2023-10-31T11:57:05-05:00 2022-12-31 410746749 CLIFTONLARSONALLEN LLP 901 NORTH GLEBE ROAD SUITE 200 ARLINGTON VA 22203 990 2022-01-01 262681792 INTERNATIONAL INITIATIVE FOR IMPACT EVALUATION INC INTE 2026293939 1111 19TH STREET NW 700 WASHINGTON DC 20036 MARIE GAARDER EXECUTIVE DIRECTOR 2026293939 2023-10-30 1 MARIE GAARDER XXX-XX-XXXX 0 ROBERT WILLIAMS P01345960 5712279500 2023-10-30 3 AAL1 IAL1 2022 2023-04-26 12:10:37Z 3IE MARIE GAARDER 1111 19TH STREET NW 700 WASHINGTON DC 20036 29058702 0 X WWW.3IEIMPACT.ORG X 2008 DE 3IE PRODUCES, SYNTHESIZES AND SUPPORTS THE USE OF HIGH-QUALITY DEVELOPMENT EVIDENCE ON WHAT WORKS. 10 10 21 12 0 0 3649731 13414782 605286 1472159 223149 -308991 0 0 4478166 14577950 3912043 2194171 0 0 4977505 5502225 0 0 0 3931327 3751144 12820875 11447540 -8342709 3130410 36732624 35471158 1562536 2144004 35170088 33327154 X 3IE PROMOTES EVIDENCE-INFORMED EQUITABLE, INCLUSIVE AND SUSTAINABLE DEVELOPMENT. WE SUPPORT THE GENERATION AND EFFECTIVE USE OF HIGH-QUALITY EVIDENCE TO INFORM DECISION-MAKING AND IMPROVE THE LIVES OF PEOPLE LIVING IN POVERTY IN LOW- AND MIDDLE-INCOME COUNTRIES. WE PROVIDE GUIDANCE AND SUPPORT TO PRODUCE, SYNTHESIS AND ASSURE THE QUALITY OF EVIDENCE OF WHAT WORKS, FOR WHOM, HOW, WHY AND AT WHAT COST. 0 0 8071740 2194171 1472159 3IE PROMOTES EVIDENCE-INFORMED EQUITABLE, INCLUSIVE AND SUSTAINABLE DEVELOPMENT. WE SUPPORT THE GENERATION AND EFFECTIVE USE OF HIGH-QUALITY EVIDENCE TO INFORM DECISION-MAKING AND IMPROVE THE LIVES OF PEOPLE LIVING IN POVERTY IN LOW- AND MIDDLE-INCOME COUNTRIES. ESTABLISHED IN 2008, WE PROVIDE SERVICES AND EXPERTISE TO ADDRESS THE KNOWLEDGE NEEDS IN DEVELOPMENT AND TO HELP DECISION MAKING IN GOVERNMENTS, NGOS, FOUNDATIONS, INTERNATIONAL DEVELOPMENT INSTITUTIONS AND OTHERS WORKING IN LOW- AND MIDDLE-INCOME COUNTRIES. WE PRODUCE IMPACT EVALUATIONS, SYSTEMATIC REVIEWS, AND EVIDENCE MAPS AND BUILD CAPACITY FOR THE PRODUCTION AND USE OF EVIDENCE. WE WORK ACROSS A WIDE RANGE OF SECTORS INCLUDING AGRICULTURE, EDUCATION, HEALTH, NUTRITION, SANITATION, LIVELIHOODS, CLIMATE CHANGE AND PEACEBUILDING, AMONG OTHERS. IN ALL OUR WORK WE BELIEVE TRANSPARENCY, REPRODUCIBILITY AND ETHICS ARE CORE CONSIDERATIONS AND WE HAVE DEVELOPED TOOLS TO BOLSTER THESE EFFORTS. 8071740 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 1 1 1 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 43 0 21 1 0 1 IN UK 0 0 0 0 0 0 0 0 0 0 X 10 10 0 0 0 0 1 0 0 1 1 0 0 1 1 1 1 1 1 0 0 0 X MARIE GAARDER 2026293939 1111 19TH STREET NW 700 WASHINGTON DC 20036 RUTH LEVINE CHAIR 1.00 0.00 X X 0 0 0 IAN GOLDMAN COMMISSIONER (TILL NOV 22) 1.00 0.00 X 0 0 0 OUMOUL BA TALL COMMISSIONER 