2023-11-06T06:43:00-06:00 2022-12-31 BDO USA 8401 GREENSBORO DRIVE 800 MCLEAN VA 22102 990 2022-01-01 530240474 American Speech-Language-Hearing Association % YVONNE KANKAM-BOADU AMER 3012965700 2200 RESEARCH BOULEVARD ROCKVILLE MD 208503289 Vicki R Deal-Williams CAE CEO 7038930600 2023-11-03 true Vicki R Deal-Williams CAE 999009999 Marc Berger P01871563 7038930600 2 2022 2023-04-26 12:10:37Z Vicki R Deal-Williams CAE 2200 RESEARCH BOULEVARD ROCKVILLE MD 208503289 141570229 false X WWW.ASHA.ORG X 1947 KS SEE SCHEDULE O 16 16 328 1480 1364317 0 466788 604042 62562051 65892747 6842828 554212 1079350 1013400 70951017 68064401 1647599 1730452 0 0 41415745 42912579 0 0 0 18973603 20723644 62036947 65366675 8914070 2697726 175159484 164023343 79217568 69976813 95941916 94046530 X THE PROFESSIONAL, SCIENTIFIC, AND CREDENTIALING ASSOCIATION FOR CLINICAL AND RESEARCH BASED AUDIOLOGISTS AND SPEECH-LANGUAGE PATHOLOGISTS. EMPOWERING AND SUPPORTING SPEECH-LANGUAGE PATHOLOGISTS, AUDIOLOGISTS, AND SPEECH, LANGUAGE, AND HEARING SCIENTISTS BY: ADVOCATING ON BEHALF OF PERSONS WITH COMMUNICATION AND RELATED DISORDERS, ADVANCING COMMUNICATION SCIENCE, AND PROMOTING EFFECTIVE HUMAN COMMUNICATION. false false AS THE PROFESSIONAL, SCIENTIFIC, AND CREDENTIALING ASSOCIATION FOR 228,000 MEMBERS AND AFFILIATES WHO ARE SPEECH-LANGUAGE PATHOLOGISTS, AUDIOLOGISTS, SPEECH, LANGUAGE, AND HEARING SCIENTISTS, AUDIOLOGY AND SPEECH-LANGUAGE PATHOLOGY SUPPORT PERSONNEL, AND STUDENTS IN THE UNITED STATES AND INTERNATIONALLY, ASHA PROMOTES THE INDIVIDUAL AND COLLECTIVE PROFESSIONAL INTERESTS OF THE MEMBERS OF THE ASSOCIATION AND STIMULATES EXCHANGE OF INFORMATION AMONG PERSONS AND ORGANIZATIONS ENGAGED IN THE ACADEMIC AND CLINICAL DISCIPLINE OF HUMAN COMMUNICATION SCIENCES. ASHA ENCOURAGES BASIC SCIENTIFIC STUDY OF THE PROCESS OF INDIVIDUAL HUMAN COMMUNICATION WITH SPECIAL REFERENCE TO SPEECH, LANGUAGE, AND HEARING, PROMOTES APPROPRIATE ACADEMIC AND CLINICAL PREPARATION OF INDIVIDUALS ENTERING THE PROFESSION AND PROVIDES MAINTENANCE OF CURRENT KNOWLEDGE AND SKILLS OF THOSE WITHIN THE DISCIPLINE BY OFFERING PROFESSIONAL PUBLICATIONS (A YEAR ROUND NEWSLETTER AND 4 PERIODICAL JOURNALS), CONTINUING EDUCATION PROGRAMS AND PRODUCTS TO ITS MEMBERS. ASHA ADVOCATES ON BEHALF OF PERSONS WITH COMMUNICATION AND RELATED DISORDERS. IT PROMOTES INVESTIGATION AND PREVENTION OF DISORDERS OF HUMAN COMMUNICATION AND FOSTERS IMPROVEMENTS OF CLINICAL SERVICES AND PROCEDURES CONCERNING SUCH DISORDERS. false true true true false