROCEED, AND APPROPRIATE MITIGATION STEPS, IF NECESSARY. FORM 990, PART VI, SECTION B, LINE 15 A COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS USES COMPENSATION SURVEYS AND OTHER RESOURCES TO DETERMINE THE APPROPRIATE COMPENSATION FOR THE CEO. THE DECISION BY THE COMPENSATION COMMITTEE IS THEN APPROVED BY THE FULL BOARD BEFORE BEING FINALIZED. THE COMPENSATION COMMITTEE ALSO REVIEWS ANNUALLY THE COMPENSATION OF EXECUTIVES. FORM 990, PART VI, SECTION C, LINE 19 THE ARTICLES OF INCORPORATION ARE MADE PUBLIC THROUGH THE ARKANSAS SECRETARY OF STATE. ARTICLES OF INCORPORATION AND THE BYLAWS MAY BE DIRECTLY REQUESTED FROM THE BOARD SECRETARY AT WINROCK INTERNATIONAL'S CORPORATE MAILING ADDRESS. THE CONFLICTS OF INTEREST POLICY IS AVAILABLE AT WINROCK.ORG AS PART OF WINROCK'S CODE OF BUSINESS CONDUCT. THE AUDITED INSTITUTIONAL FINANCIAL STATEMENTS AND COMPLIANCE AUDIT UNDER UNIFORM GUIDANCE ARE AVAIALABLE UPON REQUEST TO THE CHIEF FINANCIAL OFFICER AT THE CORPORATE MAILING ADDRESS. 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