2023-11-15T16:37:09-06:00 2022-12-31 873231666 PKF O'CONNOR DAVIES ADVISORY LLC 245 PARK AVENUE 12TH FLOOR NEW YORK NY 10167 990 2022-01-01 223419667 VITAL STRATEGIES INC VITA 2125005724 100 BROADWAY 4TH FL NEW YORK NY 10005 WALLACE D'SOUZA CFAO 2125005724 2023-11-15 1 WALLACE DSOUZA 999009999 1 GARRETT M HIGGINS P00543209 2122862600 2023-11-15 3 AAL1 IAL1 2022 2023-04-26 12:10:37Z JOSE LUIS CASTRO 100 BROADWAY 4TH FL NEW YORK NY 10005 124764211 0 X WWW.VITALSTRATEGIES.ORG X 1995 NJ WE ARE A GLOBAL PUBLIC HEALTH ORGANIZATION WORKING IN 70 COUNTRIES TO REDUCE DEATH AND DISEASE. 19 18 283 18 0 0 108771648 103869249 0 0 354367 373327 1645 0 109127660 104242576 80045981 87587289 0 0 42773516 33671732 0 0 1103105 40204416 31968156 163023913 153227177 -53896253 -48984601 177082851 142331793 19168535 33190200 157914316 109141593 X AS A LEADING GLOBAL PUBLIC HEALTH ORGANIZATION AND TRUSTED PARTNER OF GOVERNMENTS AND CIVIL SOCIETY AROUND THE WORLD, WE WORK TO STRENGTHEN PUBLIC HEALTH SYSTEMS TO ADDRESS THE MOST IMPORTANT AND DIFFICULT HEALTH CHALLENGES. 0 1 55258342 45367410 0 RESOLVE TO SAVE LIVES:THE RESOLVE TO SAVE LIVES PROGRAM WAS TRANSFERRED TO A NEW ORGANIZATION ON MARCH 31, 2022. PRIOR TO THE PROGRAM'S SPINOFF, THE PROGRAM HAD THE FOLLOWING ACCOMPLISHMENTS IN 2022:- IN ETHIOPIA, THE RESOLVE TO SAVE LIVES FUNDED SEVERAL PROJECTS THROUGH THE VITAL STRATEGIES PARTNERSHIP: THE ETHIOPIA HYPERTENSION CONTROL INITIATIVE ENROLLED >12,000 HYPERTENSION PATIENTS AND A PREPAREDNESS TEAM WAS EMBEDDED IN ETHIOPIA'S NATIONAL PUBLIC HEALTH INSTITUTE TO ENSURE EPIDEMIC PREVENTION AND RESPONSE IMPROVEMENTS ARE COUNTRY-OWNED AND SUSTAINABLY FINANCED. IN ADDITION, A HEALTH CARE WORKER PROJECT SUPPORTED HEALTH CARE WORKER PROTECTIONS THAT DROVE LOWER COVID-19 INFECTION RATES AND IMPROVED INFECTION PREVENTION AND CONTROL. - IN CHINA, THE RESOLVE TO SAVE LIVES-FUNDED CARDIOVASCULAR HEALTH PROJECT REGISTERED 366,911 HYPERTENSION PATIENTS, OF WHOM 28,898 HAVE THEIR BLOOD PRESSURE UNDER CONTROL; THE PROJECT ALSO SUPPORTED SALT-REDUCTION INTERVENTIONS IN COMMUNITIES/VILLAGES, RESTAURANTS/CANTEENS, AND SCHOOLS IN SHANDONG AND ANHUI PROVINCES. THROUGH CLOSE COLLABORATION, THE SHANDONG CDC KICKED OFF ITS SUPERMARKET-BASED SODIUM REDUCTION INTERVENTION AND THE CHINESE NUTRITION SOCIETY (CNS) FINALIZED THE REPORT "SALT REDUCTION TARGETS IN CHINA'S FOOD INDUSTRY, AND IN PARTNERSHIP WITH CNS AND UNICEF, THE NUTRITION PROFILING MODEL (NPM) WAS DEVELOPED FOR CHINA'S NATIONAL CONTEXT. 23694556 12150432 0 DATA FOR HEALTH PROGRAMS:VITAL STRATEGIES ACHIEVED THE FOLLOWING ACCOMPLISHMENTS AS PART OF THE BLOOMBERG PHILANTHROPIES DATA FOR HEALTH PROGRAM IN 2022:- CIVIL REGISTRATION AND VITAL STATISTICS ("CRVS") CONTINUED ITS WORK IN ENSURING THAT A GREATER NUMBER OF BIRTH AND DEATH RECORDS ARE COUNTED AS PART OF ITS PUBLIC HEALTH SYSTEMS IMPROVEMENT OBJECTIVE. SINCE APRIL 2021, CRVS HAS RECORDED 39 SYSTEMS CHANGES: 23 IN 12 AFRICAN FOCUS COUNTRIES, 13 IN 14 ASIA-PACIFIC FOCUS COUNTRIES, AND FOUR IN TWO FOCUS COUNTRIES IN LATIN AMERICA. SEVENTEEN OF THESE IMPROVEMENTS LED TO A CHANGE IN OVERALL SYSTEM PERFORMANCE SCORES (E.G., FROM 'POOR' TO 'IMPROVING,' FROM 'IMPROVING' TO 'GOOD,' ETC.). SIGNIFICANT STRIDES IN CRVS IMPROVEMENT WERE MADE DURING THIS TIME AS MILESTONES WERE ACHIEVED FOR 359 OF 523 (69%) PLANNED MILESTONES ACROSS SIX INTERVENTION AREAS. OVERALL PERFORMANCE IN SEVERAL KEY INDICATORS ALSO IMPROVED IN 2022. CUMULATIVELY, 12.6 MILLION IMPROVED OR NEWLY COUNTED BIRTH RECORDS HAVE BEEN TOTALED OF WHICH NEARLY 25% (4 MILLION) WERE RECORDED IN 2021 TO 2022, NEARLY DOUBLE THE PREVIOUS YEAR (A 196% INCREASE). THE CUMULATIVE NUMBER OF DEATH RECORDS IMPROVED OR NEWLY COUNTED IN COUNTRIES RECEIVING INITIATIVE SUPPORT INCREASED FROM 13,591,000 IN 2021 TO 17,716,000 IN 2022, AN INCREASE OF 31%. SPECIFIC COUNTRY-BASED ACCOMPLISHMENTS INCLUDE THE ESTABLISHMENT OF A NATIONAL DEATH COMMITTEE IN CAMBODIA, A HOSPITAL GUIDE FOR CERTIFICATION OF CAUSES OF DEATH DEVELOPED AND VALIDATED BY THE MINISTER OF PUBLIC HEALTH TO BE USED BY DOCTORS IN ALL REGIONS IN CAMEROON, INTEGRATION OF CRVS SYSTEMS WITH HMIS SYSTEM LINKED TO THE NATIONAL POPULATION REGISTRY PERMITTING TIMELY ACCESS TO CRVS DATA FOR MONITORING HEALTH INTERVENTIONS IN RWANDA AND THE FIRST TIME ESTABLISHMENT OF A LINK BETWEEN THE HEALTH SECTOR AND CIVIL REGISTRAR TO FACILITATE EXCHANGE OF MORTALITY INFORMATION IN VIETNAM.- AS PART OF DATA IMPACT'S FLAGSHIP DATA TO POLICY WORK, 34 POLICY BRIEFS WERE DEVELOPED WITH 9 BEING ENACTED OR IN THE PROCESS OF BEING ENACTED IN 2022. THIS REPRESENTS AN INCREASE FROM THE 18 POLICY BRIEFS DEVELOPED WITH 5 ENACTED OR IN PROCESS IN 2021. AN EXAMPLE OF THE BRIEF WHICH IS IN THE PROCESS OF ENACTMENT IS IN COLOMBIA WHERE NATIONAL REGULATIONS ON PROTECTIVE MOTORCYCLE HELMETS HAVE BEEN PUBLISHED, AND A COMMITMENT EXISTS TO REDUCE LEAD LEVELS IN PAINT. ADDITIONALLY, VITAL WORKED WITH CDC, CDC FOUNDATION AND VANDERBILT UNIVERSITY TO DELIVER A WEEK-LONG INTENSIVE WORKSHOP ON DECISION MODELING FOR HEALTH ECONOMIC EVALUATION FOR 28 HEALTH ECONOMISTS FROM 14 DATA TO POLICY COUNTRIES. THE WORKSHOP WAS DESIGNED TO INCREASE THE CAPACITY FOR HEALTH ECONOMIC MODELING IN COUNTRY PARTNERS AND MINISTRIES OF HEALTH TO BETTER FOSTER INSTITUTIONALIZATION OF THE DATA TO POLICY PROGRAM. OTHER CAPACITY-BUILDING PROGRAMS WERE OFFERED IN COUNTRIES, DEPENDING ON GOVERNMENT NEEDS AND REQUESTS: ANALYTICS FOR PUBLIC HEALTH PRACTICE, DATA DRIVEN LEADERSHIP, AND CIVIL REGISTRATION AND VITAL STATISTICS (CVRS) DATA USE. LASTLY, THE DATA IMPACT PROGRAM TEAM WORKED TO ENSURE THAT AVAILABLE DATA ARE USED TO MAKE DECISIONS AND INFLUENCE POLICY. IN PAPUA NEW GUINEA, AN EXCEL-BASED INTERACTIVE SENIOR EXECUTIVE MANAGEMENT (SEM) DASHBOARD WAS DEVELOPED WITH SELECTED INDICATORS FOR EACH OF THE FIVE KEY RESULT AREAS DEFINED IN THE MONITORING AND EVALUATION STRATEGY FOR THE NATIONAL HEALTH PLAN. THE DASHBOARD PROVIDES QUARTERLY VISUALIZATION OF PROVINCIAL AND REGIONAL INDICATORS WHICH WILL BE USED TO MONITOR THE IMPLEMENTATION OF THE NATIONAL HEALTH PLAN. IN CAMEROON, AN ANALYSIS DEMONSTRATING EXTREMELY POSITIVE OUTCOMES IN ADOLESCENT REPRODUCTIVE HEALTH UNITS (ARHUS) LED TO A CIRCULAR BEING SIGNED BY THE MINISTER IN DECEMBER 2022 TO EXTEND THE ARHUS TO ALL GENERAL HOSPITALS AND DISTRICT MEDICAL CENTERS.- THE GLOBAL GRANTS PROGRAM SUCCESSFULLY ADMINISTERED ONE FUNDING ROUNDS (ROUNDS 6) IN 2022, AWARDING 16 SUBGRANTS TOTALING $2.04M. OF THE 16 SUBGRANTS AWARDED, 11 WERE FOR COUNTRIES BASED IN AFRICA, 2 IN LATIN AMERICA, 2 IN ASIA AND 1 IN EUROPE. ALL AWARDED SUBGRANTS FOCUSED ON INTERVENTIONS RELATED TO EITHER CRVS, DATA IMPACT OR CANCER REGISTRY. ROUND 6 WAS THE FIRST FUNDING ROUND TO ACTIVELY ENCOURAGE NON-GOVERNMENTAL ORGANIZATIONS TO SEEK SUPPORT WITH AN EMPHASIS ON EQUITY WORK. ADDITIONAL WORK WAS COMPLETED TO CLOSE OUT SUBGRANTS AWARDED IN ROUNDS 2 THROUGH ROUND 5.