false false false false true false false false true true false true false false false false false false false false false true true true false false false false false false false false false false true true true true false true 427 0 true 328 true true true false false false true true false false false X 16 16 false false false false true true false true true false false true true true true true true true true false X YVONNE KANKAM-BOADU 3012968648 2200 RESEARCH BOULEVARD ROCKVILLE MD 208503289 X ARLENE A PIETRANTON FORMER CEO (1/1/22 - 3/7/22) 0.0 0.0 X 662926 0 -5410 VICKI DEAL-WILLIAMS CEO 60.0 0.0 X 470089 0 116054 MICHELLE FERKETIC DIR, SPEC. INT. GRP 47.5 0.0 X 226887 0 288536 KYLE VICKERS CHIEF STAFF OFF - OPERATIONS 53.0 2.0 X 378084 0 38572 LEMMIETTA MCNEILLY CHIEF STAFF OFF - SLP 60.0 0.0 X 310441 0 62322 MARGARET ROGERS CHIEF STAFF OFF - SCI & RSRCH 55.0 0.0 X 324227 0 47570 DONNA SMILEY Chief Staff Off - Aud 55.0 0.0 X 289036 0 56338 YVONNE KANKAM-BOADU Chief Financial Officer 50.0 4.0 X 261490 0 61049 JEFF REGAN DIR, GOV. AFFAIRS & PP 50.0 2.0 X 251430 0 54588 TORI LIU Chief Information Officer 60.0 0.0 X 221537 0 59239 JANET MCNICHOL Chief HUMAN RESOURCES Officer 45.0 0.0 X 212335 0 65875 SELENA RAMKEESOON Chief Staff Off for Comm 60.0 0.0 X 233073 0 25075 MEGAN-BRETTE HAMILTON Chief Staff Off - Multiculture 60.0 0.0 X 189023 0 17324 Judy Rich PRESIDENT 10.0 0.1 X 0 0 0 Robert M Augustine President Elect 10.0 0.1 X 0 0 0 A Lynn Williams Past President 10.0 0.1 X 0 0 0 Julie A Honaker VP of Academic Affairs - Audio 10.0 0.1 X 0 0 0 Elizabeth C Walker BOARD MEMBER 10.0 0.0 X 0 0 0 Barbara Goodson Board Member - SLP 10.0 0.1 X 0 0 0 Barbara Rodriguez VP Academic Affairs - SLP 10.0 0.1 X 0 0 0 Janice R Trent VP - Audiology Practice 10.0 0.0 X 0 0 0 Ann B Mayfield-Clarke VP for Finance 10.0 0.0 X 0 0 0 Deborah Ross Swain VP - Govt Rel & Public Policy 10.0 0.0 X 0 0 0 Doanne L Ward-Williams VP Govt Affairs & Public Pol. 10.0 0.0 X 0 0 0 Craig Edward Coleman VP for Planning 10.0 0.0 X 0 0 0 Sumitrajit Dhar VP for Science & Research 10.0 0.0 X 0 0 0 Linda I Rosa-Lugo VP for SLP Pathology Practice 10.0 0.0 X 0 0 0 Valeria R Matlock VP, Standards & Ethics in Aud 10.0 0.0 X 0 0 0 Sharon E Moss VP for Standards Ethics SLP 10.0 0.0 X 0 0 0 Kia N Johnson NSSLHA National Advisor 1.0 10.0 X 0 0 0 Marty Moore Board Member 10.0 0.0 X 0 0 0 4030578 0 887132 111 true true false Home Front Communications 1201 New York Avenue NW WASHINGTON DC 20005 Communications 849059 Willwork