2023-11-14T16:56:31-06:00 2022-12-31 910189318 MOSS ADAMS LLP 4747 EXECUTIVE DR SUITE 1300 SAN DIEGO CA 92121 990 2022-01-01 943363675 TOMPKINS CONSERVATION TOMP 4152299339 PO BOX 29209 SAN FRANCISCO CA 941290209 ESTHER LI VICE PRESIDENT 4152299339 2023-11-11 1 ESTHER LI 999009999 1 PATRICIA J MAYER P00188643 4159561500 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z KRISTINE M TOMPKINS PO BOX 29290 SAN FRANCISCO CA 94129 13222831 0 X WWW.TOMPKINSCONSERVATION.ORG X 2000 CA TOMPKINS CONSERVATION IS DEDICATED TO PROTECTING AND RESTORING WILDLAND ECOSYSTEMS AND BIODIVERSITY. 9 8 13 8 0 0 15944918 5407255 0 0 5356521 -20826914 44653 31312 21346092 -15388347 38984893 6015696 0 0 2841837 2466093 0 0 162776 1293210 683482 43119940 9165271 -21773848 -24553618 101073134 75373596 1000000 0 100073134 75373596 X SEE SCHEDULE OTOMPKINS CONSERVATION IS DEDICATED TO PROTECTING AND RESTORING WILDLAND ECOSYSTEMS AND BIODIVERSITY IN CHILE, ARGENTINA AND THE UNITED STATES. AS A NONPROFIT ORGANIZATION, TOMPKINS CONSERVATION'S GOAL IS TO PRESERVE INTACT ECOSYSTEMS, TO SUPPORT ACQUISITION AND PROTECTION OF PRIVATELY OWNED WILDLANDS, AND ULTIMATELY TO RETURN ITS LANDHOLDINGS TO THE PUBLIC DOMAIN FOR PERMANENT PROTECTION IN THE FORM OF NATIONAL PARKS OR RESERVES. 0 0 4944168 4910509 SEE SCHEDULE OTOMPKINS CONSERVATION CONTINUES TO SUPPORT THE EXPANSION OF PROTECTED AREAS ON LAND AND SEA. GRANTS WERE MADE TO SUPPORT THE LAND PURCHASES THAT ARE KEY TO THE REWILDING PROGRAM IN ARGENTINA AND CHILE. 1147846 1105187 SEE SCHEDULE OALONG WITH PROTECTING HABITAT, TOMPKINS CONSERVATION SUPPORTS THE REWILDING PROGRAMS IN CHILE AND ARGENTINA THAT ARE HELPING DIMINISHED WILDLIFE POPULATIONS RETURN TO ABUNDANCE, AND REINTRODUCING MISSING NATIVE SPECIES TO REASSEMBLE WHOLE AND HEALTHY NATURAL COMMUNITIES. 35571 SEE SCHEDULE ODISTRIBUTION OF BOOKS AS TOOLS TO EDUCATE THE GENERAL PUBLIC ON VARIOUS ENVIRONMENTAL ISSUES AND TO EDUCATE THE GENERAL PUBLIC ON THE CREATION OF NATIONAL PARKS AS A WAY TO PRESERVE ECOSYSTEMS AND A RECOVERY PROCESS OF THREATENED SPECIES. 6127585 1 1 0 1 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 1 1 1 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 1 24 0 1 13 1 0 1 CI 0 0 0 0 0 0 0 0 0 0 X 9 8 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 0 0 0 AL AK AZ AR CA CO CT DC DE FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NM NY NC ND OH OK OR NJ PA RI SC SD TN TX UT VT VA WA WV WI WY GU PR X ESTHER LI 4152299339 PO BOX 29209 SAN FRANCISCO CA 94129 X DEBRA B RYKER SECRETARY/TREASURER/VICE PRESIDENT 32.00 X X 572728 0 0 KRISTINE M TOMPKINS PRESIDENT 40.00 X X 0 0 0 QUINCEY T IMHOFF BOARD MEMBER 0.30 X X 0 