2023-11-15T15:51:38-06:00 2022-12-31 WithumSmithBrown PC ONE TOWER CENTER BLVD 14TH FL EAST BRUNSWICK NJ 08816 990 2022-01-01 812108637 Dalberg Catalyst % LESLIE PARK SECRETARY DALB 2028009104 1401 K ST NW 900 Washington DC 20005 SONILA COOK PRESIDENT & CEO 2028009104 2023-11-15 true SONILA COOK XXX-XX-XXXX Israel Tannenbaum P01589203 7328281614 2 2022 2023-04-26 12:10:37Z SONILA COOK 1401 K ST NW 900 Washington DC 20005 11117088 false X www.dalbergcatalyst.org X 2016 CA Dalberg Catalyst exists to co-create and actively accelerate systems solutions that have a tangible and durable impact on the pressing societal and planetary challenges of our time. 4 3 8 3 0 6265324 11026341 86078 90720 0 27 0 0 6351402 11117088 1176046 1400855 0 0 526511 1109111 0 0 0 2963114 7319693 4665671 9829659 1685731 1287429 9274469 10946240 1285394 1746800 7989075 9199440 X DALBERG CATALYST EXISTS TO CO-CREATE AND ACTIVELY ACCELERATE SYSTEMS SOLUTIONS THAT HAVE A TANGIBLE AND DURABLE IMPACT ON THE PRESSING SOCIETAL AND PLANETARY CHALLENGES OF OUR TIME. WE TACKLE CHALLENGES WITH AGILITY AND ACCOUNTABILITY, DOING WHAT IT TAKES TO HAVE TRANSFORMATIVE IMPACT. OUR SOLUTIONS COMBINE: 1. THE SYSTEMS APPROACH THAT COMPLEX PROBLEMS REQUIRE, 2. BUILDING FROM LOCAL CONTEXTS, AMPLIFYING LOCAL VOICES, 3. INTELLECTUAL RIGOR, OPENNESS, AND HUMILITY, AND 4. CRITICAL ACTORS WHO COLLECTIVELY BRING THE CAPACITY AND LEGITIMACY REQUIRED TO SHIFT THE PARADIGM AND IMPLEMENT THE NECESSARY SOLUTIONS. false false 2738009 525182 CLIMATE SMART FOREST ECONOMY PROGRAM - SEE SCHEDULE O 1210939 0 COVAX - Country Readiness & Delivery - SEE SCHEDULE O 734182 0 Preventing Pandemics at the Source - SEE SCHEDULE O 4446287 894403 Other Programs 4446287 894403 9129417 true true false false false false false false false false false false false false false true true false false true true true false false false false false true false true false false false false false false false true false false false false false true false false false true 8 0 8 true false false false false false false false false false false false false X 4 3 false false false false false false false true true false false true true true true true true true true false CA DC NY X LESLIE PARK SECRETARY 2028009104 1401 K ST NW NO 900 WASHINGTON DC 20005 SONILA COOK President/CEO 40.0 0.0 X X 260365 0 23385 Jordan K Fabyanske Chief Program Officer 40.0 0.0 X 140624 0 10758 Leslie Y Park GENERAL COUNSEL/SECRETARY 12.0 0.0 X 104400 0 0 Chris Devairakkam COO/CFO 40.0 0.0 X 54167 0 0 Henrik Skovby Founder and CHAIR 1.0 0.0 X X 0 0 0 Dan Tuttle DIRECTOR AND TREASURER 1.0 0.0 X X 0 0 0 Mariah Levin Director 1.0 0.0 X 0 0 0 559556 0 34143 3 false true false D Implement Inc 508 Main Street WILMINGTON DE 19804 Strategy Implement 651624 Dalberg Consulting US LLC 155 W 23rd Street NEW YORK NY 10011 Strategy Implement 931449 Dalberg Consulting CC 6TH FLOOR ROSEBANK LUNK 173 JOHANNESBURG 0 SF 2196 Strategy Implement 1656224 JSI Research and Training 44 Farnsworth Street BOSTON MA 022101211 Strategy Implement 518919 Konu LLC 1875 K Street NW 4th Floor WASHINGTON DC 20006 Strategy Implement 460316 5 130020 10896321 11026341 CONTRACT EXCHANGE (RESEARCH) REVENUE 541700 88705 88705 I4H PROCESSING FEE 900099 2015 2015 90720 27 27 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 11117088 90720 27 X 861000 861000 0 0 539855 539855 0 505717 240115 265602 0 520424 247097 273327 0 35669 16936 18733 47301 22463 24838 0 0 38195 38195 0 0 0 7095518 7069685 25833 0 0 21291 21291 3883 3883 0 1200 1200 132266 132266 0 1600 1600 10 10 0 10904 10904 14826 14826 9829659 9129417 700242 0 X 7319598 7710034 0 0 1295678 3093236 0 0 0 0 0 0 0 0 0 0 631934 126615 0 0 0 0 0 0 0 0 27259 16355 0 0 9274469 10946240 189763 1495007 1040476 249293 55155 2500 0 0 0 0 0 