Global Event Services 23 Norfolk Avenue Suite A SOUTH EASTON MA 02375 Event Services 377663 MOST Investments 2500 Wilson BOULEVARD Suite 200 ARLINGTON VA 22201 Software development 275365 Pioneer 12435 Park Potomac Avenue Suite 20 POTOMAC MD 20854 Cleaning 263274 Origin Editorial LLC PO Box 7714 BROOMFIELD CO 80021 Editorial Services 250290 15 39900 564142 604042 DUES 900099 47443937 47443937 CONTINUING EDUCATION 900099 4801107 4801107 SUBSCRIPTION AND PUBLICATIONS 900099 4134295 4134295 CONVENTION 541800 4331569 4331569 ADVERTISING 900099 1340167 1340167 3841672 3841672 65892747 1607706 1607706 0 573185 573185 590009 622443 -32434 0 -32434 -32434 71829891 72883385 -1053494 -1053494 -1053494 0 0 0 0 0 0 0 0 0 REVENUE FROM FINANCIAL SERVICES 900099 24150 24150 OTHER REVENUE 900099 448499 448499 472649 68064401 65001079 1364317 1094963 1525707 204745 0 0 3169496 0 31535875 1427565 4273262 2506381 0 155683 150906 156000 0 307674 4359213 0 3031948 3387427 0 611907 783068 0 3063266 222844 0 2498985 242889 PUBLICATIONS 1412915 EMPLOYMENT COSTS 173437 CAA SITE VISIT 135857 SERVICES PROVIDED TO NSSLHA 29375 250 65366675 61412903 62546756 0 0 19943 39900 633349 596275 0 0 0 0 0 0 42042 46182 614942 513731 70696050 34223694 37881477 36472356 73450107 62714982 0 0 0 0 0 0 1104721 1093161 175159484 164023343 8337995 8266657 0 0 43936542 43576293 0 0 0 0 0 0 0 0 0 0 26943031 18133863 79217568 69976813 X 95941916 94046530 0 0 95941916 94046530 175159484 164023343 X 2697726 -10945835 6352723 X false true X true false RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED true ASHA PAC 2200 Research Blvd ROCKVILLE MD 20850 521515473 78000 false false true 47718140 1052965 167642 1220607 1908726 -688119 POLITICAL CONTRIBUTIONS SCHEDULE C, PART I-C, LINE 5E: ASHA ACTS AS A CONDUIT AND COLLECTS DONATIONS FOR ASHA PAC FROM ITS MEMBERS. ASHA IMMEDIATELY TRANSFERS THE COLLECTED MONIES TO ASHA PAC. 7834684 7834684 37564856 14262915 23301941 1819340 1750084 69256 23181148 18210695 4970453 296022 296022 36472356 0 POST RETIREMENT INSURANCE PAYABLE 6136994 PENSION LIABILITY 5861515 PAYABLE TO AFFILIATES 5201547 SELF-INSURED MEDICAL PLAN 592100 INTEREST RATE SWAP 337227 MORTGAGE INTEREST PAYABLE 4480 18133863 X LIABILITY FOR UNCERTAIN TAX POSITIONS (ASC 740): SCHEDULE D, PART X, LINE 2: ASHA IS EXEMPT FROM FEDERAL INCOME TAX UNDER SECTION 501(C)(6) OF THE INTERNAL REVENUE CODE (IRC), THOUGH IT IS SUBJECT TO TAX ON INCOME UNRELATED TO ITS EXEMPT PURPOSE, UNLESS THAT INCOME IS OTHERWISE