0 0 PETER BUCKLEY BOARD MEMBER 0.30 X 0 0 0 MALINDA CHOUINARD BOARD MEMBER 0.30 X 0 0 0 YVON CHOUINARD BOARD MEMBER 0.30 X 0 0 0 RICK RIDGEWAY BOARD MEMBER 0.30 X 0 0 0 THOMAS BUTLER BOARD MEMBER 0.30 X 0 0 0 JIB ELLISON BOARD MEMBER 0.30 X 0 0 0 ESTHER LI VICE PRESIDENT 32.00 X 289109 0 54692 TIMOTHY MACK VP OF FINANCE AND OPERATIONS 40.00 X 181110 0 50491 NICOLE PERMAN CHIEF OF STAFF 40.00 X 127635 0 25617 CAROLYN MCCARTHY GLOBAL COMMUNICATIONS DIRECTOR 40.00 X 118371 0 23449 HUI X LI ACCOUNTANT 40.00 X 139977 0 16018 NEIL LI ACCOUNTANT 40.00 X 131894 0 15911 1560824 0 186178 7 0 1 0 0 X 5407255 5407255 225450 225450 7232484 326330 6832758 21778420 399726 -21452090 -21052364 -21052364 OTHER REVENUE 561000 31312 31312 31312 -15388347 0 0 -20795602 100354 100354 5915342 5915342 1148129 1148129 871980 787297 84683 12617 10084 2533 324318 271351 52967 109049 102365 6684 102068 87467 14601 66030 66030 48908 48908 1494 1494 24822 24822 20096 20096 61606 61606 86559 86559 86151 86151 42528 33837 7383 1308 20419 20419 PROGRAM RELATED EXPENSE 78052 78052 OUTSIDE SERVICES 20542 20542 STORAGE RENTAL 8838 8838 OTHER TAXES 7259 7259 8110 8110 9165271 6127585 2874910 162776 500 498 4566468 2401158 255339 23740 321701 231599 12781504 10792287 2406615 1899003 79641694 59849901 13109 13934 1341543 185216 101073134 75373596 1000000 0 1000000 0 X 94760211 68684645 5312923 6688951 100073134 75373596 101073134 75373596 -24553618 -145920 0 X 1 X 0 1 0 X 8646807 12838924 5077352 15944918 5407255 47915256 8646807 12838924 5077352 15944918 5407255 47915256 27231119 20684137 15433 735249 293611 266956 225450 1536699 62089 251 43846 31312 137498 49589453 0.41710 0.44920 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2019 AMOUNT: $ 62,089. 2020 AMOUNT: $ 251. 2021 AMOUNT: $ 43,846. 2022 AMOUNT: $ 31,312. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 213390 213390 41949 23740 18209 231599 CONSERVACION PATAGONICA CHILE. S.A. 57821179 C PUERTO VARAS LLC 2028722 C 59849901 X PART X, LINE 2: TC IS RECOGNIZED BY THE INTERNAL REVENUE SERVICE AS A TAX-EXEMPT ORGANIZATION UNDER SECTIONS 501(C)(3) AND 509(A)(1) OF THE INTERNAL REVENUE CODE (IRC) AND SECTION 23701(D) OF THE STATE OF CALIFORNIA REVENUE AND TAXATION CODE. TC EVALUATES UNCERTAIN TAX POSITIONS, WHEREBY THE EFFECT OF THE UNCERTAINTY WOULD BE RECORDED IF THE OUTCOME WAS CONSIDERED PROBABLE AND REASONABLY ESTIMABLE. TC INITIALLY RECOGNIZES THE CONSOLIDATED FINANCIAL STATEMENT EFFECTS OF A TAX POSITION WHEN IT IS MORE-LIKELY-THAN-NOT, BASED ON THE TECHNICAL MERITS, THAT THE POSITION WILL BE SUSTAINED UPON EXAMINATION. THE TERM "MORE-LIKELY-THAN-NOT" MEANS A LIKELIHOOD OF MORE THAN 