2023-10-27T12:36:31-05:00 2023-06-30 591753337 KERKERING BARBERIO & CO PO BOX 49348 SARASOTA FL 342306348 990PF 2022-07-01 656230256 THE PATTERSON FOUNDATION PATT 9419521413 2 N TAMIAMI TRAIL 206 SARASOTA FL 34236 ENTER SIGNING OFFICER'S NAME HERE TRUSTEE 9419521413 2023-10-23 1 ENTER SIGNING OFFICERS NA 999009999 0 REBECCA U STONER P00585910 9413654617 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z X 279008014 X X 4232755 4220897 10332794 37744354 10339668 0 4246401 14565549 18806966 1047993 705560 412692 366123 0 734415 296895 5754 289395 2879 0 3585 49009 0 54677 2100868 147826 1301065 287990 0 0 22999 0 293328 0 271717 269908 0 272252 2090996 0 2038761 6828988 859140 5378559 5013448 5932256 11842436 859140 11310815 2723113 17947826 1317673 2764539 2764539 280536 391276 391276 16664673 22570372 22570372 113941856 130098985 130098985 9895153 8409622 8409622 131306761 113889714 113889714 397852 343679 78673 54173 54173 642228 829333 829333 274127553 279008014 279008014 281740 553601 1000000 81192 1610780 1769939 2892520 2404732 X 271235033 276603282 271235033 276603282 274127553 279008014 271235033 2723113 2682482 276640628 37346 276603282 PUBLICLY TRADED SECURITIES 37744354 27404686 10339668 10339668 10339668 249475 0 249475 0 249475 393214 0 0 0 393214 X 0 143739 62369 81370 0 0 0 0 0 0 0 0 1 1 0 1 1 FL IL 1 0 0 0 1 1 WWW.THEPATTERSONFOUNDATION.ORG/ THE PATTERSON FOUNDATION 9419521413 2 N TAMIAMI TRAIL SUITE 206 SARASOTA FL 34236 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 JOHN T BERTEAU 2 N TAMIAMI TRAIL SUITE 206 SARASOTA FL 34236 CHAIRMAN EMERITUS 3.00 0 0 0 RIC GREGORIA 2 N TAMIAMI TRAIL SUITE 206 SARASOTA FL 34236 CHAIRMAN 3.00 0 0 0 CHARLES D BAILEY JR 2 N TAMIAMI TRAIL SUITE 206 SARASOTA FL 34236 VICE CHAIRMAN 3.00 0 0 0 DEBRA JACOBS 2 N TAMIAMI TRAIL SUITE 206 SARASOTA FL 34236 PRESIDENT & CEO 40.00 458547 76606 0 NORTHERN TRUST 1515 RINGLING BLVD 200 SARASOTA FL 34236 TRUSTEE 40.00 659706 0 0 DAVE BULLOCK 2 N TAMIAMI TRAIL SUITE 206 SARASOTA FL 34236 GOVERNING BOARD MEMBER 3.00 0 0 0 ELIZABETH DUDA 2 N TAMIAMI TRAIL SUITE 206 SARASOTA FL 34236 INITIATIVE MANAGER 40.00 187500 67759 0 NANCY HENRY 2 N TAMIAMI TRAIL SUITE 206 SARASOTA FL 34236 OFFICE MANAGER 40.00 85923 58414 0 MICHAEL ZIMMERMAN 2 N TAMIAMI TRAIL SUITE 206 SARASOTA FL 34236 TPF FELLOW 40.00 90000 15078 0 STACY STERNBERG 2 N TAMIAMI TRAIL SUITE 206 SARASOTA FL 34236 COMMUNICATIONS COORD 40.00 63740 24678 0 CONNOR LAGRANGE 2 N