- AS PART OF OUR CANCER REGISTRY ACTIVITY, VITAL SOLIDIFIED THE CREATION AND DISSEMINATION OF CANCER REGISTRIES DATA VIA THE PRODUCTION OF MONTHLY REPORTS TO MOH WHICH INCLUDE CASE COUNTS FROM ALL ESTABLISHED REGISTRIES INCLUSIVE OF ESTIMATION OF THE TOP 10 CANCERS STRATIFIED BY AGE AND SEX. IN MOZAMBIQUE WE ALSO WERE ABLE TO TRAIN 22 REGISTRARS (11 MALE AND 11 FEMALE) IN BASIC CANCER REGISTRY DATA COLLECTION METHODS. ADDITIONALLY, CANCER REGISTRY PARTNERED WITH THE TEAM IN RWANDA TO ANALYZE THEIR SURVIVAL DATA, THUS COMPLETING AN ADVANCED ANALYSIS THAT DREW ON EXPERTS FROM THE IARC-GICR JOHANNESBURG COLLABORATING CENTER, WHO, ALONGSIDE AFCRN, PROVIDED TECHNICAL ASSISTANCE FOR THIS WORK. IN VIETNAM, VITAL SUPPORTED THE USE OF REGISTRY DATA TO DEVELOP THE FIRST- EVER NATIONWIDE POPULATION-BASED CANCER REGISTRY ANNUAL REPORT. LASTLY, WORK BEGAN IN ZIMBABWE IN SPRING 2022. 19048590 10295083 0 TOBACCO CONTROL:- MASS MEDIA WORK:WITH A GOAL OF SAVING 100 MILLION LIVES, VITAL STRATEGIES, AS A PARTNER IN THE BLOOMBERG INITIATIVE TO REDUCE TOBACCO USE AND AT GOVERNMENT BEHEST, SUPPORTED 14 NATIONAL AND SUBNATIONAL STRATEGIC MEDIA CAMPAIGNS ACROSS 10 COUNTRIES. OUR WORK WITH GOVERNMENTS SUPPORTED TAX INCREASES IN TRKIYE AND PAKISTAN AND NEW SMOKE-FREE AREAS IN CITIES IN CHINA, INDONESIA AND THE PHILIPPINES.GOVERNMENT PARTNERS CONTRIBUTED $26 MILLION TO SUPPORT MEDIA CAMPAIGNS IN PARTNERSHIP WITH VITAL. MORE THAN 4,300 PRESS STORIES ON THESE CAMPAIGNS FURTHER AMPLIFIED MESSAGING ON THE RISKS OF TOBACCO TO SMOKERS AND NON-SMOKERS EXPOSED TO SECONDHAND SMOKE. WITH A NEW GRANT FROM THE U.S. CENTERS FOR DISEASE CONTROL AND PREVENTION, VITAL EXPANDED OUR TOBACCO CONTROL WORK TO FOUR COUNTRIES IN THE EASTERN MEDITERRANEAN REGION. CAMPAIGNS ON TOBACCO RISKS AND COVID-19 PREVENTIVE MEASURES WERE LAUNCHED IN EGYPT, JORDAN, IRAQ AND PALESTINE, REACHING 52 MILLION PEOPLE. VITAL STRATEGIES AND THE TOBACCONOMICS TEAM AT THE UNIVERSITY OF ILLINOIS AT CHICAGO LAUNCHED THE SEVENTH EDITION OF THE TOBACCO ATLAS. THE NEW ONLINE EDITION GENERATED 456 MEDIA STORIES, WITH A POTENTIAL REACH OF MORE THAN 1.2 BILLION PEOPLE AND AN AD VALUE EQUIVALENT OF $11.83 MILLION.IN BRAZIL, IN PARTNERSHIP WITH ACT HEALTH PROMOTION, VITAL LAUNCHED A CIGARETTE TAXATION RESOURCE A WEBSITE, WITH INTERACTIVE INFOGRAPHICS TO SHOW THE IMPORTANCE OF TAX INCREASES. THE WEBSITE SERVED AS A MODEL FOR OTHER COUNTRIES IN THE REGION, SUCH AS MEXICO AND COLOMBIA, TO DEVELOP SIMILAR PLATFORMS.TOBACCO ENFORCEMENT AND REPORTING MOVEMENT (TERM), VITAL'S REAL-TIME DIGITAL MONITORING SYSTEM FOR ONLINE TOBACCO MARKETING IN INDIA, INDONESIA, AND MEXICO, PUBLISHED 10 REPORTS AND TWO SCIENTIFIC PAPERS IN 2022. THESE REPORTS GENERATED SIGNIFICANT MEDIA ATTENTION ON THE RISKS OF DIGITAL TOBACCO MARKETING. THEY ARE ALSO BEING USED BY CIVIL SOCIETY ORGANIZATIONS AND GOVERNMENTS TO ADVOCATE FOR STRONGER TOBACCO CONTROL AND CONSUMER PROTECTION POLICIES AND ARE ENCOURAGING OFFICIALS TO ACT TO PROTECT CONSUMERS FROM DIGITAL TOBACCO MARKETING.GOVERNMENT DEPARTMENTS ARE USING TERM DATA TO STRENGTHEN LAWS OR MONITOR EXISTING ONES:- IN INDONESIA, TERM DATA IS INCLUDED IN A REVIEW OF THE HEALTH LAW NO. 109 (2012), WHICH RECOMMENDS A BAN ON TOBACCO ADVERTISING, PROMOTIONS AND SPONSORSHIP ON THE INTERNET AND TIGHTER REGULATIONS ON E-CIGARETTES. THE MINISTRY OF HEALTH IS ALSO CONSIDERING THE CREATION OF A GOVERNMENT-CIVIL SOCIETY TASK FORCE TO MONITOR ONLINE TOBACCO MARKETING.- IN MEXICO, TERM DATA IS BEING USED TO MONITOR TOBACCO MARKETING AFTER A COMPREHENSIVE BAN ON TOBACCO ADVERTISING, PROMOTION AND SPONSORSHIP WENT INTO EFFECT IN FEBRUARY 2022.- IN INDIA, TERM DATA IS BEING USED TO INFORM CURRENT TOBACCO MARKETING REGULATIONS, INCLUDING THE RECENTLY ISSUED GUIDELINES BY THE CENTRAL CONSUMER PROTECTION AUTHORITY ON THE PREVENTION OF MISLEADING ADVERTISEMENTS AND ENDORSEMENTS FOR MISLEADING ADVERTISEMENTS, 2022. AS IT BECOMES INCREASINGLY URGENT TO TAKE ACTION TO ADDRESS ENVIRONMENTAL DEGRADATION, STOP, A TOBACCO INDUSTRY WATCHDOG, LAUNCHED A SERIES OF CAMPAIGNS THAT CAPTURE HOW THE TOBACCO INDUSTRY CONTRIBUTES TO THIS PRESSING PUBLIC HEALTH CRISIS.IN NOVEMBER 2022, STOP LAUNCHED CIGARETTES = PLASTICS TO SUPPORT TOBACCO CONTROL ADVOCACY AT THE GROUNDBREAKING U.N. PLASTICS POLLUTION TREATY NEGOTIATIONS. THE CAMPAIGN REACHED AT LEAST 900,000 PEOPLE THROUGH TWITTER. VITAL STRATEGIES ALSO DELIVERED A STATEMENT TO INTERNATIONAL DELEGATES, EMPHASIZING THAT A DECISION TO BAN FILTERS IN CIGARETTES WOULD BE A MAJOR WIN FOR GLOBAL HEALTH. THESE ADVOCACY EFFORTS APPEAR TO BE GAINING TRACTION: TOBACCO FILTERS WERE BROUGHT UP SEVERAL TIMES DURING THE CONFERENCE, INCLUDING IN A WRITTEN SUBMISSION FROM THE U.N. HIGH COMMISSIONER ON HUMAN RIGHTS.- GRANTS PROGRAM:IN 2022, THE GRANTS TEAM MANAGED 165 GRANTS WITHIN THE BLOOMBERG INITIATIVE TO REDUCE TOBACCO USE. AROUND 356 PAYMENTS WERE PROVIDED TO 124 GRANTEES IN 2022 TOTALING $5,929,794. DURING 2022, ROUNDS 25-32 OF THE BI GRANTS PROGRAM HAVE BEEN ADMINISTERED AND MANAGED AT DIFFERENT STAGES. THE GRANTS WORK INCLUDES ACTIVITIES RELATED TO: A) THE BI GRANTS ROUND ADMINISTRATION PROCESS INCLUDING THE LAUNCH PROCESS, MONITORING MAILBOXES, COORDINATION WITH THE SUBGRANTEE, CTFK GRANTS TEAM AND WITH GRANTEES; B) GRANTS CONTRACTS AND REPORTING; C) DATABASE MANAGEMENT; D) GRANTS STATUS AND RECORDING CLOSURES; AND E) GRANTS SUPPORT AND LIAISON WITH INTERNAL AND EXTERNAL STAKEHOLDERS. OVERALL GRANTS IN 2022 WERE MANAGED AS EXPECTED. THE NUMBER OF GRANTS IS STABLE IN COMPARISON TO 2021. THE PANDEMIC STILL DELAYED ACTIVITIES BUT THE IMPLEMENTATION RATE WAS CONSOLIDATED. 98% OF THE BUDGET FOR GRANTS IN 2022 WAS SUCCESSFULLY OBLIGATED. REGULAR COMMUNICATIONS WITH GRANTEES HAVE INCREASED VIA WEEKLY NEWSLETTERS, WHICH HAVE HAD POSITIVE FEEDBACK. ROUND APPLICATIONS, REVIEWS, AND CORRESPONDENCE ARE ALL NOW DONE THROUGH FLUXX. THE GRANTS TEAM PROVIDED SUPPORT IN THE ORGANIZATION FOR INTERNATIONAL, REGIONAL AND NATIONAL VIRTUAL MEETINGS. DURING 2022, THE GRANTS TEAM WAS ALSO INVOLVED IN THE ORGANIZATION OF 2 IN-PERSON MEETINGS WITH BLOOMBERG PHILANTHROPIES AND OUR PARTNER, CAMPAIGN FOR TOBACCO-FREE KIDS, AND CONTRIBUTED TO THE ELABORATION OF 12 MONTHLY REPORTS FOR THE DONOR, AND 4 GRANTS SUMMARY REPORTS. THE GRANTS TEAM PROVIDED REGULAR FORECASTS TO THE DONOR AND HQ ON PAYMENT REQUESTS AND GRANTS TO BE OBLIGATED.