2023-08-31T09:27:27-05:00 2022-12-31 221478099 COHNREZNICK LLP 1301 AVENUE OF THE AMERICAS NEW YORK NY 10019 990 2022-01-01 134197286 AMERICAN ARBITRATION ASSOCIATION - INT'L CENTRE FOR DISPUTE RESOLUTION FNDN INC AMER 2127165800 120 BROADWAY 21ST FLOOR NEW YORK NY 102710002 KELLY WEISBROD TREASURER 2127165800 2023-08-25 1 KELLY WEISBROD 999009999 0 LORI ROTHE YOKOBOSKY CPA P01273422 2122970400 2023-08-24 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z INDIA JOHNSON 120 BROADWAY 21ST FLOOR NEW YORK NY 102710002 2433977 0 X WWW.AAAICDRFOUNDATION.ORG X 2001 NY TO SUPPORT THE PREVENTION AND RESOLUTION OF CONFLICTS BY EXPANDING ACCESS TO ALTERNATIVE DISPUTE RESOLUTION. 11 7 0 44 0 0 2883344 2222382 0 0 178819 211595 0 0 3062163 2433977 914852 2294689 0 0 0 0 0 0 0 130880 238745 1045732 2533434 2016431 -99457 9077103 9172005 654068 2065355 8423035 7106650 TO SUPPORT THE PREVENTION AND RESOLUTION OF CONFLICTS BY EXPANDING ACCESS TO ALTERNATIVE DISPUTE RESOLUTION. 0 0 2364038 2294689 GRANTMAKING: EXPENSES INCURRED DIRECTLY RELATED TO GRANT-MAKING AND DONOR RESEARCH IN AN EFFORT TO RAISE FUNDS AND AWARENESS AS TO THE ORGANIZATION'S OPERATING PURPOSE OF (I) ENGAGING IN, SPONSORING AND OTHERWISE SUPPORTING ACTIVITIES AIMED AT IMPROVING THE QUALITY AND EFFICIENCY OF DISPUTE RESOLUTION AND LEGAL PROCEEDINGS IN SOCIETY BOTH DOMESTICALLY AND INTERNATIONALLY; AND PROMOTING, FOSTERING, EDUCATING, STUDYING, INNOVATING AND ENCOURAGING THE EXPANDED USE OF ALTERNATIVE DISPUTE RESOLUTION PROCEEDINGS WORLDWIDE. 2364038 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 7 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 X 11 7 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 0 0 0 AK AL AR CA CO CT DC FL GA HI IL KS KY MA MD ME MI MN MO MS NC ND NH NJ NM NV NY OH OK OR PA RI SC TN UT VA WV WA WI X KELLY WEISBROD 2125207035 120 BROADWAY 21ST FL NEW YORK NY 10271 BRUCE MEYERSON DIRECTOR 2.50 X 0 0 0 EDNA SUSSMAN DIRECTOR 2.00 X 0 0 0 ERIC TUCHMANN DIRECTOR 2.00 50.00 X 0 680181 230650 FRANCESCO ROSSI DIRECTOR 4.00 50.00 X 0 782017 263226 INDIA JOHNSON CHAIRPERSON OF THE BOARD 5.00 50.00 X X 0 2184921 77683 J MICHAEL KIRKLAND DIRECTOR 2.50 X 0 0 0 JAMES R JENKINS DIRECTOR 2.00 X 0 0 0 JOHN J KERR JR DIRECTOR 2.00 X 0 0 0 KAREN LAYNG DIRECTOR 2.00 X 0 0 0 MELINDA HATTON DIRECTOR 2.50 X 0 0 0 TRACEY FRISCH DIRECTOR, CORPORATE SECRET 10.00 50.00 X X 0 248313 22202 KELLY WEISBROD TREASURER 5.00 50.00 X 0 320849 39780 0 4216281 633541 0 0 1 0 0 1500000 722382 2222382 211595 211595 2433977 0 0 211595 2247109 2247109 47580 47580 63259 63259 64281 64281 10800 10800 21375 21375 32884 153 32731 416 416 9574 5521 