TAMIAMI TRAIL SUITE 206 SARASOTA FL 34236 TPF FELLOW 40.00 61250 25134 0 8 AD VANCE TALENT SOLUTIONS INC 3911 GOLF PARK LOOP 103 BRADENTON FL 34203 STAFFING/HUMAN RESOURCE 781300 NO MARGIN NO MISSION LLC 3121 NORTH CLERMONT PLACE TACOMA WA 98407 CONTRACTOR 267000 ONE SARASOTA TOWER LLLP 2N TAMIAMI TRAIL SARASOTA FL 34236 RENT 205839 CORYEA CONSULTING LLC 10711 COUNTRY RIVER DRIVE PARRISH FL 34219 CONTRACTOR 183471 MAGNIFY GOOD 1962 MAIN ST SUITE 200 SARASOTA FL 34236 CONTRACTOR 161725 15 0 266419319 3646116 0 270065435 0 0 270065435 4050982 266014453 13300723 13300723 249475 35407 284882 13015841 0 13015841 0 13015841 11310815 0 11310815 13015841 6026420 0 0 11310815 6026420 0 0 5284395 0 0 0 0 0 0 0 0 7731446 0 0 0 X THE BAY PARK CONSERVANCY INC 655 N TAMIAMI TRAIL SARASOTA FL 34236 NONE PC PROPELLING POSITIVE MOMENTUM IN FUNDRAISING EFFORT 1000000 CENTER FOR DISASTER PHILANTROPY 1201 CONNECTICUT AVE NW S-300 WASHINGTON DC 20036 NONE PC ATLANTIC HURRICANE RECOVERY FUND - 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DATA COORDINATOR 60000 5932256 0 14 4232755 18 10332794 0 14565549 0 14565549 0 0 0 0 0 0 0 0 0 0 ACCOUNTING 49009 0 54677 LOSS ON DISPOSAL OF EQUIPMENT PURCHASED 6874 COST 0 -6874 BREAK DOWN OF NORTHERN TRUST FEES FORM 990-PF - PART VIII AS BOTH TRUSTEE AND INVESTMENT BROKER FOR TPF, NORTHERNTRUST RECEIVES BOTH CUSTODIAL/INVESTMENT FEES ANDOUTSIDE INVESTMENT FEES WHICH BREAK DOWN AS FOLLOWS:CUSTODIAL/INVESTMENT FEES: 659,706OUTSIDE INVESTMENT FEES: 147,826TOTAL FEES: 807,532 FIXED ASSETS FORM 990-PF - PART II - LINE 14 FURNITURE AND FIXTURES 157,114LEASEHOLD IMPROVEMENTS 47,756COMPUTERS AND EQUIPMENT 192,982LESS ACCUMULATED DEPRECIATION (343,679)NET BOOK VALUE 54,173 AERCAP IRELAND CAP / GLOBA 3.3% DUE 01-30-2032 BEO 32724 32724 AT&T INC 5.4% 02-15-2034 90155 90155 BANK AMER CORP 5.015% DUE 07-22-2033/01-22-2023 BEO 166301 166301 BANK NOVA SCOTIA B C 3.625% 10-27-2081 141373 141373 BARCLAYS PLC 2.894% DUE 11-24-2032 BEO 98371 98371 BGC PARTNERS INC 4.375% DUE 12-15-2025 BEO 138460 138460 BLOCK FINL LLC 3.875% DUE 08-15-2030/08-07-2020 REG 114646 114646 BOARDWALK PIPELINES LP 3.6% DUE 09-01-2032/02-16-2022 BEO 50938 50938 CES MU2 LLC 1.994% DUE 05-13-2027 REG SINKING FUND 08-13-2017 114073 114073 CHARTER COMMUNICATIONS OPER LLC / CHARTER COMMUNICATIONS OPER CAP CORP 6. 