2023-11-13T09:21:17-06:00 2022-12-31 812950760 SAX LLP 1040 AVENUE OF THE AMERICAS-16TH FL NEW YORK NY 10018 990 2022-01-01 900868299 COALITION FOR GREEN CAPITAL D/B/A AMERICAN GREEN BANK CONSORTIUM COAL 2026182409 1201 CONNECTICUT AVE NW 600 WASHINGTON DC 200096046 REED HUNDT CHIEF EXECUTIVE OFFICER 2026182409 2023-11-13 1 REED HUNDT 999009999 0 MIKE SCHALL P02024184 2126618640 2023-11-11 3 AAL1 IAL1 2022 2023-04-26 12:10:37Z REED HUNDT 1201 CONNECTICUT AVE NW 600 WASHINGTON DC 200096046 1953396 0 X HTTP://COALITIONFORGREENCAPITAL.COM X 2012 DC TO HALT CLIMATE CHANGE BY ACCELERATING INVESTMENT IN CLEAN ENERGY TECHNOLOGIES 14 14 9 18 0 0 1444219 1481531 1311281 471865 0 0 0 0 2755500 1953396 137000 20000 0 0 1386627 777151 0 0 61088 1590248 1524289 3113875 2321440 -358375 -368044 1092509 1032134 173768 481437 918741 550697 X CGC IS A NON-PROFIT WITH A MISSION TO HALT CLIMATE CHANGE BY ACCELERATING INVESTMENT IN CLEAN ENERGY TECHNOLOGIES. CGC ACHIEVES THIS BY ADVOCATING FOR, CREATING AND IMPLEMENTING GREEN BANK FINANCE INSTITUTIONS. GREEN BANKS ARE A PROVEN FINANCE MODEL THAT USES PUBLIC AND PHILANTHROPIC FUNDS TO MOBILIZE PRIVATE INVESTMENT IN RENEWABLE ENERGY, ENERGY EFFICIENCY AND OTHER DECARBONIZATION TECHNOLOGIES. FOR OVER A DECADE, CGC HAS LED THE GREEN BANK MOVEMENT, WORKING AT THE FEDERAL, STATE AND LOCAL LEVEL IN THE U.S. AND IN COUNTRIES AROUND THE WORLD. BY INCREASING INVESTMENT AND ACCELERATING THE CONSTRUCTION OF CLEAN POWER, CGC IS HELPING DELIVER A CLEANER, BETTER FUTURE. 0 0 1942113 20000 471865 CGC TAKES A HOLISTIC APPROACH TO CLEAN ENERGY INVESTMENT, AND HAS BUILT A TRACK RECORD OF HANDS-ON EXPERTISE THAT REMAINS UNIQUE AMONG BOTH NON-PROFIT INSTITUTIONS AND FOR-PROFIT CONSULTANTS. A FEW KEY PRINCIPLES UNDERLIE CGC'S APPROACH TO ESTABLISHING NEW GREEN BANKS AND SUPPORTING THE BROADER GREEN BANK ECOSYSTEM.INCUBATE AND SUPPORT GREEN BANKSCGC CREATES NATIONAL, REGIONAL AND LOCAL GREEN BANKS THAT FINANCE CLEAN ENERGY PROJECTS IN PARTNERSHIP WITH THE PRIVATE SECTOR. CGC HAS UNIQUE EXPERTISE EVALUATING MARKETS, DESIGNING INSTITUTIONAL MODELS, DRAFTING LEGISLATION AND FORMING GREEN BANKS IN GEOGRAPHIES AROUND THE WORLD. (CONTINUE ON SCHEDULE O)RAISE AND DEPLOY CAPITALCGC PARTNERS WITH GREEN BANKS TO RAISE, ORGANIZE AND DEPLOY CAPITAL TO FINANCE CLEAN ENERGY PROJECTS AND SUPPORT GREEN BANK OPERATIONS. FROM FOUNDATIONS AND IMPACT INVESTORS TO COMMERCIAL LENDERS AND DEVELOPMENT INSTITUTIONS, CGC SEEKS TO CONNECT CAPITAL TO EMISSIONS-REDUCING PROJECTS.SPUR EXPANSION AND GROWTHCGC IS A THOUGHT LEADER, CONVENER AND FIELD CATALYST FOR GREEN BANKS. CGC SUPPORTS THE GROWTH OF A ROBUST INDUSTRY THROUGH RESEARCH, NETWORKING, EVENTS AND COMMUNICATION. THIS INCLUDES OPERATING THE AMERICAN GREEN BANK CONSORTIUM AND THE GLOBAL GREEN BANK NETWORK, TWO MEMBERSHIP ORGANIZATIONS WHICH CONVENE GREEN BANK INSTITUTIONS. 