4053 REPORT FEE 27951 27951 DUES & SUBSCRIPTIONS 8205 8205 2533434 2364038 169396 0 1203745 2158111 21375 7832441 6827109 3333 150185 37584 15225 9077103 9172005 654068 2065355 654068 2065355 X 8279435 7106650 143600 0 8423035 7106650 9077103 9172005 -99457 -1216928 0 X X 0 1 X 1 0 X 1371039 1818554 2786982 2883344 2222382 11082301 1371039 1818554 2786982 2883344 2222382 11082301 7157755 3924546 23399 49342 66804 178819 211595 529959 11612260 0.33800 0.36180 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 X 1440847 -1216928 223798 -993130 2433977 0 2433977 2767232 233798 233798 2533434 0 2533434 PART X, LINE 2: THE FOUNDATION HAS NO UNRECOGNIZED TAX BENEFITS AT DECEMBER 31, 2022 AND 2021. THE FOUNDATION'S FEDERAL AND STATE INCOME TAX RETURNS PRIOR TO FISCAL YEAR 2019 ARE CLOSED AND MANAGEMENT CONTINUALLY EVALUATES EXPIRING STATUTES OF LIMITATIONS, AUDITS, PROPOSED SETTLEMENTS, CHANGES IN TAX LAW AND NEW AUTHORITATIVE RULINGS. IF APPLICABLE, THE FOUNDATION WILL RECOGNIZE INTEREST AND PENALTIES ASSOCIATED WITH TAX MATTERS AS PART OF THE INCOME TAX PROVISION AND INCLUDE ACCRUED INTEREST AND PENALTIES WITH THE RELATED TAX LIABILITY IN THE STATEMENTS OF FINANCIAL POSITION. THERE WERE NO INTEREST OR PENALTIES PAID FOR THE YEARS ENDED DECEMBER 31, 2022 AND 2021. 1 EFFECTIVE LAW ENFORCEMENT FOR ALL INC 143 LAKEWOOD ESTATES DRIVE NEW ORLEANS LA 70131 851638032 501(C)(3) 149500 0 TO CREATE AN EDUCATIONAL CAMPAIGN FOCUSED ON BEST PRACTICES FOR LAW ENFORCEMENT AND PUBLIC SAFETY. ABOR - UNIVERSITY OF ARIZONA - NICD 1111 NORTH CHERRY AVENUE TUCSON AZ 85721 866050388 501(C)(3) 200000 0 THIS TRAINING FOCUSES ON ONLINE FACILITATION SKILLS, HOW TO USE THE ONLINE CONVERSATION PLATFORM AND DRAWS ON THE PRINCIPLES AND BEST PRACTICES OF NICD'S ENGAGING DIFFERENCES PROGRAM BUILD INC 2439 MARYLAND AVE FL 1 BALITMORE MD 21218 521120778 501(C)(3) 25000 0 BUILD'S MENTAL HEALTH SUPPORT FOCUSES ON BRINGING CRITICAL MENTAL HEALTH CARE DIRECTLY TO YOUTH AND FAMILIES AFFECTED BY VIOLENCE, TRAUMA, AND INCARCERATION. CHRIS 180 1030 FAYETTEVILLE ROAD ATLANTA GA 30316 581430183 501(C)(3) 25000 0 TO PROVIDE RESIDENTS OF NPU-V WITH A COMMUNITY-BASED VIOLENCE INTERVENTION PROGRAM USING THE CURE VIOLENCE MODEL BY INTERRUPTING THE TRANSMISSION OF RETALIATORY VIOENCE, SUPPORTING, AND FACILITATING HIGH-RISK RESIDENTS THROUGH A CHANGE IN THINKING. MEDIATORS BEYOND BORDERS INTERNATIONAL 2001 L STREET NW NO 500 WASHINGTON DC 20036 205716275 501(C)(3) 75000 0 TO MITIGATE THE MULTIGENERATIONAL IMPACT OF TRAUMA BY CREATING CADRES OF TRAINED PRACTITIONERS WHO CAN DESIGN AND FACILITATE MEDIATIVE COMMUNITY PROCESSES WITH A TRAUMA INFORMED APPROACH. THE