0 0 0 0 0 0 0 1285394 1746800 X 302206 273633 7686869 8925807 7989075 9199440 9274469 10946240 X 1287429 -77064 X false true X true false X 1321251 382000 9519614 6265324 11026341 28514530 0 0 1321251 382000 9519614 6265324 11026341 28514530 18193261 10321269 27 27 0 0 28514557 308388 0.36196 0.28414 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 X 11117088 11117088 11117088 9829659 9829659 9829659 Schedule D, Part X, Line 2 The Organization is exempt from federal income taxes under Section 501(c)(3) of the Internal Revenue Code and exempt from state taxes under state charities registration laws. Accounting principles generally accepted in the United States of America require management to evaluate tax positions taken by the Organization and recognize a tax liability (or asset) if the Organization has taken an uncertain position that more likely than not would not be sustained upon examination by applicable taxing authorities. Management has analyzed the tax positions taken by the Organization and has concluded that as of December 31, 2022 and 2021 there are no uncertain positions taken or expected to be taken that would require recognition of a liability (or asset) or disclosure in the financial statements. There has been no tax related interest or penalties for the period presented in these financial statements. Should any such penalties and interest be incurred, the Organization's policy would be to recognize them as a management and general expense. true Europe (Including Iceland and Greenland) 0 0 Grantmaking 242818 East Asia and the Pacific 0 0 Grantmaking 2117 South America 0 0 Grantmaking 17400 Sub-Saharan Africa 0 0 Grantmaking 277519 Central America and the Caribbean 0 0 Program Services Project Implementation 156113 East Asia and the Pacific 0 0 Program Services Project Implementation 99304 North America 0 0 Program Services Project Implementation 62563 South Asia 0 0 Program Services Project Implementation 20800 Sub-Saharan Africa 0 0 Program Services Project Implementation 3336034 Europe (Including Iceland and Greenland) 0 0 Program Services Project Implementation 1144602 0 0 0 0 5359270 5359270 Europe (Including Iceland and Greenland) Catalyst 2030 - Funding to support Catalyst 2030 in serving as a custodian of the mission of Catalyst Hub, including serving as a thought leader / partner to the secretariat, supporting fundraising, and convening the Catalyst Hub collaboration group. 50000 WIRE Europe (Including Iceland and Greenland) Wood to City Value Chain - The breakthrough initiative with Climate-KIC, CHORA, Fraunhofer IPK and TU Berlin, together with the states of Brandenburg and Berlin will work to create a 3S based prototypical "Wood-to-City" value chain located in the Brandenburg/Berlin region for affordable housing in wood on a decommissioned Tegel airport site in Berlin. 26193 WIRE Europe (Including Iceland and Greenland) Forest Economy GEF Phase 1 support, specifically to cover project extension period. 12299 WIRE Europe (Including Iceland and Greenland) CLIMATE Innovation - Building the business case for investment in heat infrastructure for Glasgow's Climate-Neutral Innovation District. 100000 WIRE Europe (Including Iceland and Greenland) Localization - Undertaking a landscape review and defining "localization" of overseas development assistance. 54326 Wire Sub-Saharan Africa Forest Economy GEF Phase 1 support, specfically skills training event in Nairobi. 7365 WIRE Sub-Saharan Africa Building a youth-driven campaign to change the narrative on Africa's role in climate change, from one of victim to vanguard of climate solutions. 100000 WIRE Sub-Saharan Africa APFwSD UNEP-FI Project Support 18000 WIRE Sub-Saharan Africa Defining an action plan that delivers the overall vision of turning Africa into a global hub of economically viable climate action. 