1942113 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 15 0 1 9 1 0 0 0 0 0 0 0 0 0 0 0 0 X 14 14 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 DC CO NY X ELI HOPSON 2023680828 1201 CONNECTICUT AVENUE NW SUITE WASHINGTON DC 20036 REED HUNDT CHIEF EXECUTIVE OFFICER 40.00 X X 0 0 0 SUE TIERNEY DIRECTOR 4.00 X 0 0 0 ROGER DOWER DIRECTOR 4.00 X 0 0 0 RICHARD KAUFFMAN DIRECTOR 4.00 X 0 0 0 SHARON OSTER DIRECTOR (LEFT 6/23) 1.00 X 0 0 0 PAUL DE SA DIRECTOR 1.00 X 0 0 0 KEN MARKS DIRECTOR 1.00 X 0 0 0 KRISTINA PETERSON DIRECTOR 1.00 X 0 0 0 MARLA BLOW DIRECTOR (JOINED 9/22) 1.00 X 0 0 0 OSWALDO ACOSTA DIRECTOR (JOINED 7/22) 1.00 X 0 0 0 BRYAN GARCIA DIRECTOR (JOINED 7/22) 4.00 X 0 0 0 DONNEL BAIRD DIRECTOR (JOINED 12/22) 1.00 X 0 0 0 HUGH FRATER DIRECTOR (JOINED 12/22) 1.00 X 0 0 0 CARLOS CURBELO DIRECTOR (JOINED 11/22) 1.00 X 0 0 0 JEFFREY SCHUB SEC./ TREAS. (THRU 4/22) 65.00 X 100160 0 1502 ELISHA HOPSON EXEC. DIR. (JOINED 10/22) 65.00 X 103584 0 0 LITMAN HENRY SEC./ TREAS. (AS OF 4/22) 45.00 X 147980 0 3636 351724 0 5138 3 0 1 0 0 15500 1466031 1481531 FEES FOR SERVICE INCOM 541900 471865 471865 471865 1953396 471865 0 0 X 20000 20000 101468 76101 20294 5073 590911 498453 49095 43363 6800 5764 530 506 25495 21161 2549 1785 52477 43556 5248 3673 63773 12755 44641 6377 54680 54680 1210604 1208454 2150 126098 126098 4449 3693 445 311 56780 52176 4604 7905 7905 2321440 1942113 318239 61088 652462 690097 100000 330000 320000 10117 2107 9930 9930 1092509 1032134 173768 481437 173768 481437 X 344574 -124720 574167 675417 918741 550697 1092509 1032134 -368044 0 X 0 1 X 1 0 X 1088836 1047935 2422340 1444219 1481531 7484861 1088836 1047935 2422340 1444219 1481531 7484861 1470556 6014305 3000 3000 7487861 2588360 0.80320 0.73630 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1942113 1942113 247106 61777 0 0 211326 271651 290395 247106 1020478 1530717 24470 99402 123872 52832 67913 72599 61777 255121 382682 20929 20929 0 X 2747646 794250 794250 1953396 0 1953396 3115690 794250 794250 2321440 0 2321440 PART X, LINE 2: COALITION FOR GREEN CAPITAL DOES NOT BELIEVE ITS FINANCIAL STATEMENTS INCLUDE ANY UNCERTAIN TAX POSITIONS. TAX FILINGS FOR PERIODS ENDING DECEMBER 31, 2019 AND LATER ARE SUBJECT TO EXAMINATION BY APPLICABLE TAXING AUTHORITIES. SUB-SAHARAN AFRICA PROGRAM SERVICE CONSULTING 128680 0 0 0 0 0 0 128680 0 128680 0 0 0 0 0 0 PART III ACCOUNTING METHOD: 1 COALITION GRNCAP ACTION FUND 1875 CONNECTICUT AVENUE NW WASHINGTON DC 20009 272124806 501(C)(4) 20000 0 FINANCIAL SUPPORT 1 PART I, LINE 2: THE GRANTEE MUST SUBMIT A GRANT REPORT THAT INCLUDES A NARRATIVE AND FINANCIAL COMPONENT WITHIN ONE YEAR OF THE GRANT AGREEMENT. THE GRANT MUST ALSO KEEP FINANCIAL RECORDS INDICATING HOW FUNDS WERE EXPENDED. X X 0 0 0 0 0 0 0 0 0 LITMAN HENRY SEC./ TREAS. (AS OF 4/22) 147980 