2023-11-01T08:31:12-05:00 2022-12-31 410746749 CLIFTONLARSONALLEN LLP 2021 SPRING ROAD SUITE 200 OAK BROOK IL 60523 990 2022-01-01 521494164 FOUNDATION FOR ANESTHESIA EDUCATION AND RESEARCH FOUN 8478255586 1061 AMERICAN LANE SCHAUMBURG IL 601734973 LISA STEININGER CHIEF FINANCIAL OFFICER 8472689220 2023-10-30 1 LISA STEININGER 999009999 1 JAMES R THOMAS P00095586 6305738600 2023-10-30 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z LISA STEININGER 1061 AMERICAN LANE SCHAUMBURG IL 601734973 7264548 0 X WWW.FAER.ORG X 1986 DE DEVELOPING THE NEXT GENERATION OF PHYSICIAN-INVESTIGATORS. 17 17 0 65 0 0 2777059 3073568 0 0 878190 687250 0 0 3655249 3760818 2811438 3106390 0 0 754658 909040 0 0 258623 463636 607719 4029732 4623149 -374483 -862331 35213980 29148999 3034536 3150772 32179444 25998227 DEDICATED TO DEVELOPING THE NEXT GENERATION OF PHYSICIAN-INVESTIGATORS. 0 0 2218989 2218009 MENTORED RESEARCH TRAINING GRANT PROGRAM OFFERS TWO-YEAR $250,000 GRANTS FOR ANESTHESIA FACULTY MEMBERS WHO HAVE COMPLETED THEIR CORE ANESTHESIOLOGY RESIDENCIES WITHIN THE PAST TEN YEARS. THE GRANT PROGRAM COVERS HEALTH SERVICES RESEARCH, CLINICAL OR TRANSLATIONAL TRAINING GRANTS AND BASIC SCIENCE. 199869 199869 THE RESEARCH IN EDUCATION GRANT PROGRAM (REG) OFFERS TWO-YEAR $100,000 GRANTS FOR FACULTY MEMBERS OF ANY RANK. THE PROGRAM IS FOCUSED ON DEVELOPING INNOVATIVE TECHNIQUES FOR ANESTHESIA EDUCATION. THE GRANT ADVANCES THE CAREERS AND KNOWLEDGE OF ANESTHESIOLOGISTS INTERESTED IN IMPROVING THE CONCEPTS, METHODS, AND TECHNIQUES OF EDUCATION IN ANESTHESIOLOGY. 182776 175240 THE MEDICAL STUDENT ANESTHESIA RESEARCH FELLOWSHIP SUMMER VIRTUAL PROGRAM PROVIDES MEDICAL STUDENTS WITH AN 8-WEEK VIRTUAL SERIES OF ONLINE ANESTHESIA RESEARCH CONTENT. THE SERIES INCLUDES PANEL PRESENTATIONS, JOURNAL CLUBS ON RECENT LITERATURE, AND THE OPPORTUNITY TO CONNECT WITH A MENTOR AND OTHER STUDENTS IN SMALL GROUPS. 1460998 513272 1460998 513272 4062632 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 0 1 10 0 0 0 0 0 0 0 0 0 0 0 0 0 0 X 17 17 0 1 0 0 1 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AK AZ AR CA CT DE DC FL GA HI IL KS KY LA ME MD MA MI MN MS MO NH NJ NM NC NY ND OH OK OR PA RI SC TN UT VA WA WV WI X LISA STEININGER 8472689220 1061 AMERICAN LANE SCHAUMBURG IL 601734973 RODERIC G ECKENHOFF DIRECTOR 1.00 X 0 0 0 JAMES C EISENACH PRESIDENT 5.00 X 0 0 0 CHARLES W EMALA SR DIRECTOR 1.00 X 0 0 0 MEGHAN LANE-FALL DIRECTOR 1.00 X 0 0 0 MICHAEL GROPPER DIRECTOR 1.00 X 0 0 0 HUGH HEMMINGS DIRECTOR 1.00 X 0 0 0 ROGER A JOHNS BOARD CHAIR 