1.00 0.00 X 0 0 0 ELIZABETH KING COMMISSIONER 1.00 0.00 X 0 0 0 ALEX EZEH COMMISSIONER (TILL NOV 22) 1.00 0.00 X 0 0 0 CAROLA ALVAREZ COMMISSIONER 1.00 0.00 X 0 0 0 SANTIAGO LEVY COMMISSIONER 1.00 0.00 X 0 0 0 SUSAN KETCHAM COMMISSIONER 1.00 0.00 X 0 0 0 DOHA ABDELHAMID COMMISSIONER 1.00 0.00 X 0 0 0 DZINGAI MUTUMBUKA COMMISSIONER 1.00 0.00 X 0 0 0 HENRIK URDAL COMMISSIONER 1.00 0.00 X 0 0 0 SEKHAR BONU COMMISSIONER 1.00 0.00 X 0 0 0 MARIE MOLAND GAARDER EXECUTIVE DIRECTOR 50.00 0.00 X 444676 0 118309 SEBASTIAN MARTINEZ DIRECTOR 50.00 0.00 X 284034 0 66214 DAVID M DE FERRANTI DIRECTOR 50.00 0.00 X 239829 0 27173 HITESH S SOMANI DIRECTOR FINANCE, SEC/TRE 50.00 0.00 X 186034 0 15126 BIRTE SNILSTVEIT DIRECTOR 50.00 0.00 X 110477 0 22568 DANIEL HANDEL LEAD SPECIALIST 50.00 0.00 X 150613 0 39388 DOUGLAS GLANDON LEAD EVALUATION SPECIALIST 50.00 0.00 X 170975 0 22667 SHANNON SHISLER SENIOR EVALUATION SPECIALI 50.00 0.00 X 130572 0 49181 CAROLYN HUANG SENIOR EVALUATION SPECIALI 50.00 0.00 X 151499 0 26166 ANCA DUMITRESCU SENIOR PROGRAM MANAGER 50.00 0.00 X 134863 0 30711 2003572 0 417503 15 0 1 0 LONDON SCHOOL OF HYGIENE & TROPICAL MEDI KEPPEL STREET LONDON WCIE UK STAFF SECONDED TO 3IE 332377 1 1559365 11855417 13414782 SERVICE INCOME 900099 1472159 1472159 1472159 308528 308528 13863233 14480752 -617519 -617519 -617519 14577950 1472159 0 -308991 X 1076237 1076237 1117934 1117934 1514440 716194 798246 3408588 2176740 1231848 177225 107026 70199 221833 133964 87869 180139 107681 72458 9793 3330 6463 69007 69007 112679 112679 2884836 2339317 545519 116499 72032 44467 29793 4721 25072 262324 116903 145421 23072 7830 15242 2470 2470 42469 42469 SUBSCRIPTIONS 149894 75543 74351 EQUIPMENT 34972 4175 30797 MEMBERSHIP FEES 10000 10000 RECRUITMENT FEES 3324 2113 1211 12 12 11447540 8071740 3375800 0 337114 2141893 4188678 3989343 7946947 6033380 126852 223131 61599 134984 29191 25289 6705 3902 24064729 22944525 36732624 35471158 1213802 843489 29968 141606 318766 1158909 1562536 2144004 X 21471736 23437524 13698352 9889630 35170088 33327154 36732624 35471158 X 3130410 -975521 -3997823 X 0 1 X 1 0 X 4047659 9907745 5116607 3642319 13414782 36129112 4047659 9907745 5116607 3642319 13414782 36129112 22625488 13503624 309525 675894 579635 396465 308528 2270047 38399159 3574860 0.35170 0.26980 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 29191 25289 3902 3902 X 9637173 -975521 -3852577 -4828098 14465271 112679 112679 14577950 11283476 -51385 -51385 11334861 112679 112679 11447540 PART X, LINE 2: FOR THE YEAR ENDED DECEMBER 31, 2022, 3IE HAS DOCUMENTED ITS CONSIDERATION OF FASB ASC 740-10, INCOME TAXES, THAT PROVIDES GUIDANCE FOR REPORTING UNCERTAINTY IN INCOME TAXES AND HAS DETERMINED THAT NO MATERIAL UNCERTAIN TAX POSITIONS QUALIFY FOR EITHER RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. PART XI, LINE 2D - OTHER ADJUSTMENTS: DISCOUNT ON LT GRANT RECEIVABLES 14,723. UNCOLLECTABLE CONTRIBUTION -3,867,300. PART XII, LINE 2D - OTHER ADJUSTMENTS: GRANT REFUNDS -51,385. 