OHIO STATE UNIVERSITY FOUNDATION 2200 OLETANGY RIVER ROAD COLUMBUS OH 43210 311145986 501(C)(3) 250000 0 GRANT TO DEVELOP AND CONDUCT NATIONAL "ACADEMY" TRAINING PROGRAMS TARGETED TO STRENGTHENING LOCAL LEADERSHIP. PROJECT KESHER 2660 BROADWAY NEW YORK NY 10025 363673594 501(C)(3) 25000 0 FOR THE CONDUCTION OF WEBINARS TO EMPOWER WOMEN LEADERS WITH THE KNOWLEDGE AND SKILLS TO GET A SEAT AT THE TABLE AND IN NEGOTIATIONS. TEMPLE UNIVERSITY 1805 NORTH BROAD WACHMAN HALL 1108 PHILADELPHIA PA 19122 231365971 501(C)(3) 21505 0 TO EVALUATE THE PHILADELPHIA COMMUNITY-POLICE COMPLAINT MEDIATION PROGRAM FOR IMPACTS ON CITIZEN AND POLICE TRUST, EMPATHY, ANXIETY, AND COLLABORATION NATIONAL CONFERENCE ON CITIZENSHIP 1920 L STREET NW NO 450 WASHINGTON DC 20036 520698385 501(C)(3) 187047 0 TO PROMOTE AND MEASURE CIVILITY BY PRODUCING A CIVILITY INDEX, WORKING WITH THREE PILOT COMMUNITIES TO EMBED CIVIL DISCOURSE PRACTICES IN PUBLIC SETTINGS, AND CONVENING LOCAL LEADERS TO REFINE AND DISSEMINATE THESE TOOLS AND PRACTICES. CURE VIOLENCE GLOBAL 227 WEST MONROE STREET SUITE 1025 CHICAGO IL 60606 823471223 501(C)(3) 542000 0 FOR THE DEVELOPMENT, TESTING AND EVALUATION OF BEST-IN-CLASS STREETLEVEL CONFLICT MEDIATION TRAINING. NORTH CAROLINA CENTRAL UNIVERSITY PO BOX 52466 DURHAM NC 27717 237410301 501(C)(3) 150000 0 TO ESTABLISH THE AAA-ICDR FOUNDATION SCHOLARSHIP FUND FOR NORTH CAROLINA CENTRAL UNIVERSITY (NCCU) SCHOOL OF LAW STUDENTS WHO HAVE ESTABLISHED FINANCIAL NEED. DAYTON MEDIATION CENTER 371 W SECOND STREET 3RD FLOOR DAYTON OH 45402 316000175 GOVT 150000 0 TO SUPPLEMENT THE MEDIATION RESPONDER POSITIONS FOR THE MEDIATION RESPONSE UNIT IN WHICH CIVILIANS TRAINED BY THE DAYTON MEDIATON CENTER WILL HANDLE LOW-LEVEL CALLS FOR SERVICE IN PLACE OF POLICE. THE SANDRA DAY O'CONNOR INSTITUTE PO BOX 66422 PHOENIX AZ 85082 263521510 501(C)(3) 200000 0 TO SUPPORT CIVICS FOR LIFE - MULTIGENERATIONAL ONLINE CIVIL DISCOURSE PROGRAMS. RESEARCH FOUNDATION OF CUNY 230 WEST 41ST STREET NEW YORK NY 10036 131988190 501(C)(3) 95000 0 A NATIONAL PROJECT INFORMED BY OFFICERS INPUT WILL CREATE AN ONLINE MENTAL HEALTH COMMUNICATION RESOURCE PLATFORM PROVIDING LAW ENFORCEMENT WITH ON-DEMAND, USER-FRIENDLY TOOLS FOR EMPOWERING INTERACTIONS INVOLVING MENTAL HEALTH ISSUES AND CRISES. HOWARD UNIVERSITY 2400 6TH STREET NW WASHINGTON DC 20059 530204707 501(C)(3) 150000 0 TO ESTABLISH THE AAA-ICDR FOUNDATION SCHOLARSHIP CURRENT USE FUND TO PROVIDE A 2L OR 3L HOWARD UNIVERSITY SCHOOL OF LAW STUDENT ENROLLED IN THE DISPUTE RESOLUTION CERTIFICATE PROGRAM A $50,000 SCHOLARSHIP TO BE USED FOR TUITION AND/OR EXPENSES RELATED TO ATTENDING HOWARD