2022 2.00 X 0 0 0 HARRIET W HOPF BOARD CHAIR 2021 2.00 X 0 0 0 JOE KIANI DIRECTOR 1.00 X 0 0 0 CYNTHIA LIEN DIRECTOR 1.00 X 0 0 0 DAVID MARTIN ADJUNCT MEMBER 1.00 X 0 1600 0 DOLORES B NJOKU CHAIR ELECT 1.00 X 0 0 0 MAY PIAN-SMITH DIRECTOR 1.00 X 0 0 0 ANDREW D ROSENBERG ADJUNCT MEMBER (TERM OCT 2022) 1.00 X 0 2200 0 DANIEL I SESSLER DIRECTOR (TERM OCT 2022) 1.00 X 0 0 0 STEVEN SHAFER DIRECTOR 1.00 X 0 0 0 VESNA JEVTOVIC-TODOROVIC DIRECTOR 1.00 X 0 0 0 MATTHEW J KREMKE CHIEF EXECUTIVE OFFICER 50.00 X X 230420 0 63002 DONALD E ARNOLD SECRETARY/TREASURER 2022 2.00 X 0 3600 0 MICHAEL W CHAMPEAU SECRETARY/TREASURER 2021 2.00 X 0 0 0 REBECCA A ASLAKSON DIRECTOR 1.00 X 0 0 0 CHAD M BRUMMETT DIRECTOR 1.00 X 0 1150 0 LISA STEININGER CHIEF FINANCIAL OFFICER 1.00 50.00 X 0 392493 73066 TREVOR PETERSON DEVELOPMENT OFFICER 40.00 X 113783 0 34861 344203 401043 170929 2 0 1 0 WAKE FOREST UNIVERSITY HEALTH SCIENCES MEDICAL CENTER BOULEVARD WINSTONSALEM NC 27157 RESEARCH SERVICES 120000 1 1600000 1473568 3073568 556555 556555 3634425 3503730 130695 130695 130695 3760818 0 0 687250 3106390 3106390 293422 146711 70421 76290 447548 218092 110821 118635 51480 25740 12355 13385 82542 41271 19810 21461 34048 17024 8172 8852 21266 21266 18234 18234 41094 41094 23301 23301 126148 126148 30249 30249 79093 68020 2373 8700 103023 88785 2938 11300 2872 2872 RESEARCH PAYMENTS 120000 120000 CREDIT CARD FEES 31409 31409 SHARED SERVICES W&B 10682 10682 SUBSCRIPTIONS 348 348 4623149 4062632 301894 258623 1324368 434105 91324 222872 139150 328552 26252 11727 30565 23338 10099 7227 33622787 27517168 0 627348 35213980 29148999 49917 43575 2850000 3025000 134619 82197 3034536 3150772 X 28952725 23167160 3226719 2831067 32179444 25998227 35213980 29148999 X -862331 -5421988 103102 X X 0 1 X 1 0 X X 1 AMERICAN SOCIETY OF ANESTHESIOLOGISTS 362181944 10 1 47195 0 1 47195 0 1 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 PART IV, SECTION A, LINE 3B: FOUNDATION FOR ANESTHESIA EDUCATION AND RESEARCH CONFIRMED THAT THE SUPPORTED ORGANIZATION, AMERICAN SOCIETY OF ANESTHESIOLOGISTS (ASA), IS A 501 (C)(6) TAX EXEMPT ORGANIZATION BY REVEIWING THEIR IRS DETERMINATION LETTER AND ALSO ANNUALLY COMPLETING A PRO FORMA SCHEDULE A, PART III TEST TO CONFIRM THAT ASA SATISFIES THE PUBLIC SUPPORT TESTS UNDER SCTION 509(A)(2). PART IV, SECTION A, LINE 3C: THE ACTIVITIES OF THE FOUNDATION FOR ANESTHESIA EDUCATION AND RESEARCH ARE PERFORMED IN FURTHERANCE OF THEIR EXEMPT PURPOSE WHICH DEVELOPING THE NEXT GENERATION OF PHYSICIAN-INVESTIGATORS. THESE ACTIVITIES ARE