1 EAST ASIA AND THE PACIFIC 0 0 GRANTS TO RECIPIENTS LOACTED IN THE REGION 19193 EUROPE 0 0 GRANTS TO RECIPIENTS LOACTED IN THE REGION 185553 SUB-SAHARAN AFRICA 0 0 GRANTS TO RECIPIENTS LOACTED IN THE REGION 443770 SOUTH ASIA 0 0 GRANTS TO RECIPIENTS LOACTED IN THE REGION 469418 SOUTH ASIA 1 48 PROGRAM SERVICES ADMINISTRATIVE, FINANCE, HUMAN RESOUCES, AND OTHER EXPENSES TO SUPPORT PROGRAMS IN THE REGION 1903819 1 48 0 0 1 48 3021753 0 3021753 EAST ASIA AND THE PACIFIC IMPACT EVALUATION 9997 WIRE TRANSFER 0 N/A N/A EAST ASIA AND THE PACIFIC IMPACT EVALUATION 9196 WIRE TRANSFER 0 N/A N/A EUROPE IMPACT EVALUATION 156212 WIRE TRANSFER 0 N/A N/A EUROPE IMPACT EVALUATION 5381 WIRE TRANSFER 0 N/A N/A EUROPE IMPACT EVALUATION 23960 WIRE TRANSFER 0 N/A N/A SOUTH ASIA IMPACT EVALUATION 116489 WIRE TRANSFER 0 N/A N/A SOUTH ASIA IMPACT EVALUATION 17164 WIRE TRANSFER 0 N/A N/A SOUTH ASIA IMPACT EVALUATION 9928 WIRE TRANSFER 0 N/A N/A SOUTH ASIA IMPACT EVALUATION 115710 WIRE TRANSFER 0 N/A N/A SOUTH ASIA IMPACT EVALUATION 33913 WIRE TRANSFER 0 N/A N/A SOUTH ASIA IMPACT EVALUATION 59936 WIRE TRANSFER 0 N/A N/A SOUTH ASIA IMPACT EVALUATION 50262 WIRE TRANSFER 0 N/A N/A SOUTH ASIA IMPACT EVALUATION 66016 WIRE TRANSFER 0 N/A N/A SUB-SAH AFRICA IMPACT EVALUATION 17259 WIRE TRANSFER 0 N/A N/A SUB-SAHARAN AFRICA IMPACT EVALUATION 96000 WIRE TRANSFER 0 N/A N/A SUB-SAHARAN AFRICA IMPACT EVALUATION 43000 WIRE TRANSFER 0 N/A N/A SUB-SAHARAN AFRICA IMPACT EVALUATON 179276 WIRE TRANSFER 0 N/A N/A SUB-SAHARAN AFRICA IMPACT EVALUATION 108235 WIRE TRANSFER 0 N/A N/A 12 6 0 0 0 0 0 0 PART I, LINE 2: THE ORGANIZATION (3IE) MONITORS THE USE OF GRANT FUNDS BY REQUIRING GRANTEES TO SUBMIT A REPORT ON THE USE OF FUNDS AT LEAST EVERY 12 MONTHS. REPORTS ARE SUBMITTED WHEN A GRANTEE SUBMIT A DELIVERABLE FOR TRANCHE RELEASE, OR WITHIN 12 MONTHS OF THE LAST REPORT IF THERE IS MORE THAN 12 MONTHS BETWEEN DELIVERABLES. PART III ACCOUNTING METHOD: 1 CENTER FOR DISEASE DYNAMICS ECONOMICS & POLICY 962 WAYNE AVE SUITE 530 SILVER SPRING MD 20910 273235008 501(C)(3) 169924 0 N/A N/A IMPACT EVALUATION IDINSIGHT INC PO BOX 0689 SAN FRANCISCO CA 94104 274933181 501(C)(3) 87596 0 N/A N/A IMPACT EVALUATION IMAGO GLOBAL GRASSROOTS 1110 VERMONT AVE SUITE 500 WASHINGTON DC 20005 465554429 501(C)(3) 320089 