0 0 0 0 0 349 0 3287 0 151616 0 0 0 FORM 990, PART VI, SECTION B, LINE 11B LINE 11B EXPLANATION - FORM 990 IS DISTRIBUTED TO MANAGEMENT AND THE BOARD FOR REVIEW AND COMMENT. CORRECTIONS ARE MADE IF NECESSARY. CORRECTED COPY IS RECIRCULATED AND WITH NO FURTHER CORRECTIONS, FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION HAS A BOARD APPROVED CONFLICTS OF INTEREST POLICY. EACH BOARD MEMBER MUST FILL OUT AN ANNUAL DECLARATION STATING THEY HAD NO CONFLICTS OR IDENTIFYING THE NATURE OF THEIR INTERESTED PARTY TRANSACTIONS. FORM 990, PART VI, SECTION B, LINE 15 SEE EXPLANATION IN PART VI,SECTION B, QUESTION 15A IT IS THE POLICY OF THE COALITION FOR GREEN CAPITAL (THE ORGANIZATION") THAT ALL COMPENSATION PAID BY THE ORGANIZATION IS REASONABLE BASED UPON A REVIEW OF COMPARABILITY INFORMATION. THIS POLICY PROVIDES A PROCEDURE FOR THE REVIEW AND APPROVAL OF THE COMPENSATION OF THE CEO, EXECUTIVE DIRECTOR OR TOP MANAGEMENT OFFICIAL AND OTHER DIRECTORS, OFFICERS AND KEY EMPLOYEES OF THE ORGANIZATION WHO RECEIVE COMPENSATION ("COMPENSATED INDIVIDUALS") CONSISTENT WITH APPLICABLE FEDERAL TAX LAW AND THE LAWS OF THE DISTRICT OF COLUMBIA. THE PROVISIONS OF THIS POLICY RELATING TO THE APPROVAL OF COMPENSATION ARRANGEMENTS ARE INTENDED TO COMPLY WITH THE REBUTTABLE PRESUMPTION REQUIREMENTS OF SECTION 53.4958-6 OF THE TREASURY REGULATIONS AND THE INTERNAL REVENUE SERVICE ("IRS") FORM 990, AND SHALL BE INTERPRETED AND APPLIED CONSISTENTLY THEREWITH. (THE IRS FORM 990 DEFINITIONS FOR SOME OF THE IDENTIFIED POSITIONS ARE USED IN THIS POLICY WITH THE SAME MEANINGS AS PROVIDED IN THE GLOSSARY TO IRS FORM 990.) THE BOARD OF DIRECTORS OF THE ORGANIZATION (THE "BOARD") SHALL REVIEW AND APPROVE THE COMPENSATION OF COMPENSATED INDIVIDUALS. THE BOARD REVIEWING AND APPROVING COMPENSATION FOR COMPENSATED INDIVIDUALS SHALL SATISFY THE FOLLOWING REQUIREMENTS OR PROCEDURES: (1)APPROVAL BY PERSONS WITHOUT A CONFLICT OF INTEREST. COMPENSATION SHALL BE REVIEWED AND APPROVED BY THE BOARD, PROVIDED THAT PERSONS WITH A CONFLICT OF INTEREST WITH RESPECT TO THE COMPENSATION ARRANGEMENT AT ISSUE ARE NOT INVOLVED. MEMBERS OF THE BOARD DO NOT HAVE A CONFLICT OF INTEREST IF THEY (A) ARE NOT BENEFITTING FROM OR PARTICIPATING IN THE COMPENSATION ARRANGEMENT (AND ARE NOT A FAMILY MEMBER OF ANY PERSON BENEFITING FROM OR PARTICIPATING IN THE COMPENSATION ARRANGEMENT); (B) ARE NOT IN AN EMPLOYMENT RELATIONSHIP SUBJECT TO THE DIRECTION OR CONTROL OF ANY PERSON BENEFITTING FROM OR PARTICIPATING IN THE COMPENSATION ARRANGEMENT; (C) DO NOT RECEIVE COMPENSATION OR OTHER PAYMENTS SUBJECT TO THE APPROVAL OF ANY PERSON BENEFITTING FROM OR PARTICIPATING IN THE COMPENSATION ARRANGEMENT; (D) HAVE NO MATERIAL FINANCIAL INTEREST AFFECTED BY THE COMPENSATION ARRANGEMENT; AND (E) DO NOT APPROVE A TRANSACTION PROVIDING ECONOMIC BENEFITS TO ANY PERSON