89311 89311 CROWLEY CONRO LLC 4.181% DUE 08-15-2043/02-15-2019 REG SINKING FUND 02 93035 93035 DEUTSCHE BK AG N Y BRANCH 2.129% DUE 11-24-2026/11-24-2025 REG 160150 160150 DIAMONDBACK ENERGY INC 4.25% DUE 03-15-2052 BEO 92040 92040 ENBRIDGE INC 5.7% 03-08-2033 96304 96304 ENERGY TRANSFER PARTNERS L P 5.15% DUE 03-15-2045 51740 51740 EQT CORPORATION 5.7% DUE 04-01-2028 BEO 88827 88827 HILL CITY FDG TR PRE CAPITALIZED TR SEC 144A 4.046% 08-15-2041 85179 85179 HNA 2015 LLC 2.291% DUE 06-30-2027/06-30-2023 REG SINKING FUND 09 104151 104151 HNA 2015 LLC 2.369% DUE 09-18-2027/03-18-2016 REG 120331 120331 JBS USA LUX S A / JBS USA FOOD CO / SR NT 144A 6.5% 12-01-2052 85293 85293 JETBLUE AWYS CORP FIXED 7.75% DUE 05-15-2030 125983 125983 JOHN SEVIER COMB CYCLE 4.626% 1-15-42 183125 183125 JPMORGAN CHASE & CO 2.58% 04-22-2032 149511 149511 KYNDRYL HLDGS INC GTD SR NT 2.7% 10-15-2028 109848 109848 LEHIGH UNIV 2.553% DUE 11-15-2043/08-19-2020 REG SINKING FUND 11 82047 82047 M D C HLDGS INC 6.0% DUE 01-15-2043/01-10-2013 REG 130781 130781 M.D.C.HLDGS INC 3.966% 08-06-2061 26851 26851 MACQUARIE GROUP LTD SR MEDIUM TERM 1.34%01-12-2027 120164 120164 MANULIFE FINL CORP 4.061% DUE 02-24-2032/02-24-2027 REG 116363 116363 MARRIOTT INTL INC NEW 4.5% DUE 10-01-2034/12-16-2016 REG 136056 136056 MORGAN STANLEY 4.431% 01-23-2030 80872 80872 MORGAN STANLEY 4.889% 07-20-2033 48122 48122 MORGAN STANLEY 5.297% 04-20-2037 37848 37848 NASDAQ INC 5.95% 08-15-2053 66553 66553 NORTHWELL HEALTHCARE INC 4.26% 11-01-2047 90274 90274 NORTHWESTERN UNIV 3.688% DUE 12-01-2038 BEO 70945 70945 NRG ENERGY INC 4.45% DUE 06-15-2029/05-28-2019 BEO 92804 92804 NVENT FINANCE S A R L 4.55% DUE 04-15-2028 98219 98219 OLD REP INTL CORP SR NT 3.85% 06-11-2051 71343 71343 OWENS CORNING NEW 4.3% DUE 07-15-2047/06-26-2017 REG 61376 61376 PACIFIC GAS & ELEC CO 4.95% DUE 07-01-2050/07-01-2020 REG 102103 102103 PFIZER INVESTMENT ENTER 4.75% 05-19-2033 99623 99623 PG&E WILDFIRE RECOVERY FDG LLC 4.451% DUE 12-01-2047 REG 100184 100184 PG&E WILDFIRE RECOVERY FDG LLC SR SECD RECOVERY BD SER 5.212% 12-01-2049 99744 99744 PRECISION CASTPARTS CORP 4.2% DUE 06-15-2035/06-10-2015 REG 151174 151174 PUGET SOUND ENERGY INC 6.274% DUE 03-15-2037/09-18-2006 BEO 142774 142774 PULTE HOMES INC 7.875% DUE 06-15-2032 BEO 141643 141643 PVPTL DELTA AIR LINES/SKYMILES 4.75% DUE 10-20-2028 135896 135896 PVPTL SPRINT SPECTRUM CO LLC / SPRINT 4.738% 144A 03-20-2025 1 1 PVTPL ALLIANZ SE ALLIANZ SE 3.2% DUE 12-31-2049/10-30-2027 BEO 147520 147520 PVTPL AMERICAN TOWER TR I SECD TOWER REV SECS SER 2018-1A 03-23-2028 116103 116103 