0 N/A N/A IMPACT EVALUATION INNOVATIONS FOR POVERTY ACTION 101 WHITNEY AVENUE NEW HAVEN CT 06510 061660068 501(C)(3) 21422 0 N/A N/A IMPACT EVALUATION INTERNATIONAL FOOD POLICY RESEARCH INSTITUTE (IFPRI) 2033 K STREET NW WASHINGTON DC 20006 521041632 501(C)(3) 142902 0 N/A N/A IMPACT EVALUATION STANFORD UNIVERSITY 485 BROADWAY MAIL CODE 8838 REDWOOD CITY CA 94063 941156365 501(C)(3) 258034 0 N/A N/A IMPACT EVALUATION THE REGENTS OF THE UNIVERSITY OF CALIFORNIA 1995 UNIVERSITY AVENUE BERKELEY CA 94704 946002123 501(C)(3) 9770 0 N/A N/A IMPACT EVALUATION YALE UNIVERSITY 2 WHITNEY AVENUE 6TH FLOOR NEW HAVEN CT 06510 060646973 501(C)(3) 66500 0 N/A N/A IMPACT EVALUATION 8 0 PART I, LINE 2: THE ORGANIZATION (3IE) MONITORS THE USE OF GRANT FUNDS BY REQUIRING GRANTEES TO SUBMIT A REPORT ON THE USE OF FUNDS AT LEAST EVERY 12 MONTHS. REPORTS ARE SUBMITTED WHEN A GRANTEE SUBMITS A DELIVERABLE FOR TRANCHE RELEASE, OR WITHIN 12 MONTHS OF THE LAST REPORT IF THERE IS MORE THAN 12 MONTHS BETWEEN DELIVERABLES. X 1 1 X 0 0 0 0 0 0 0 0 0 MARIE MOLAND GAARDER EXECUTIVE DIRECTOR 250000 0 0 0 194676 0 49044 0 69265 0 562985 0 0 0 SEBASTIAN MARTINEZ DIRECTOR 212520 0 0 0 71514 0 28384 0 37830 0 350248 0 0 0 DAVID M DE FERRANTI DIRECTOR 237110 0 0 0 2719 0 23711 0 3462 0 267002 0 0 0 HITESH S SOMANI DIRECTOR FINANCE, SEC/TRE 183506 0 2528 0 0 0 11607 0 3519 0 201160 0 0 0 DOUGLAS GLANDON LEAD EVALUATION SPECIALIST 170856 0 0 0 119 0 17086 0 5581 0 193642 0 0 0 DANIEL HANDEL LEAD SPECIALIST 150481 0 0 0 132 0 15048 0 24340 0 190001 0 0 0 SHANNON SHISLER SENIOR EVALUATION SPECIALI 130440 0 0 0 132 0 13044 0 36137 0 179753 0 0 0 CAROLYN HUANG SENIOR EVALUATION SPECIALI 151380 0 0 0 119 0 15138 0 11028 0 177665 0 0 0 ANCA DUMITRESCU SENIOR PROGRAM MANAGER 134731 0 0 0 132 0 13473 0 17238 0 165574 0 0 0 PART I, LINE 1A LIST OF PERSONS WHOSE TAX IS GROSSED UP: A) MARIE MOLAND GAARDER (EXECUTIVE DIRECTOR) B) SEBASTIAN MARTINEZ (DIRECTOR). BENEFITS ARE TREATED AS TAXABLE COMPENSATION TO THE LISTED PERSON. PART I, LINE 1B THE 3IE BOARD DETERMINE SUCH BENEFITS AND THEY ARE DOCUMENTED IN THE WRITTEN EMPLOYMENT CONTRACT WITH THE STAFF. FORM 990, PART VI, SECTION A, LINE 1A THE STANDING COMMITTEES SHALL INCLUDE AN EXECUTIVE COMMITTEE AND AN AUDIT AND FINANCE COMMITTEE. THE EXECUTIVE COMMITTEE SHALL BE COMPOSED OF THE BOARD CHAIR, THE CHAIRS OF THE STANDING COMMITTEES OF THE BOARD, THE EXECUTIVE DIRECTOR (IN NONVOTING, EX OFFICIO CAPACITY), AND SUCH OTHER BOARD MEMBERS AS MAY BE DETERMINED BY THE BOARD CHAIR IN CONSULTATION WITH THE CURRENTLY SERVING MEMBERS OF THE EXECUTIVE COMMITTEE. THE AUDIT AND FINANCE COMMITTEE SHALL BE COMPOSED OF NO FEWER THAN THREE (3) BOARD MEMBERS. THE FINANCE DIRECTOR OF THE CORPORATION SHALL BE A NONVOTING EX-OFFICIO MEMBER OF THE COMMITTEE. 