ALSO IN FURTHERANCE OF THE SUPPORTED ORGANIZATION ASA'S EXEMPT PURPOSE OF ADVANCING THE PRACTICE OF AND SECURING THE FUTURE OF ANESTHESIOLOGY. FAER ENSURES THAT ALL SUPPORT PROVIDED TO ASA IS USED EXCUSIVELY FOR CHARITABLE PURPOSE BY PERFORMING THESE ACTIVITIES AND FUNCTIONS ON BEHALF OF THEIR OWN MISSION WHICH IN TURN FURTHERS ASA'S MISSION, AS OPPOSED TO TRANSFERRING FUNDS TO THE SUPPORTED ORGANIZATION TO PERFORM THESE FUNCTIONS. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 571507 -70630 317 500560 527401 44441 335 571507 490365 37572 536 527401 503228 10 59214 490365 455837 47654 263 503228 0 0 30565 23338 7227 7227 LEASE LIABILITY 82197 82197 X -1677801 -5421988 1603 -5420385 3742584 18234 18234 3760818 4322793 0 4322793 18234 282122 300356 4623149 PART V, LINE 4: THE ORGANIZATION ESTABLISHED THE BOARD-DESIGNATED ENDOWMENT TO HELP SUPPORT FUTURE OPERATIONS. PART X, LINE 2: THE FOUNDATION IS EXEMPT FROM INCOME TAX UNDER PROVISIONS OF INTERNAL REVENUE CODE SECTION 501(C)(3). ACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES OF AMERICA REQUIRE MANAGEMENT TO EVALUATE TAX POSITIONS TAKEN BY THE FOUNDATION AND RECOGNIZE A TAX LIABILITY IF THE FOUNDATION HAS TAKEN AN UNCERTAIN POSITION THAT MORE LIKELY THAN NOT WOULD NOT BE SUSTAINED UPON EXAMINATION BY THE INTERNAL REVENUE SERVICE OR OTHER APPLICABLE TAXING AUTHORITIES. MANAGEMENT HAS ANALYZED THE TAX POSITIONS TAKEN BY THE FOUNDATION AND HAS CONCLUDED THAT AS OF DECEMBER 31, 2022 AND 2021, THERE ARE NO UNCERTAIN POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE RECOGNITION OF A LIABILITY OR DISCLOSURE IN THE FINANCIAL STATEMENTS. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN BENEFICIAL INTEREST IN TRUST -179,020. NET ASSETS RELEASED 180,623. PART XII, LINE 4B - OTHER ADJUSTMENTS: RETURNED GRANT FUNDS 282,122. 1 THE REGENTS OF THE UNIVERSITY OF CALIFORNIA SAN FRANCISCO P O BOX 748872 LOS ANGELES CA 900714872 946036493 501C(3) 125000 0 MRTG-08-15-2020-CHINN (GREGORY) TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA 3451 WALNUT STREET 5TH FLOOR FRANKLIN BUILDING PHILADELPHIA PA 191046205 231352685 501C(3) 125000 0 MRTG-08-15-2020-MACKAY (EMILY) WEILL MEDICAL COLLEGE OF CORNELL UNIVERSITY 1300 YORK AVENUE BOX 89 NEW YORK NY 100654805 131623978 501C(3) 125000 0 MRTG-08-15-2021-WHITE (ROBERT) THE REGENTS OF THE UNIVERSITY OF CALIFORNIA PO BOX 748872 LOS ANGELES CA 900744872 946036493 501C(3) 125000 0 MRTG-08-15-2021-BISHARA (ANDREW) JOHNS HOPKINS UNIVERSITY 733 N BROADWAY SUITE 117 BALTIMORE MD 21205 520595110 501C(3) 125000 0 