2023-08-11T15:42:52-05:00 2022-09-30 366055558 GRANT THORNTON LLP 757 THIRD AVENUE 3RD FLOOR NEW YORK NY 100172013 990 2022-01-01 223573572 UNITED STATES MARITIME ASSOCIATION LTD UNIT 7324043101 125 CHUBB AVENUE 350 NC LYNDHURST NJ 07071 ANTHONY J DALONGES CORPORATE TREASURER 7324043101 2023-08-11 1 ANTHONY DALONGES XXX-XX-XXXX 0 SCOTT THOMPSETT P00741490 2125990100 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z DAVID F ADAM 125 CHUBB AVENUE 350 NC LYNDHURST NJ 07071 55762634 0 X WWW.USMX.COM X 1997 NJ TO PROTECT MEMBER INTERESTS IN LABOR RELATIONS ISSUES IN THE LONGSHORE INDUSTRY. 16 13 0 0 0 0 0 0 53591381 55736745 26179 10889 0 0 53617560 55747634 109438 135806 0 0 3529984 2206195 0 0 0 49812819 53340910 53452241 55682911 165319 64723 66746286 70954607 47462179 51758531 19284107 19196076 X UNITED STATES MARITIME ALLIANCE ("USMX") MISSION IS TO PRESERVE AND PROTECT THE INTERESTS OF ITS MEMBERS IN MATTERS ASSOCIATED WITH THE MARITIME INDUSTRY, INCLUDING ALL LABOR RELATIONS ISSUES AFFECTING LONGSHORE AND RELATED ACTIVITIES. (CONTINUED ON SCH O) THE ALLIANCE, OF CARRIERS, STEVEDORES AND PORT ASSOCIATIONS, SHALL CARRY OUT THIS MISSION FOR ITS MEMBERS AND CUSTOMERS, WITH DUE CONSIDERATION OF THE INTERESTS, SAFETY, AND WELL BEING OF THE WORKERS AND THEIR REPRESENTATIVES. THE ALLIANCE HAS NEGOTIATED THE MASTER CONTRACT ON CONTAINERIZATION AND AUTOMATION WITH UNION REPRESENTATIVES. 0 0 USMX REPRESENTS EMPLOYERS OF THE EAST AND GULF COAST LONGSHORE INDUSTRY. MEMBERSHIP CONSISTS OF CONTAINER CARRIERS, INCLUDING THE LARGEST CARRIERS AND CARRIER ALLIANCES WORLDWIDE, ALL MAJOR MARINE TERMINAL OPERATORS, AND PORT ASSOCIATIONS REPRESENTING EACH PORT ON THE EAST AND GULF COASTS. USMX'S MEMBERS ARE RESPONSIBLE FOR THE TRANSPORTATION AND HANDLING OF CARGO SHIPPED TO AND FROM THE UNITED STATES. WHILE SERVING AS THE REPRESENTATIVE OF THE MANAGEMENT GROUPS IN MASTER CONTRACT BARGAINING, THE ALLIANCE ALSO ARTICULATES INDUSTRY POSITIONS ON REGULATORY AND SAFETY ISSUES; OVERSEES COASTWIDE TRAINING, RETRAINING, CERTIFICATION, AND RECERTIFICATION PROGRAMS; AND IS RESPONSIBLE FOR ADMINISTERING COASTWIDE FRINGE BENEFIT FUNDS AND PROGRAMS. (CONTINUED ON SCH O)SINCE 1977, USMX AND ITS PREDECESSOR ORGANIZATIONS HAVE SUCCESSFULLY NEGOTIATED 10 CONTRACTS WITH THE INTERNATIONAL LONGSHOREMEN'S ASSOCIATION, AFL-CIO (ILA) WITHOUT ANY COASTWIDE DISRUPTIONS TO SERVICE. ON SEPTEMBER 25, 2018, USMX AND THE ILA SIGNED A NEW 6-YEAR AGREEMENT COVERING 14,500 PORT WORKERS ON THE EAST AND GULF COASTS. THE NEW MASTER CONTRACT COMMENCED OCTOBER 1, 2018 AND WILL RUN THROUGH SEPTEMBER 30, 2024. 