152154 WIRE South America Research support for created a low-cost, hbrid, DIY sustainable bamboo houses in Central America. 17400 WIRE 9 2 false false false false false false PART I, LINE 2: THE ORGANIZATION REQUIRES GRANTEES AND SUBCONTRACTORS TO SUBMIT WRITTEN FINANCIAL AND NARRATIVE REPORTS THAT INDICATE HOW THE GRANT FUNDS WERE SPENT AND THE PROGRESS MADE IN ACCOMPLISHING THE PURPOSE OF THE GRANT. IN ORDER TO RECEIVE SUBSEQUENT DISBURSEMENTS OF FUNDS, A GRANTEE OR SUBCONTRACTOR MUST DEMONSTRATE IT HAS MET AGREED UPON MILESTONES TO THE SATISFACTION OF THE ORGANIZATION. Part I, line 3, column (f) AND Part II, Line 1 COLUMN (e) THE ORGANIZATION USES AN ACCRUAL METHOD OF ACCOUNTING TO REPORT THE AMOUNTS REPORTED ON Part I, line 3, column (f) AND Part II, Line 1 COLUMN (E). true World Resources Institute 10 G Street NE Washington DC 20002 521257057 501(C)(3) 461000 CLIMATE SMART FOREST - As lead partner for the Dialogue pillar, WRI worked with the Forests Dialogue and other platforms to engage a broad range of stakeholders across the public and private sector to gather perspectives, identify key "fracture-lines", clarify ideas and build consensus around the scope and nature of the pro-climate forest economy and how it can be achieved. Arizona State University 300 E University Dr Temple AZ 860196696 860196696 501(C)(3) 100000 Tool Development - Building a tool for large-scale investors to estimate the risk of forced labor in their portfolio companies (Forced Labor Open Risk Estimation Tool - FLORET). The Regents of the University of California 1608 Fourth Street Suite 220 Berkeley CA 94710 946036494 501(C)(3) 100000 AI Project - Building/refining an open-source AI-based tool to target anti-poverty cash microtransfers, using mobile phone records and satellite imagery. The Inspire Project Inc 29 Park Blvd Staunton VA 24401 823692406 501(C)(3) 100000 Building/refining an app-based immersive pandemic simulation for US high school students to support public health/STEM learning (Operation Outbreak). Cooperative For Assistance and Relief Everywhere 151 Ellis Street NE Atlanta GA 30303 131685039 501(C)(3) 100000 Piloting a partnership with myAgro to support smallholder farmers in Tanzania with access to inputs, training, and market access. 5 PART I, LINE 2 THE ORGANIZATION REQUIRES GRANTEES AND SUBCONTRACTORS TO SUBMIT WRITTEN FINANCIAL AND NARRATIVE REPORTS THAT INDICATE HOW THE GRANT FUNDS WERE SPENT AND THE PROGRESS MADE IN ACCOMPLISHING THE PURPOSE OF THE GRANT. IN ORDER TO RECEIVE SUBSEQUENT DISBURSEMENTS OF FUNDS, A GRANTEE OR SUBCONTRACTOR MUST DEMONSTRATE IT HAS MET AGREED UPON MILESTONES TO THE SATISFACTION OF THE ORGANIZATION. X X false false false false false false false false false SONILA COOK President/CEO 260365 0 0 0 0 0 0 0 23385 0 283750 0 0 0 Jordan K Fabyanske Chief Program Officer 140624 0 0 0 0 0 8719 0 2039 0 151382 0 0 0 D Implement Majority owned by board member 651624 Project Consulting false FORM 990, PART I, LINE 1, DESCRIPTION OF ORGANIZATION MISSION: Dalberg Catalyst exists to co-create and actively accelerate systems solutions that have a tangible and durable impact on the pressing societal and planetary challenges of our time. FORM 990, PART III, LINE 4A - 4D FORM 990, PART III, LINE 4A CLIMATE SMART FOREST ECONOMY PROGRAM: CSFEP AIMS TO BUILD RADICALLY NEW ECONOMIES THAT BALANCE THE NEEDS OF ECOSYSTEMS AND PEOPLE. BY USING BIO-BASED PRODUCTS TO MEET BASIC HUMAN NEEDS LIKE HOUSING, WHILE CREATING LOCAL JOBS AND GENERATING REVENUE FOR SUSTAINABLE FOREST MANAGEMENT, CSFEP EMPOWERS COMMUNITIES TO TACKLE THEIR BIGGEST CHALLENGES WHILE ALSO DECARBONIZING AND REVERSING BIODIVERSITY LOSS. CSFEP SUPPORTS BREAKTHROUGH INITIATIVES THAT DEMONSTRATE THE FULL POTENTIAL