MRTG-08-15-2020-ROSENBLATT (KATHRYN) WASHINGTON UNIVERSITY CAMPUS BOX 1034 700 ROSEDALE AVE ST LOUIS MO 63112 430653611 501C(3) 125000 0 MRTG-08-15-2020-FRITZ (BRADLEY) DUKE UNIVERSITY PO BOX 602651 CHARLOTTE NC 282602651 561902501 501C(3) 125000 0 MRTG-08-15-2021-MENG (MARIE-LOUSIE) UNIVERSITY OF COLORADO DENVER PO BOX 910238 DENVER CO 802910238 846000555 501C(3) 125000 0 MRTG-08-15-2021-BASAK (JACOB) DUKE UNIVERSITY PO BOX 602651 CHARLOTTE NC 282602651 561902501 501C(3) 25000 0 GEMSSTAR-12-01-2021-DEVINNEY (MICHAEL) UNIVERSITY OF VERMONT AND STATE AGRICULTURAL COLLEGE 217 WATERMAN BUILDING 85 SOUTH PROSPECT STREET BURLINGTON VT 054050160 030179440 501C(3) 125000 0 MRTG-08-15-2021-WHITAKER (EMMETT) MASSACHUSETTS GENERAL HOSPITAL 55 FRUIT STREET BOSTON MA 021142696 042697983 501C(3) 25000 0 GEMSSTAR-05-01-2021-GAO (LEI) UNIVERSITY OF CALIFORNIA SAN FRANCISCO UCSF OFFICE OF SPONSORED RESEARCH 490 ILLINOIS STREET 4TH FLOOR SAN FRANCISCO CA 94143 946036493 501C(3) 50000 0 REG-02-15-2022-EHIE (ODINAKACHUKWU) WASHINGTON UNIVERSITY SCHOOL OF MEDICINE CAMPUS BOX 1054 ONE BROOKINGS DRIVE ST LOUIS MO 631304862 430653611 501C(3) 125000 0 MRTG-02-15-2022-ARCARIO (MARK) NEW YORK-PRESBYTERIAN HOSPITAL (COLUMBIA) COLUMBIA UNIVERSITY MEDICAL CENTER BOX 49 630 WEST 168TH STREET NEW YORK NY 100323702 135598093 501C(3) 125000 0 MRTG-02-15-2022-LUKOVIC (ELVEDIN) UC REGENTS BOX 957089 1125 MURPHY HALL405 HILGARD AVENUE LOS ANGELES CA 900957089 956006143 501C(3) 125000 0 MRTG-02-15-2021-FISCHER (MATTHEW) MAYO CLINIC RESEARCH PO BOX 860334 MINNEAPOLIS MN 554860334 416011702 501C(3) 125000 0 MRTG-02-15-2021-VOGEL (ELIZABETH) THE RECTOR AND VISITORS OF THE UNIVERSITY OF VIRGINIA PO BOX 400195 CHARLOTTESVILLE VA 22904 546001796 501C(3) 50000 0 REG-02-15-2021-DUNN (LAUREN) THE UNIVERSITY OF ALABAMA AT BIRMINGHAM AB9901720 2ND AVENUE SOUTH BIRMINGHAM AL 352940109 636005396 501C(3) 50000 0 REG-02-15-2021-ZAKY (AHMED) UNIVERSITY OF WISCONSIN MADISON RESEARCH SPONSORED PROGRAMS 21 NORTH PARK STREET SUITE 6301 MADISON WI 53715 396006492 501C(3) 125000 0 MRTG-02-15-2022-TOWNSEND (ELIZABETH) BETH ISRAEL DEACONESS MEDICAL CENTER 330 BROOKLINE AVENUE FD-406 BOSTON MA 02215 042103881 501C(3) 125000 0 MRTG-02-15-2022-CIAMPA (ERIN) STANFORD UNIVERSITY SCHOOL OF MEDICINE 485 BROADWAY ST REDWOOD CITY CA 94063 941156365 501C(3) 125000 0 MRTG-02-15-2022-ANSARI (JESSICA) THE RECTOR AND VISITORS OF THE UNIVERSITY OF VIRGINIA PO BOX 400195 CHARLOTTESVILLE VA 229044195 546001796 501C(3) 50000 0 ABA-REG-03-15-2020-HUFFMYER (JULIE) UNIVERSITY OF WASHINGTON BOX 354966 