EXCLUDED FROM THE CODE. ADDITIONALLY, ASHA HAS BEEN CLASSIFIED AS AN ORGANIZATION THAT IS NOT A PRIVATE FOUNDATION. FOR THE YEAR ENDED DECEMBER 31, 2022, ASHA REPORTED UNRELATED BUSINESS INCOME TAX, FOR FEDERAL AND STATE PURPOSES, WHICH IS IMMATERIAL FOR FINANCIAL STATEMENT PURPOSES AND IS OFFSET BY NET OPERATIONS IN THE JURISDICTIONS WHERE IT IS REQUIRED TO DO SO. UNDER ASC 740-10, ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, AN ORGANIZATION MUST RECOGNIZE THE TAX BENEFIT ASSOCIATED WITH TAX POSITIONS TAKEN FOR TAX RETURN PURPOSES WHEN IT IS MORE-LIKELY THAN NOT THAT THE POSITION WILL BE SUSTAINED. THE ASSOCIATION DOES NOT BELIEVE THERE ARE ANY MATERIAL UNCERTAIN TAX POSITIONS. ADDITIONALLY, THE ASSOCIATION HAS FILED INTERNAL REVENUE SERVICE FORM 990 TAX RETURNS AS REQUIRED AND ALL APPLICABLE RETURNS IN THOSE JURISDICTIONS WHERE IT IS REQUIRED. THE ASSOCIATION BELIEVES THAT IT IS NO LONGER SUBJECT TO U.S. FEDERAL, STATE AND LOCAL, OR NON-U.S. INCOME TAX EXAMINATIONS BY TAX AUTHORITIES FOR YEAR BEFORE 2019. HOWEVER, THE ASSOCIATION IS STILL OPEN TO EXAMINATIONS BY TAX AUTHORITIES FROM FISCAL YEAR 2019 FORWARD. FOR THE YEAR ENDED DECEMBER 31, 2022, THERE WERE NO INTEREST OR PENALTIES RECORDED IN THE CONSOLIDATED STATEMENT OF ACTIVITIES. true American Speech-Language-Hearing Foundation 2200 Research Blvd Rockville MD 20850 526055761 501(c)(3) 864328 Contribution National Association for Hearing and Speech Action 2200 Research Blvd Rockville MD 20850 530196545 501(c)(3) 350000 Contribution National Student Speech Language Hearing Associati 2200 Research Blvd Rockville MD 20850 520976011 501(c)(3) 100000 Contribution University of Southern California 1537 Norfolk St Los Angeles CA 90033 951642394 501(c)(6) 13600 Multiculture University of North Texas 1155 Union Circle Denton TX 76203 756002149 501(c)(6) 10700 Multiculture Syracuse University 640 Skytop Rd Room 140 Syracuse NY 13244 150532081 501(c)(6) 10000 Multiculture Colorado Speech Language Hearing Assoc 700 McKnight Park Dr Pittsburgh PA 15237 840745204 501(c)(6) 7500 STATE ASSOCIATION & STUDENT ADVOCACY Montana SLHA 4206 Cedarwood Lane Billings MT 59106 810391969 501(c)(3) 6750 STATE ASSOCIATION & STUDENT ADVOCACY Wisconsin Speech-Language-Pathology 563 Carter Court Kimberly WI 54316 203149613 501(c)(3) 6750 STATE ASSOCIATION & STUDENT ADVOCACY ASAE - Summit Awards Dinner Table 1575 I Street NW Washington DC 20005 521300485 501(c)(3) 6000 Contribution Missouri SLHA 700 McKnight Park Dr Pittsburgh PA 15237 