2023-10-16T09:48:10-05:00 2022-12-31 390859910 BAKER TILLY US LLP 225 S 6TH ST 2300 MINNEAPOLIS MN 55402 990 2022-01-01 844228060 UNITEDHEALTH GROUP EMPLOYEE ASSISTANCE FUND UNIT 9529361609 MN008-T830 9900 BREN ROAD EAST MINNETONKA MN 55343 MEGAN TROTTI PRESIDENT 9529361609 2023-10-03 1 MEGAN TROTTI 999009999 1 KAREN A GRIES P00078514 6128764500 2023-10-03 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z X MEGAN TROTTI MN008-T830 9900 BREN ROAD EAST MINNETONKA MN 55343 298321 0 X N/A X 2020 MN UNITED FOR EACH OTHER, UNITEDHEALTH GROUP'S EMPLOYEE ASSISTANCE FUND, PRIMARILY ASSISTS EMPLOYEES WHO ARE FACING SEVERE ECONOMIC AND PERSONAL HARDSHIP FOLLOWING A NATURAL DISASTER. 3 3 0 11 0 0 2297124 298321 0 0 0 0 0 0 2297124 298321 869017 394924 0 0 0 0 0 0 0 96009 32609 965026 427533 1332098 -129212 1535810 1406598 0 0 1535810 1406598 UNITEDHEALTH GROUP EMPLOYEE ASSISTANCE FUND SUPPORTS UNITEDHEALTH GROUP COLLEAGUES WHO ARE EXPERIENCING ECONOMIC HARDSHIPS DUE TO NATURAL DISASTER OR CATASTROPHIC EVENT. 0 0 399444 394924 PROVIDED 406 GRANTS TO HELP EMPLOYEES RECOVER FROM A NATURAL DISASTER OR OTHER QUALIFYING CATASTROPHIC EVENT. 399444 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 X 3 3 1 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 0 0 0 MN AL AR CA CT FL GA HI IL KS KY MD MA MI MS NH NJ NM NY NC ND OR PA RI SC TN UT VA WI X BRIAN RICKARD 9529361609 9900 BREN RD EAST MINNETONKA MN 55343 X X TRACY MALONE DIRECTOR 0.50 X 0 0 0 MALVIN MOORE DIRECTOR 0.50 X 0 0 0 ANNE YAU DIRECTOR 0.50 X 0 0 0 DARLENE KRUTA DIRECTOR 0.50 X 0 0 0 MEGAN TROTTI PRESIDENT 0.50 X 0 0 0 FARAZ CHOUDHRY SECRETARY 0.50 X 0 0 0 LINDSAY KEDZUF TREASURER 0.50 X 0 0 0 0 0 0 0 0 0 0 0 298321 298321 298321 0 0 0 394924 394924 8113 8113 19300 19300 4520 4520 676 676 427533 399444 28089 0 1535810 1406598 1535810 1406598 0 0 X 1535810 1406598 1535810 1406598 1535810 1406598 -129212 0 X 0 1 X 0 0 X 276386 2297124 298321 2871831 276386 2297124 298321 2871831 2048744 823087 2871831 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 X 613540 315219 315219 298321 0 298321 742752 315219 315219 427533 0 427533 PART X, LINE 2: THE FUND FOLLOWS THE ACCOUNTING STANDARDS FOR CONTINGENCIES IN EVALUATING UNCERTAIN TAX POSITIONS. THIS GUIDANCE PRESCRIBES RECOGNITION THRESHOLD PRINCIPLES FOR THE FINANCIAL STATEMENT RECOGNITION OF TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN ON A TAX RETURN THAT ARE NOT CERTAIN TO BE REALIZED. NO LIABILITY HAS BEEN RECOGNIZED BY THE FUND FOR UNCERTAIN TAX POSITIONS AS OF DECEMBER 31, 2022, AND 2021. THE FUND'S TAX RETURNS ARE SUBJECT TO REVIEW AND EXAMINATION BY FEDERAL AND STATE AUTHORITIES. 1 ECONOMIC AND PERSONAL HARDSHIP ASSISTANCE 406 394924 PART I, LINE 2: APPLICANTS MUST BE U.S.-BASED EMPLOYEES OF UNITEDHEALTH GROUP. QUALIFYING CIRCUMSTANCES ARE LIMITED TO THOSE THAT CAUSE SEVERE ECONOMIC AND PERSONAL HARDSHIP FOR THE EMPLOYEE, INCLUDING THE LOSS OF, OR INABILITY TO PROVIDE FOR, SHELTER AND OTHER BASIC NECESSITIES RESULTING FROM: -DESTRUCTION OF THE EMPLOYEE'S PRIMARY RESIDENCE, OR DAMAGE TO THE EMPLOYEE'S PRIMARY RESIDENCE THAT MAKES IT NON-INHABITABLE, AS A RESULT OF A NATURAL DISASTER SUCH AS A FIRE, FLOOD, TORNADO, EARTHQUAKE, HURRICANE, OR DESTRUCTIVE