OF SUSTAINABLE FORESTS AND FOREST PRODUCTS TO PAVE THE WAY FOR FUTURE GREEN GROWTH. CSFEP IS AN EVIDENCE-BASED COLLABORATIVE OF EIT CLIMATE-KIC AND DALBERG. KEY PARTNERS INCLUDE THE WORLD ECONOMIC FORUM AND THE WORLD RESOURCES INSTITUTE. GOOD ENERGIES FOUNDATION HAS GENEROUSLY PROVIDED SEED FUNDING FOR THE PROGRAM, WHICH IS INCUBATED BY DALBERG CATALYST. FORM 990, PART III, LINE 4B COVAX - Country Readiness & Delivery: With the support of the Bill & Melinda Gates Foundation, we are working with the Dalberg Group and JSI to support the COVID Vaccine Delivery Partnership to improve and harmonize knowledge management, communications, and tools and processes used at the global, regional, and country levels for the planning, implementation, and monitoring of COVID-19 vaccine programs. This work is facilitating collaboration, information exchange, and learning between country, region, and immunization partners and increasing the readiness and capacity of COVAX participating countries, particularly LMICs, for the implementation of the COVID-19 vaccines' delivery plans. FORM 990, PART III, LINE 4C Preventing Pandemics at the Source: Dalberg Catalyst designed and launched the Preventing Pandemics at the Source initiative in recognition of the fact that infectious diseases like COVID-19 will appear again, and with increasing frequency, unless we get to the root of the problem and prevent pandemics at their source - at the point of spillover from animals to humans. THIS SPILLOVER IS OCCURRING WITH INCREASING FREQUENCY due to our broken relationship with nature. Alongside a growing coalition of leading conservation, public health, human rights, science, health justice, Indigenous Rights, and COVID-survivor organizations, we are working to catalyse funding and global action to prevent the spillover of zoonotic pathogens - well before they can become global pandemics, regional or national epidemics, or even localized outbreaks. FORM 990, PART III, LINE 4D . Sharing Strategies - To crack the concurrent crises of COVID, conflicts, climate, and inequality, the international development community needs to break out of old ways of working, escape siloed thinking and structures, and partner strategically. Sharing Strategies is a neutral platform and network of leading change-makers from advocates, think tanks, local leaders, global civil society groups, international organizations, the private sector and philanthropic foundations working together to avert climate catastrophe and achieve our shared Sustainable Development Goals. Sharing Strategies is incubated at Dalberg Catalyst. . CLIMATE ACTION PLATFORM FOR AFRICA (CAP-A) - THE MISSION OF CAP-A IS TO UNLOCK AFRICA'S POTENTIAL AS A GLOBAL HUB FOR CLIMATE ACTION, UNDERPINNED BY A NEW CLIMATE-SMART MODEL OF ECONOMIC GROWTH AND INCLUSIVE LIVELIHOODS. THE PLATFORM'S WORK IS INFORMED BY THE REALIZATION THAT AFRICA'S DEMOGRAPHICS, GROWTH TRAJECTORY AND NATURAL RESOURCE ENDOWMENTS, COUPLED WITH ITS EXTREMELY LOW LEVELS OF CURRENT CARBON EMISSIONS, ALLOW THE CONTINENT TO ASPIRE TO NOT JUST NET-ZERO BUT A SUBSTANTIAL NET-NEGATIVE CARBON FOOTPRINT SOONER THAN ANY OTHER PART OF THE WORLD. . Uncommon Collaborations - Funded by the Rockefeller Foundation, and co-designed and managed by Dalberg Catalyst, Uncommon Collaborations supports collaborations between experts seeking to creatively solve complex challenges the world faces today. . Investors for Health - Dalberg Catalyst hosts and supports this community of investors who are working together to ensure that private and public capital are deployed to help build inclusive healthcare systems in Emerging Markets. The overall objective is to contribute to a thriving impact investment landscape in healthcare that takes the world closer to universal health