- MOH CAPACITY BUILDING AND NATIONAL POLICY DEVELOPMENT:THE SUBGRANTEE'S TEAM IN BANGLADESH ASSISTED IN THE DEVELOPMENT OF THE NTCC RULES AND LIAISED WITH THE MOF IN ISSUING AN ORDER TO CREATE A SEPARATE ECONOMIC CODE FOR THE HDS, EFFECTIVELY ESTABLISHING A TOBACCO CONTROL EARMARKING MECHANISM. FROM 2018 TO 2022, FUND ALLOCATION TO ANNUAL TOBACCO CONTROL PROGRAM INCREASED BY 324% FROM 0.9M TO 2.9M , FUND UTILIZATION RATE ALSO INCREASED FROM 21% TO 73%. IN INDONESIA, THE SUBGRANTEE HAS AIDED THE MINISTRY OF HEALTH IN DEVELOPING A PROPOSAL TO AMEND THE PP109, WHICH HAS BEEN PRESENTED TO THE PRESIDENT AND IS CURRENTLY UNDER DISCUSSION. THIS PROPOSAL INCLUDES RECOMMENDATIONS INCLUDING INCREASING THE SIZE OF PICTORIAL HEALTH WARNINGS, BANNING ONLINE TOBACCO ADVERTISING, AND PROHIBITING THE DISPLAY OF TOBACCO PRODUCTS AT THE POINT OF SALE. THE SUBGRANTEE HAS MOBILIZED 42 CIVIL SOCIETY ORGANIZATIONS TO ADVOCATE FOR POLICY CHANGES, INCLUDING AMENDING THE PP109 AND RAISING TAXES AND PRICES ON TOBACCO PRODUCTS. IN 2022, THE GOVERNMENT FURTHER INCREASED TAXES BY 10% AND PRICES BY 12%, TO BE IMPLEMENTED IN 2023 AND 2024. IN INDIA, NTCP EXPANDED TO ALL 36 STATES AND UNION TERRITORIES, COVERING 692 DISTRICTS; ALL STATES ALSO ESTABLISHED THE TOBACCO CONTROL CELLS AND APPOINTED NODAL OFFICERS. APPROXIMATELY 900 DEDICATED STAFF AT STATE AND DISTRICT LEVELS ARE CURRENTLY SUPPORTING NTCP. THE SUBGRANTEE HAS HOSTED THE ANNUAL APCAT CONFERENCE IN BALI, WHICH WAS ATTENDED BY OVER 300 PARTICIPANTS INCLUDING 48 MAYORS. PHILIPPINES ALSO HELD AN APCAT FORUM IN 2022.- INDUSTRY INTERFERENCE AND NEW PRODUCTS:IN INDIA, THE SUBGRANTEE SUPPORTED OVER 10 STATES IN PASSING OR IMPLEMENTING ARTICLE 5.3 POLICIES. THE SUBGRANTEE HAS ALSO HELPED MOHS IN BANGLADESH AND MEXICO CREATE SUCH POLICIES. IN RESPONSE TO THE TOBACCO INDUSTRY'S RECENT EFFORTS TO FLOOD LMICS WITH NOVEL PRODUCTS, THE SUBGRANTEE HAS HELPED CREATE AND SUPPORT POLICY SOLUTIONS FOR THE BLOOMBERG PRIORITY COUNTRIES. IN MEXICO, THE SUBGRANTEE HELPED WITH A PRESIDENTIAL DECREE PROHIBITING IMPORTATION OF ENDS, ENNDS AND HTPS. THE MEXICAN GOVERNMENT ALSO RELEASED A STATEMENT CONDEMNING PMI, NOTING THAT THE US FDA IQOS DECISION DOES NOT CHANGE MEXICO'S FCTC OBLIGATIONS NOR NOVEL PRODUCT LEGALITY. IN CHINA, ALL FLAVORED E-CIGARETTES, APART FROM THOSE WITH TOBACCO FLAVOR, AND ENNDS ARE BANNED, AND SALES TO MINORS ARE ALSO PROHIBITED. IN ADDITION, A 36% AD VALOREM EXCISE TAX IS NOW IMPOSED ON E-CIGARETTE PRODUCERS/IMPORTERS AND 11% ON WHOLESALERS. IN INDONESIA, A TOTAL OF 43 JURISDICTIONS HAVE NOW BANNED THE USE OF E-CIGARETTES IN WORKPLACES, PUBLIC PLACES, AND PUBLIC TRANSPORT.- TOBACCO CONTROL POLICY IMPLEMENTATION:IN FEBRUARY 2022, THE SUBGRANTEE LAUNCHED THE TOBACCO CONTROL IMPLEMENTATION HUB, AN ONLINE REPOSITORY OF RESOURCES AND BEST PRACTICE CASE STUDIES; SINCE LAUNCHING, THE SITE HAS HAD 33,223 VIEWS FROM 146 COUNTRIES. IN DECEMBER 2022, THE SUBGRANTEE LAUNCHED THE TOBACCO CONTROL IMPLEMENTATION HUB FOR CHINA, A COUNTRY-SPECIFIC SECTION OF THE GLOBAL HUB. WRITTEN ENTIRELY IN CHINESE, IT IS AN ONLINE RESOURCE CENTER WHICH SUPPORTS AND PROMOTES EVIDENCE-BASED BEST PRACTICE FOR EFFECTIVE IMPLEMENTATION OF TOBACCO CONTROL LAWS IN THE COUNTRY. THERE HAVE BEEN OVER 1,000 VIEWS SINCE THE SECTION WENT LIVE. WITH THE SUBGRANTEE'S SUPPORT, INDIA AND PAKISTAN MADE PROGRESS ADOPTING TOBACCO VENDOR LICENSING ORDINANCES. 42011349 19774364 0 OTHER PROGRAM SERVICES INCLUDE:- AIR POLLUTION AND HEALTH- CHILDHOOD LEAD POISONING PREVENTION- CIVIL REGISTRATION AND VITAL STATISTICS- FOOD POLICY- OVERDOSE PREVENTION- PARTNERSHIP FOR HEALTHY CITIES- RESEARCH- ROAD SAFETY 42011349 19774364 0 140012837 1 1 0 1 0 0 0 0 0 0 1 0 0 1 1 1 0 1 0 1 1 1 1 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 0 0 1 145 0 283 1 0 1 SN BR 0 0 0 0 0 0 0 0 0 0 X 19 18 0 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 0 0 NJ NY X X X WALLACE D'SOUZA 2125005724 100 BROADWAY 4TH FL NEW YORK NY 10005 JOSE LUIS CASTRO PRESIDENT & CEO 20.00 20.00 X X 302333 269934 28972 LOUIS JAMES DE VIEL CASTEL CHAIRPERSON 2.00 0.00 X X 0 0 0 HELEN AGERUP VICE CHAIR FOR OPERATIONS 3.00 0.00 X X 0 0 0 RENEE RIDZON VICE CHAIR FOR PROGRAMS 3.00 0.00 X X 0 0 0 RAM KOPPAKA MD SECRETARY 3.00 0.00 X X 0 0 0 MARC SZNAJDERMAN TREASURER 4.00 0.00 X X 0 0 0 DAVID A CAPUTO TRUSTEE 2.00 0.00 X 0 0 0 FRANK G COLELLA TRUSTEE 2.00 0.00 X 0 0 0 DR MARY-ANN ETIEBET TRUSTEE 2.00 0.00 X 0 0 0 ROSLYN FEDER TRUSTEE 2.00 0.00 X 0 0 0 DR LISA FITZPATRICK TRUSTEE 2.00 0.00 X 0 0 0 MARK FOLEY TRUSTEE 2.00 0.00 X 0 0 0 SCOTT HALSTEAD TRUSTEE 2.00 0.00 X 0 0 0 MASAE KAWAMURA TRUSTEE 2.00 0.00 X 0 0 0 BRUCE MANDELL TRUSTEE 2.00 0.00 X 0 0 0 ERIC ROSENBAUM TRUSTEE 2.00 0.00 X 0 0 0 JACK SALVO TRUSTEE 2.00 0.00 X 0 0 0 NEIL W SCHLUGER TRUSTEE 2.00 0.00 X 0 0 0 DEAN SCHRAUFNAGEL TRUSTEE 2.00 0.00 X 0 0 0 WALLACE D'SOUZA CFAO 40.00 0.00 X 338501 0 48050 THOMAS FRIEDEN PRESIDENT CEO - RESOLVE (THRU MAR 2022) 40.00 0.00 X 157578 0 15122 ADAM KARPATI SVP PUBLIC HEALTH PROGRAMS 40.00 0.00 X 293743 0 48911 SANDRA MULLIN SR. VP. COMMUNICATION 40.00 0.00 X 279628 0 28794 DANIEL KASS SR. VP ENVIRONMENTAL HEALTH 40.00 0.00 X 274310 0 29413 ANDREW RENDEIRO SVP & CHIEF STRATEGY OFFICER 40.00 0.00 X 232002 0 24418 TAMAR RENAUD COO 40.00 0.00 X 303295 0 32778 ID RUSEN SR. VP RESEARCH & DEVELOPMENT 40.00 0.00 X 286668 0 11752 PHILIP SETEL VP & DIRECTOR, CRVS 40.00 0.00 X 247470 0 51050 DANIEL SCHAEFER CTO 40.00 0.00 X 240532 0 56944 QUAN GAN DIRECTOR, TOBACCO CONTROL 40.00 0.00 X 238916 0 49353 3194976 269934 425557 89 0 1 0 THE GALLUP ORGANIZATION LTD 32 LONDON BRIDGE STREET LONDON UK SE19SG RESEARCH SERVICES 1585810 LUCEO IMAGES LLC 910 GALAPAGO STREET DENVER CO 80204 MULTIMEDIA CAMPAIGN SERVICES 1233717 SAFEGUARD GLOBAL BUILDING 2 CAMPION PARK HOLMES CH CHESHIRE UK CW4 8AX EMPLOYER OF RECORD SERVICES 451515 PROCLOZ SERVICES PRIVATE LIMITED - CANAD NATIONAL HIGHWAY-8 GURGAON 7TH FLO HARYANA IN 122002 EMPLOYER OF RECORD SERVICES 359247 AFRICA HR SOLUTIONS LTD 6TH FL DIAS PIER BUILDING CAUDAN PORT LOUIS MR EMPLOYER OF RECORD SERVICES 291994 38 290801 103578448 82721 103869249 599790 599790 20295172 20521635 -226463 -226463 -226463 104242576 0 0 373327 X 46147702 46147702 12500 12500 41427087 41427087 2099706 1556897 479340 63469 25389112 18889762 5737019 762331 1021319 735418 253285 32616 3340038 2405050 828323 106665 1821557 1311642 451743 58172 128898 73401 55497 115619 65839 49780 15000 15000 35034 35034 18965259 17698936 1219603 46720 2140128 2126070 14058 355871 202650 153221 536094 305279 230815 2781147 2294634 459322 27191 3069983 2839095 226730 4158 433525 352060 81185 280 229905 25212 204693 228333 5017 223316 ADMIN./PROGRAM COSTS 1086369 605829 480235 305 SUBSCRIPTIONS AND FEES 1057176 589393 467487 296 PROJECT SUPPLIES/EQUIP. 511376 292417 218127 832 REPAIRS AND MAINTENANCE 166998 2634 164343 21 111441 33313 78079 49 153227177 140012837 12111235 1103105 7306180 4885922 82837160 26607566 67437745 71125915 965061 834184 2604743 1444025 1375057 1160718 14296391 11675433 110331 244290 2754926 25797765 177082851 142331793 9883318 5814380 8045854 3193999 217840 0 1021523 24181821 19168535 33190200 X -523645 -824091 158437961 109965684 157914316 109141593 177082851 142331793 X -48984601 -282360 494238 X X 0 1 X 1 0 X 80596112 218901094 180721926 108771648 103869249 692860029 80596112 218901094 180721926 108771648 103869249 692860029 348217562 344642467 286026 777683 491764 354367 599789 2509629 28518 41947 0 1645 0 72110 695441768 0.49560 0.50620 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2018 AMOUNT: $ 25,639. 2019 AMOUNT: $ 41,947. 