2023-10-13T13:24:02-05:00 2023-06-30 273858252 DEAN DORTON ALLEN FORD PLLC 250 W MAIN STREET STE 1400 LEXINGTON KY 40507 990 2022-07-01 610590716 KENTUCKY THOROUGHBRED OWNERS & BREEDERS INC KENT 8593811414 4079 IRON WORKS PARKWAY LEXINGTON KY 40511 CHAUNCEY MORRIS EXECUTIVE DIRECTOR 8593811414 2023-10-04 1 CHAUNCEY MORRIS XXX-XX-XXXX 0 ALLISON C CARTER P01242412 8592552341 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z CHAUNCEY MORRIS 4079 IRON WORKS PARKWAY LEXINGTON KY 40511 1200075 0 X WWW.KTA-KTOB.COM X 1961 KY TO ADVERTISE, FOSTER AND PROMOTE THE THOROUGHBRED HORSE INDUSTRY IN THE COMMONWEALTH OF KENTUCKY 34 34 2 34 0 0 0 0 964879 1146493 100108 52203 -24547 1379 1040440 1200075 8141 165000 0 0 351269 368211 0 0 0 584505 774772 943915 1307983 96525 -107908 2411831 2547501 70243 142122 2341588 2405379 TO ADVERTISE, FOSTER AND PROMOTE THE THOROUGHBRED HORSE INDUSTRY IN THE COMMONWEALTH OF KENTUCKY 0 0 PROMOTE AND FOSTER THE THOROUGHBRED HORSE INDUSTRY THROUGH ADVERTISEMENT AND AWARENESS ACTIVITIES, SUCH AS VARIOUS TRAINERS AND AWARDS DINNERS, TO HIGHLIGHT THE INDUSTRY ACCOMPLISHMENTS AND PRESENCE IN THE COMMONWEALTH OF KENTUCKY. PROVIDE MONETARY CONTRIBUTIONS TO THOROUGHBRED PROGRAMS IN ORDER TO PROMOTE AND FOSTER THE THOROUGHBRED INDUSTRY IN THE COMMONWEALTH OF KENTUCKY. 0 0 0 1 0 0 0 0 0 1 1 1 0 0 0 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 1 5 0 1 2 1 0 0 0 0 0 0 0 0 X 34 34 1 0 0 0 1 1 0 1 1 0 0 0 0 0 0 0 0 0 X THE ORGANIZATION 8593811414 4079 IRON WORKS PARKWAY LEXINGTON KY 40511 X JOSEPH SEITZ PRESIDENT 1.00 1.00 X 0 0 0 NATANYA NIEMAN VICE PRESIDENT 1.00 1.00 X 0 0 0 CHRISTOPHER BAKER SECRETARY 1.00 1.00 X 0 0 0 DERMOT RYAN TREASURER 1.00 1.00 X 0 0 0 L POPE MCLEAN JR ASSISTANT TREASURER 1.00 1.00 X 0 0 0 BRAXTON LYNCH PAST PRESIDENT 1.00 1.00 X 0 0 0 JAMES E BAKER DIRECTOR 1.00 1.00 X 0 0 0 MICHAEL BANAHAN DIRECTOR 1.00 1.00 X 0 0 0 CRAIG BANDOROFF DIRECTOR 1.00 1.00 X 0 0 0 PRICE BELL DIRECTOR 1.00 1.00 X 0 0 0 STUART E BROWN II DVM DIRECTOR 1.00 1.00 X 0 0 0 PATRICK COSTELLO DIRECTOR 1.00 1.00 X 0 0 0 BILL DAUGHERTY DIRECTOR 1.00 1.00 X 0 0 0 THOMAS DRURY JR DIRECTOR 1.00 1.00 X 0 0 0 FERGUS GALVIN DIRECTOR 1.00 1.00 X 0 0 0 ANNE ARCHER HINKLE DIRECTOR 1.00 1.00 X 0 0 0 PAUL J MCGEE DIRECTOR 1.00 1.00 X 0 0 0 NEIL PESSIN DIRECTOR 1.00 1.00 X 0 0 0 KIM SMITH DIRECTOR 1.00 1.00 X 0 0 0 T WAYNE SWEEZEY DIRECTOR 1.00 1.00 X 0 0 0 JEFFREY D THORNBURY DIRECTOR 1.00 1.00 X 0 0 0 NED TOFFEY DIRECTOR 1.00 1.00 X 0 0 0 CLIFFORD BARRY DIRECTOR EMERITUS 1.00 1.00 X 0 0 0 JAMES BELL DIRECTOR EMERITUS 1.00 1.00 X 0 0 0 DARRELL BROWN DIRECTOR EMERITUS 1.00 1.00 X 0 0 0 WADDELL W HANCOCK II DIRECTOR EMERITUS 1.00 1.00 X 0 0 0 NEIL HOWARD DIRECTOR EMERITUS 1.00 1.00 X 0 0 0 WILLIAM LS LANDES III DIRECTOR EMERITUS 1.00 1.00 X 0 0 0 GARRETT O'ROURKE DIRECTOR EMERITUS 1.00 1.00 X 0 0 0 FRANK PENN JR DIRECTOR EMERITUS 1.00 1.00 X 0 0 0 R ALEX RANKIN DIRECTOR EMERITUS 1.00 1.00 X 0 0 0 DON M ROBINSON DIRECTOR EMERITUS 1.00 1.00 X 0 0 0 FREDERICK J SEITZ DIRECTOR EMERITUS 1.00 1.00 X 0 0 0 R ERIC WALDMAN DIRECTOR EMERITUS 1.00 1.00 X 0 0 0 CHAUNCEY MORRIS EXECUTIVE DIRECTOR 20.00 20.00 X 117318 119928 38795 117318 119928 38795 1 0 1 0 0 REGISTRATION FEES 711300 788825 788825 INSURANCE COMM. 711300 168718 168718 BUSINESS DEVELOPMENT I 711300 95730 95730 PROMOTIONAL ALLOW. 