436057313 501(c)(6) 6000 State Association Vermont Speech-Language-Hearing Association 112 Terrace Lane Montpelier VT 05602 030282831 501(c)(6) 5500 STATE ASSOCIATION & STUDENT ADVOCACY 6 6 Convention 297 91460 FMV Registration RESEARCH MENTORING-PAIR TRAVEL AWARD 140 55750 Audiology/Hearing Science Research Travel Award 33 16500 Multiculture (Retaining Underrep Students in CSD) 1 13985 STUDENTS PREPARING FOR ACADEMIC RESEARCH CAREERS 12 12000 Dissemination & Implementation Science Trv Award 4 7000 Interprofessional Faculty Development Institute 3 2400 Student Ethics Essay Award 3 2250 Clinical Practice Research Institute 3 1500 SEALS Championship 3 1500 Media Outreach 4 400 PROCEDURE FOR MONITORING USE OF GRANT FUNDS INSIDE U.S. SCHEDULE I, PART I, LINE 2: FOR GRANTEES SUPPORTED THROUGH ASHA GRANTS, THE PROCEDURES FOR MONITORING USE OF GRANT FUNDS ARE ESTABLISHED ON A PER-GRANT BASIS. APPLICATIONS ARE REVIEWED BY ASHA GRANT ISSUING DEPARTMENTS. ONCE GRANTEES ARE SELECTED, GRANT ACTIVITIES ARE MONITORED THROUGHOUT THE LIFE OF THE GRANT. BUDGETS SUBMITTED WITH THE GRANT APPLICATION, AS WELL AS THROUGHOUT THE LIFE OF THE GRANT, ARE REVIEWED AND UNCLEAR ITEMS ARE QUESTIONED AND CLARIFIED BEFORE FINAL APPROVAL OR REJECTION. GRANTEES TYPICALLY SUBMIT MID-TERM REPORT IN ADDITION TO A YEAR END REPORT REFLECTING PROGRESS MADE, BUDGET, SCOPE, ETC. THE FINAL REPORT IS DUE UPON GRANT PROJECT COMPLETION AND INCLUDES A SUMMARY OF ALL APPROVED CHANGES, AND ANY PRODUCT(S) DEVELOPED USING GRANT FUNDS. SOMETIMES THE FINAL REPORT IS REVIEWED BEFORE FINAL GRAND FUNDING IS DISBURSED. X X X X X false false false ARLENE A PIETRANTON FORMER CEO (1/1/22 - 3/7/22) 90437 0 0 0 572489 0 -13124 0 7714 0 657516 0 0 0 KYLE VICKERS CHIEF STAFF OFF - OPERATIONS 324674 0 10572 0 42838 0 30423 0 8149 0 416656 0 0 0 VICKI DEAL-WILLIAMS CEO 441214 0 0 0 28875 0 78281 0 37773 0 586143 0 0 0 MARGARET ROGERS CHIEF STAFF OFF - SCI & RSRCH 284001 0 10361 0 29865 0 30346 0 17224 0 371797 0 0 0 DONNA SMILEY Chief Staff Off - Aud 257854 0 8051 0 23131 0 24091 0 32247 0 345374 0 0 0 LEMMIETTA MCNEILLY CHIEF STAFF OFF - SLP 272861 0 8546 0 29034 0 28073 0 34249 0 372763 0 0 0 MEGAN-BRETTE HAMILTON Chief Staff Off - Multiculture 179864 0 8600 0 559 0 4569 0 12755 0 206347 0 0 0 SELENA RAMKEESOON Chief Staff Off for Comm 225270 0 6803 0 1000 0 13631 0 11444 0 258148 0 0 0 JEFF REGAN DIR, GOV. AFFAIRS & PP 224715 0 11212 0 15503 0 22736 0 31852 0 306018 0 0 0 JANET MCNICHOL Chief HUMAN RESOURCES Officer 198350 0 10078 0 