2021 AMOUNT: $ 1,645. FEES - 2018 AMOUNT: $ 2,879. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 31851 31851 116398612 116430463 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 0 122421 208153 31851 362425 250000 250000 250000 250000 1000000 1500000 0 0 0 0 1348380 591056 757324 1256363 852969 403394 1160718 GRANT ADVANCES 2014481 DUE FROM THE UNION (MOU) 760000 RIGHT-OF-USE ASSET 23023284 25797765 LEASE LIABILITY 24181821 24181821 X 104073498 -282360 113282 -169078 104242576 0 104242576 152846221 152490 152490 152693731 533446 533446 153227177 PART X, LINE 2: VITAL STRATEGIES, INC. RECOGNIZES THE EFFECT OF INCOME TAX POSITIONS ONLY IF THOSE POSITIONS ARE MORE LIKELY THAN NOT TO BE SUSTAINED. MANAGEMENT HAS DETERMINED THAT VITAL STRATEGIES, INC. HAD NO UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE FINANCIAL STATEMENT RECOGNITION OR DISCLOSURE. VITAL STRATEGIES, INC. IS NO LONGER SUBJECT TO EXAMINATIONS BY THE APPLICABLE TAXING JURISDICTIONS FOR PERIODS PRIOR TO 2019. PART XI, LINE 2D - OTHER ADJUSTMENTS: REVENUE ATTRIBUTABLE TO CONSOLIDATED ENTITY 113,282. PART XII, LINE 2D - OTHER ADJUSTMENTS: FOREIGN CURRENCY TRANSLATION LOSS 152,490. PART XII, LINE 4B - OTHER ADJUSTMENTS: INCREASE IN PROVISION FOR UNCOLLECTIBLE GRANTS RECEIVABLE 350,000. EXPENSES ATTRIBUTABLE TO CONSOLIDATED ENTITY 183,446. 1 SUB-SAHARAN AFRICA GRANTMAKING 6187010 SOUTH ASIA GRANTMAKING 1812350 EAST ASIA AND THE PACIFIC GRANTMAKING 6776484 MIDDLE EAST AND NORTH AFRICA GRANTMAKING 37770 EUROPE (INCLUDNIG ICELAND AND GREENLAND) GRANTMAKING 21196843 NORTH AMERICA GRANTMAKING 484611 SOUTH AMERICA GRANTMAKING 4932020 SUB-SAHARAN AFRICA 1 30 PROGRAM SERVICES DATA FOR HEALTH, OBESITY PREVENTION, PARTNERSHIP FOR HEALTHY CITIES, RESOLVE, ROAD SAFETY 792533 EAST ASIA AND THE PACIFIC 1 70 PROGRAM SERVICES DATA FOR HEALTH, ENVIRONMENTAL HEALTH, PARTNERSHIP FOR HEALTHY CITIES, AND OTHER PROGRAMS. 1553249 EUROPE (INCLUDNIG ICELAND AND GREENLAND) 0 8 PROGRAM SERVICES DATA FOR HEALTH, TOBACCO CONTROL, AND OTHER PROGRAMS. 280073 NORTH AMERICA 0 21 PROGRAM SERVICES DATA FOR HEALTH, ROAD SAFETY, TOBACCO CONTROL, AND OTHER PROGRAMS. 197895 SOUTH AMERICA 0 43 PROGRAM SERVICES DATA FOR HEALTH, PARTNERSHIP FOR HEALTHY CITIES, OBSESITY PREVENTION, AND ROAD SAFETY. 495872 1 30 1 142 2 172 42219621 2527089 44746710 EUROPE (INCLUDING ICELAND & GREENLAND) STREAM TB AND TOBACCO CONTROL 9147032 WIRE TRANSFER 0 EAST ASIA AND THE PACIFIC RESET ALCOHOL, COUNTRY HEALTH INFORMATION SYSTEMS AND DATA USE (CHISU), DATA FOR HEALTH, ENVIRONMENTAL HEALTH, OTHER PROGRAMS, OVERDOSE PREVENTION (OPIOID), PARTNERSHIP FOR HEALTHY CITIES, ROAD SAFETY, STREAM TB, TOBACCO CONTROL, AND M&G GRANTS 5151206 WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) DATA FOR HEALTH AND RESOLVE 5056092 WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) DATA FOR HEALTH, PARTNERSHIP FOR HEALTHY CITIES, RESOLVE, ROAD SAFETY, AND M&G GRANTS 2573304 WIRE TRANSFER 0 SOUTH AMERICA RESET ALCOHOL, DATA FOR HEALTH, INJURY PREVENTION AND PUBLIC HEALTH SYSTEMS - BRAZIL, MAYOR'S CHALLENGE, OBESITY PREVENTION & FOOD POLICY, OTHER PROGRAMS, RESOLVE, ROAD SAFETY, TOBACCO CONTROL, AND M&G GRANTS 2260766 WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) STREAM TB 1515483 WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) STREAM TB 959033 WIRE TRANSFER 0 EAST ASIA AND THE PACIFIC DATA FOR HEALTH, RESOLVE, TOBACCO CONTROL, AND TOBACCO CONTROL NON MASS MEDIA 819820 WIRE TRANSFER 0 SOUTH ASIA RESOLVE 753203 WIRE TRANSFER 0 SUB-SAHARAN AFRICA COVID-19, DATA FOR HEALTH, AND RESOLVE 628326 WIRE TRANSFER 0 SUB-SAHARAN AFRICA DATA FOR HEALTH 420028 WIRE TRANSFER 0 SUB-SAHARAN AFRICA DATA FOR HEALTH 370854 WIRE TRANSFER 0 SOUTH AMERICA DATA FOR HEALTH 351466 WIRE TRANSFER 0 SOUTH AMERICA DATA FOR HEALTH 311658 WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) STREAM TB 310294 WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) DATA FOR HEALTH 303400 WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) INVESTIGATIVE JOURNALISM 300000 WIRE TRANSFER 0 SOUTH AMERICA DATA FOR HEALTH 295500 WIRE TRANSFER 0 SOUTH AMERICA OBESITY PREVENTION & FOOD POLICY 280000 WIRE TRANSFER 0 SOUTH AMERICA PARTNERSHIP FOR HEALTHY CITIES AND ROAD SAFETY 242716 WIRE TRANSFER 0 SUB-SAHARAN AFRICA COVID-19 AND RESOLVE 223250 WIRE TRANSFER 0 SUB-SAHARAN AFRICA DATA FOR HEALTH 216489 WIRE TRANSFER 0 SOUTH ASIA RESOLVE 203610 WIRE TRANSFER 0 SUB-SAHARAN AFRICA RESOLVE 199998 WIRE TRANSFER 0 EAST ASIA AND THE PACIFIC STREAM TB 198604 WIRE TRANSFER 0 SUB-SAHARAN AFRICA DATA FOR HEALTH 196863 WIRE TRANSFER 0 SUB-SAHARAN AFRICA COVID-19 AND RESOLVE 189934 WIRE TRANSFER 0 SUB-SAHARAN AFRICA DATA FOR HEALTH 186033 WIRE TRANSFER 0 SOUTH AMERICA DATA FOR HEALTH 182336 WIRE TRANSFER 0 SUB-SAHARAN AFRICA DATA FOR HEALTH 172376 WIRE TRANSFER 0 SOUTH ASIA RESOLVE 170965 WIRE TRANSFER 0 EAST ASIA AND THE PACIFIC DATA FOR HEALTH 169769 WIRE TRANSFER 0 SUB-SAHARAN AFRICA DATA FOR HEALTH 165941 WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) STREAM TB 161648 WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) RESET ALCOHOL 161420 WIRE TRANSFER 0 SUB-SAHARAN AFRICA DATA FOR HEALTH 149849 WIRE TRANSFER 0 SUB-SAHARAN AFRICA DATA FOR HEALTH AND DATA DRIVEN HEALTH POLICY 147124 WIRE TRANSFER 0 SUB-SAHARAN AFRICA STREAM TB 141501 WIRE TRANSFER 0 SOUTH AMERICA OBESITY PREVENTION & FOOD POLICY 125000 WIRE TRANSFER 0 SOUTH AMERICA OBESITY PREVENTION & FOOD POLICY 125000 WIRE TRANSFER 0 SUB-SAHARAN AFRICA DATA FOR HEALTH 123000 WIRE TRANSFER 0 SUB-SAHARAN AFRICA DATA FOR HEALTH 120900 WIRE TRANSFER 0 SUB-SAHARAN AFRICA OBESITY PREVENTION & FOOD POLICY 120000 WIRE TRANSFER 0 NORTH AMERICA OBESITY PREVENTION & FOOD POLICY 120000 WIRE TRANSFER 0 SUB-SAHARAN AFRICA DATA FOR HEALTH 119544 WIRE TRANSFER 0 SUB-SAHARAN AFRICA DATA FOR HEALTH 112695 WIRE TRANSFER 0 SUB-SAHARAN AFRICA DATA FOR HEALTH 112457 WIRE TRANSFER 0 SOUTH AMERICA DATA FOR HEALTH 110000 WIRE TRANSFER 0 SUB-SAHARAN AFRICA DATA FOR HEALTH 107687 WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) DATA FOR HEALTH 102147 WIRE TRANSFER 0 SUB-SAHARAN AFRICA DATA FOR HEALTH 102000 WIRE TRANSFER 0 SOUTH AMERICA DATA FOR HEALTH 100000 WIRE TRANSFER 0 SUB-SAHARAN AFRICA DATA FOR HEALTH 98800 WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) DATA FOR HEALTH 98100 WIRE TRANSFER 0 SUB-SAHARAN AFRICA DATA FOR HEALTH 90219 WIRE TRANSFER 0 SOUTH AMERICA DATA FOR HEALTH 88385 WIRE TRANSFER 0 SOUTH ASIA ROAD SAFETY 87853 WIRE TRANSFER 0 SOUTH ASIA PARTNERSHIP FOR HEALTHY CITIES 85328 WIRE TRANSFER 0 SUB-SAHARAN AFRICA DATA FOR HEALTH 83928 WIRE TRANSFER 0 SOUTH AMERICA STREAM TB 83501 WIRE TRANSFER 0 SUB-SAHARAN AFRICA STREAM TB 80864 WIRE TRANSFER 0 SUB-SAHARAN AFRICA DATA FOR HEALTH 80000 WIRE TRANSFER 0 SUB-SAHARAN AFRICA DATA FOR HEALTH 79205 WIRE TRANSFER 0 SUB-SAHARAN AFRICA DATA FOR HEALTH 78092 WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) OBESITY PREVENTION & FOOD POLICY 