711300 50000 50000 MEMBERSHIP DUES 711300 33220 33220 10000 10000 1146493 33992 33992 18211 0 18211 18211 18211 INCOME/(LOSS) FROM SUB 900099 1379 1379 1379 1200075 1147872 0 52203 165000 139676 170524 38308 19703 1642 19638 17755 163619 22866 6621 6264 10616 6925 4793 KY THOROUGHBRED PROMOTI 226069 CHAMPION AWARDS 114509 BUSINESS DEVELOPMENT EX 90202 SERVICE CHARGES 21149 62104 1307983 457059 441880 56826 66510 96904 39704 1530 1419 94955 81494 12831 13461 1357964 1542522 134242 146151 294475 295854 2411831 2547501 53147 125997 17096 16125 70243 142122 X 2333278 2391541 8310 13838 2341588 2405379 2411831 2547501 -107908 171699 0 X X 0 1 X 1 0 0 1 0 60496 47035 13461 34459 34459 0 13461 ISHARES TR RUSSELL 1000 VALUE ETF 146151 F 146151 INVESTMENT IN KENTUCKY THOROUGHBRED BUILDING, INC. 295854 C 295854 0 UNIVERSITY OF KENTUCKY UK PHILANTHROPY 100 STURGILL BUILDING LEXINGTON KY 40506 616001218 501(C)(3) 150000 0 ROTAVIRUS RESEARCH AMERICAN HORSE COUNCIL FOUNDATION 1775 TYSONS BLVD FL 5 STE 6110 MCLEAN VA 22102 520889723 501(C)(3) 10000 0 2023 US HORSE INDUSTRY ECONOMIC STUDY 2 1 X 0 0 0 CHAUNCEY MORRIS EXECUTIVE DIRECTOR 112518 115128 4800 4800 0 0 5913 6062 13410 13410 136641 139400 0 0 FORM 990, PART VI, SECTION A, LINE 2 DUE TO THE NATURE OF THE INDUSTRY, IT IS POSSIBLE THAT CERTAIN DIRECTORS COULD HAVE BUSINESS RELATIONSHIPS WITH ONE ANOTHER. FORM 990, PART VI, SECTION A, LINE 6 KTOB IS COMPRISED OF MEMBER THOROUGHBRED OWNERS AND BREEDERS. FORM 990, PART VI, SECTION A, LINE 7A KTOB IS COMPRISED OF MEMBER THOROUGHBRED OWNERS AND BREEDERS WHO ELECT BOARD MEMBERS. FORM 990, PART VI, SECTION B, LINE 11B THE EXECUTIVE DIRECTOR AND ASSISTANT TREASURER REVIEWS, APPROVES, AND SIGNS FORM 990. THE ORGANIZATION MAKES FORM 990 AVAILABLE FOR INSPECTION BY THE BOARD UPON REQUEST. FORM 990, PART VI, SECTION B, LINE 12 THE ORGANIZATION OBTAINS CONFLICT OF INTEREST DISCLOSURE STATEMENTS FROM OFFICERS AND DIRECTORS ANNUALLY. BOARD MEMBERS ARE REQUIRED TO RECUSE THEMSELVES FROM THE DISCUSSION AND/OR VOTE IF A CONFLICT ARISES. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST AND AT THE DISCRETION OF THE BOARD OF DIRECTORS AND MANAGEMENT. THE ORGANIZATION DOES NOT HAVE A CONFLICT OF INTEREST POLICY. FORM 990, PART VII THE EXECUTIVE DIRECTOR SPLITS HIS TIME BETWEEN THE ORGANIZATION AND A RELATED ORGANIZATION, KENTUCKY THOROUGHBRED ASSOCIATION, INC. HE SPENDS APPROXIMATELY 20 HOURS A WEEK ON EACH ORGANIZATION. FORM 990, PART XII, LINE 2C: THE FINANCE COMMITTEE OF THE BOARD OF DIRECTORS ASSUMES RESPONSIBILITY FOR THE OVERSIGHT OF THE AUDIT AND THE SELECTION OF THE INDEPENDENT ACCOUNTANT. THIS PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. KENTUCKY THOROUGHBRED ASSOCIATION INC 4079 IRON WORKS PARKWAY LEXINGTON KY 40511 611034871 ADVERTISE, FOSTER, & PROMOTE THE THOROUGHBRED HORSE INDUSTRY IN KENTUCKY KY 501(C)6 N/A N/A 0 KENTUCKY THOROUGHBRED BUILDING INC 4079 IRON WORKS PARKWAY LEXINGTON KY 40511 311534901 OWN AND LEASE BUILDING FOR EQUINE RELATED TAX-EXEMPT ENTITIES KY 501(C)2 N/A KENTUCKY THOROUGHBRED OWNERS AND BREEDERS INC 1 KENTUCKY THOROUGHBRED OWNERS AND BREEDERS FOUNDATION INC 4079 IRON WORKS PARKWAY LEXINGTON KY 40511 352171379 SUPPORT AND FUND EQUINE RESEARCH KY 501(C)3 509(A)(3), TYPE I KENTUCKY THOROUGHBRED OWNERS AND BREEDERS INC 1 0 0 0 0 0 0 0 0 0 0 1 0 0 1 1 0 0 0 0 KENTUCKY THOROUGHBRED OWNERS AND BREEDERS FOUNDATION INC O 368211 COST