3907 0 29051 0 36824 0 278210 0 0 0 YVONNE KANKAM-BOADU Chief Financial Officer 228702 0 11548 0 21240 0 23663 0 37386 0 322539 0 0 0 MICHELLE FERKETIC DIR, SPEC. INT. GRP 154499 0 12022 0 60366 0 272780 0 15756 0 515423 0 0 0 TORI LIU Chief Information Officer 167651 0 4521 0 49365 0 19877 0 39362 0 280776 0 0 0 FORM 990, PART VII, COLUMN (F) - OTHER COMPENSATION AND SCHEDULE J, COLUMN (C) - RETIREMENT AND OTHER DEFERRED COMPENSATION ASHA SPONSORS A DEFINED BENEFIT RETIREMENT PLAN COVERING MOST EMPLOYEES WHO WERE HIRED BEFORE JANUARY 1, 2003. FOR ALL OTHER ELIGIBLE EMPLOYEES WHO WERE HIRED ON OR AFTER THAT DATE, THEY PARTICIPATE IN A DEFINED CONTRIBUTION PLAN AND CASH-BALANCE FEATURE WITHIN THE DEFINED BENEFIT PLAN. FOR THOSE HIRED ON OR AFTER JANUARY 1, 2003. THE VALUE REPORTED REPRESENTS THE ACTUAL EMPLOYER CONTRIBUTIONS MADE ON BEHALF OF EACH REPORTED PARTICIPANT IN THE YEAR OF REPORTING. FOR DEFINED BENEFIT PLAN PARTICIPANTS, THE ANNUAL INCREASE IN ACTUARIAL VALUE IS BASED ON THE ACCRUED BENEFIT AND THE ACTUARIAL FACTOR. THE ACCRUED BENEFIT EARNED UNDER THE DEFINED BENEFIT PLAN IS BASED ON A FORMULA INCORPORATING AVERAGE COMPENSATION AND YEARS OF SERVICE FOR EACH PARTICIPANT. THE ACTUARIAL PRESENT VALUE FACTOR IS BASED ON THE ASSUMED DISCOUNT RATE AND MORTALITY TABLE, INCORPORATING THE ACTUAL AGE OF EACH PARTICIPANT. ASHA'S DEFINED BENEFIT PLAN DOES NOT ALLOW FOR A LUMP SUM PAYMENT OPTION. THUS, THE ACTUARIAL PRESENT VALUES REPORTED REPRESENT THE INCREASE IN THE PRESENT VALUE OF ACCRUED BENEFITS PAYABLE OVER THE LIFETIME OF THE PARTICIPANT AND NOT AN INCREASE IN AN ACTUAL CASH PAYOUT. FORM 990, PART VII, COLUMN (B) AND SCH. J OTHER COMPENSATION Arlene Pietranton was employed through 3/7/2022 as the Former CEO of American Speech-Language-Hearing Association and the annual hours she worked during that time period are minimal. Her compensation includes regular hours worked as well as accrued vacation and 457(B) Payouts. ORGANIZATION'S MISSION: FORM 990, PART I, LINE 1 & FORM 990, PART III, LINE 1 ASHA: THE PROFESSIONAL, SCIENTIFIC, AND CREDENTIALING ASSOCIATION FOR CLINICAL AND RESEARCH-BASED AUDIOLOGISTS AND SPEECH-LANGUAGE PATHOLOGISTS. EMPOWERING AND SUPPORTING SPEECH-LANGUAGE PATHOLOGISTS, AUDIOLOGISTS, AND SPEECH, LANGUAGE, AND HEARING SCIENTISTS BY: ADVOCATING ON BEHALF OF PERSONS WITH COMMUNICATION AND RELATED DISORDERS, ADVANCING COMMUNICATION SCIENCE, AND PROMOTING EFFECTIVE HUMAN COMMUNICATION. MEMBERS OR STOCKHOLDERS: FORM 990, PART VI, LINE 6 ASHA IS THE