2023-11-02T09:49:09-05:00 2022-12-31 135565207 KPMG LLP 4200 WELLS FARGO CENTER 90 S 7TH STREET MINNEAPOLIS MN 55402 990 2022-01-01 200033919 TRIA ORTHOPAEDIC CENTER RESEARCH INSTITUTE TRIA 9528835121 8100 NORTHLAND DRIVE BLOOMINGTON MN 55431 BRADLEY NELSON MD CHAIR 9528835121 2023-11-02 1 BRADLEY NELSON MD 999009999 0 HOLLY K MOEN P01800653 6123055000 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z X BRADLEY NELSON MD 8100 NORTHLAND DRIVE BLOOMINGTON MN 55431 854796 0 X WWW.TRIA.COM X 2003 MN IMPROVE PATIENT CARE AND ENHANCE THE MEDICAL PROFESSION THROUGH EDUCATION AND RESEARCH. X 9 0 0 11 0 0 195795 410104 495383 444692 0 0 0 0 691178 854796 0 154 0 0 0 0 0 0 0 1839120 2167436 1839120 2167590 -1147942 -1312794 166886 0 10291840 0 -10124954 0 X RESEARCH AND EDUCATION IS AT THE CORE OF WHO WE ARE. TRIA ORTHOPAEDIC CENTER RESEARCH INSTITUTE, HOUSED WITHIN TRIA ORTHOPAEDIC CENTER, ADVANCES THE SCIENCE OF ORTHOPAEDIC MEDICINE THROUGH A RICH BLEND OF EDUCATION AND RESEARCH PROGRAMS. 0 0 2110040 154 444692 SEE SCHEDULE O - EXEMPT PURPOSE AND ACHIEVEMENTS FOR A DESCRIPTION OF PROGRAM SERVICE ACCOMPLISHMENTS. 2110040 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 X 9 0 0 0 0 0 0 1 0 1 1 0 0 0 1 1 1 1 1 0 0 0 MN X ALITA RISINGER 9528835401 8100 NORTHLAND DRIVE BLOOMINGTON MN 55431 DEBORAH C BOHN MD TREASURER 3.00 52.00 X X 0 457859 34110 GARY FETZER MD SECRETARY 3.00 52.00 X X 0 581722 86371 BRADLEY NELSON MD CHAIR 3.00 52.00 X X 0 984484 32888 MICHAEL R WALSH MD DIRECTOR 3.00 60.00 X 0 988784 82793 MARC TOMPKINS MD DIRECTOR 3.00 52.00 X 0 559147 28773 NICO P PRONK PHD DIRECTOR 3.00 35.00 X 0 481119 129661 STEVE C HOUSH DIRECTOR 3.00 50.00 X 0 417571 62630 THOMAS M WALSH MD DIRECTOR 3.00 50.00 X 0 999274 90569 KEVIN R RONNEBERG MD DIRECTOR 3.00 40.00 X 0 445447 62117 0 5915407 609912 0 0 1 0 0 410104 410104 ORTHOPAEDIC EDUCATION 541900 444692 444692 444692 854796 444692 0 0 X 154 154 1459634 1444476 15158 4065 4065 4711 4075 636 45533 42459 3074 228279 228279 23988 21177 2811 113173 82995 30178 10057 10057 SUPPLIES 158727 158727 OTHER 115909 110216 5693 TRAINING AND EDUCATION 3360 3360 2167590 2110040 57550 0 5201 0 0 0 160852 0 0 0 0 0 833 0 0 0 0 0 0 166886 0 10288790 3050 10291840 0 X -10124954 0 -10124954 0 166886 0 X -1312794 11437748 X 0 1 X 1 0 X X X 3 UNIVERSITY OF MN PHYSICIANS 411843943 3 1 0 703347 HEALTHPARTNERS INSTITUTE 410961862 4 1 0 703346 THE UNIVERSITY OF MINNESOTA 416007513 5 1 0 703347 3 0 2110040 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 0 0 PART II-B, LINE 1: TRIA RESEARCH PAYS FOR CERTAIN CORPORATE PROFESSIONAL ASSOCIATION MEMBERSHIPS. A PORTION OF SUCH MEMBERSHIP DUES POTENTIALLY COULD BE USED BY THE PROFESSIONAL ASSOCIATIONS FOR LOBBYING ACTIVITIES. 