SEATTLE WA 98195 916001537 501C(3) 125000 0 MRTG-08-15-2020-HESHMATI (MITRA) UC REGENTS BOX 957089 1125 MURPHY HALL405 HILGARD AVENUE LOS ANGELES CA 900957089 956006143 501C(3) 125000 0 MRTG-02-15-2021-SADDIC (LOUIS) TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA 3421 WALNUT 5TH FLOOR PHILADELPHIA PA 191046205 231352685 501C(3) 125000 0 MRTG-02-15-2021-CICHON (JOSEPH) TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA 3421 WALNUT 5TH FLOOR PHILADELPHIA PA 191046205 231352685 501C(3) 125000 0 MRTG-02-15-2021-WHITE (ELIZABETH RAILEY) CHILDRENS HOSPITAL LOS ANGELES 4650 SUNSET BLVD MS 84 LOS ANGELES CA 90027 951690977 501C(3) 150000 0 APSF-FAER-MRTG-02-15-2021-TAN (JONATHAN) WEILL CORNELL MEDICAL COLLEGE DEPARTMENT OF ANESTHESIOLOGY 1300 YORK AVENUE BOX 89 NEW YORK NY 100654805 131623978 501C(3) 25000 0 GEMSSTAR-08-01-2021-BOYER (RICHARD) STANFORD UNIVERSITY SCHOOL OF MEDICINE 269 CAMPUS DRIVE WEST STANFORD CA 94305 941156365 501C(3) 125000 0 MRTG-02-15-2022-GOODNOUGH (CANDIDA) 29 PART I, LINE 2: TWO-YEAR RESEARCH GRANTS ARE REVIEWED BY THE FOUNDATION FOR ANESTHESIA EDUCATION AND RESEARCH GRANT REVIEW COMMITTEE TO DETERMINE ADEQUATE RESEARCH PROGRESS AND ADHERENCE TO THE PROPOSED BUDGET PRIOR TO APPROVING SECOND YEAR FUNDING. ONE-YEAR RESEARCH GRANTS DO NOT RECEIVE INTERIM REVIEWS PRIOR TO THE END OF THE GRANT. ALL RECIPIENTS ARE REQUIRED TO SUBMIT A FINAL REPORT THIRTY DAYS AFTER THE END OF THE GRANT FUNDING. ANY UNSPENT FUNDS ARE RETURNED TO THE FOUNDATION FOR ANESTHESIA EDUCATION AND RESEARCH. FUNDING GOES TO THE DEPARTMENT OR INSTITUTION, WHICH THEN INTERACTS WITH ITS OWN FINANCE OFFICE. RESIDENT SCHOLAR GRANTS ARE CONTINGENT ON THE RESIDENT COMPLETING THE PROGRAM AND POSTING THE PROGRAM EVALUATION PRIOR TO PAYMENT. MEDICAL STUDENT ANESTHESIOLOGY RESEARCH FELLOWSHIP RECIPIENT STIPENDS ARE SENT TO HOST INSTITUTIONS UPON NOTIFICATIONS TO THE FOUNDATION FOR ANESTHESIA EDUCATION AND RESEARCH THAT THE STUDENT IS ON SITE AND WORKING WITHIN THE RESEARCH ENVIRONMENT. X 0 0 0 0 0 0 0 0 0 LISA STEININGER CHIEF FINANCIAL OFFICER 0 352300 0 40193 0 0 0 39650 0 33416 0 465559 0 0 MATTHEW J KREMKE CHIEF EXECUTIVE OFFICER 206756 0 23664 0 0 0 30535 0 32467 0 293422 0 0 0 PART I, LINE 3 OUTSIDE COMPENSATION EXPERT IS UTILIZED TO BENCHMARK EXECUTIVE AND SENIOR LEVEL POSITIONS. PRESIDENT AND THE BOARD CHAIR MAKE THE FINAL HIRING, COMPENSATION, AND ANY MERIT INCREASE DECISIONS FOR THE CHIEF EXECUTIVE OFFICER ROLE BASED ON THE DATA PROVIDED BY AN EXTERNAL COMPENSATION CONSULTANT. COMPENSATION IS RE-ASSESSED AND