UNIVERSITY SCHOOL OF LAW. 15 0 SCHOLARSHIPS 33 47580 CASH VALUE CASH VALUE PART I, LINE 2: THE FOUNDATION UTILIZES A FORMAL GRANT AGREEMENT WHICH ESTABLISHES GRANT CONDITIONS, INCLUDING REPORTING REQUIREMENTS, WHICH EVERY GRANTEE IS REQUIRED TO SIGN. FINANCIAL AND NARRATIVE REPORTS SUBMITTED TO THE FOUNDATION ARE REVIEWED BY THE FOUNDATION'S GRANTS COMMITTEE FOR COMPLIANCE WITH THE TERMS OF THE GRANT AGREEMENT. ADDITIONALLY, A REPRESENTATIVE OF THE FOUNDATION MAY VISIT THE GRANTEE DURING THE TERM OF A GRANT. DEPENDING UPON THE SIZE OF A GRANT AND AS MAY BE AGREED UPON IN THE GRANT AGREEMENT, A GRANTEE MAY BE REQUIRED TO DESCRIBE AND EVALUATE THE ACTIVITIES UNDERTAKEN AND ACCOUNT FOR THE USE OF GRANT FUNDS DURING THE REPORTING PERIOD. THE FOUNDATION MAY WITHHOLD ANY FUTURE PAYMENTS OF A GRANT IF IT HAS NOT RECEIVED ALL REPORTS REQUIRED TO BE SUBMITTED BY THE GRANTEE. THE FOUNDATION ALSO HAS THE ABILITY, AT ITS SOLE DISCRETION, TO DEMAND THE PROMPT RETURN OF THE GRANT IN FULL OR OF ANY UNEXPENDED GRANT FUNDS IF THE FOUNDATION DETERMINES THE GRANTEE HAS NOT COMPLIED WITH ITS OBLIGATIONS AND/OR FAILS TO COMPLY WITH ANY APPLICABLE LAW OR REGULATION APPLICABLE TO THE GRANT. 0 1 0 0 1 0 0 0 0 INDIA JOHNSON CHAIRPERSON OF THE BOARD 0 734492 0 500000 0 950429 0 40500 0 37183 0 2262604 0 704742 FRANCESCO ROSSI DIRECTOR 0 467049 0 312346 0 2622 0 225083 0 38143 0 1045243 0 0 ERIC TUCHMANN DIRECTOR 0 422932 0 252346 0 4903 0 195741 0 34909 0 910831 0 0 KELLY WEISBROD TREASURER 0 243184 0 76854 0 811 0 26582 0 13198 0 360629 0 0 TRACEY FRISCH DIRECTOR, CORPORATE SECRET 0 188190 0 59514 0 609 0 20424 0 1778 0 270515 0 0 PART I, LINE 4B AMOUNTS REPORTED IN COLUMN (C) OF PART II OF SCHEDULE J REFLECT CREDITS TO A SECTION 457(F) DEFERRED COMPENSATION PLAN COVERING CERTAIN KEY EMPLOYEES, SUBJECT TO VESTING REQUIREMENTS. THE PLAN WAS APPROVED FOLLOWING EVALUATION BY THE COMPENSATION COMMITTEE AND THE BOARD, AS WELL AS A NATIONAL COMPENSATION CONSULTING FIRM'S ISSUANCE OF AN OPINION LETTER CERTIFYING TO THE REASONABLENESS OF THE COMPENSATION, UNDER SECTION 4958 OF THE INTERNAL REVENUE CODE. THE FOLLOWING INDIVIDUALS PARTICIPATED IN THE SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN DURING 2022: INDIA JOHNSON, FRANCESCO ROSSI, AND ERIC TUCHMANN. THE FOLLOWING INDIVIDUALS RECEIVED A PAYOUT DURING 2022: INDIA JOHNSON - $936,166 PART I, LINE 5 SENIOR MANAGEMENT COMPENSATION INCLUDES THE POTENTIAL FOR ANNUAL INCENTIVE COMPENSATION AWARDS, WHICH MAY BE BASED, IN PART, UPON THE ACHIEVEMENT OF GOALS RELATED TO MISSION, INITIATIVES, PROJECTS, FINANCIAL PERFORMANCE TARGETS AND OTHER OUTCOMES. THESE AMOUNTS ARE INCLUDED