0 X PART X, LINE 2: TRIA RESEARCH IS INCLUDED IN THE HEALTHPARTNERS, INC. (HP) CONSOLIDATED AUDITED FINANCIAL STATEMENT. JUDGMENT IS REQUIRED IN DETERMINING HP'S EFFECTIVE TAX RATE AND IN EVALUATING ITS TAX POSITION. HP ESTABLISHES ACCRUALS FOR UNCERTAIN TAX POSITIONS WHEN, DESPITE THE BELIEF THAT HP'S TAX RETURN POSITIONS ARE FULLY SUPPORTABLE, HP BELIEVES THAT ITS POSITION MAY NOT BE FULLY SUSTAINED, PRIMARILY GIVEN THE RISKS ASSOCIATED WITH TAX LITIGATION OR DISPUTES. THE UNCERTAIN TAX POSITION ACCRUALS ARE ADJUSTED IN LIGHT OF CHANGING FACTS AND CIRCUMSTANCES, SUCH AS THE PROGRESS OF TAX AUDITS, CASE LAW, AND EMERGING LEGISLATION. HP'S EFFECTIVE TAX RATE INCLUDES THE IMPACT OF CHANGES TO THE ACCRUALS FOR UNCERTAIN TAX POSITIONS. HP CLASSIFIES INTEREST AND PENALTIES ON TAX-RELATED MATTERS AS INCOME AND OTHER TAX EXPENSE IN THE CONSOLIDATED STATEMENTS OF OPERATIONS AND CHANGES IN NET ASSETS. HP RECORDED NO LIABILITIES AT DECEMBER 31, 2022 OR 2021 FOR UNRECOGNIZED TAX BENEFITS. 0 0 0 0 0 0 0 0 0 THOMAS M WALSH MD DIRECTOR 0 805699 0 179560 0 14015 0 28041 0 62528 0 1089843 0 0 MICHAEL R WALSH MD DIRECTOR 0 791452 0 0 0 197332 0 28041 0 54752 0 1071577 0 0 BRADLEY NELSON MD CHAIR 0 664642 0 286760 0 33082 0 6110 0 26778 0 1017372 0 0 GARY FETZER MD SECRETARY 0 581722 0 0 0 0 0 39650 0 46721 0 668093 0 0 NICO P PRONK PHD DIRECTOR 0 372570 0 98730 0 9819 0 89673 0 39988 0 610780 0 0 MARC TOMPKINS MD DIRECTOR 0 233198 0 236502 0 89447 0 6128 0 22645 0 587920 0 0 KEVIN R RONNEBERG MD DIRECTOR 0 325523 0 93345 0 26579 0 22875 0 39242 0 507564 0 0 DEBORAH C BOHN MD TREASURER 0 343352 0 114234 0 273 0 9372 0 24738 0 491969 0 0 STEVE C HOUSH DIRECTOR 0 310752 0 96154 0 10665 0 22875 0 39755 0 480201 0 0 PART I, LINE 3 TRIA RESEARCH HAS NO EMPLOYEES AND DOES NOT PAY COMPENSATION. ALL OFFICERS AND KEY EMPLOYEES ARE PAID BY PARK NICOLLET CLINIC (PNC), PARK NICOLLET HEALTH SERVICES (PNHS), GROUP HEALTH PLAN, INC. (GHI), OR BY UNIVERSITY OF MINNESOTA (UM) OR BY UNIVERSITY OF MINNESOTA PHYSICIANS (UMP) RELATED ORGANIZATIONS. ANY COMPENSATION IS DETERMINED SOLELY BY THE RELATED ORGANIZATIONS. CASH/AR 