PARTICIPATING IN THE COMPENSATION ARRANGEMENT, WHO IN TURN HAS OR WILL APPROVE A TRANSACTION PROVIDING ECONOMIC BENEFITS TO THE MEMBER. (FORM 990, PART VI, LINE 15, INSTRUCTIONS; TREAS. REG. 53.4958-6(C)(1)(III)) (2) USE OF COMPARABILITY DATA. IN ITS REVIEW AND APPROVAL OF COMPENSATION, THE BOARD SHALL AFFIRMATIVELY DETERMINE THAT THE COMPENSATION ARRANGEMENT IN ITS ENTIRETY IS REASONABLE TO THE ORGANIZATION BASED UPON INFORMATION SUFFICIENT TO DETERMINE WHETHER THE VALUE OF SERVICES IS THE AMOUNT THAT WOULD ORDINARILY BE PAID FOR LIKE SERVICES BY LIKE ENTERPRISES, WHETHER TAXABLE OR TAX EXEMPT, UNDER LIKE CIRCUMSTANCES. RELEVANT INFORMATION MAY INCLUDE, BUT IS NOT LIMITED TO, COMPENSATION LEVELS PAID BY SIMILARLY SITUATED ORGANIZATIONS, BOTH TAXABLE AND TAX EXEMPT, FOR FUNCTIONALLY COMPARABLE POSITIONS; THE AVAILABILITY OF SIMILAR SERVICES IN THE GEOGRAPHIC AREA OF THE ORGANIZATION; CURRENT COMPENSATION SURVEYS COMPILED BY INDEPENDENT FIRMS; AND ACTUAL WRITTEN OFFERS FROM SIMILAR INSTITUTIONS COMPETING FOR THE SERVICES OF THE COMPENSATED PERSON. (FORM 990, PART VI, LINE 15, INSTRUCTIONS; TREAS. REG. 53.4958-6(C)(2)) (3) RECORDING COMPENSATION DELIBERATIONS. THE BOARD'S REVIEW AND APPROVAL OF COMPENSATION SHALL BE RECORDED IN THE MINUTES OF ITS MEETINGS AND CONTAIN: (A) THE TERMS OF THE COMPENSATION AND THE DATE APPROVED; (B) THE NAMES OF THE MEMBERS OF THE BOARD WHO WERE PRESENT DURING THE DISCUSSION AND THOSE WHO VOTED ON THE APPROVED COMPENSATION; (C) THE COMPARABILITY DATA OBTAINED AND RELIED UPON, AND HOW IT WAS OBTAINED; (D) ANY ACTION TAKEN WITH RESPECT TO CONSIDERATION OF THE COMPENSATION BY A MEMBER OF THE BOARD WHO HAD A CONFLICT OF INTEREST WITH RESPECT TO THE COMPENSATION; AND (E) IF THE REASONABLE COMPENSATION IS HIGHER OR LOWER THAN THE RANGE OF COMPARABILITY DATA OBTAINED, THE BASIS FOR THE DECISION. SUCH MINUTES SHALL BE REVIEWED AND APPROVED BY THE BOARD AS REASONABLE, ACCURATE AND COMPLETE WITHIN A REASONABLE TIME AFTER THE REVIEW AND APPROVAL OF THE COMPENSATION, BUT IN ANY EVENT BEFORE THE LATER OF THE NEXT MEETING OF THE BOARD OR 60 DAYS AFTER THE RELEVANT COMPENSATION ARRANGEMENT IS FINALLY APPROVED BY THE BOARD. (FORM 990, PART VI, LINE 15, INSTRUCTIONS; TREAS. REG. 53.4958-6(C)(3)) FORM 990, PART VI, SECTION C, LINE 19 DOCUMENTS ARE AVAILABLE UPON REQUEST FORM 990, PART IX, LINE 11G PROGRAM CONSULTANTS: PROGRAM SERVICE EXPENSES 1,208,454. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,208,454. GRAPHIC DESIGNER: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 2,150. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 2,150. COALITION FOR GREEN CAPITAL ACTION FUND 1875 CONNECTICUT AVENUE NW FL 10 WASHINGTON DC 20009 272124806 PUBLIC ADVOCACY DC 501(C)(4) 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 COALITION FOR GREEN CAPITAL ACTION FUND B 20000