PVTPL ATHENE GLOBAL FDG 1.985% 08-19-2028 92285 92285 PVTPL AUSTRALIA & NEW ZEALAND BKG GROUP LTD 2.57% DUE 11-25-2035/11-25-2020 79760 79760 PVTPL BROADCOM INC AVGO 3.187 11/15/36 3.187% DUE 11-15-2036/09-30-2021 BEO 79354 79354 PVTPL JBS USA LUX S A/JBS USA FOOD CO/JBS SR NT 4.375% 02-02-2052 49097 49097 PVTPL NATIONWIDE MUT INS CO 4.35% DUE 04-30-2050/04-30-2020 BEO 91043 91043 PVTPL NEW YORK LIFE INSURANCE 5.875% DUE 05-15-2033 129092 129092 PVTPL NORTHWESTERN MUT LIFE INS CO - INS PRODS 6.063% DUE 03-30-2040 134683 134683 PVTPL SOCIETE GENERALE MEDIUM TERM NTS BOOK EN 1.488% DUE 12-14-2026 175993 175993 PVTPL VISTRA OPERATIONS CO LLC 3.7% 01-30-2027 123629 123629 PVTPL XSTRATA FIN CDA LTD NT 6.0% DUE 11-15-2041 BEO 59566 59566 RELIANCE INDS LTD 2.444% DUE 01-15-2026 REG SINKING FUND 01-15-2024 98157 98157 RELIANCE STD LIFE GLOBAL FDG II MED TERMNTS BOOK ENTRY 144A 2.5% DUE 10-30-2 161008 161008 ROYAL BANK OF CANADA 4.9% DUE 01-12-2028 98693 98693 SANDALWOOD 2013 LLC 2.836% DUE 07-10-2025 BEO 29205 29205 SBA TOWER TR 1.631% DUE 05-15-2051 BEO 125070 125070 SCHWAB CHARLES CORP NEW DEP SHS REPSTG 1/100TH INT 4.0% 12-31-2250 94867 94867 SCIENCE APPLICATIONS INTL CORP 5.5% DUE 07-01-2033 REG 135519 135519 SCIENCE APPLICATIONS INTL CORP 7.125% DUE 07-01-2032 BEO 31538 31538 SOUTHERN CALIFORNIA EDISON CO 1ST & REF MTG BD SER 2022G 5.95% 11-01-2032 109903 109903 STEEL DYNAMICS INC FIXED 3.25% DUE 01-15-2031 108339 108339 SWISS RE FIN LUXEMBOURG S A 144A FIXED 5% 04-02-2049 191000 191000 T-MOBILE USA INC FIXED 4.375% DUE 04-15-2040 158957 158957 TARGA RES CORP 6.5% DUE 02-15-2053 148078 148078 TORONTO-DOMINION BANK 3.625% DUE 09-15-2031/09-15-2026 REG 78424 78424 U S BANCORP 4.967% DUE 07-22-2033 54359 54359 U S BANCORP 5.775% 06-12-2029 99970 99970 UNITEDHEALTH GROUP INC 6.05% DUE 02-15-2063/10-28-2022 BEO 62193 62193 VALMONT INDS INC 5.0% DUE 10-01-2044/09-22-2014 REG 153449 153449 WARNERMEDIA HOLDINGS INC. 5.05% 03-15-2042 59001 59001 WESTPAC BANKING CORPORATION 2.668% DUE 11-15-2035 REG 76739 76739 WESTVACO CORP DEL 7.95% DUE 02-15-2031 BEO 73618 73618 WEYERHAEUSER CO 6.875% DUE 12-15-2033/12-17-2002 BEO 97781 97781 ABBOTT LABORATORIES, COMMON STOCK, NO PAR 285850 285850 ACCENTURE PLC SHS CL A NEW 297471 297471 ACTIVISION BLIZZARD INC COM STK 199875 199875 ADOBE SYS INC COM 731529 731529 ADR MICHELIN COMPAGNIE GENERALE DES ETABLISSEMENTS MICHELIN ADR 170984 170984 ADR MITSUBISHI UFJ FINL GROUP INC SPONSORED ADR 126027 