0 0 0 1 0 0 0 0 0 1 0 0 1 1 1 0 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 1 X 0 0 0 0 0 0 0 0 0 0 0 X 16 13 0 0 0 0 1 1 0 1 1 1 0 0 1 0 0 0 1 1 1 0 X RICHARD GLOGOWSKI 7324043101 125 CHUBB AVENUE SUITE 350 NB LYNDHURST NJ 07071 DAVID F ADAM CHAIRMAN AND CEO 35.00 5.00 X X 0 0 0 FRANCIS PAUL DEMARIA EXECUTIVE VICE PRESIDENT & 35.00 0.00 X 0 0 0 ANTHONY J DALONGES CORPORATE TREASURER 5.00 35.00 X X 0 0 0 LIZBETH MONICA CORPORATE SECRETARY 5.00 0.00 X X 0 0 0 ROY AMALFITANO DIRECTOR 5.00 0.00 X 0 0 0 DAVID DALY DIRECTOR 5.00 0.00 X 0 0 0 PATRICK T DOLAN DIRECTOR 5.00 0.00 X 0 0 0 THOMAS ENGEL DIRECTOR 5.00 0.00 X 0 0 0 ALBERT V GEBHARDT DIRECTOR 5.00 0.00 X 0 0 0 JAMES R GRAY JR DIRECTOR 5.00 0.00 X 0 0 0 DAN HALL DIRECTOR 5.00 0.00 X 0 0 0 KURT MITTENZWEI DIRECTOR 5.00 0.00 X 0 0 0 JOHN J NARDI DIRECTOR 5.00 0.00 X 0 0 0 PAUL NAZZARO DIRECTOR 5.00 0.00 X 0 0 0 CHRISTOPHER J PARVIN DIRECTOR 5.00 0.00 X 0 0 0 JAMES PELLICCIO DIRECTOR 5.00 0.00 X 0 0 0 KEVIN PRICE DIRECTOR (AS OF 07/2022) 5.00 0.00 X 0 0 0 0 0 0 0 0 0 0 0 CONTAINER ROYALTY INCOME 483000 50499250 50499250 TONNAGE ASSESSMENT 483000 5057495 5057495 MEMBERSHIP DUES 813410 180000 180000 55736745 10889 10889 15000 15000 0 55747634 55736745 0 10889 135806 1709932 239720 175533 81010 600000 330069 43002 63059 182464 142579 288152 36083 64422 597803 CONTR ROYALTY DIST EXP 50374598 NEGOTIATION EXPENSE 488214 DUES AND SUBSCRIPTIONS 47872 82593 55682911 1133420 573494 6847925 6615578 158164 80258 115864 312101 505372 252803 205258 252569 58285655 63120607 66746286 70954607 635897 250257 46826282 51508274 47462179 51758531 X 19284107 19196076 19284107 19196076 66746286 70954607 X 64723 9160 -161914 X 0 1 X 1 0 0 0 0 5237495 PART I-A, LINE 1: THERE WERE NO LOBBYING EXPENDITURES INCURRED IN THE FISCAL YEAR ENDING SEPTEMBER 30, 2022. PART I-A, LINE 3: THERE WERE NO VOLUNTEERS HOURS SERVED FOR CAMPAIGN ACTIVITIES IN THE FISCAL YEAR ENDING SEPTEMBER 30, 2022. 