ON SCHEDULE J, PART II, COLUMN B (II) AND INCLUDED IN THE 2022 W-2. FORM 990, PART VI, SECTION A, LINE 6 AMERICAN ARBITRATION ASSOCIATION, INC. IS THE SOLE MEMBER OF THE CORPORATION. FORM 990, PART VI, SECTION A, LINE 7A AMERICAN ARBITRATION ASSOCIATION, INC. IS THE SOLE MEMBER OF THE CORPORATION. AS THE SOLE MEMBER OF THE FOUNDATION, AAA ELECTS DIRECTORS TO THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION A, LINE 7B AMERICAN ARBITRIATION ASSOCIATION, INC. IS THE SOLE MEMBER OF THE CORPORATION. AS THE SOLE MEMBER OF THE FOUNDATION, AAA MAY REMOVE DIRECTORS FROM THE BOARD OF DIRECTORS WITH OR WITHOUT CAUSE, FILL VACANCIES ON THE FOUNDATION'S BOARD OF DIRECTORS, AND APPROVE PROPOSED CHANGES TO THE FOUNDATION'S BYLAWS. FORM 990, PART VI, SECTION B, LINE 11B THE BOARD OF DIRECTORS FOR THE AAA-ICDR FOUNDATION INC. (THE CORPORATION), REVIEWS THE CORPORATION'S FORM 990 SUBMISSIONS. PRIOR TO SUBMISSION TO THE BOARD OF DIRECTORS, THE SUBSTANTIVE INPUT FOR THE FORM 990 IS GATHERED AND REVIEWED BY THE TREASURER. IT IS COMPILED AND REVIEWED BY VOLUNTEERS OF THE FINANCE DEPARTMENT OF THE RELATED ORGANIZATION, WITH THE ASSISTANCE FROM THE CORPORATION'S INDEPENDENT ACCOUNTING FIRM. IT IS THEN SUBMITTED FOR REVIEW TO VOLUNTEERS OF THE EXECUTIVE MANAGEMENT OF THE RELATED ORGANIZATION AND THE FOUNDATION'S BUDGET AND FINANCE COMMITTEE. ONLY SUBSEQUENT TO THESE REVIEWS IS THE FORM 990 FORWARDED TO THE BOARD OF DIRECTORS. ONCE IT IS REVIEWED BY THE BOARD OF DIRECTORS, IT IS SIGNED BY THE TREASURER AS THE APPROPRIATE OFFICER OF THE CORPORATION AND IS TRANSMITTED TO THE INTERNAL REVENUE SERVICE (IRS) BY THE CORPORATION'S INDEPENDENT ACCOUNTING FIRM. FORM 990, PART VI, SECTION B, LINE 12C AT EACH ANNUAL MEETING OF THE CORPORATION, EACH DIRECTOR OF THE CORPORATION SHALL COMPLETE A CONFLICT OF INTEREST DISCLOSURE STATEMENT, THE FORM OF WHICH SHALL BE DETERMINED BY THE BOARD OF DIRECTORS. THE STATEMENT SHALL DISCLOSE ALL INTERESTED PARTY TRANSACTIONS INVOLVING EACH BOARD MEMBER ENTERED INTO OR CONTINUED DURING THE PRECEDING YEAR, AS WELL AS INTERESTED PARTY TRANSACTIONS CURRENTLY BEFORE THE BOARD FOR ITS CONSIDERATION. FORM 990, PART VI, SECTION C, LINE 19 THE DOCUMENTS ARE AVAILABLE BY REQUEST. FORM 990, PART XII, LINE 2C: THE BUDGET AND FINANCE COMMITTEE WAS CREATED IN APRIL 2022 AND ASSUMES RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT OF ITS FINANICAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT. AMERICAN ARBITRATION ASSOCIATION INC 120 BROADWAY 21ST FLOOR NEW YORK NY 10271 130429745 ADMINISTRATION OF ALTERNATIVE DISPUTE RESOLUTION NY 501(C)(3) LINE 10 N/A 0 0 0 1 0 0 0 0 0 0 0 0 1 1 0 1 1 0 1 0