126027 ADR SONY GROUP CORPORATION SPON ADS EACH REPR 1 ORD SHS 243108 243108 AIRBNB INC CL A COM USD0.0001 CL A 307456 307456 ALCON AG COM USD0.04 WI 230154 230154 ALIGN TECHNOLOGY INC COM 99726 99726 ALPHABET INC CAP STK USD0.001 CL C 519324 519324 AMAZON COM INC COM 922949 922949 AMERIPRISE FINL INC COM 272371 272371 AMGEN INC COMMON STOCK 199818 199818 ANSYS INC COM 274124 274124 ATMOS ENERGY CORP COM 223605 223605 AUTODESK INC., COMMON STOCK 420678 420678 BLACKSTONE INC COM USD0.00001 184081 184081 CAPITAL ONE FINL CORP COM 204522 204522 CF BLACKROCK EM FRONTIERS FD LTD CL F 2098315 2098315 CF CF BURGUNDY DST FOCUS ASIAN EQUITY 6913833 6913833 CF THE MARATHON-LONDON INTERNATIONAL INVESTMENT TRUST I 10625066 10625066 CF TIG ZEBEDEE CORE FUND LIMITED SUB CL A USD 2177096 2177096 CINCINNATI FINANCIAL CORP., COMMON STOCK, $2 PAR 153571 153571 COCA COLA CO COM 225825 225825 COMMERCE BANCSHARES, INC., COMMON STOCK, $10 PAR 103585 103585 CONSTELLATION BRANDS INC CL A CL A 175983 175983 CORTEVA INC COM USD0.01 WI 335205 335205 COTERRA ENERGY INC COM 187220 187220 CROWN CASTLE INC COM 135589 135589 CULLEN / FROST BANKERS INC COM 127961 127961 DANAHER CORP. COMMON STOCK $.01 PAR 241920 241920 DOCUSIGN INC COM 89254 89254 ECOLAB INC COM STK USD1 196398 196398 EQUITY LIFESTYLE PPTYS INC REIT 140201 140201 GARTNER INC COM 147831 147831 GENERAL DYNAMICS CORP. COMMON STOCK, $1 PAR 182878 182878 HONEYWELL INTL INC COM STK 212273 212273 ILLUMINA INC COM 195177 195177 LENNAR CORP CL A CL A 313275 313275 MARTIN MARIETTA MATLS INC COMMON STOCK 300099 300099 MASTERCARD INC CL A 381894 381894 MEDTRONIC PLC COMMON STOCK 158580 158580 MERCK & CO INC NEW COM 246242 246242 MFO DFA EMERGING MARKETS VALUE 4007581 4007581 MFO VAN ECK EMERGING MARKETS-I 4228610 4228610 MFO VANGUARD DEVELOPED MARKETS INDEX INSTL 27499954 27499954 MFO VANGUARD INDEX FUNDS STK MKT INST 56135289 56135289 MICROCHIP TECHNOLOGY INC COM 322524 322524 MICROSOFT CORP COM 872804 872804 NETFLIX INC COM STK 626817 626817 NIKE INC CL B CL B 147896 147896 OSHKOSH CORPORATION 120360 120360 PARKER-HANNIFIN CORP., COMMON STOCK, NO PAR 331534 331534 PAYPAL HLDGS INC COM 308359 308359 PHILLIPS 66 COM 133532 133532 PNC FINANCIAL SERVICES GROUP COM STK 157941 157941 PROCTER & GAMBLE COM NPV 203028 203028 QUALCOMM INC COM 214272 214272 RPM INTERNATIONAL INC 192920 192920 SALESFORCE INC COM USD0.001 344143 344143 SERVICENOW INC COM USD0.001 478236 478236 SYSCO CORP., COMMON STOCK, $1 