NATIONAL PROFESSIONAL, SCIENTIFIC, AND CREDENTIALING ASSOCIATION FOR 228,000 MEMBERS AND AFFILIATES WHO ARE AUDIOLOGISTS; SPEECH-LANGUAGE PATHOLOGISTS; AND SPEECH, LANGUAGE, AND HEARING SCIENTISTS; AUDIOLOGY AND SPEECH-LANGUAGE PATHOLOGY SUPPORT PERSONNEL; AND STUDENTS. ASHA'S MEMBERSHIP CONSISTS OF THE FOLLOWING: CERTIFIED AUDIOLOGISTS, CERTIFIED SPEECH-LANGUAGE PATHOLOGISTS, AND INDIVIDUALS WITH CERTIFICATION IN PROCESS. MEMBERS OR STOCKHOLDERS WHO MAY ELECT: FORM 990, PART VI, LINE 7A ASHA MEMBERS ELECT ITS BOARD OF DIRECTORS BY VOTING AS FOLLOWS: 1) ASHA MEMBERS WHO ARE CERTIFIED AUDIOLOGISTS VOTE FOR BOARD OF DIRECTORS (BOD) CANDIDATES FOR AUDIOLOGY-DESIGNATED BOD OFFICERS. 2) ASHA MEMBERS WHO ARE CERTIFIED SPEECH-LANGUAGE PATHOLOGISTS VOTE FOR BOD CANDIDATES FOR THE SPEECH-LANGUAGE-PATHOLOGY-DESIGNATED BOD OFFICERS. 3) ASHA'S ENTIRE MEMBERSHIP VOTES FOR NON-PROFESSIONAL SPECIFIC BOD OFFICERS. IN ORDER TO VOTE FOR A VACANT SEAT ON THE ADVISORY COUNCILS, AN INDIVIDUAL MUST BE A MEMBER OF THE PROFESSION FOR WHICH THEY ARE VOTING AND A MEMBER OF THE STATE OR TERRITORY. FORM 990 REVIEW PROCESS: FORM 990, PART VI, LINE 11B ASHA'S FORM 990 IS PREPARED AND REVIEWED, IN DETAIL, BY ITS OUTSIDE ACCOUNTANTS, BDO. A FINAL DRAFT OF FORM 990 WILL BE REVIEWED, IN DETAIL, BY ASHA'S FINANCE STAFF, CHIEF FINANCE OFFICER, CHIEF STAFF OFFICER FOR OPERATIONS, AND CHIEF EXECUTIVE OFFICER BEFORE PRESENTING THE 990 TO THE BOARD OF DIRECTORS PRIOR TO FILING. CONFLICT OF INTEREST POLICY MONITORING & ENFORCEMENT: FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY IS REVIEWED ANNUALLY FOR MEMBERS OF THE BOARD OF DIRECTORS AND ON AN ON-GOING BASIS FOR ALL EMPLOYEES. EACH DIRECTOR AND EMPLOYEE IS EXPECTED TO AVOID ANY ACTION OR INVOLVEMENT THAT WOULD COMPROMISE THE ASSOCIATION. THIS INCLUDES THE FOLLOWING: 1) HAVING A FINANCIAL INTEREST, OR A FAMILY MEMBER WITH A FINANCIAL INTEREST, IN AN OUTSIDE CONCERN FROM WHICH ASHA PURCHASES GOODS OR SERVICES. 2) CONDUCTING BUSINESS ON BEHALF OF ASHA WITH A MEMBER OF THE DIRECTOR'S OR EMPLOYEE'S FAMILY OR A BUSINESS ORGANIZATION IN WHICH THE DIRECTOR OR EMPLOYEE OR A MEMBER OF HIS OR HER FAMILY HAS A SIGNIFICANT INTEREST. IN THE EVENT A VOLUNTEER LEADER WISHES TO PARTAKE IN AN ACTIVITY OR ASSOCIATION THAT WOULD CREATE OR APPEAR TO CREATE A CONFLICT OF INTEREST, THE VOLUNTEER LEADER MUST DISCLOSE THE PROPOSED OUTSIDE ACTIVITY OR ASSOCIATION TO THE CHAIR OF THE BOARD OR COMMITTEE. THE CHAIR SHALL DECIDE WHETHER THE OUTSIDE ACTIVITY OR ASSOCIATION CAN