ADJUSTED IF DEEMED APPROPRIATE EVERY 3 YEARS TO ENSURE IT IS MARKET COMPETITIVE. COMPENSATION REVIEW PROCEDURES FOR THE CHIEF FINANCIAL OFFICER ARE PERFORMED BY A RELATED ORGANIZATION, ASA. OUTSIDE COMPENSATION EXPERTS ARE UTILIZED REGARDING BENCHMARKING THE POSITION. THE PRESIDENT AND THE PRESIDENT-ELECT OF ASA MAKE DECISIONS ON ANY MERIT INCREASE FOR CHIEF FINANCIAL OFFICER OF FAER. FORM 990, PART VI, SECTION A, LINE 3 THE ORGANIZATION UTILIZES THE MANAGEMENT OF AMERICAN SOCIETY OF ANESTHESIOLOGISTS, INC. (ASA) TO PROVIDE CERTAIN PROGRAM AND ADMINISTRATIVE SERVICES. FORM 990, PART VI, SECTION A, LINE 6 THE AMERICAN SOCIETY OF ANESTHESIOLOGISTS (ASA) IS THE CORPORATION'S SOLE MEMBER. FORM 990, PART VI, SECTION A, LINE 7A DIRECTORS OF THE CORPORATION SHALL BE ELECTED BY MAJORITY VOTE OF THE BOARD OF DIRECTORS OF ASA, PURSUANT TO NOMINATION BY ASA'S PRESIDENT. SUCH ELECTION SHALL OCCUR AT THE ANNUAL MEETING OF THE ASA BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 11B THE BOARD RETAINS THE SERVICES OF AN INDEPENDENT CPA FIRM TO PREPARE THE FOUNDATION FOR ANESTHESIA EDUCATION AND RESEARCH'S FORM 990. MANAGEMENT PARTICIPATES CONSISTENTLY IN THE PREPARATION. THE GOVERNING BODY IS PROVIDED A REASONABLE AMOUNT OF TIME TO REVIEW THE RETURN AND ASK ANY QUESTIONS DIRECTLY TO THE FOUNDATION FOR ANESTHESIA EDUCATION AND RESEARCH MANAGEMENT. FORM 990, PART VI, SECTION B, LINE 12C ON AN ANNUAL BASIS, FAER BOARD MEMBERS AND OFFICERS ARE REQUIRED TO DISCLOSE WHETHER OR NOT THEY HAVE ANY POTENTIAL CONFLICTS OF INTEREST AND, IF SO, ARE REQUIRED TO DESCRIBE THEM. BOARD MEMBERS ARE REQUIRED TO ABSTAIN FROM VOTING ON ANY ISSUES WHERE THEY HAVE A POTENTIAL CONFLICT. THE MEMBERS WHO HAVE A CONFLICT MUST FILL OUT A FORM TO DESCRIBE THE CONFLICT. FAER MANAGEMENT MAINTAINS THE COMPLETED FORMS FOR THE ORGANIZATION. FORM 990, PART VI, SECTION B, LINE 15 THE ORGANIZATION ESTABLISHED A COMPENSATION AND PERSONNEL COMMITTEE THAT IS RESPONSIBLE FOR DETERMINING APPROPRIATE COMPENSATION FOR ALL INDIVIDUALS RETAINED BY FAER USING THE IRS REBUTTABLE PRESUMPTION TEST. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS ARE AVAILABLE THROUGH APPLICABLE GOVERNMENT AGENCIES; THE CONFLICT OF INTEREST POLICY IS AVAILABLE UPON WRITTEN REQUEST TO THE ORGANIZATION. FORM 990, PART XI, LINE 9: CHANGE IN BENEFICIAL INTEREST -179,020. RETURNED GRANT FUNDS 282,122. FORM 990, PART XII, LINE 2C: THE BOARD OF DIRECTORS IS RESPONSIBLE FOR OVERSIGHT OF THE AUDIT AND THE SELECTION OF AN INDEPENDENT CPA FIRM. 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