1. EXECUTIVE COMMITTEE: THE EXECUTIVE COMMITTEE SHALL PERFORM ANY DUTIES DELEGATED TO IT BY THE BOARD AND SHALL HAVE THE FULL POWER AND AUTHORITY TO TRANSACT THE BUSINESS OF 3IE DURING PERIODS BETWEEN BOARD MEETINGS, WHEN IN ITS OPINION SUCH BUSINESS SHALL BE IN THE BEST INTEREST OF 3IE. ANY BUSINESS CONDUCTED OR VOTES TAKEN SHALL BE REPORTED TO THE FULL BOARD AT ITS NEXT MEETING. THE EXECUTIVE COMMITTEE SHALL RECEIVE SUCH REPORTS AS IT MAY DEEM NECESSARY FROM ANY ACTIVITY OR COMMITTEE OF THE CORPORATION. INDIVIDUALS WHO ARE NOT BOARD MEMBERS MAY PARTICIPATE IN EXECUTIVE COMMITTEE MEETINGS IF THE COMMITTEE SO ELECTS, BUT ONLY IN A NON-VOTING CAPACITY. 2. AUDIT AND FINANCE COMMITTEE: THE AUDIT AND FINANCE COMMITTEE SHALL OVERSEE THE WORK OF THE CORPORATION'S OUTSIDE AUDITORS AND REVIEW THE CORPORATION'S FINANCIAL STATEMENTS, ANNUAL AUDITS, AND SUCH OTHER REPORTS, DOCUMENTS, AND TRANSACTIONS IT DEEMS NECESSARY IN ORDER TO ASSURE THE PROPER FINANCIAL MANAGEMENT OF THE CORPORATION. FORM 990, PART VI, SECTION A, LINE 6 MEMBERS ARE ORGANIZATIONS THAT ARE EITHER PUBLIC GOVERNMENTAL AGENCIES OR NON-PROFIT ORGANIZATIONS. FORM 990, PART VI, SECTION B, LINE 11B THE CORPORATION'S SECRETARY-TREASURER PREPARES THE FIRST DRAFT OF THE FORM 990 WHICH IS REVIEWED BY: AN ACCOUNTING FIRM, THE EXECUTIVE DIRECTOR, THE AUDIT AND FINANCE COMMITTEE OF THE BOARD, AND THE CHAIRMAN OF THE BOARD. THE FINAL COPY OF FORM 990 IS CIRCULATED TO THE FULL BOARD PRIOR TO SUBMISSION TO IRS. FORM 990, PART VI, SECTION B, LINE 12C BOARD MEMBERS HAVE RECEIVED TRAINING ON 3IE'S CONFLICT OF INTEREST POLICY AND ARE ANNUALLY ASKED TO COMPLETE AND SIGN A DISCLOSURE STATEMENT REGARDING CONFLICTS OF INTEREST. IN CASE ANY BOARD MEMBERS HAVE A CONFLICT OF INTEREST ON ANY BOARD DECISIONS, THEY RECUSE THEMSELVES FROM THE DECISION-MAKING PROCESS OF THAT AGENDA ITEM. THE CONFLICT OF INTEREST OF BOARD MEMBERS, IF ANY, ARE DULY RECORDED IN BOARD MINUTES. THE BOARD SECRETARY KEEPS A RECORD OF THE ANNUAL SIGNED CONFLICT OF INTEREST DECLARATIONS OF THE BOARD MEMBERS FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART IX, LINE 11G PAYMENTS MADE TO LSHTM AND OTHER PROFESSIONAL/CONSULTING FEES : PROGRAM SERVICE EXPENSES 2,339,317. MANAGEMENT AND GENERAL EXPENSES 545,519. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 2,884,836. FORM 990, PART XI, LINE 9: DISCOUNT ON LT GRANT RECEIVABLES 14,723. GRANT REFUNDS 51,385. EXCHANGE LOSS ON GRANT RECEIVED -196,961. GAIN ON DISPOSAL OF ASSETS 330. UNCOLLECTABLE CONTRIBUTION -3,867,300.