92782 60382 32400 169734 87648 82086 242856 104773 138083 252569 CONTAINER ROYALTY DISTRIBUTION RECEIVABLE 50499250 INVESTMENT IN SUBSIDIARY 9187991 RIGHT-OF-USE ASSETS 1046939 ASSESSMENTS RECEIVABLE 809868 FUNDED RETIREMENT BENEFITS 808717 FUNDED POSTRETIREMENT BENEFITS 767842 63120607 CONTAINER ROYALTY DISTRIBUTION PAYABLE 50374598 LEASE LIABILITIES 1133676 51508274 X PART X, LINE 2: USMX FOLLOWS GUIDANCE THAT CLARIFIES THE ACCOUNTING FOR UNCERTAINTY IN TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN, INCLUDING ISSUES RELATING TO FINANCIAL STATEMENT RECOGNITION AND MEASUREMENT. THIS GUIDANCE PROVIDES THAT THE TAX EFFECTS FROM AN UNCERTAIN TAX POSITION CAN ONLY BE RECOGNIZED IN THE CONSOLIDATED FINANCIAL STATEMENTS IF THE POSITION IS "MORE-LIKELY-THAN-NOT" TO BE SUSTAINED IF THE POSITION WERE TO BE CHALLENGED BY A TAXING AUTHORITY. THE ASSESSMENT OF THE TAX POSITION IS BASED SOLELY ON THE TECHNICAL MERITS OF THE POSITION, WITHOUT REGARD TO THE LIKELIHOOD THAT THE TAX POSITION MAY BE CHALLENGED. USMX IS EXEMPT FROM FEDERAL INCOME TAX UNDER IRC SECTION 501(C)(6), THOUGH IT IS SUBJECT TO TAX ON INCOME UNRELATED TO ITS EXEMPT PURPOSE, UNLESS THAT INCOME IS OTHERWISE EXCLUDED BY THE CODE. USMX HAS PROCESSES PRESENTLY IN PLACE TO ENSURE THE MAINTENANCE OF ITS TAX-EXEMPT STATUS; TO IDENTIFY AND REPORT UNRELATED BUSINESS INCOME; TO DETERMINE ITS FILING AND TAX OBLIGATIONS IN JURISDICTIONS FOR WHICH IT HAS NEXUS; AND TO IDENTIFY AND EVALUATE OTHER MATTERS THAT MAY BE CONSIDERED TAX POSITIONS. USMX HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION OR DISCLOSURE IN THE CONSOLIDATED FINANCIAL STATEMENTS. 1 HOLE IN THE WALL GANG FUND INC 555 LONG WHARF DRIVE NEW HAVEN CT 06511 061157655 501(C)(3) 39848 0 EVENT SPONSORSHIP UNITED SEAMEN'S SVC - AOTOS 104 BROADWAY GROUND FLOOR JERSEY CITY NJ 07306 135562370 501(C)(3) 11796 0 EVENT SPONSORSHIP NAT'L MARITIME SAFETY ASSOCIATION 660 PENNSYLVANIA AVENUE SE STE 301A WASHINGTON DC 20003 232119829 501(C)(6) 10000 0 EVENT SPONSORSHIP MSC OPERATION SMILE 3641 FACULTY BLVD VIRGINIA BEACH VA 23453 541460147 501(C)(3) 13000 0 EVENT SPONSORSHIP NAT'L ASSOCIATION OF WATERFRONT EMPLOYERS (NAWE) 660 PENNSYLVANIA AVENUE SE STE 301A WASHINGTON DC 20003 237333287 501(C)(6) 10000 0 EVENT SPONSORSHIP WATERFRONT ALLIANCE 256 W 36TH STREET 11TH FLOOR NEW YORK NY 10018 134355067 501(C)(3) 7500 0 EVENT SPONSORSHIP 4 2 PART I, LINE 2: THE ORGANIZATION DOES NOT TYPICALLY MAKE CHARITABLE GRANTS TO OTHER ORGANIZATIONS; HOWEVER, OCCASIONALLY, IT IS ASKED TO SPONSOR CERTAIN CHARITABLE EVENTS (SUCH AS A GALA AND/OR A GOLF OUTING). THE ORGANIZATION SPONSORS