PAR 163463 163463 THERMO FISHER CORP 220179 220179 UNITEDHEALTH GROUP INC COM 260988 260988 US BANCORP 25903 25903 VISA INC COM CL A STK 358595 358595 WORKDAY INC CL A COM USD0.001 155186 155186 XCEL ENERGY INC COM 200498 200498 XYLEM INC COM 216230 216230 ZOETIS INC COM USD0.01 CL 'A' 193220 193220 20621067 20621067 1949305 1949305 ABERDEEN INTERNATIONAL PARTNERS II (OFFSHORE), LP FMV 518984 518984 ABERDEEN INTERNATIONAL PARTNERS III (OFFSHORE), LP FMV 1919440 1919440 ABERDEEN U.S. PRIVATE EQUITY IV (OFFSHORE), L.P. FMV 546653 546653 ABERDEEN U.S. PRIVATE EQUITY V (OFFSHORE), L.P. FMV 611423 611423 ABERDEEN VENTURE PARTNERS VII (OFFSHORE), L.P. FMV 530224 530224 ABERDEEN VENTURE PARTNERS VIII (OFFSHORE), L.P. FMV 2162619 2162619 AEA INVESTORS FUND VI LP FMV 3839477 3839477 AMERICAN SECURITIES PARTNERS VII LP FMV 6766074 6766074 AMSR 2021-SFR3 TR SINGLE FAMILY RENT PASSTHRU 1.726% 10-17-2038 FMV 174700 174700 AUGUST CAPITAL VII FMV 5947681 5947681 BANK 2021-BNK31 COML MTG PASSTHRU CTF CLA-S 2.211% DUE 02-15-2054 REG FMV 68960 68960 BPR TR 2021-KEN COML MTG PASSTHRU CTF CLA 144A 6.67448% DUE 02-15-2029 BEO FMV 103019 103019 BX COML MTG TR 2021-VOLT MTG PASS THRU CTF CL C 144A 6.52496% DUE 09-15-2036 FMV 189963 189963 CCHFH FUNDING CO LLC SECURED NOTE FMV 942498 942498 CEVINE CAPITAL MANAGEMENT VI (NO.1) FEEDER LP FMV 5493468 5493468 CF BBCM OFFS HORE FUND CL A SER FEB 2019 FMV 2281052 2281052 CF BBCM OFFS HORE FUND LTD FMV 1556689 1556689 CF CAMBER CAPITAL OFFSHORE FND LTD CL A-1V SER 03 FMV 2962021 2962021 CF HG VORA SPECIAL OPPORTUNITUES LTD CL A SUB CLASS 1-ILG-INITIAL FMV 3728005 3728005 CF MARINER ATLANTIC MULTI-STRATEGY FUND LTD CL N SER 1 ACCU -INITIAL SERIES FMV 3222727 3222727 CF NUT TREE OFFSHORE FUND, LTD GENERAL SERIES 1 JANUARY 2020 FMV 2638956 2638956 CF NUT TREE OFFSHORE FUND, LTD GENERAL SERIES 10 OCTOBER 2022 FMV 540690 540690 CF OLD ORCHARD CREDIT FUND, LTD. SUB SER1 FMV 3300324 3300324 CF OPTI OPP CI FUND,LTD CL 1(NR)- FOUNDERS SERIES 11 -18 FMV 3298119 3298119 CF PENTWATER MREGER ARBITRAGE FUND LTD. INITIAL SERIES CL A NR NV FMV 2850929 2850929 CF TRESIDOR EUROPE CREDIT F ICAV CLASS C 150 US U SER 2302 FMV 2527998 2527998 CLI FDG VIII LLC ASSET BACKED NT SER 2023-1 144A CL A 6.0% DUE 06-18-2048 BE FMV 129577 129577 CMO DBGS 2018-C1 MTG TR COML MTG PASS THRU CTF CL A-3 4.197% 08-15-2028 FMV 148693 148693 CMO SMALL BUSINESS ADMIN GTD DEV 2010-20I CL 1 3.21% DUE 09-01-2030 REG FMV 61993 61993 CVS CAREMARK