2022-12-31 166886 COST 411670163 HEALTHPARTNERS INSTITUTE 8170 33RD AVE S MINNEAPOLIS MN 55440 501C3 0 0 0 0 FORM 990, PART III, LINE 4A - EXEMPT PURPOSE AND ACHIEVEMENTS HEALTH PROFESSIONAL EDUCATION TRIA ORTHOPEDIC RESEARCH INSTITUTE PROVIDES EDUCATIONAL OPPORTUNITIES FOR FELLOWS, RESIDENTS, MEDICAL STUDENTS, AND STUDENTS IN MULTIPLE MEDICAL EDUCATIONAL PROGRAMS TO ROTATE IN OUR CLINIC AND SURGERY CENTER. TRIA SURGICAL SKILLS LAB OFFERS A SIMULATED OPERATING ROOM ENVIRONMENT FOR FELLOWS, RESIDENTS, AND OTHER HEALTH PROFESSIONALS TO LEARN AND REFINE THEIR SURGICAL SKILLS. TRIA'S EDUCATION GOALS ARE (1) TO PROVIDE EDUCATIONAL OPPORTUNITIES TO THE COMMUNITY IN ORDER TO ENHANCE MUSCULOSKELETAL CARE, (2) TO SUPPORT SURGICAL SKILLS EDUCATION OF RESIDENTS, FELLOWS, SURGEONS, AND OTHER MEDICAL PROFESSIONALS, AND (3) TO ADVANCE ORTHOPEDIC EDUCATION OF STUDENTS, MEDICAL STUDENTS, RESIDENTS, AND FELLOWS. TRIA ORTHOPEDIC RESEARCH INSTITUTE IS LOCATED WITHIN TRIA ORTHOPEDIC CENTER IN BLOOMINGTON, MN. ORTHOPEDIC SURGICAL TRAINING LABS: TRIA ORTHOPEDIC CENTER RESEARCH INSTITUTE PROVIDES EDUCATION TO ORTHOPEDIC RESIDENTS AND FELLOWS. TRIA CONDUCTED SURGICAL TRAINING LABS FOR SKILLS ENHANCEMENT AND NEW TECHNIQUES. TRIA ORTHOPEDIC CENTER RESEARCH INSTITUTE HAD 70 LABS, TRAINING MORE THAN 540 INDIVIDUALS ON VARIOUS SURGICAL TECHNIQUES. TRIA FELLOWS PERFORMED 1,450 PROCEDURES IN 2022. FOR THE YEAR, THE INSTITUTE HAD EIGHT FELLOWS, MORE THAN 50 RESIDENTS, MORE THAN 40 MEDICAL STUDENTS, AND 150 ANCILLARY STUDENTS ROTATE AT ONE OF OUR SITES. ADDITIONALLY, 109 STUDENTS REGISTERED FOR THE DAY IN THE LIFE PROGRAM, AND 30 ADDITIONAL OBSERVATIONS WERE COORDINATED. A DAY IN THE LIFE OF AN ORTHOPEDIC SPECIALIST A DAY IN THE LIFE OF AN ORTHOPEDIC SPECIALIST IS A DAY VISIT PROGRAM WHERE GUESTS CAN EXPERIENCE A TYPICAL ROUTINE OF AN ORTHOPEDIC SPECIALIST. THE PROGRAM OBJECTIVE IS TO GAIN A GENERAL INTRODUCTION TO TRIA ORTHOPEDIC CENTER AND THE ORTHOPEDIC PROFESSION, BECOME ACQUAINTED WITH THE SPECIFIC ROLES OF DIFFERENT ORTHOPEDIC SPECIALISTS, ALLOWING FOR FUTURE OPPORTUNITIES TO DIRECTLY OBSERVE A SPECIALIST IN A CLINICAL OR AMBULATORY ENVIRONMENT, AND TO OBTAIN A CLEAR UNDERSTANDING OF THE REQUIREMENTS AND EDUCATION NEEDED TO PURSUE A CAREER IN VARIOUS ORTHOPEDIC CAREERS, INTRODUCTION TO AVAILABLE RESOURCES AND HOW TO UTILIZE THEM. PRIMARY AREAS OF FOCUS INCLUDE: PHYSICAL THERAPY, PHYSICIAN ASSISTANT, ORTHOPEDIC SURGEON, MEDICAL