50%; THE TERMS "EXAMINED AND "UPON EXAMINATION" ALSO INCLUDE RESOLUTION OF THE RELATED APPEALS OR LITIGATION PROCESSES, IF ANY. THE MORE-LIKELY-THAN-NOT RECOGNITION THRESHOLD IS A POSITIVE ASSERTION THAT AN ENTITY BELIEVES IT IS ENTITLED TO THE ECONOMIC BENEFITS ASSOCIATED WITH A TAX POSITION. THE DETERMINATION OF WHETHER OR NOT A TAX POSITION HAS MET THE MORE-LIKELY-THAN-NOT RECOGNITION THRESHOLD SHALL CONSIDER THE FACTS, CIRCUMSTANCES, AND INFORMATION AVAILABLE AT THE REPORTING DATE. THE LEVEL OF EVIDENCE THAT IS NECESSARY AND APPROPRIATE TO SUPPORT AN ENTITY'S ASSESSMENT OF THE TECHNICAL MERITS OF A TAX POSITION IS A MATTER OF JUDGMENT THAT DEPENDS ON ALL AVAILABLE INFORMATION. TC HAD NO UNRECOGNIZED TAX BENEFITS AT DECEMBER 31, 2022. 0 SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, 0 0 INVESTMENT 60359371 0 0 0 0 0 0 60359371 0 60359371 SOUTH AMERICA GENERAL SUPPORT (ALLOCATION GS 10.2021 TO 12.2021) 21098 WIRE TRANSFER 0 SOUTH AMERICA GENERAL SUPPORT (ALLOCATION GS 01.2022 TO 06.2022) 98910 WIRE TRANSFER 0 SOUTH AMERICA PATAGONIA AZUL (GRUBB) 25000 WIRE TRANSFER 0 SOUTH AMERICA IBERA WILDFIRE SUPPORT 300000 WIRE TRANSFER 0 SOUTH AMERICA LA IBERICA LAND ACQUISITION 3002861 WIRE TRANSFER 0 SOUTH AMERICA LA IBERICA LAND ACQUISITION 2000000 WIRE TRANSFER 0 SOUTH AMERICA GENERAL SUPPORT (ALLOCATION GS 10.2021 TO 12.2021) 50653 WIRE TRANSFER 0 SOUTH AMERICA PNP REWILDING PROGRAM 150000 WIRE TRANSFER 0 SOUTH AMERICA GENERAL SUPPORT 57100 WIRE TRANSFER 0 SOUTH AMERICA CAPE FROWARD PROPERTY ACQUISITION EXPENSES INCURRED IN 2021 34597 WIRE TRANSFER 0 SOUTH AMERICA COMMUNITY OUTREACH/FRIENDS OF PARKS PROGRAM 12500 WIRE TRANSFER 0 SOUTH AMERICA HUEMUL CORRIDOR INITATIVES 16045 WIRE TRANSFER 0 SOUTH AMERICA COMMUNITY PROGRAMS (AMIGOS DE LOS PARQUES) 92350 WIRE TRANSFER 0 SOUTH AMERICA GENERAL SUPPORT (ALLOCATION GS 01.2022 TO 06.2022) 98910 WIRE TRANSFER 0 SOUTH AMERICA OPERATIONAL COSTS FOR THE CREATION OF CAPE FROWARD NATIONAL PARK 43191 WIRE TRANSFER 0 4 1 0 0 1 0 0 0 PART I, LINE 2: ANNUAL GRANT EXPENDITURE REPORTS ARE SUBMITTED FOR REVIEW. PART I, LINE 3: EXPENDITURES REPORTED ABOVE ARE ACCOUNTED FOR ON THE CASH BASIS METHOD OF ACCOUNTING. PART III ACCOUNTING METHOD: 1 MARIN COMMUNITY FOUNDATION 5 HAMILTON LANDING SUITE 200 NOVATO CA 94949 943007979 501(C)(3) 100354 0 SUPPORT EFFORTS TO PROMOTE WILDERNESS PROTECTION AND RECOVERY, BIODIVERSITY CONSERVATION, AND ECOLOGICAL RESTORATION. 1 0 PART I, LINE 2: GRANTS ARE AWARDED BY THE BOARD OF DIRECTORS AND THE ACCOUNTING DEPARTMENT VERIFIES GRANTEE STATUS AND USE OF GRANTS. 