CORP 6.036% DUE 12-10-2028 REG SINKING FUND 07-10-2009 FMV 93329 93329 DIAMETER OFFSHORE FUND LP FMV 3951834 3951834 DLLST 2022-1 LLC ASSET BACKED NT CL A-4 144A 3.69% DUE 09-20-2028 BEO FMV 115754 115754 FORD CREDIT AUTO OWNER TRUST SER 22-C CL A4 4.59% DUE 12-15-2027 BEO FMV 187080 187080 FOUNDRY GROUP NEXT LP FMV 8008554 8008554 FRAZIER HEALTHCARE GROWTH BUYOUT FUND VIII LP FMV 4032907 4032907 GM FINANCIAL SECURITIZED TERM SER 22-4 CL A3 4.82% DUE 08-16-2027 REG FMV 207591 207591 HOUSATONIC EQUITY INVESTORS VI LP FMV 3595991 3595991 INDUS PACIFIC OPPORTUNITIES FUND FMV 1 1 INSTITUTIONAL VENTURE PARTNERS XVI FMV 7681539 7681539 KNIGHTHEAD SPECIAL SITUATIONS REAL ESTATE FUND II, LP FMV 84963 84963 MARINER FIN ISSUANCE TR 2021-A ASSET BACKED NT CL A 144A 1.86% 03-20-2036 FMV 153644 153644 MASSACHUSETTS EDL FING AUTH N/C 2.3% DUE02-25-2040 BEO SINKING FUND 08-25-20 FMV 83812 83812 MED TR 2021-MDLN COML MTG PASS THRU CTF CL B 6.87448% 11-15-2038 FMV 158444 158444 NEW ECONOMY ASSETS PHASE 1 ISSUER NET LEASE MTG NT SER 2021-1 2.41% 10-20-20 FMV 112419 112419 NORDIC CAPITAL IX ALPHA LP FMV 7978923 7978923 ONEMAIN DIRECT AUTO RECEIVABLES TR 2022-1 ASSET BACKED NT CL A-1 144A 4.65%D FMV 136379 136379 PAMLICO CAPITAL IV LP FMV 5972291 5972291 PEAK ROCK CAPITAL CREDIT FUND II A LP FMV 385666 385666 PEAK ROCK CAPITAL FUND II-A LP FMV 1583017 1583017 PROGRESS RESIDENTIAL 2021-SFR2 TR SINGLE-FAMILY RENT PASS 1.796% 04 FMV 106397 106397 PVTPL AB ISSUER LLC 2021-1 SR SECD NT CLA-2 144A 3.734% DUE 07-30-2051 BEO FMV 162385 162385 PVTPL CAJUN GLOBAL LLC SR SECD NT CL A-2 144A 3.931% 11-20-2051 FMV 134975 134975 PVTPL CMO COMM MTG TR SER 20-CBM CL A2 2.896% 11-13-2039 BEO FMV 93517 93517 PVTPL CMO IMS ECUADORIAN MTG 2021-1 TR 18/08/2043 3.4% DUE 08-18-2043 BEO FMV 151936 151936 PVTPL CMO KNDR TR 2021-KIND SR 21-KIND CL B VAR RT 08-15-2026 FMV 136303 136303 PVTPL CMO LA HIPOTECARIA EL SALVADORIAN SER 2013-1A CL A 3.4975% 10-25-2041 FMV 80247 80247 PVTPL CMO LA HIPOTECARIA MTG TR 2019-1 PASSTHRU TR CTF 144A 4.25% 09-29-2046 FMV 129026 129026 PVTPL CMO MHC COML MTG TR 2021-MHC CL B FLTG DUE 04-15-2026 BEO FMV 175937 175937 PVTPL CMO VASA TR 2021-VASA CL A VAR RT DUE 07-15-2039 BEO FMV 114227 114227 PVTPL CMO WELLS FARGO COML MTG SR 2019-JWDR CL A 2.58386% 09-15-2026 FMV 288655 288655 PVTPL COINSTAR FDG LLC SR SECD NT CL A-25.216% DUE 04-25-2047 REG FMV 78917 78917 PVTPL DRIVEN BRANDS FDG LLC SR SECD NT SER 2019-2 CL A-2 144A 3.981% DUE 