SCHOOL, RESIDENCY, AND FELLOWSHIP. DURING THE TRIA EXPERIENCE, PARTICIPANTS HEAR ABOUT TRIA'S PHILOSOPHY ON PATIENT CENTERED CARE, LEARN ABOUT A FEW OF OUR UNIQUE PROGRAMS, AND VIEW A PREVIOUSLY RECORDED ACL RECONSTRUCTION. OUR EDUCATION COORDINATOR WORKS WITH PARTICIPANTS TO SCHEDULE A FOUR-HOUR OBSERVATION WITHIN THREE MONTHS OF THE PROGRAM. IN 2022 WE CONTINUED OUR VIRTUAL OFFERING OF THIS PROGRAM. RESEARCH AT TRIA, WE BALANCE MEASURING PATIENT REPORTED OUTCOMES, WHICH CAN BE CONSIDERED SMALL CONTINUOUS IMPROVEMENTS, WITH INNOVATIVE RESEARCH STUDIES, WHICH ARE THOSE GRAND ADVANCEMENTS IN ORTHOPEDIC CARE. THESE RESEARCH STUDIES EXPLORE THE LATEST IN MEDICAL DEVICES, INSTRUMENTS, IMPLANTS, METHODS AND PROCEDURES. ORTHOPEDIC SURGICAL RESEARCH: TRIA ORTHOPEDIC CENTER RESEARCH INSTITUTE CONDUCTS RESEARCH IN ORTHOPEDIC AND SURGICAL OUTCOMES FOR IMPROVED PATIENT CARE. TRIA ORTHOPEDIC CENTER RESEARCH INSTITUTE ENROLLED MORE THAN 90 PATIENTS ACROSS 11 CLINICAL TRIALS AND COMPLETED MORE THAN 270 STUDY VISITS. WE ALSO LAUNCHED TWO CLINICAL TRIALS. WE SUBMITTED TWO NIH RESEARCH GRANT APPLICATIONS, RECEIVED A SUB-AWARD ON A DEPARTMENT OF LABOR PROJECT IN COLLABORATION WITH ANOTHER INSTITUTION, MADE PRESENTATIONS AT LOCAL, REGIONAL, AND NATIONAL MEETINGS, PUBLISHED BOOK CHAPTERS, AND SUBMITTED OUR RESEARCH WORK TO BE SHARED IN SCHOLARLY JOURNALS. PATIENT OUTCOMES: TRIA ORTHOPEDIC CENTER RESEARCH INSTITUTE COLLECTS PATIENT REPORTED OUTCOMES ACROSS MULTIPLE SURGICAL DIAGNOSES. AS WE ARE STRIVE TO DIFFERENTIATE OUR USE OF PATIENT REPORTED OUTCOMES, WE INITIATED WORK TO IMPLEMENT A SYSTEM WIDE, SCALABLE PLATFORM TO SEND AND RECEIVE PATIENT REPORTED AND CLINICAL INFORMATION OUTSIDE OF A CLINIC VISIT. IN 2022, TRIA ORTHOPEDIC CENTER RESEARCH INSTITUTE AND ENROLLED MORE THAN 15,000 PATIENTS IN ITS OUTCOMES PROGRAM. FORM 990, PART VI, SECTION A, LINE 7A THE BOARD OF DIRECTORS OF TRIA RESEARCH CONSISTS OF FIVE INDIVIDUALS ASSIGNED BY HEALTHPARTNERS INSTITUTE, SUCCESSOR IN INTEREST TO PARK NICOLLET INSTITUTE, AND FOUR ASSIGNED BY THE UNIVERSITY OF MINNESOTA PHYSICIANS. FORM 990, PART VI, SECTION B, LINE 11B TRIA RESEARCH'S 990 RETURN HAS A COMPREHENSIVE REVIEW PROCESS THAT IS FOLLOWED BEFORE IT IS PRESENTED TO THE GOVERNING BODY OF TRIA RESEARCH. THE REVIEW PROCESS INCLUDES A LAYERED REVIEW BY THE TAX DEPARTMENT OF GROUP HEALTH PLAN, INC. (GHI), THE MANAGEMENT TEAM OF TRIA RESEARCH, GHI'S INTERNAL LEGAL