2023-11-09T13:36:03-06:00 2022-12-31 611064249 DEMING MALONE LIVESAY & OSTROFF PSC 9300 SHELBYVILLE RD STE 1100 LOUISVILLE KY 402225187 990 2022-01-01 610663854 DISMAS CHARITIES INC DISM 5026362033 2500 SEVENTH STREET ROAD LOUISVILLE KY 402081078 MICHELLE KERSTING CHIEF FINANCIAL OFFICER 5026362033 2023-11-08 1 MICHELLE KERSTING XXX-XX-XXXX 0 CHRISTINE N KOENIG P01022180 5024269660 2023-11-06 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z RAYMOND J WEIS 2500 SEVENTH STREET ROAD LOUISVILLE KY 402081078 82328776 0 X DISMAS.COM X 1979 KY THE ORGANIZATION PROVIDES HALF-WAY HOUSES, RESIDENTIAL SUBSTANCE ABUSE TREATMENT (SCH. O) PROGRAMS AND SOCIAL REHABILITATION PROGRAMS FOR EX-OFFENDERS. 10 10 1260 200 0 0 441889 1343161 73203868 80316436 191442 230670 158643 394368 73995842 82284635 0 0 0 0 37014426 42081473 0 0 0 31274662 33458267 68289088 75539740 5706754 6744895 50549022 60237030 29508194 33610637 21040828 26626393 THE ORGANIZATION PROVIDES HALF-WAY HOUSES, RESIDENTIAL SUBSTANCE ABUSE TREATMENT PROGRAMS, AND SOCIAL REHABILITATION PROGRAMS FOR EX-OFFENDERS. 0 0 57993411 80703004 PAROLEE PRISONER REHABILITATION PROVIDED 1,153,121 MANDAYS OF REHABILITATION DURING THE YEAR. 57993411 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 216 0 1 1260 1 0 0 0 0 0 0 0 0 0 0 0 0 0 X 10 10 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 KY X MICHELLE KERSTING 5026362033 2500 SEVENTH STREET ROAD LOUISVILLE KY 402081078 WILLIAM G FERKO CHAIR 1.00 X X 0 0 0 ARTHUR J POTTER III SECRETARY 1.00 X X 0 0 0 JAMES T SIMON SR DIRECTOR 1.00 X 0 0 0 DON P CHRISTENSEN DIRECTOR 1.00 X 0 0 0 NELSON AUGE VICE CHAIR 1.00 X X 0 0 0 BRUCE KRAMER TREASURER 1.00 X X 0 0 0 THOMAS E MOSS SR DIRECTOR 1.00 X 0 0 0 SEAN BARBOUR DIRECTOR 1.00 X 0 0 0 NANCY WAGNER DIRECTOR 1.00 X 0 0 0 ERIC B WILLIAMS DIRECTOR 1.00 X 0 0 0 RAYMOND J WEIS PRESIDENT/CEO 55.00 5.00 X 653275 0 74748 JAN KEMPF EXECUTIVE VICE PRESIDENT 55.00 5.00 X 511610 0 74748 ADAM CONLIN CHIEF FINANCIAL OFFICER 55.00 5.00 X 178414 0 72096 STEVE VICE VP NEW BUSINESS 49.00 1.00 X 204085 0 75856 CHUCK FERRARO SR VP CORPORATE SERVICES 49.00 X 289177 0 81974 FAITH GOOD REGIONAL VP 49.00 X 180055 0 59210 CHRIS SCHARFENBERGER VP INFORMATION TECHNOLOGY 49.00 1.00 X 159006 0 39543 JIMMY JONES REGIONAL VP 50.00 X 157691 0 48577 CATHY BELLEW REGIONAL VP 50.00 X 157787 0 52493 JOE DRIVER REGIONAL VP 50.00 X 160103 0 40094 2651203 0 619339 21 0 1 0 HOUSE ARREST SERVICES INC 16039 E NINE MILE ROAD EASTPOINTE MI 48021 ELECTRONIC MONITORING 2531745 KIZAN TECHNOLOGIES LLC 1831 WILLIAMSON COURT SUITE K LOUISVILLE KY 40223 INFORMATION TECHNOLOGY 464078 INTEGRITY HR 109 DAVENTRY LANE LOUISVILLE KY 40223 HUMAN RESOURCE CONSULTING 303756 ASPIRANT NOVA TOWER 1 SUITE 502 PITTSBURGH PA 15212 CONSULTING 290260 MCBRAYER PLLC 201 EAST MAIN STREET SUITE 900 LEXINGTON