SUCH ACTIVITIES AND REQUIRES NO FURTHER MONITORING OF THE GRANT FUNDS BECAUSE THE FUNDS ARE RESTRICTED TO SUPPORTING THE EVENT HELD. FORM 990, PART V, LINE 2A: UNITED STATES MARITIME ASSOCIATION, LTD. REPORTS NO EMPLOYEES ON PART V, LINE 2A BECAUSE IT IS FILING A SHORT PERIOD RETURN. SINCE THE FORM 990, PART V, LINE 2A REQUESTS THE NUMBER OF EMPLOYEES REPORTED AS OF THE CLOSE OF THE CALENDAR YEAR AND THIS RETURN DOES NOT COVER A CALENDAR YEAR, THE ORGANIZATION IS REQUIRED TO REPORT ZERO. IN THE INTERESTS OF FULL TRANSPARENCY, THE ORGANIZATION NOTES THAT IT HAD 10 EMPLOYEES AS OF SEPTEMBER 30TH, 2022. FORM 990, PART VI, SECTION A, LINE 1B: UNITED STATES MARITIME ASSOCIATION, LTD. IS REPORTING 3 INDIVIDUALS AS NON-INDEPENDENT IN FORM 990, PART VI, LINE 1B EVEN THOUGH NO INDIVIDUAL IS REPORTED AS COMPENSATED IN FORM 990, PART VII. THESE THREE INDIVIDUALS ARE COMPENSATED BY UNITED STATES MARITIME ASSOCIATION, LTD OR THEIR RELATED ENTITY CCC SERVICE CORPORATION: DAVID F. ADAM, ANTHONY J. DALONGES, AND LIZBETH MONICA, BUT THEIR COMPENSATION IS NOT REPORTED ON THIS YEAR'S SHORT PERIOD RETURN (AS REQUIRED BY THE 990 INSTRUCTIONS) BECAUSE NO CALENDAR YEAR FALLS WITHIN THE SHORT PERIOD YEAR BEING FILED. THEIR COMPENSATION WILL BE REPORTED ON NEXT YEAR'S FISCAL YEAR ENDING SEPTEMBER 30, 2023 FORM 990. FORM 990, PART VI, SECTION A, LINE 6 PURSUANT TO USMX'S BYLAWS, THE ORGANIZATION HAS THREE CLASSES OF MEMBERS: (I) CARRIERS; (II) DIRECT EMPLOYERS; AND (III) PORT ASSOCIATIONS. CARRIERS ARE ENTITLED TO NINETEEN VOTES, DIRECT EMPLOYERS ARE ENTITLED TO NINE VOTES, AND THE PORT ASSOCIATION CLASS IS ENTITLED TO NINE VOTES, REGARDLESS OF THE NUMBER OF MEMBERS WITHIN EACH CLASS. EACH CLASS MUST CAST ALL MEMBERSHIP VOTES ALLOCATED TO THEM TO AMOUNT TO A TOTAL OF THIRTY-SEVEN MEMBERSHIP VOTES. FORM 990, PART VI, SECTION A, LINE 7A USMX'S MEMBERS ARE ENTITLED, AS PART OF THEIR MEMBERSHIP, TO ELECT INDIVIDUALS TO THE USMX BOARD OF DIRECTORS. THE CARRIER CLASS IS ALLOWED TO ELECT SEVEN CARRIER DIRECTORS. THE DIRECT EMPLOYER CLASS IS ALLOWED TO ELECT THREE DIRECT EMPLOYER DIRECTORS. THE PORT ASSOCIATION CLASS IS ALLOWED TO ELECT THREE PORT ASSOCIATION DIRECTORS. FORM 990, PART VI, SECTION A, LINE 9: DAVID F. ADAM, CHAIRMAN AND CEO, LIZBETH MONICA, CORPORATE SECRETARY, AND JOSEPH WEEKS, DIR., SFTY/TRAINING, CFS & LABOR RELATIONS ALL OCCUPY OFFICES AT WORLD HOUSTON PLACE, 9219 KATY FREEWAY, SUITE 291, HOUSTON TEXAS, 77024. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 WAS PREPARED BY AN INDEPENDENT ACCOUNTING FIRM IN CONJUNCTION WITH THE ORGANIZATION'S FINANCIAL DEPARTMENT. A COPY OF THE DRAFT FORM 990 IS SHARED WITH OUR ATTORNEYS FOR ACCURACY AND FORWARDED TO THE CHAIRMAN/CEO PRIOR TO ITS FILING. THE ORGANIZATION DOES NOT FORMALLY DISTRIBUTE A COPY OF THE FORM 990 TO THE FULL BOARD, BUT MAKES IT AVAILABLE SHOULD ANY BOARD MEMBER REQUEST TO VIEW IT. FORM 990, PART VI, SECTION B, LINE 12 THE ORGANIZATION DOES NOT HAVE A FORMAL PROCESS IN PLACE TO ANNUALLY MONITOR CONFLICTS OF INTEREST AS IT IS VERY UNLIKELY THAT ANY OF THE OFFICERS, DIRECTORS OR EMPLOYEES WOULD TRANSACT PERSONAL BUSINESS WITHIN THE NICHE MARITIME INDUSTRY. IN THE UNLIKELY EVENT A CONFLICT WERE TO ARISE, EMPLOYEES OF THE ORGANIZATION ARE EXPECTED TO SELF-DISCLOSE THOSE CONFLICTS TO USMX MANAGEMENT. FORM 990, PART VI, SECTION B, LINE 15 WHEN AN EXECUTIVE OR KEY EMPLOYEE POSITION IS BEING CONSIDERED FOR HIRE, A COMPENSATION COMMITTEE IS ESTABLISHED WITH THE RESPONSIBILITY TO ENSURE THAT THE CANDIDATE IS WITHIN THE PROPER SALARY RANGE AND POSSESSES THE SKILLS NECESSARY TO PERFORM AT A HIGH LEVEL. THE COMPENSATION COMMITTEE REVIEWS AND APPROVES ALL OFFICER AND KEY EMPLOYEE ANNUAL COMPENSATION WITHOUT ANY CONFLICT OF INTEREST WITH RESPECT TO THAT COMPENSATION. THE COMMITTEE USED COMPARABLE COMPENSATION DATA FOR SIMILARLY QUALIFIED PEOPLE IN FUNCTIONALLY COMPARABLE POSITIONS AT SIMILAR ORGANIZATIONS. FORM 990, PART VI, SECTION C, LINE 19 USMX MAKES ITS FORM 990 AVAILABLE TO THE PUBLIC BY RETAINING A COPY AT ITS PLACE OF BUSINESS; A COPY IS, LIKEWISE, PUBLISHED ON THE INTERNET AT WWW.GUIDESTAR.ORG. THE FINANCIAL STATEMENTS WILL BE PROVIDED, UPON REQUEST, TO ANY INTERESTED PARTY. THE GOVERNING DOCUMENTS AND CONFLICTS OF INTEREST POLICY ARE DISTRIBUTED INTERNALLY AND ARE NOT ORDINARILY MADE AVAILABLE TO THE PUBLIC. FORM 990, PART XI, LINE 9: POSTRETIREMENT BENEFIT CHANGES OTHER THAN NET PERIODIC BENEFITS COSTS 337,884. CHANGE IN EQUITY VALUATION OF SUBSIDIARY -499,798. CCC SERVICE CORPORATION 125 CHUBB AVENUE SUITE 350NB LYNDHURST NJ 07071 043645006 TECHNICAL SOLUTIONS, FINANCIAL SERVICES AND SUPPORT TO USMX NJ 501(C)(6) USMX 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 0 0 0 CCC SERVICE CORPORATION M 600000 FMV CCC SERVICE CORPORATION P 600000 FMV