BE ACCOMMODATED IN SUCH A WAY THAT THE CONFLICT OF INTEREST IS AVOIDED WITHOUT RESULTING IN SIGNIFICANT HARDSHIP TO ASHA. THIS MAY INCLUDE REQUIRING THE VOLUNTEER LEADER TO RECUSE HIMSELF OR HERSELF FROM MAKING BUSINESS OR POLICY DECISIONS ON BEHALF OF ASHA THAT ARE RELATED TO OR IN CONFLICT WITH THE OUTSIDE ACTIVITY OR ASSOCIATION AND FROM RECOMMENDING OR PROVIDING INPUT FOR SUCH DECISIONS. IF THE CHAIR DECIDES THAT ASHA IS ABLE TO MAKE AN ACCOMMODATION THAT WOULD ELIMINATE A CONFLICT OF INTEREST WITHOUT IMPOSING SIGNIFICANT HARDSHIP ON THE ORGANIZATION, AND IF THE VOLUNTEER LEADER IS AGREEABLE TO IT, THE VOLUNTEER LEADER MAY ENGAGE IN THE OUTSIDE ACTIVITY OR ASSOCIATION. IN THE EVENT THAT THE ASHA PRESIDENT BELIEVES HE OR SHE HAS A POTENTIAL CONFLICT, HE OR SHE SHOULD DISCLOSE THE OUTSIDE ACTIVITY OR ASSOCIATION TO THE IMMEDIATE PAST PRESIDENT. PROCESS FOR DETERMINING COMPENSATION: FORM 990, PART VI, LINE 15A ANNUALLY ASHA CONTRACTS WITH QUATT ASSOCIATES, OUTSIDE CONSULTANTS, TO PROVIDE AN INDEPENDENT AND MARKET DRIVEN COMPENSATION PACKAGE FOR THE CEO AND ALL STAFF POSITIONS. THE FOLLOWING ELEMENTS ARE INCLUDED IN THE PROCESS FOR DETERMINING COMPENSATION FOR THESE POSITIONS: 1) QUATT ASSOCIATES REVIEWS ALL OF THE POSITIONS, INCLUDING THE CEO'S POSITION. THE BOD APPROVES AND WORKS DIRECTLY WITH THE CONSULTANT REGARDING THE CEO'S POSITION. 2) QUATT ASSOCIATES PROVIDES MARKET DATA FOR THE DETERMINATION OF COMPENSATION FOR THE CEO AND ALL OTHER POSITIONS. 3) THE PRESIDENT DOCUMENTS THE DISCUSSION REGARDING COMPENSATION FOR THE CEO'S POSITION AND FORWARDS INSTRUCTIONS TO THE CHIEF STAFF OFFICER OF OPERATIONS. 4) ALL OTHER STAFF POSITION SALARY RANGES ARE ESTABLISHED (BASED ON QUATT'S REVIEW), SUBJECT TO THE APPROVAL OF THE CEO. THE ORGANIZATION DOES NOT HAVE A REVIEW PROCESS FOR COMPENSATION FOR THE BOARD OF DIRECTORS SINCE THE BOARD MEMBERS DO NOT GET COMPENSATION FROM THE ORGANIZATION. HOW DOCUMENTS ARE MADE AVAILABLE TO THE PUBLIC: FORM 990, PART VI, LINE 19 ASHA POSTS ITS BYLAWS AND AUDITED FINANCIAL STATEMENTS ON THE ORGANIZATION'S WEBSITE. THE ARTICLES OF INCORPORATION AND CONFLICT OF INTEREST POLICY ARE AVALIABLE UPON REQUEST. OTHER CHANGES IN NET ASSETS: FORM 990, PART XI, LINE 9 GAIN ON POSTREMENT MEDICAL INSURANCE PAYABLE $ 3,234,163 PENSION RELATED GAIN $ 2,108,669 GAIN ON INTERST RATE SWAP $ 1,009,891 ------------- $ 6,352,723 FALLSGROVE HOLDING LLC 2200 RESEARCH BOULEVARD ROCKVILLE MD 20850 530240474 PROP. 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