DEPARTMENT AND TRIA RESEARCH'S OUTSIDE INDEPENDENT ACCOUNTANTS. EACH ONE OF THOSE AREAS HAS AN OPPORTUNITY TO REVIEW, ASK QUESTIONS AND MAKE COMMENTS BACK TO THE TAX DEPARTMENT OF GHI. TRIA RESEARCH MERGED INTO HEALTHPARTNERS INSTITUTE 1/1/2023 SO THERE WAS NO LONGER A BOARD OF DIRECTORS TO REVIEW THIS 990. FORM 990, PART VI, SECTION B, LINE 12C TRIA RESEARCH BOARD MONITORS POTENTIAL CONFLICTS OF INTEREST ON THE PART OF ITS BOARD MEMBERS, PRINCIPAL OFFICERS, MEMBERS OF COMMITTEES WITH BOARD DELEGATED POWERS, AND KEY EMPLOYEES ("COVERED PERSONS") BY MAINTAINING A CONFLICT OF INTEREST POLICY. UNDER THE POLICY, COVERED PERSONS ANNUALLY ARE PROVIDED WITH A COPY OF THE POLICY AND ASKED TO COMPLETE A QUESTIONNAIRE IDENTIFYING ANY POTENTIAL CONFLICTS OF INTERESTS. THE LEGAL DEPARTMENT OF HEALTHPARTNERS REVIEWS THE QUESTIONNAIRE RESPONSES AND DEVELOPS A REPORT DETAILING ANY POTENTIALLY MATERIAL CONFLICTS FOR THE PRESIDENT AND CHAIR OF THE BOARD. A VERBAL SUMMARY IS ALSO GIVEN TO THE FULL BOARD OR APPROPRIATE COMMITTEE ENDING WITH A REMINDER TO COVERED PERSONS OF THE POLICY'S MANDATE THAT EACH PERSON IS OBLIGATED TO DISCLOSE ANY NEW POTENTIAL CONFLICTS AS THEY MAY ARISE THROUGHOUT THE YEAR. BOARD AGENDAS AND EXECUTIVE DECISIONS ARE MONITORED IN RELATION TO THIS POLICY. FORM 990, PART VI, SECTION B, LINE 15 TRIA RESEARCH HAS NO EMPLOYEES AND DOES NOT PAY COMPENSATION. ALL OFFICERS, DIRECTORS AND KEY EMPLOYEES ARE PAID BY PARK NICOLLET CLINIC, PARK NICOLLET HEALTH SERVICES, GROUP HEALTH PLAN, INC., UNIVERSITY OF MINNESOTA OR UNIVERSITY OF MINNESOTA PHYSICIANS, RELATED ORGANIZATIONS. ANY COMPENSATION DISCLOSED IS PAID AND DETERMINED SOLELY BY THE RELATED ORGANIZATIONS. THEREFORE, PART VI, SECTION B, QUESTION 15 IS NOT APPLICABLE TO TRIA. FORM 990, PART VI, SECTION C, LINE 19 TRIA RESEARCH'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. THE FORM 990'S ARE AVAILABLE FROM THE STATE OF MINNESOTA AND GUIDESTAR OR UPON REQUEST. FORM 990, PART IX, LINE 11G EMPLOYMENT SERVICES: PROGRAM SERVICE EXPENSES 1,197,749. MANAGEMENT AND GENERAL EXPENSES 186. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,197,935. OTHER PURCHASE SERVICES: PROGRAM SERVICE EXPENSES 246,727. MANAGEMENT AND GENERAL EXPENSES 14,972. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 261,699. FORM 990, PART XI, LINE 9: FORGIVENESS OF DEBT BY TRIA ORTHOPAEDIC CENTER 11,437,748. 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