76739 WIRE TRANSFER 0 SUB-SAHARAN AFRICA DATA FOR HEALTH 76085 WIRE TRANSFER 0 SUB-SAHARAN AFRICA DATA FOR HEALTH 75000 WIRE TRANSFER 0 SOUTH ASIA DATA DRIVEN HEALTH POLICY 75000 WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) RESOLVE 74998 WIRE TRANSFER 0 SOUTH ASIA RESOLVE 72467 WIRE TRANSFER 0 SUB-SAHARAN AFRICA STREAM TB 71615 WIRE TRANSFER 0 SUB-SAHARAN AFRICA DATA FOR HEALTH 71000 WIRE TRANSFER 0 NORTH AMERICA DATA FOR HEALTH 70000 WIRE TRANSFER 0 SOUTH ASIA TOBACCO CONTROL NON MASS MEDIA 65000 WIRE TRANSFER 0 EAST ASIA AND THE PACIFIC DATA FOR HEALTH 64000 WIRE TRANSFER 0 SUB-SAHARAN AFRICA DATA FOR HEALTH AND STREAM TB 63624 WIRE TRANSFER 0 NORTH AMERICA DATA FOR HEALTH 63400 WIRE TRANSFER 0 SOUTH ASIA TOBACCO CONTROL NON MASS MEDIA 63000 WIRE TRANSFER 0 NORTH AMERICA RESOLVE 62500 WIRE TRANSFER 0 NORTH AMERICA TOBACCO CONTROL NON MASS MEDIA 60000 WIRE TRANSFER 0 SOUTH AMERICA PARTNERSHIP FOR HEALTHY CITIES 60000 WIRE TRANSFER 0 SUB-SAHARAN AFRICA DATA FOR HEALTH 59813 WIRE TRANSFER 0 SUB-SAHARAN AFRICA RESOLVE 59641 WIRE TRANSFER 0 SUB-SAHARAN AFRICA DATA FOR HEALTH 58812 WIRE TRANSFER 0 SUB-SAHARAN AFRICA DATA FOR HEALTH 56880 WIRE TRANSFER 0 NORTH AMERICA TOBACCO CONTROL NON MASS MEDIA 56385 WIRE TRANSFER 0 SOUTH AMERICA OBESITY PREVENTION & FOOD POLICY 55000 WIRE TRANSFER 0 SUB-SAHARAN AFRICA DATA FOR HEALTH, PARTNERSHIP FOR HEALTHY CITIES, AND RESOLVE 53241 WIRE TRANSFER 0 EAST ASIA AND THE PACIFIC PARTNERSHIP FOR HEALTHY CITIES 51805 WIRE TRANSFER 0 SUB-SAHARAN AFRICA DATA FOR HEALTH 50000 WIRE TRANSFER 0 SUB-SAHARAN AFRICA DATA FOR HEALTH 50000 WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) DATA FOR HEALTH 50000 WIRE TRANSFER 0 SUB-SAHARAN AFRICA DATA FOR HEALTH 47194 WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) PARTNERSHIP FOR HEALTHY CITIES 45067 WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) PARTNERSHIP FOR HEALTHY CITIES 45000 WIRE TRANSFER 0 SOUTH AMERICA PARTNERSHIP FOR HEALTHY CITIES 45000 WIRE TRANSFER 0 SOUTH ASIA TOBACCO CONTROL NON MASS MEDIA 45000 WIRE TRANSFER 0 SOUTH AMERICA PARTNERSHIP FOR HEALTHY CITIES 44641 WIRE TRANSFER 0 SUB-SAHARAN AFRICA DATA FOR HEALTH 43300 WIRE TRANSFER 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL NON MASS MEDIA 43150 WIRE TRANSFER 0 SUB-SAHARAN AFRICA PARTNERSHIP FOR HEALTHY CITIES 42987 WIRE TRANSFER 0 SUB-SAHARAN AFRICA DATA FOR HEALTH 42779 WIRE TRANSFER 0 EAST ASIA AND THE PACIFIC DATA FOR HEALTH 42632 WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) RESOLVE 40413 WIRE TRANSFER 0 SUB-SAHARAN AFRICA PARTNERSHIP FOR HEALTHY CITIES 40000 WIRE TRANSFER 0 SOUTH AMERICA PARTNERSHIP FOR HEALTHY CITIES 40000 WIRE TRANSFER 0 SOUTH ASIA TOBACCO CONTROL NON MASS MEDIA 40000 WIRE TRANSFER 0 SOUTH ASIA STREAM TB 39816 WIRE TRANSFER 0 SUB-SAHARAN AFRICA DATA FOR HEALTH 39000 WIRE TRANSFER 0 MIDDLE EAST AND NORTH AFRICA RESOLVE 37770 WIRE TRANSFER 0 SUB-SAHARAN AFRICA DATA FOR HEALTH 37698 WIRE TRANSFER 0 EAST ASIA AND THE PACIFIC PARTNERSHIP FOR HEALTHY CITIES 37500 WIRE TRANSFER 0 EAST ASIA AND THE PACIFIC RESOLVE 34998 WIRE TRANSFER 0 SUB-SAHARAN AFRICA OBESITY PREVENTION & FOOD POLICY 32500 WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) STREAM TB 31314 WIRE TRANSFER 0 SOUTH AMERICA REGISTRATION EQUALITY 30966 WIRE TRANSFER 0 SUB-SAHARAN AFRICA RESOLVE 30000 WIRE TRANSFER 0 SUB-SAHARAN AFRICA RESOLVE 29705 WIRE TRANSFER 0 SUB-SAHARAN AFRICA RESOLVE 29599 WIRE TRANSFER 0 EAST ASIA AND THE PACIFIC PARTNERSHIP FOR HEALTHY CITIES 29000 WIRE TRANSFER 0 SOUTH ASIA DATA FOR HEALTH 27000 WIRE TRANSFER 0 EAST ASIA AND THE PACIFIC RESOLVE 26666 WIRE TRANSFER 0 EAST ASIA AND THE PACIFIC PARTNERSHIP FOR HEALTHY CITIES 25000 WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) M&G GRANTS 25000 WIRE TRANSFER 0 SOUTH AMERICA TOBACCO CONTROL NON MASS MEDIA 25000 WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) PARTNERSHIP FOR HEALTHY CITIES 24888 WIRE TRANSFER 0 SOUTH ASIA DATA FOR HEALTH 23832 WIRE TRANSFER 0 SUB-SAHARAN AFRICA STREAM TB 23335 WIRE TRANSFER 0 SUB-SAHARAN AFRICA PARTNERSHIP FOR HEALTHY CITIES 23051 WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) PARTNERSHIP FOR HEALTHY CITIES 22400 WIRE TRANSFER 0 SUB-SAHARAN AFRICA DATA DRIVEN HEALTH POLICY 22224 WIRE TRANSFER 0 SOUTH AMERICA REGISTRATION EQUALITY 20000 WIRE TRANSFER 0 SOUTH AMERICA REGISTRATION EQUALITY 20000 WIRE TRANSFER 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL NON MASS MEDIA 18417 WIRE TRANSFER 0 SOUTH ASIA DATA FOR HEALTH 17886 WIRE TRANSFER 0 SUB-SAHARAN AFRICA OBESITY PREVENTION & FOOD POLICY 17597 WIRE TRANSFER 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL NON MASS MEDIA 17500 WIRE TRANSFER 0 EAST ASIA AND THE PACIFIC ROAD SAFETY 16803 WIRE TRANSFER 0 EAST ASIA AND THE PACIFIC DATA FOR HEALTH 16250 WIRE TRANSFER 0 SOUTH ASIA RESOLVE 15151 WIRE TRANSFER 0 NORTH AMERICA OBESITY PREVENTION & FOOD POLICY 14172 WIRE TRANSFER 0 SOUTH AMERICA REGISTRATION EQUALITY 10836 WIRE TRANSFER 0 SOUTH ASIA STREAM TB 10370 WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) STREAM TB 9297 WIRE TRANSFER 0 SUB-SAHARAN AFRICA DATA DRIVEN HEALTH POLICY 8715 WIRE TRANSFER 0 SOUTH ASIA STREAM TB 8500 WIRE TRANSFER 0 SUB-SAHARAN AFRICA RESOLVE 7945 WIRE TRANSFER 0 NORTH AMERICA PARTNERSHIP FOR HEALTHY CITIES 7774 WIRE TRANSFER 0 EAST ASIA AND THE PACIFIC PARTNERSHIP FOR HEALTHY CITIES 7295 WIRE TRANSFER 0 EAST ASIA AND THE PACIFIC ROAD SAFETY 6069 WIRE TRANSFER 0 SUB-SAHARAN AFRICA STREAM TB 5714 WIRE TRANSFER 0 71 80 OBESITY PREVENTION & FOOD POLICY NORTH AMERICA 1 30380 WIRE TRANSFER OBESITY PREVENTION & FOOD POLICY SOUTH AMERICA 1 21964 WIRE TRANSFER OBESITY PREVENTION & FOOD POLICY EUROPE (INCLUDING ICELAND & GREENLAND) 2 59998 WIRE TRANSFER 0 0 1 0 0 0 PART I, LINE 2: VITAL STRATEGIES IS BOTH A RECIPIENT AND ISSUER OF GRANT FUNDING. THE ORGANIZATION MAINTAINS A GRANT FUNDING MONITORING SYSTEM TO EFFECTIVELY MONITOR AND REPORT RESULTS OF GRANT FUNDING ISSUED TO RECIPIENTS. THE DIRECT MANAGEMENT OF FUNDS IS THE RESPONSIBILITY OF THE PROGRAM OFFICERS AND GRANTS MANAGER FOR THE RESPECTIVE CONTRACT OR AGREEMENT. ALL GRANTS MANAGERS REVIEW COMPLETION OF SCOPE OF WORK DELIVERABLES VIA EMAIL FOLLOW-UP AND SCHEDULED CHECK-IN PHONE CALLS AT KEY PROJECT INTERVALS PRIOR TO SIGNING OFF ON SUBMITTED INVOICES. FOR GRANTEES, FINANCE REQUIRES AND REVIEWS QUARTERLY FINANCIAL REPORTS TO VALIDATE AND RECONCILE REPORTED EXPENSES. THESE REPORTS ARE FIRST REVIEWED BY GRANTS MANAGERS PRIOR TO BEING REVIEWED BY THE FINANCE TEAM. SPECIFICALLY, WE HAVE MECHANISMS IN PLACE, SUCH AS FINANCIAL REPORTS AND TECHNICAL REPORTS. CONSULTANTS, VENDORS AND GRANTEES ARE SELECTED IN PARTNERSHIP WITH CITY AND/OR COUNTRY GOVERNMENT PARTNERS AND KEY INITIATIVE PARTNERS. FOR CONSULTANTS, ALL AFFILIATED PARTIES AGREE ON A SCOPE OF WORK AND THE CONSULTANT POSITION IS EITHER POSTED OR SHARED WITH KEY PARTNERS TO DEVELOP A WIDE POOL OF INDIVIDUAL'S CANDIDATES. CONSULTANTS ARE THEN