coverage in emerging markets. . Accelerating Cost Effective Solutions to Learning Poverty / Elimu Soko - Elimu Soko serves as a stimulant and a clearinghouse for innovative solutions to fight learning poverty in Eastern and Southern Africa. A partnership amongst Hempel Foundation, Dalberg Catalyst, Dalberg Advisors, and Dalberg Media, Elimu Soko catalyzes action by bringing together government stakeholders and education entrepreneurs to identify and resolve key bottlenecks limiting foundational learning. . TVET CIV, DRC, AND TANZANIA - DALBERG CATALYST, IN PARTNERSHIP WITH THE CATERPILLAR FOUNDATION, IS SUPPORTING THE DESIGN AND ROLL OUT OF AN INNOVATIVE MODEL FOR COLLABORATION BETWEEN THE GOVERNMENT AND PRIVATE SECTOR IN DELIVERING INDUSTRY-READY TECHNICAL AND VOCATIONAL SKILLS IN COTE D'IVOIRE, THE DRC, AND TANZANIA. . COVID Vaccine Equity Project - Through the COVID vaccine equity project, Dalberg supports country governments and frontline immunization workers to take the lead in equitably delivering COVID-19 vaccines. . BIODIVERSITY INVESTMENTS - RESEARCH AND ACCELERATION (BIRA) - DALBERG CATALYST IS PARTNERING WITH FSD AFRICA, THE AFRICAN LEADERSHIP UNIVERSITY, AND DALBERG ADVISORS TO DEVELOP A VIABLE INVESTMENT FRAMEWORK INTENDED TO UNLOCK BIODIVERSITY FINANCE AND INCREASE INVESTOR INTEREST IN BIODIVERSITY PROJECTS ACROSS AFRICA. . SDG Leadership Labs - Dalberg Catalyst is supporting this program of the Global Executive Leadership Initiative, which aims to enhance the systems leadership of participating UN country teams. It promotes new leadership capabilities, and introduces a forward-looking organizational model that strengthens leadership practice and supports collaborative leadership processes. FORM 990, PART VII, COMPENSATION OF OFFICERS: In a purely administrative arrangement, Dalberg Advisors administers a portion of the CEO's salary, and is fully reimbursed by Dalberg Catalyst for this payment. The CEO currently receives healthcare insurance through Dalberg Advisors, which is also fully reimbursed by Dalberg Catalyst. Dalberg Catalyst pays an administrative fee to Dalberg Advisors for handling of payroll and healthcare. FORM 990, PART VI, SECTION B, LINE 11B: THE CEO, The CFO/COO, AND GENERAL COUNSEL REVIEW AND APPROVE THE ORGANIZATION'S DRAFT IRS FORM 990. BEFORE FILING WITH THE IRS, THE CEO SENDS THE FORM 990 TO THE BOARD FOR ITS REVIEW. FORM 990, PART VI, SECTION B, LINE 12C: THE ORGANIZATION MAINTAINS A BOARD-ADOPTED CONFLICT OF INTEREST POLICY THAT REQUIRES OFFICERS AND DIRECTORS TO DISCLOSE ANY TRANSACTIONS OR ARRANGEMENTS INVOLVING AN ACTUAL OR POSSIBLE CONFLICT OF INTEREST. OFFICERS OR DIRECTORS WHO HAVE AN ACTUAL OR POTENTIAL CONFLICT OF INTEREST MUST RECUSE THEMSELVES FROM ANY BOARD DISCUSSION OR VOTE ON SUCH PROPOSED ARRANGEMENT OR TRANSACTION. FORM 990, PART VI, SECTION B LINE 15: The Organization's Board members reviewed compensation benchmarks based on the compensation information from Form 990s of organizations operating in the same sector, and of comparable size and complexity. Per those benchmarks, the Board members (other than the CEO) unanimously agreed that the compensation of the current CEO and CFO was reasonable and appropriate for their roles and the size of Dalberg Catalyst. FORM 990, PART VI, SECTION C, LINE 19 MADE AVAILABLE UPON REQUEST. Form 990, Part XI, Line 9 FOREIGN CURRENCY TRANSACTION LOSS $72,149. FORM 990 PART IX LINE 11G DESCRIPTION:PROJECT CONSULTANTS TOTAL FEES:7090780 FORM 990 PART IX LINE 11G DESCRIPTION:OTHER FEES TOTAL FEES:4738 DALBERG TRUST 45C Ground Floor Norrebrogade COPEHAGEN DA 2200 SOCIAL IMPACT DA 501(C)(3) NA false false false true false false false false false false false false false false false false false false false false DALBERG TRUST C 100000 GRANT CONTRIBUT