10 FMV 218815 218815 PVTPL EDVESTINU PRIVATE ED LN ISSUE NO 2SER 19-A CL A FLTG 144A 11-25-2038 FMV 72480 72480 PVTPL HOME PARTNERS AMER 2021-3 TR 21-3 CL B 2.649% DUE 01-17-2041 BEO FMV 190229 190229 PVTPL HOTWIRE FDG LLC 2021-1 SECD FIBER CL A-2 2.311% 11-20-2051 FMV 144555 144555 PVTPL SBA TOWER TR 2.836% 144A 15/01/2050 2.836% DUE 01-15-2050 REG FMV 166165 166165 PVTPL SEB FDG LLC SR SECD NT SER 2021-A CL A-2 4.969% 01-30-2052 FMV 148741 148741 PVTPL SERVPRO MASTER ISSUER LLC 2019-1 SR SECD NT CL A-2 144A 3.882% DUE 10 FMV 176000 176000 PVTPL SUMMIT ISSUER LLC SECD DARK FIBER NETWORK REV NT 144A 3C7 SER 2020-1 C FMV 89284 89284 PVTPL T-MOBILE US TR 2022-1 SER 22-1A CL A 144A 4.91% 05-22-2028 FMV 148213 148213 SANTANDER DRIVE AUTO RECEIVABLES TR 20224.49% DUE 11-16-2026 REG SER 22-6 CL FMV 98760 98760 SANTANDER DRIVE AUTO RECEIVABLES TR 2022SR 22-3 CL B 4.59% 08-16-2027 FMV 121644 121644 SK CAPITAL PARTNERS IV-B, LP FMV 2959724 2959724 SMALL BUSINESS ADMINISTRATION SER 2019-10A CL 1 3.113% 03-10-2029 FMV 88594 88594 VARADERO PARTNERS LP FMV 3890805 3890805 WORLD OMNI AUTO RECEIVABLES SRS 20-C CL B .87% DUE 10-15-2026 FMV 136089 136089 LEGAL 2879 0 3585 RABBI TRUST 642228 717640 717640 RIGHT OF USE ASSET 0 111693 111693 DEFERRED EXCISE TAX 37346 DUES & SUBSCRIPTIONS 95209 0 95209 POSTAGE & PRINTING 6548 0 4182 POSTAGE & PRINTING - INITIATIVES 225089 0 225089 INTERNET/TELECOMMUNICATIONS 42800 0 42800 INTERNET/TELECOMMUNICATIONS-INITIATIVES 219782 0 208241 MISCELLANEOUS 22834 0 22834 COMPUTER EXPENSES 35798 0 40177 COMPUTER EXPENSES - INITIATIVES 9259 0 9259 OFFICE SUPPLIES 13733 0 13406 OFFICE SUPPLIES - INITIATIVES 14488 0 14488 SPONSORSHIPS 5030 0 5030 INSURANCE 11119 0 11594 ADMINISTRATIVE MANAGEMENT 37400 0 39133 ADMINISTRATIVE MANAGEMENT - INITIATIVES 10000 0 10000 MEDIA - INITIATIVES 4908 0 4908 INITIATIVE OTHER EXPENSES 716856 0 678620 OUTSIDE CONTRACT SERVICES 42869 0 42869 OUTSIDE CONTRACT SERVICES - INITIATIVES 410683 0 404331 PAYROLL FEES 3890 0 3890 PAYROLL FEES - INITIATIVES 162351 0 162351 COLLATERAL/APPAREL 350 0 350 NET PARTNERSHIP INCOME 4246401 UNREALIZED GAIN ON SECURITIES 2682482 DEFERRED TAX LIABILITY 901987 939333 DEFERRED COMPENSATION LIABILITY 642228 717640 EXCISE TAX PAYABLE 66565 0 SHORT-TERM LEASE LIABILITY 0 112966 CONSULTING 51258 0 129859 CONSULTING - INITIATIVES 2049610 0 1171206 OTHER INVESTMENT FEES 0 147826 0 EXCISE TAX 256593 0 0 FEDERAL INCOME TAX 28567 0 0 STATE INCOME TAX 2830 0 0