INTERVIEWED IN ACCORDANCE TO THE AGREED-UPON INTERVIEW FORMAT AND SELECTED FOR EACH POSITION. VENDORS ARE SELECTED EITHER VIA A BIDDING PROCESS OR VIA SOLE SOURCE SELECTION BASED ON INTERNAL CITY/COUNTRY OR INITIATIVE PARTNER EXPERIENCE. GRANTEES ARE USUALLY IDENTIFIED WITH THE ASSISTANCE OF INTERNAL CITY/COUNTRY PARTNERS FOR A SPECIFIC PURPOSE BASED ON DOLLAR AMOUNT BEING CHARGED AND THE ANTICIPATED SCOPE OF WORK. WHERE POSSIBLE, THE GRANTEES FOR BOTH INITIATIVES ARE THE IDENTIFIED CITY/GOVERNMENT PARTNERS THEMSELVES ELSE, THEY ARE IDENTIFIED WITH THE ASSISTANCE OF INTERNAL CITY/COUNTRY PARTNERS FOR A SPECIFIC PURPOSE BASED ON THE ANTICIPATED SCOPE OF WORK. VITAL STRATEGIES THEN REVIEWS THE OPTIONS AND DECIDES WITH ASSISTANCE FROM ALL AFFILIATED PARTNERS, WHO IS THE BEST GRANTEE OPTION FOR THE SPECIFIC SCOPE OF WORK. PART I, LINE 3: EXPENDITURES ARE RECOGNIZED UNDER THE ACCRUAL BASIS OF ACCOUNTING. PART III ACCOUNTING METHOD: 1 RESOLVE TO SAVE LIVES INC 85 BROAD STREET 1626 NEW YORK NY 10004 862254152 501(C)(3) 35658575 0 TRANSFER OF GRANT FUNDS - RESOLVE PAN AMERICAN HEALTH ORGANIZATION - PAHO 525 23RD STREET NW WASHINGTON DC 20037 521804954 1364090 0 DATA FOR HEALTH AND RESOLVE IQVIA 4820 EMPEROR BOULEVARD DURHAM NC 27703 561323952 1230029 0 STREAM TB NEWARK COMMUNITY STREET TEAM INC 117 S 9TH STREET NEWARK NJ 07112 821719128 501(C)(3) 550000 0 OVERDOSE PREVENTION (OPIOID) THE GRAND RAPIDS RED PROJECT 401 HALL ST SE GRAND RAPIDS MI 49507 383414580 501(C)(3) 428607 0 OVERDOSE PREVENTION (OPIOID) CAMPAIGN FOR TOBACCO FREE KIDS 1400 I STREET NW SUITE 1200 WASHINGTON DC 20005 521969967 501(C)(3) 400000 0 RESOLVE PROJECT HOPE FOUNDATION 255 CARTER HALL LANE MILLWOOD VA 22646 530242962 501(C)(3) 390096 0 RESOLVE SOUTHEASTERN MICHIGAN HEALTH ASSOCIATION 3011 W GRAND BOULEVARD SUITE 200 DETROIT MI 48202 381671500 501(C)(3) 376600 0 OVERDOSE PREVENTION (OPIOID) UNIVERSITY OF PITTSBURGH PHYSICIANS US STEEL TOWER 600 GRANT STREET PITTSBURGH PA 15219 232919472 501(C)(3) 365534 0 OVERDOSE PREVENTION (OPIOID) UNITED NATIONS DEVELOPMENT PROGRAMME THE (UNDP) 405 EAST 42ND STREET ROOM S-2007 NEW YORK NY 10017 132626199 501(C)(3) 278642 0 DATA FOR HEALTH FRANKLIN COUNTY 340 NORTH SECOND STREET CHAMBERSBURG PA 17201 236003024 FRANKLIN COUNTY, PA 267125 0 OVERDOSE PREVENTION (OPIOID) AND RESOLVE LEGAL ACTION CENTER OF THE CITY OF NEW YORK INC 225 VARICK STREET 4TH FLOOR SUITE 402 NEW YORK NY 10014 132756320 501(C)(3) 245000 0 OVERDOSE PREVENTION (OPIOID) NEXT HARM REDUCTION 22 WEST 27TH STREET 5TH FLOOR NEW YORK NY 10001 831333112 501(C)(3) 242789 0 OVERDOSE PREVENTION (OPIOID) PENNSYLVANIA HARM REDUCTION NETWORK 311 CINNMINSON AVE PALMYRA NJ 08065 189769228 501(C)(3) 222175 0 OVERDOSE PREVENTION (OPIOID) VOICES OF COMMUNITY ACTIVISTS & LEADERS (VOCAL-NY) INC 80A FOURTH AVENUE BROOKLYN NY 11217 134094385 501(C)(3) 200000 0 OVERDOSE PREVENTION (OPIOID) CONNECTICUT HARM REDUCTION ALLIANCE 28 GRAND ST HARDFORD CT 06106 474312705 195120 0 OVERDOSE PREVENTION (OPIOID) PREVENTION POINT PITTSBURGH 460 MELWOOD AVE SUITE 205 PITTSBURGH PA 15213 251852314 501(C)(3) 179568 0 OVERDOSE PREVENTION (OPIOID) THE UNITED NATIONS POPULATION FUND 605 3RD AVENUE 4TH FLOOR NEW YORK NY 10158 133996346 501(C)(3) 174558 0 DATA FOR HEALTH FAMILY HEALTH INTERNATIONAL (FHI 360) 359 BLACKWELL STREET SUITE 200 DURHAM NC 27701 237413005 501(C)(3) 150000 0 RESOLVE LAST MILE HEALTH 24 SCHOOL STREET 5TH FLOOR BOSTON MA 02113 261401736 501(C)(3) 137500 0 COVID-19 AND RESOLVE COMAGINE HEALTH 10700 MERIDIAN AVE N SUITE 300 SEATTLE WA 98133 911072875 132660 0 OVERDOSE PREVENTION (OPIOID) BAD RIVER TRIBE 72682 MAPLE STREET PO BOX 39 ODANAH WI 548610039 391178897 TRIBAL GOVERNMENT 132238 0 OVERDOSE PREVENTION (OPIOID) JOHNS HOPKINS UNIVERSITY 12529 COLLECTIONS CENTER DRIVE CHICAGO IL 60693 520595110 501(C)(3) 130306 0 DATA FOR HEALTH AND OBESITY PREVENTION & FOOD POLICY MONTCLAIR STATE UNIVERSITY FOUNDATION INC 1 NORMAL AVE MONTCLAIR NJ 07043 226017209 501(C)(3) 125000 0 OVERDOSE PREVENTION (OPIOID) CITY OF PHILADELPHIA 1401 JFK BOULEVARD ROOM 1380 PHILADELPHIA PA 19102 236003047 CITY OF PHILADELPHIA 122435 0 OVERDOSE PREVENTION (OPIOID) PROJECT SAFE 535 DOCK SUITE 112 TACOMA WA 98402 911435394 501(C)(3) 118286 0 OVERDOSE PREVENTION (OPIOID) JOURNALISM DEVELOPMENT NETWORK 4401A CONNECTICUT AVENUE NW 321 WASHINGTON DC 200082358 260898750 501(C)(3) 112500 0 INVESTIGATIVE JOURNALISM DREAM CORPSDREAMORG 436 14TH ST SUITE 920 OAKLAND CA 94612 261140201 501(C)(3) 110796 0 OVERDOSE PREVENTION (OPIOID) BETHANY CHRISTIAN SERVICES OF CENTRAL PENNSYLVANIA 1681 CROWN AVENUE SUITE 201 LANCASTER PA 17601 382899285 501(C)(3) 100000 0 OVERDOSE PREVENTION (OPIOID) BASIC HEALTH INTERNATIONAL INC 6425 LIVING PLACE SUITE 200 PITTSBURGH PA 15206 203408717 501(C)(3) 90390 0 DATA FOR HEALTH PREVENTION POINT PHILADELPHIA 166 WEST LEHIGH AVENUE LOWER LEVEL PO BOX 60990 PHILADELPHIA PA 19133 232663699 501(C)(3) 87482 0 OVERDOSE PREVENTION (OPIOID) WASHTENAW COUNTY SHERIFFS OFFICE 2201 HOGBACK RD ANN ARBOR MI 48105 386004894 WASHTENAW COUNTY 86401 0 OVERDOSE PREVENTION (OPIOID) NEW MEXICO HARM REDUCTION COLLABORATIVE INC 812 LOMA VISTA DR NE ALBUQUERQUE NM 87106 861990328 501(C)(3) 81306 0 OVERDOSE PREVENTION (OPIOID) DEDICATED OUTREACH & PREVENTION EDUCATION (DOPE) SERVICES 1258 ORTIZ STR SE 308 ALBUQUERQUE NM 87108 822367310 80000 0 OVERDOSE PREVENTION (OPIOID) EHEALTH AFRICA 1200 G STREET NW SUITE 800 WASHINGTON DC 20005 814503438 501(C)(3) 79446 0 RESOLVE REBALANCED-LIFE WELLNESS ASSOCIATION 143 MARCIE DRIVE BROOKLYN WI 53521 824133284 501(C)(3) 75368 0 OVERDOSE PREVENTION (OPIOID) TRENTON HEALTH TEAM 1 WEST STATE ST 4TH FL TRENTON NJ 08608 451257757 501(C)(3) 75000 0 OVERDOSE PREVENTION (OPIOID) UNIVERSITY OF WASHINGTON 4300 ROOSEVELT WAY NE BOX 354965 SEATTLE WA 98105 916001537 STATE OF WASHINGTON 69100 0 RESOLVE SOUTHERN CALIFORNIA PERMANENTE MEDICAL GROUP (SCPMG) 100 S LOS ROBLES AVENUE 2ND FLOOR LOS ANGELES CA 90065 951750445 69031 0 RESOLVE ANSWER DETROIT A PROJECT OF THE WORKERS CENTER FOR RACIAL JUSTICE 2243-2245 E 71ST STREET CHICAGO IL 60649 454461853 501(C)(3) 68173 0 OVERDOSE PREVENTION (OPIOID) THOMAS JEFFERSON UNIVERSITY 833 CHESTNUT STREET SUITE 900 PHILADELPHIA PA 19107 231352651 501(C)(3) 66949 0 OVERDOSE PREVENTION (OPIOID) HEALTH FEDERATION OF PHILADELPHIA 123 SOUTH BROAD STREET SUITE 650 PHILADELPHIA PA 19109 232244355 501(C)(3) 62013 0 OVERDOSE PREVENTION (OPIOID) FAVOR WESTERN PA 736 LINCOLN ST BOLIVAR PA 15923 843747792 501(C)(3) 61673 0 OVERDOSE PREVENTION (OPIOID) CLINTON HEALTH ACCESS INITIATIVE INC 383 DORCHESTER AVE SUITE 400 BOSTON MA 02127 271414646 501(C)(3) 60000 0 DATA FOR HEALTH WELLNESS AIDS SERVICES INC 311 E COURT ST FLINT MI 48502 382674052 59114 0 OVERDOSE PREVENTION (OPIOID) MICHIGAN PUBLIC HEALTH INSTITUTE 2436 WOODLAKE CIRCLE SUITE 300 OKEMOS MI 48864 382963835 501(C)(3) 57332 0 OVERDOSE PREVENTION (OPIOID) MOTHERING JUSTICE 622 WALNUT STREET ROYAL OAK MI 48073 453740989 