KY 40507 LEGAL 229298 14 289441 1024000 29720 6000 1343161 SERVICE CONTRACTS 900099 80266966 80266966 RESIDENT SUBSISTENCE 900099 49470 49470 80316436 274761 274761 7800 0 7800 7800 7800 50 44141 -44091 -44091 -44091 OTHER INCOME 900099 386568 386568 386568 82284635 80703004 0 238470 2215983 2215983 32282619 30106111 2176508 4270447 3919356 351091 672527 551802 120725 2639897 2322724 317173 120544 120544 2135475 229159 1906316 199386 36154 163232 1594519 904494 690025 13697227 6149959 7547268 1260699 869249 391450 2418 2418 2037384 1698325 339059 2413432 1336903 1076529 RESIDENT FOOD AND KITCH 5121593 5121593 ELECTRONIC MONITORING 2433110 2433110 RESIDENT SUPPLIES 1779897 1779897 MISCELLANEOUS 336359 205933 130426 326224 326224 75539740 57993411 17546329 0 47587 62292 5569572 12045495 23859913 25767184 162765 158898 479585 2009850 56121791 47634094 7920298 8487697 12509302 11349972 0 355642 50549022 60237030 10896328 11850634 550000 578339 462948 18033527 20747055 29508194 33610637 X 21040828 26626393 21040828 26626393 50549022 60237030 6744895 -1159330 0 X X 0 1 X 1 0 X 56063211 62321325 64445261 73645757 81659597 338135151 56063211 62321325 64445261 73645757 81659597 338135151 338135151 133317 169636 94301 70823 282561 750638 202634 202967 289324 151228 386568 1232721 340118510 0.99420 0.99520 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 682487 682487 28615027 24608612 4006415 24050050 21499188 2550862 2774227 1526294 1247933 8487697 DUE TO RELATED ORGANIZATIONS 20391413 OPERATING LEASE LIABILITY 355642 20747055 X PART X, LINE 2: ACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES OF AMERICA REQUIRE MANAGEMENT TO EVALUATE TAX POSITIONS TAKEN BY THE ORGANIZATIONS AND RECOGNIZE A TAX LIABILITY IF THE ORGANIZATIONS HAVE TAKEN AN UNCERTAIN POSITION THAT MORE LIKELY THAN NOT WOULD NOT BE SUSTAINED UPON EXAMINATION BY VARIOUS FEDERAL AND STATE TAXING AUTHORITIES. MANAGEMENT HAS ANALYZED THE TAX POSITIONS TAKEN BY THE ORGANIZATIONS, AND HAS CONCLUDED AS OF DECEMBER 31, 2022 AND 2021, THERE ARE NO UNCERTAIN POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE RECOGNITION OF A LIABILITY OR DISCLOSURE IN THE ACCOMPANYING CONSOLIDATED FINANCIAL STATEMENTS. X X X X X X 0 0 0 0 0 1 0 0 0 RAYMOND J WEIS PRESIDENT/CEO 570673 0 46250 0 36352 0 61000 0 13748 0 728023 0 0 0 JAN KEMPF EXECUTIVE VICE PRESIDENT 395876 0 73144 0 42590 0 61000 0 13748 0 586358 0 0 0 CHUCK FERRARO SR VP CORPORATE SERVICES 252022 0 44265 0 -7110 0 61000 0 20974 0 371151 0 0 0 STEVE VICE VP NEW BUSINESS 169497 0 31829 0 2759 0 55112 0 20744 0 279941 0 0 0 ADAM CONLIN CHIEF FINANCIAL OFFICER 158352 0 28559 0 -8497 0 48832 0 23264 0 250510 0 0 0 FAITH GOOD REGIONAL VP 149377 0 26906 0 3772 0 45853 0 13357 0 239265 0 0 0 CATHY BELLEW REGIONAL VP 125005 0 22228 0 10554 0 39294 0 13199 0 210280 0 0 0 JIMMY