STORM. -A VIOLENT CRIME COMMITTED AGAINST THE EMPLOYEE. -THE SUDDEN AND UNEXPECTED DEATH OF THE EMPLOYEE'S SPOUSE OR DOMESTIC PARTNER. -OTHER CATASTROPHIC CIRCUMSTANCES BEYOND THE EMPLOYEE'S CONTROL. APPLICATION MATERIALS AND RELEVANT DOCUMENTATION ARE REVIEWED BY UNITED FOR EACH OTHER PROGRAM STAFF. FUNDING DECISIONS ARE MADE BY AN INDEPENDENT REVIEW COMMITTEE. FORM 990, PART VI, SECTION A, LINE 1A APPLICATION FUNDING DETERMINATIONS WILL BE MADE BY AN IMPARTIAL COMMITTEE MADE UP OF UNITEDHEALTH CARE, UNITEDHEALTH GROUP, AND OPTUM REPRESENTATIVES. THESE INDIVIDUALS WILL SERVE ON THE COMMITTEE FOR APPROXIMATELY ONE YEAR. THE COMMITTEE WILL CONVENE ON A BIWEEKLY BASIS, WITH GREATER FREQUENCY AS NEEDED, TO REVIEW APPLICATIONS AND DETERMINE FUNDING BY MAJORITY VOTE. THE COMMITTEE WILL DEFER TO THE BOARD OF DIRECTORS FOR FUNDING DETERMINATIONS RELATED TO UNIQUE OR EXCEPTIONAL CATASTROPHIC EVENTS BEYOND AN EMPLOYEE'S CONTROL (E.G., MAN-MADE DISASTERS, TERRORISM). FORM 990, PART VI, SECTION A, LINE 2 MEGAN TROTTI, FARAZ CHOUDHRY, LINDSAY KEDZUF, TRACY MALONE, MALVIN MOORE, ANNE YAU, AND DARLENE KRUTA ALL HAVE A BUSINESS RELATIONSHIP. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED BY AN INDEPENDENT ACCOUNTANT FOR MANAGEMENT REVIEW. ONCE COMPLETE, THE ORGANIZATION PROVIDES A PUBLIC DISCLOSURE COPY OF THE FINAL FORM 990 TO THE BOARD, WITH THE NAMES AND ADDRESSES OF CONTRIBUTORS ON SCHEDULE B REDACTED. FORM 990, PART VI, SECTION B, LINE 12C PRIOR TO BOARD OR COMMITTEE ACTION ON A CONTRACT OR TRANSACTION INVOLVING A CONFLICT OF INTEREST, A DIRECTOR OR COMMITTEE MEMBER HAVING A CONFLICT OF INTEREST AND WHO IS IN ATTENDANCE AT THE MEETING SHALL DISCLOSE ALL FACTS MATERIAL TO THE CONFLICT OF INTEREST. SUCH DISCLOSURE SHALL BE REFLECTED IN THE MINUTES OF THE MEETING. A PERSON WHO HAS A CONFLICT OF INTEREST SHALL NOT PARTICIPATE IN OR BE PERMITTED TO HEAR THE BOARD'S OR COMMITTEE'S DISCUSSION OF THE MATTER EXCEPT TO DISCLOSE MATERIAL FACTS AND TO RESPOND TO QUESTIONS. SUCH PERSON SHALL NOT ATTEMPT TO EXERT HIS OR HER PERSONAL INFLUENCE WITH RESPECT TO THE MATTER, EITHER AT OR OUTSIDE THE MEETING. A PERSON WHO HAS A CONFLICT OF INTEREST WITH RESPECT TO A CONTRACT OR TRANSACTION THAT WILL BE VOTED ON AT A MEETING SHALL NOT BE COUNTED IN DETERMINING THE PRESENCE OF A QUORUM FOR PURPOSES OF THE VOTE. THE PERSON HAVING A CONFLICT OF INTEREST MAY NOT VOTE ON THE CONTRACT OR TRANSACTION AND SHALL NOT BE PRESENT IN THE MEETING ROOM WHEN THE VOTE IS TAKEN, UNLESS THE VOTE IS BY SECRET BALLOT. SUCH PERSON'S INELIGIBILITY TO VOTE SHALL BE REFLECTED IN THE MINUTES OF THE MEETING. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. PART VII, SECTION A: ALL DIRECTORS AND OFFICERS OF UNITEDHEALTH GROUP EMPLOYEE ASSISTANCE FUND ARE EMPLOYEES OF UNITED HEALTH GROUP (UHG) OR RELATED ENTITIES. AS A FOR-PROFIT COMPANY, UHG MAINTAINS AN INTERNAL POLICY OF NOT DISCLOSING EMPLOYEE COMPENSATION TO THE PUBLIC. CONSEQUENTLY, REPORTABLE COMPENSATION FROM A RELATED ENTITY WAS NOT MADE AVAILABLE FOR THIS FILING BUT IS AVAILABLE UPON REQUEST. UNITEDHEALTH GROUP INC & SUBSIDIARIES 9900 BREN ROAD EAST MINNETONKA MN 55343 411321939 HOLDING CO - HEALTH CARE DE N/A C 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0