51890 0 OVERDOSE PREVENTION (OPIOID) THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK 615 WEST 131ST STREET 3RD FL NEW YORK NY 10027 135598093 501(C)(3) 50004 0 RESOLVE CENTER FOR PUBLIC HEALTH LAW RESEARCH AT TEMPLE UNIVERSITY BEASLEY SCHOOL O 1819 NORTH BROAD STREET SUITE 300 BARRACK HALL PHILADELPHIA PA 19122 231365971 50000 0 OVERDOSE PREVENTION (OPIOID) RUTH ELLIS CENTER INC 77 VICTOR STREET HIGHLAND PARK DETROIT MI 48203 383501697 501(C)(3) 50000 0 OVERDOSE PREVENTION (OPIOID) TRANSGENDER RESOURCE CENTER OF NEW MEXICO PO BOX 80872 ALBUQUERQUE NM 87198 392076744 501(C)(3) 50000 0 OVERDOSE PREVENTION (OPIOID) FAMILIES AGAINST NARCOTICS WASHTENAW COUNTY CHAPTER 515 WEST KEECH AVE ANN ARBOR MI 48103 831885155 501(C)(3) 47733 0 OVERDOSE PREVENTION (OPIOID) WESTCARE WISCONSIN INC 335 W WRIGHT ST MILWAUKEE WI 53209 454459342 42027 0 OVERDOSE PREVENTION (OPIOID) AVIGO HEALTH LLC 1717 PENNSYLVANIA AVE NW STE 1025 WASHINGTON DC 20006 814072941 41926 0 DATA FOR HEALTH THE BOARD OF TRUSTEES OF THE UNIVERSITY OF ILLINOIS 809 S MARSHFIELD AVE M/C 551 CHICAGO IL 60612 376000511 501(C)(3) 41762 0 RESET ALCOHOL COUNTY OF DELAWARE 201 W FRONT STREET MEDIA PA 19063 236003046 DELAWARE COUNTY 37500 0 OVERDOSE PREVENTION (OPIOID) NEW YORK UNIVERSITY (NYU GROSSMAN SCHOOL OF MEDICINE) 550 FIRST AVENUE NEW YORK NY 10016 135562308 501(C)(3) 36936 0 OBESITY PREVENTION & FOOD POLICY UNIVERSITY OF PITTSBURGH 116 ATWOOD STREET SUITE 201 PITTSBURGH PA 15260 250965591 501(C)(3) 32480 0 OVERDOSE PREVENTION (OPIOID) HARM REDUCTION MICHIGAN 867 EAST 8TH STREET TRAVERSE CITY MI 49686 812744973 501(C)(3) 26150 0 OVERDOSE PREVENTION (OPIOID) PENNSYLVANIA INSTITUTIONAL LAW PROJECT 718 ARCH STREET SUITE 304S PHILADELPHIA PA 19106 232811857 25000 0 OVERDOSE PREVENTION (OPIOID) SAMAD'S HOUSE 2875 NORTH 23RD STREET MILWAUKEE WI 53206 833780507 501(C)(3) 23530 0 OVERDOSE PREVENTION (OPIOID) HENRY FORD HEALTH SYSTEM 1 FORD PLACE DETROIT MI 48202 381357020 501(C)(3) 20000 0 OVERDOSE PREVENTION (OPIOID) MICHIGAN DEPARTMENT OF HEALTH AND HUMAN SERVICES 235 S GRAND AVE SUITE 800 FEDERAL REPORTING LANSING MI 48933 386000134 STATE OF MICHIGAN 20000 0 OVERDOSE PREVENTION (OPIOID) UNITED WAY OF GREATER NEW HAVEN 370 JAMES STREET SUITE 403 NEW HAVEN CT 06513 060646761 501(C)(3) 20000 0 OVERDOSE PREVENTION (OPIOID) STUDENTS FOR SENSIBLE DRUG POLICY 2370 CHAMPLAIN ST NW STE 12 WASHINGTON DC 20009 522296291 501(C)(3) 16875 0 OVERDOSE PREVENTION (OPIOID) THE TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA 3451 WALNUT STREET 5TH FLOOR FRANKLIN BUILDING PHILADELPHIA PA 19104 231352685 501(C)(3) 16706 0 OVERDOSE PREVENTION (OPIOID) MATERNITY CARE COALITION 2000 HAMILTON STREET SUITE 205 PHILADELPHIA PA 19130 232200410 501(C)(3) 16666 0 OVERDOSE PREVENTION (OPIOID) SECOND CHANCE STAFFING SERVICES 2901 N 11TH STREET MILWAUKEE WI 53206 462810910 16610 0 OVERDOSE PREVENTION (OPIOID) METROPOLITAN ORGANIZING STRATEGY ENABLING STRENGTH 220 BAGLEY STE 420 DETROIT MI 48226 383357583 12500 0 OVERDOSE PREVENTION (OPIOID) SELF INC 1211 CHESTNUT STREET SUITE 205 PHILADELPHIA PA 19107 232650217 12500 0 OVERDOSE PREVENTION (OPIOID) CONTINUUM OF CARE INC 109 LEGION AVENUE NEW HAVEN CT 06519 060836524 7500 0 OVERDOSE PREVENTION (OPIOID) RESOURCES FOR HUMAN DEVELOPMENT 4700 WISSAHICKSON AVENUE SUITE 126 PHILADELPHIA PA 191444248 231727133 501(C)(3) 7500 0 OVERDOSE PREVENTION (OPIOID) 49 23 OVERDOSE PREVENTION AND OTHER PROGRAMMATIC GRANTS 2 12500 PART I, LINE 2: VITAL STRATEGIES IS BOTH A RECIPIENT AND ISSUER OF GRANT FUNDING. THE ORGANIZATION MAINTAINS A GRANT FUNDING MONITORING SYSTEM TO EFFECTIVELY MONITOR AND REPORT RESULTS OF GRANT FUNDING ISSUED TO RECIPIENTS. THE DIRECT MANAGEMENT OF FUNDS IS THE RESPONSIBILITY OF THE PROGRAM OFFICERS AND GRANTS MANAGER FOR THE RESPECTIVE CONTRACT OR AGREEMENT. ALL PROGRAM OFFICERS AND GRANTS MANAGERS REVIEW COMPLETION OF SCOPE OF WORK DELIVERABLES VIA EMAIL FOLLOW-UP AND SCHEDULED CHECK-IN PHONE CALLS AT KEY PROJECT INTERVALS PRIOR TO SIGNING OFF ON SUBMITTED INVOICES. FOR GRANTEES, FINANCE REQUIRES AND REVIEWS QUARTERLY FINANCIAL REPORTS TO VALIDATE AND RECONCILE REPORTED EXPENSES. THESE REPORTS ARE FIRST REVIEWED BY GRANTS MANAGERS PRIOR TO BEING REVIEWED BY THE FINANCE TEAM. SPECIFICALLY, WE HAVE MECHANISMS IN PLACE, SUCH AS FINANCIAL REPORTS AND TECHNICAL REPORTS. CONSULTANTS, VENDORS AND GRANTEES ARE SELECTED IN PARTNERSHIP WITH CITY AND/OR COUNTRY GOVERNMENT PARTNERS AND KEY INITIATIVE PARTNERS. SELECTION IS BASED ON PARTNER EXPERIENCE AND DOLLAR EXPENSES VALUE. FOR CONSULTANTS, ALL AFFILIATED PARTIES AGREE ON A SCOPE OF WORK AND THE CONSULTANT POSITION IS EITHER POSTED OR SHARED WITH KEY PARTNERS TO DEVELOP A WIDE POOL OF INDIVIDUAL'S CANDIDATES. CONSULTANTS ARE THEN INTERVIEWED IN ACCORDANCE TO THE AGREED-UPON INTERVIEW FORMAT AND SELECTED FOR EACH POSITION. VENDORS ARE SELECTED EITHER VIA A BIDDING PROCESS OR VIA SOLE SOURCE SELECTION BASED ON COST TO THE ORGANIZATION AND AND/OR INITIATIVE PARTNER EXPERIENCE. GRANTEES ARE USUALLY IDENTIFIED WITH THE ASSISTANCE OF INTERNAL CITY/COUNTRY PARTNERS FOR A SPECIFIC PURPOSE BASED ON THE ANTICIPATED SCOPE OF WORK. WHERE POSSIBLE, THE GRANTEES FOR BOTH INITIATIVES ARE THE IDENTIFIED CITY/GOVERNMENT PARTNERS THEMSELVES ELSE, THEY ARE IDENTIFIED WITH THE ASSISTANCE OF PARTNERS FOR A SPECIFIC PURPOSE BASED ON THE ANTICIPATED SCOPE OF WORK. VITAL STRATEGIES THEN REVIEWS THE OPTIONS AND DECIDES WITH ASSISTANCE FROM ALL AFFILIATED PARTNERS, WHO IS THE BEST GRANTEE OPTION FOR THE SPECIFIC SCOPE OF WORK. X X X X 1 0 0 0 0 0 0 0 0 JOSE LUIS CASTRO PRESIDENT & CEO 283325 269934 0 0 19008 0 12115 0 14787 2070 329235 272004 0 0 WALLACE D'SOUZA CFAO 319517 0 0 0 18984 0 12148 0 35902 0 386551 0 0 0 ADAM KARPATI SVP PUBLIC HEALTH PROGRAMS 274759 0 0 0 18984 0 11752 0 37159 0 342654 0 0 0 TAMAR RENAUD COO 174983 0 0 0 128312 0 7698 0 25080 0 336073 0 0 0 SANDRA MULLIN SR. VP. COMMUNICATION 260628 0 0 0 19000 0 9841 0 18953 0 308422 0 0 0 DANIEL KASS SR. VP ENVIRONMENTAL HEALTH 253810 0 0 0 20500 0 4858 0 24555 0 303723 0 0 0 PHILIP SETEL VP & DIRECTOR, CRVS 247470 0 0 0 0 0 10171 0 40879 0 298520 0 0 0 ID RUSEN SR. VP RESEARCH & DEVELOPMENT 286668 0 0 0 0 0 10000 0 1752 0 298420 0 0 0 DANIEL SCHAEFER CTO 240532 0 0 0 0 0 10094 0 46850 0 297476 0 0 0 QUAN GAN DIRECTOR, TOBACCO CONTROL 238916 0 0 0 0 0 9796 0 39557 0 288269 0 0 0 ANDREW RENDEIRO SVP & CHIEF STRATEGY OFFICER 232002 0 0 0 0 0 9598 0 14820 0 256420 0 0 0 THOMAS FRIEDEN PRESIDENT CEO - RESOLVE (THRU MAR 2022) 157578 0 0 0 0 0 5436 0 9686 0 172700 0 0 0 PART I, LINE 4A TAMAR RENAUD, CHIEF OPERATING OFFICER, RECEIVED A SEVERANCE PAYMENT IN THE AMOUNT OF $113,791 IN 2022, AS INCLUDED IN PART II, COLUMN B(III). X 1 82721 AVG. SELLING PRICE 0 0 0 0 PART I, COLUMN (B): THE ORGANIZATION IS REPORTING THE NUMBER OF CONTRIBUTORS IN COLUMN (B). FORM 990, PART III, LINE 3 IN DECEMBER 2021, VITAL STRATEGIES ENTERED INTO AN AGREEMENT TO TRANSITION THE RESOLVE