JONES REGIONAL VP 130156 0 23202 0 4333 0 35345 0 13232 0 206268 0 0 0 JOE DRIVER REGIONAL VP 126208 0 22868 0 11027 0 39300 0 794 0 200197 0 0 0 CHRIS SCHARFENBERGER VP INFORMATION TECHNOLOGY 132098 0 25165 0 1743 0 38691 0 852 0 198549 0 0 0 PART I, LINE 6 THE ORGANIZATION HAS MULTI PART INCENTIVE BONUS COMPENSATION PLANS FOR DIFFERENT CATEGORIES OF EMPLOYEES WITH THE TOTAL BONUS CAPPED AT A PERCENTAGE OF EACH EMPLOYEE'S WAGE BASE. THE PARTS ARE BASED ON FAVORABLE COMPARISON TO BUDGET AND PERFORMANCE AS WELL AS CERTAIN NON-MONETARY PROGRAMMATIC RESULTS. IF THE PERFORMANCE AND PROGRAMMATIC RESULTS ARE FAVORABLE, THE EMPLOYEES RECEIVE AN ADDITIONAL PRESCRIBED PERCENTAGE OF THEIR WAGE BASE AS INCENTIVE COMPENSATION. FORM 990, PART VI, SECTION B, LINE 11B THE 990 IS POSTED FOR ALL OF THE BOARD MEMBERS ON A SECURE WEB LINK PRIOR TO FILING THE 990. THE CFO ELECTRONICALLY NOTIFIES THE CHAIRMAN FIRST AND THEN ALL OTHER BOARD MEMBERS THAT THE 990 IS AVAILABLE VIA THE SECURE WEB LINK OR HARD COPY AVAILABLE IN THE CFO'S OFFICE. FORM 990, PART VI, SECTION B, LINE 12C EACH YEAR THE ENTIRE BOARD OF DIRECTORS AND KEY EMPLOYEES COMPLETE A CONFLICTS QUESTIONNAIRE. THEY ARE INSTRUCTED TO REPORT ANY SUBSEQUENT CONFLICTS THAT MAY ARISE DURING THE YEAR TO THE CEO. FORM 990, PART VI, SECTION B, LINE 15 THE CEO'S COMPENSATION IS REVIEWED AND APPROVED PERIODICALLY BY THE COMPENSATION COMMITTEE WITH ANY MEMBER WHO MAY HAVE A CONFLICT WITH RESPECT TO THE COMPENSATION ARRANGEMENT NOT BEING INVOLVED. COMPARABLE COMPENSATION DATA FOR SIMILAR SITUATED ORGANIZATIONS IS USED. CONTEMPORANEOUS DOCUMENTATION AND RECORD KEEPING WITH RESPECT TO DELIBERATIONS AND DECISIONS REGARDING THE COMPENSATION ARRANGEMENT ARE MADE BY THE COMMITTEE AND BECOME A PART OF THEIR RECORDS. THE COMPENSATION ARRANGEMENT RECOMMENDED BY THE COMMITTEE IS THEN PRESENTED TO THE ENTIRE BOARD OF DIRECTORS FOR APPROVAL. ADDITIONALLY, THE ORGANIZATION ENGAGED THE SERVICES OF AN OUTSIDE CONSULTING FIRM TO REVIEW THE COMPENSATION PROGRAM FOR THE CEO, THE EXECUTIVE VICE PRESIDENT (COO), AND CFO WHO ARE LISTED IN PART VII. FORM 990, PART VI, SECTION C, LINE 19 THE DOCUMENTS, OTHER THAN THE ARTICLES OF INCORPORATION WHICH ARE AVAILABLE ON THE WEB SITE OF THE KENTUCKY SECRETARY OF STATE, LISTED ON THIS LINE ARE NOT AVAILABLE TO THE PUBLIC. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM PRIOR YEAR. DISMAS CHARITIES PROPERTIES INC 2500 SOUTH SEVENTH STREET ROAD LOUISVILLE KY 40208 611281657 TITLE HOLDING COMPANY KY 501(C)(2) DISMAS CHARITIES INC 1 DISMAS CHARITIES FOUNDATION INC 2500 SOUTH SEVENTH STREET ROAD LOUISVILLE KY 40208 611281654 FUNDRAISING KY 501(C)(3) LINE 12C, III-FI DISMAS CHARITIES INC 1 0 0 1 0 0 0 0 0 0 0 1 0 0 1 1 0 0 0 0 DISMAS CHARITIES PROPERTIES INC K 7191502 LEASE AGREEMENTS DISMAS CHARITIES FOUNDATION INC C 289441 CASH