0 0 0 0 0 0 0 0 0 DEBRA B RYKER SECRETARY/TREASURER/VICE PRESIDENT 572728 0 0 0 0 0 0 0 0 0 572728 0 0 0 ESTHER LI VICE PRESIDENT 289109 0 0 0 0 0 6669 0 48023 0 343801 0 0 0 TIMOTHY MACK VP OF FINANCE AND OPERATIONS 181110 0 0 0 0 0 4178 0 46313 0 231601 0 0 0 HUI X LI ACCOUNTANT 37184 0 0 0 102793 0 1116 0 14902 0 155995 0 0 0 NICOLE PERMAN CHIEF OF STAFF 127635 0 0 0 0 0 2876 0 22741 0 153252 0 0 0 FORM 990, PART VI, SECTION A, LINE 2 ONE OF THE DIRECTORS IS AN EMPLOYEE OF A BUSINESS OWNED BY TWO OF THE DIRECTORS WHO ARE HUSBAND AND WIFE. FORM 990, PART VI, SECTION B, LINE 11B THE BOARD REVIEWS DRAFT OF THE FORM 990 AND PROVIDES ANY COMMENTS OR CHANGES BEFORE FORM 990 IS FILED. FORM 990, PART VI, SECTION B, LINE 12C A POTENTIAL CONFLICT OF INTEREST ARISES WHENEVER THE ORGANIZATION CONTEMPLATES A DECISION INVOLVING A VENDOR, CONSULTANT, OR GRANTEE WITH WHICH A DIRECTOR OR EMPLOYEE IS AFFILIATED. AFFILIATION MEANS THE CLOSE INVOLVEMENT WITH A VENDOR, CONSULTANT, OR GRANTEE ON THE PART OF (A) A DIRECTOR OR OFFICER OF THE ORGANIZATION, (B) AN EMPLOYEE OF THE ORGANIZATION, OR (C) THE SPOUSE OR EQUIVALENT, PARENTS, OR CHILDREN OF A DIRECTOR, OFFICER, OR EMPLOYEE. AFFILIATION INCLUDES, BUT IS NOT LIMITED TO: (1) DOING BUSINESS AS A DIRECTOR, OFFICER, EMPLOYEE, OR CONSULTANT TO THE GRANTEE, CONSULTANT, OR VENDOR; (2) DOING BUSINESS WITH THE GRANTEE, CONSULTANT OR VENDOR; OR (3) OWNING AN INTEREST IN SUCH CONSULTING FIRM OR VENDOR.TO FACILITATE THE DISCLOSURE OF AFFILIATIONS, EACH DIRECTOR AND EMPLOYEE COMPLETE AND PROVIDE TO THE SECRETARY OF THE ORGANIZATION, AN AFFILIATED PARTY DISCLOSURE FORM BY JANUARY 31 OF EACH YEAR. AN INDIVIDUAL WHO JOINS THE ORGANIZATION AS A DIRECTOR OR EMPLOYEE AFTER JANUARY 31 SHALL SUBMIT A COMPLETE AFFILIATED PARTY DISCLOSURE FORM TO THE SECRETARY WITHIN ONE WEEK OF ASSUMING THAT POSITION. AN EMPLOYEE WHO IS AFFILIATED WITH A PROSPECTIVE VENDOR, CONSULTANT, OR GRANTEE SHALL ABSTAIN FROM PARTICIPATING IN ANY DECISION INVOLVING THAT VENDOR, CONSULTANT, OR GRANTEE. A DIRECTOR WHO IS AFFILIATED WITH A PROSPECTIVE VENDOR, CONSULTANT OR GRANTEE SHALL ABSTAIN FROM VOTING WITH REGARD TO ANY TRANSACTION BETWEEN THE ORGANIZATION AND THAT PERSON. UNLESS THE BOARD OF DIRECTORS DECIDES OTHERWISE, HOWEVER, A DIRECTOR WHO HAS DISCLOSED SUCH AFFILIATION IS NOT REQUIRED TO LEAVE THE BOARD ROOM OR TO REFRAIN FROM PARTICIPATING IN ANY BOARD DISCUSSION CONCERNING THE PROSPECTIVE VENDOR, CONSULTANT, OR GRANTEE. THE ORGANIZATION MAY ENGAGE IN A TRANSACTION TO AWARD FUNDS OR TO CONTRACT WITH A GRANTEE, CONSULTANT, OR VENDOR WITH WHOM A DIRECTOR OR EMPLOYEE IS AFFILIATED, ONLY IF THE FOLLOWING CONDITIONS ARE MET PRIOR TO THE TRANSACTION: (A) THE AFFILIATED PERSON SHALL DISCLOSE TO THE BOARD OF DIRECTORS ALL MATERIAL