PROJECT (THE PROJECT) TO RESOLVE TO SAVE LIVES, INC., A NEWLY FORMED DELAWARE NON-STOCK NOT-FOR-PROFIT CORPORATION. THE NEW ENTITY ASSUMED ALL THE PROJECT'S ACTIVITIES AS OF MARCH 31, 2022. IN INDIA, THE UNION AND ITS PARTNERS BUILT A ROBUST TOBACCO VENDOR LICENSING MODEL IN RANCHI AND SILIGURI, PROVIDING TECHNICAL SUPPORT TO THE CITIES' MUNICIPAL CORPORATIONS SO THEY IMPLEMENT THEIR LICENSING ORDERS. THE PILOT PROGRAM ACTIVITIES WERE COMPLETED IN RANCHI AND SILIGURI AND END LINE SURVEYS CONDUCTED BY JHU IN NOVEMBER-DECEMBER. RESULTS ARE EXPECTED IN EARLY 2023. IN PAKISTAN, SIGNIFICANT PROGRESS WAS ALSO MADE IN ESTABLISHING AND OPERATIONALIZING THE ENFORCEMENT STRUCTURES REQUIRED FOR MONITORING AND IMPLEMENTING THE LAW, FACILITATED BY CITY- AND DISTRICT-LEVEL LEADERS. THE PILOT PROGRAM ACTIVITIES WERE COMPLETED IN KARACHI AND AN END LINE SURVEY CONDUCTED BY JHU IN NOVEMBER. RESULTS ARE EXPECTED IN EARLY 2023. IN VIETNAM, A CLOSE RELATIONSHIP BETWEEN VNTCF AND THE UNION FACILITATED PROGRESS TOWARD THE ENFORCEMENT OF SMOKE-FREE REGULATIONS. THROUGHOUT THE PROJECT PERIOD, VNTCF FOCUSED ON IMPROVING ENFORCEMENT AT THE PUBLIC TRANSPORT SYSTEM IN HO CHI MIN CITY, AS WELL AS PROVIDING SUPPORT TO OTHER SUBNATIONAL JURISDICTIONS. THE UNION SUPPORTED VNTCF TO LAUNCH AND PILOT A MOBILE APP FOR REPORTING VIOLATIONS OF THE TC LAW. THE PILOT HELPED TO ENGAGE LEADERS, TRAIN ENFORCERS AND VOLUNTEERS, AND DISSEMINATE COMMUNICATION CAMPAIGNS. AFTER 6 MONTHS, THERE WERE OVER 8500 DOWNLOADS OF THE APP, AND OVER 200 REPORTS RECEIVED WITH 100% FOLLOW-UP IN CLOSING REPORTS. THE UNION ALSO SUPPORTED VNTCF TO DEVELOP A MANUAL TO SCALE UP THE PILOT IN ADDITIONAL DISTRICTS. FORM 990, PART VI, SECTION B, LINE 11B VITAL STRATEGIES USES AN OUTSIDE ACCOUNTANT TO PREPARE ITS FORM 990. AFTER THE FORM 990 HAS BEEN PREPARED, IT IS REVIEWED BY MANAGEMENT. FOLLOWING THAT REVIEW, A COPY OF THE FORM 990 IS PROVIDED TO THE AUDIT COMMITTEE FOR THEIR REVIEW AND APPROVAL. ONCE THE AUDIT COMMITTEE APPROVES THE RETURN, THE FORM 990 IS DISTRIBUTED TO THE BOARD OF TRUSTEES FOR THEIR REVIEW AND APPROVAL. ONCE THE RETURN IS APPROVED BY THE BOARD OF TRUSTEES IT IS FILED ELECTRONICALLY WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C VITAL STRATEGIES HAS A CONFLICT OF INTEREST POLICY WHICH ALL MEMBERS OF THE BOARD OF TRUSTEES, OFFICERS, EMPLOYEES, INTERNS, AND VOLUNTEERS MUST REVIEW UPON JOINING THE ORGANIZATION. VITAL STRATEGIES ANNUALLY MONITORS AND ENFORCES THE POLICY VIA A CONFLICT OF INTEREST DISCLOSURE FORM, WHICH ALL SUCH PERSONS MUST COMPLETE TO IDENTIFY ANY RELATIONSHIPS, POSITIONS, OR CIRCUMSTANCES WHICH THEY BELIEVE COULD CONTRIBUTE TO AN ACTUAL OR POTENTIAL CONFLICT OF INTEREST. MEMBERS OF THE BOARD OF TRUSTEES AND PRESIDENT AND CEO'S FORMS ARE REVIEWED BY THE EXECUTIVE COMMITTEE OF THE BOARD. IF THE PRESIDENT AND CEO AND THE EXECUTIVE COMMITTEE ARE UNABLE TO ESTABLISH WHETHER A CONFLICT OF INTEREST EXITS, THE MATTER IS REFERRED TO THE AUDIT COMMITTEE. EMPLOYEES, INTERNS AND VOLUNTEERS SUBMIT THEIR FORM TO THE HR DEPARTMENT AND ADDITIONAL REVIEW BY THE LEGAL DEPARTMENT MAY BE NEEDED; ANY ACTUAL OR POTENTIAL CONFLICT OF INTEREST IS REPORTED TO THE PRESIDENT AND CEO AND IF THE PRESIDENT AND CEO IS UNABLE TO DETERMINE IF A CONFLICT OF INTEREST EXISTS, THE MATTER IS REFERRED TO THE AUDIT COMMITTEE. IF AN ACTUAL CONFLICT OF INTEREST EXISTS, THE INDIVIDUAL(S) INVOLVED ARE NOT ALLOWED TO VOTE OR BE PART OF ANY DISCUSSIONS OR DECISIONS ABOUT ANY SUCH TRANSACTIONS THAT RELATE TO THE CONFLICT OF INTEREST UNTIL SUCH TIME AS THERE IS NO LONGER A CONFLICT. FORM 990, PART VI, SECTION B, LINE 15A THE MANAGEMENT PERFORMANCE COMMITTEE OF THE BOARD, CONSISTING OF INDEPENDENT BOARD MEMBERS, CONDUCTS A PERIODIC REVIEW AND APPROVAL OF THE COMPENSATION OF THE PRESIDENT AND CHIEF EXECUTIVE OFFICER. THE COMMITTEE ASSESSES THE REASONABLENESS OF THE COMPENSATION THROUGH THE ENGAGEMENT OF AN EXTERNAL FIRM WHO REVIEWS THE COMPENSATION IN COMPARISON TO OTHER ORGANIZATIONS. THE COMMITTEE RECOMMENDS THE TOTAL COMPENSATION OF THE PRESIDENT AND CHIEF EXECUTIVE OFFICER TO THE BOARD FOR APPROVAL. THE DELIBERATIONS AND DECISION ARE CONTEMPORANEOUSLY DOCUMENTED. THE MANAGEMENT PERFORMANCE COMMITTEE IS INFORMED BY THE PRESIDENT & CEO ON AN ANNUAL BASIS OF THE ORGANIZATION'S COMPENSATION STRATEGY AND THE PROCESS UTILIZED TO DETERMINE IF THE ORGANIZATION'S OFFICERS AND KEY EMPLOYEES ARE REWARDED APPROPRIATELY FOR THEIR CONTRIBUTIONS TO THE ORGANIZATION'S GROWTH AND PERFORMANCE. THE MANAGEMENT PERFORMANCE COMMITTEE IS ALSO INFORMED OF THE COMPENSATION PAID TO EACH NEW OFFICER AND KEY EMPLOYEE OF THE ORGANIZATION AND ITS AFFILIATES. A BENCHMARKING STUDY IS CONDUCTED EVERY TWELVE TO TWENTY-FOUR MONTHS TO DETERMINE IF THE COMPENSATION BEING PAID TO THE ORGANIZATION'S OFFICERS AND KEY EMPLOYEES IS IN LINE WITH INDUSTRY STANDARDS. THE STUDY INCLUDES INDEPENDENT SURVEYS OF NEW YORK CITY BASED NON-PROFIT COMPENSATION PRACTICES AS WELL AS INTERNATIONAL NON-PROFIT ORGANIZATIONS WITH HEADQUARTERS IN THE UNITED STATES. THIS PROCESS LAST OCCURRED IN 2022. FORM 990, PART VI, SECTION C, LINE 19 VITAL STRATEGIES MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE UPON REQUEST. THE AUDITED FINANCIAL STATEMENTS AND FORM 990 ARE ALSO AVAILABLE ON THE ORGANIZATION'S WEBSITE. FORM 990, PART IX, LINE 11G TECHNICAL/ ADMINISTRATIVE PROJECT CONSULTANTS: PROGRAM SERVICE EXPENSES 12,666,892. MANAGEMENT AND GENERAL EXPENSES 498,936. FUNDRAISING EXPENSES 41,300. TOTAL EXPENSES 13,207,128. PROGRAM ACTIVITIES AND SERVICES: PROGRAM SERVICE EXPENSES 4,782,655. MANAGEMENT AND GENERAL EXPENSES 302,251. FUNDRAISING EXPENSES 1,492. TOTAL EXPENSES 5,086,398. OTHER PROFESSIONAL SERVICES: PROGRAM SERVICE EXPENSES 217,270. MANAGEMENT AND GENERAL EXPENSES 392,941. FUNDRAISING EXPENSES 3,912. TOTAL EXPENSES 614,123. PAYROLL PROCESSING: PROGRAM SERVICE EXPENSES 32,119. MANAGEMENT AND GENERAL EXPENSES 25,475. FUNDRAISING EXPENSES 16. TOTAL EXPENSES 57,610. FORM 990, PART XI, LINE 9: FOREIGN CURRENCY EXCHANGE LOSS 11,493. INCREASE IN PROVISION FOR UNCOLLECTIBLE GRANTS RECEIVABLE 350,000. CHANGE IN NET ASSETS OF SUBSIDARY INCLUDED IN CONSOLIDATED FIN. STATEMENTS 132,745. FORM 990, PART XI, LINE 2C: THE ORGANIZATION HAS A COMMITTEE THAT ASSUMES RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT AND SELECTION OF AN INDEPENDENT ACCOUNTANT. THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. FONDS DE DOTATION VITAL STRATEGIES 67 RUE DU VOLGA PARIS FR 75020 PARTNERSHIP DEVELOPMENT & FUNDRAISING IN EUROPE FOR STRATEGIC PROJECTS FR 501(C)(3) VITAL STRATEGIES INC 1 VITAL STRATEGIES INDIA SERVICES PRIVATE LIMITED ANNEXE BUILDING GROUND FLOOR B-4 G NEW DELHI DELHI IN INTERNATIONAL PUBLIC HEALTH IN VITAL STRATEGIES INC C 2845923 1095484 0.99990 1 0 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 FONDS DE DOTATION VITAL STRATEGIES B 2573304 COST VITAL STRATEGIES INDIA SERVICES PL R 2816941 COST VITAL STRATEGIES INDIA SERVICES PL M 2732641 COST