FACTS CONCERNING THE AFFILIATION; (B) THE AFFILIATED PERSON, MEMBERS OF THE PERSON'S FAMILY, AND BUSINESS ENTERPRISES OF THE AFFILIATED PERSON DO NOT HAVE AN INTEREST IN THE PROPOSED TRANSACTION WHICH CONSTITUTES DIRECT OR INDIRECT SELF-DEALING UNDER IRC SECTION 4941; (C) THE BOARD OF DIRECTORS SHALL REVIEW THE MATERIAL FACTS. THE TRANSACTION MAY BE APPROVED ONLY IF A MAJORITY OF THE DIRECTORS, NOT COUNTING THE VOTE OF ANY DIRECTOR WHO IS AN AFFILIATED PERSON WITH REGARD TO THIS TRANSACTION, CONCLUDES THAT: (1) THE PROPOSED TRANSACTION IS FAIR AND REASONABLE TO THE ORGANIZATION; (2) THE ORGANIZATION PROPOSES TO ENGAGE IN THIS TRANSACTION FOR ITS OWN PURPOSES AND BENEFITS, AND NOT FOR THE BENEFIT OF THE AFFILIATED PERSON; (3) THE PROPOSED TRANSACTION IS THE MOST BENEFICIAL ARRANGEMENT WHICH THE ORGANIZATION COULD OBTAIN IN THE CIRCUMSTANCES WITH REASONABLE EFFORT; AND (4) THE PROPOSED TRANSACTION DOES NOT CONSTITUTE DIRECT OR INDIRECT SELF-DEALING UNDER IRC SECTION 4941. IF A DIRECTOR OR AN EMPLOYEE OWNS AN INTEREST IN A CONSULTING FIRM OR VENDOR AND THE ORGANIZATION INTENDS TO ENGAGE IN A TRANSACTION WITH THE CONSULTING FIRM OR VENDOR, THE ORGANIZATION MAY CONDITION SUCH TRANSACTION ON THE DIVESTITURE BY THE DIRECTOR OR EMPLOYEE OF THEIR OWNERSHIP INTEREST. FORM 990, PART VI, SECTION C, LINE 19 THE COMPILED FINANCIAL STATEMENTS, GOVERNING/ORGANIZING DOCUMENTS, AND CONFLICT OF INTEREST POLICY ARE ALL AVAILABLE UPON REQUEST AND CAN BE EMAILED OR MAILED TO REQUESTOR. FORM 990, PART VII, SECTION A SUPPLEMENTAL INFORMATION: ONE OF THE BOARD MEMBERS WAS COMPENSATED FOR HER SERVICES AS AN EMPLOYEE OF THE ORGANIZATION. FORM 990, PART VIII, LINE 7C: LOSS ON INVESTMENT OF $21,452,090 RELATES TO PROGRAM RELATED INVESTMENT EMPRESAS VERDES CHILE. CONSERVACION PATAGONICA LLC 1606 UNION STREET SAN FRANCISCO CA 94123 OWNS INTEREST IN CONSERVACION PATAGONICA CHILE S.A. DE 282221 296077 TOMPKINS CONSERVATION SUR AIKE LLC 1606 UNION STREET SAN FRANCISCO CA 94123 OWNS INTEREST IN CONSERVACION PATAGONICA CHILE S.A. DE 0 3 TOMPKINS CONSERVATION EMPRESAS VERDES LLC 1606 UNION STREET SAN FRANCISCO CA 94123 OWNER OF CHILEAN BRANCH DE 0 0 TOMPKINS CONSERVATION PUERTO VARAS LLC 1606 UNION STREET SAN FRANCISCO CA 94123 OWNS REAL ESTATE IN CHILE DE 17406 2092659 TOMPKINS CONSERVATION CONSERVACION PATAGONICA CHILE SA KLENNER 299 PUERTO VARAS X CI MAINTAIN THE PRESERVATION & CONSERVATION OF LAND & SPECIES IN CHILE CI TOMPKINS CONSERVATION C 42006 296080 1.00000 1 EMPRESAS VERDES LLC CHILE KLENNER 299 PUERTO VARAS X CI IN THE PROCESS OF LIQUIDATION/CLOSING OPERATIONS CI TOMPKINS CONSERVATION C 1.00000 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0