2023-11-15T14:37:45+00:00 2022-12-31 346565596 ERNST & YOUNG US LLP 111 MONUMENT CIRCLE INDIANAPOLIS IN 462045100 990 2022-01-01 371159978 Carle Development Foundation CARL 2173833311 611 W PARK STREET URBANA IL 61801 DENNIS HESCH EXEC. VP & CFO 2173833311 2023-11-15 true DENNIS HESCH 999009999 Jennifer D Rhoderick P00395735 3176817000 2023-11-14 2022 2023-04-26 12:10:37Z CARLE CENTER FOR PHILANTHROPY DENNIS HESCH EXEC VP & CFO 611 W PARK STREET URBANA IL 61801 10620353 false X http://www.carle.org/ X 1982 IL TO RAISE FUNDS TO SUPPORT THE CARLE FOUNDATION MISSION. 17 15 28 335 0 0 8793998 6635473 0 0 2382609 937805 50514 293873 11227121 7867151 2833999 3634806 0 0 1530582 1675388 0 0 2266903 956342 663836 5320923 5974030 5906198 1893121 70454339 69715231 21410322 22773271 49044017 46941960 X TO RAISE FUNDS FROM THE PUBLIC AND OTHER SOURCES, MAINTAIN THOSE FUNDS AND, AS APPROPRIATE, EXPEND PRINCIPAL AND INCOME TO SUPPORT THE CARLE FOUNDATION MISSION. WHICH IS TO PROVIDE HIGH QUALITY HEALTH CARE, ADVANCE MEDICAL RESEARCH AND EDUCATION IN CENTRAL ILLINOIS. false false 1026716 1026716 0 HOSICK REHABILITATION - CARLE'S INPATIENT REHABILITATION CENTER REOPENED AS THE DR. ELIZABETH C. HOSICK REHABILITATION CENTER IN 2017 AFTER THE COMPLETION OF A TWO-PHASE RENOVATION AND EXPANSION PROJECT. THIS STATE-OF-THE-ART UNIT INCLUDES MORE SQUARE FOOTAGE, PRIVATE PATIENT ROOMS WITH OVERSIZED BATHROOMS, LIFTS IN EACH ROOM TO HELP PATIENTS MOVE FREELY, A NEW THERAPY GYM, A PRIVATE THERAPY AREA FOR PATIENTS WITH BRAIN INJURY OR HIGH LEVELS OF AGITATION, AN ACTIVITY OF DAILY LIVING APARTMENT FOR TRANSITIONING TO LIFE OUTSIDE THE HOSPITAL, AND A DRIVING SIMULATOR TO BOOST PATIENTS' CONFIDENCE BEHIND THE WHEEL. THE HOSICK REHABILITATION CENTER SERVES MORE THAN 300 PATIENTS EACH YEAR. 428365 428365 0 SENSORY FRIENDLY INITIATIVES - IN SEPTEMBER 2020, CARLE HEALTH CENTER FOR PHILANTHROPY LAUNCHED EFFORTS TO FULLY FUND A SENSORY FRIENDLY INITIATIVE THROUGHOUT THE CARLE HEALTH SYSTEM. PROCEEDS FROM THE ANNUAL EMPLOYEE GIVING CAMPAIGN AND CARLE GOLF OPEN WERE USED TO EDUCATE STAFF, TRANSFORM THE ENVIRONMENT, AND PROVIDE HELPFUL DISTRACTIONS - ALL FOR THE PURPOSE OF HELPING THOSE WITH AUTISIM NAVIGATE THE HEALTHCARE ENVIRONMENT. TO DATE, SIX SENSORY-FRIENDLY SPACES HAVE BEEN COMPLETED, THOUSANDS OF SENSORY FRIENDLY KITS HAVE BEEN DISTRIBUTED TO PATIENT CARE AREAS AND MORE THAN 7,500 TEAM MEMBERS HAVE RECEIVED AUTISM AWARENESS TRAINING. 198465 198465 0 CATHY H. NOTTOLI MEMORIAL - CATHY NOTTOLI SPENT 20 YEARS AS A PHYSICIAN RECRUITER FOR THE HOSPITAL NOW KNOWN AS CARLE BROMENN MEDICAL CENTER. IN TRIBUTE TO HER CAREER, THE NEW LOBBY ON THE LOWER LEVEL OF THE CARLE BROMENN ATRIUM, SERVING RADIOLOGY AS WELL AS HEART AND VASCULAR PATIENTS, CARRIES HER NAME THANKS TO GENEROUS SUPPORT FROM HER FAMILY. THE RENOVATED LOBBY IS NOW A VIBRANT, OPEN, AND WELCOMING PUBLIC SPACE. 2053581 1981260 0 OTHER PROGRAM SERVICE - OTHER PROGRAMS FUNDED AND SUPPORTED BY THE CARLE DEVELOPMENT FOUNDATION INCLUDE RURAL HEALTH AND FARM SAFETY, RESEARCH IN MANY AREAS INCLUDING CANCER/CARDIOLOGY/DIGESTIVE HEALTH/GENERAL NURSING, MEDICAL EDUCATION IN BOTH HOSPITAL SETTINGS AND COMMUNITY SETTINGS, PEDIATRICS INITIATIVES AND PATIENT CARE. 2053581 1981260 3707127 true true false true false false false false true true true false false true true false true false false false false false false true false false true true true false false false false false false false false false false false false false true true true false false true 12 0 true 28 true false false false false false true true false false false false false false X 17 15 true false false false true true true true true false false true true true true true true false false false IL X X DENNIS HESCH EXEC VP & CFO 2173833311 611 W PARK ST URBANA IL 61801 Bud Leister Secretary of Board 1.0 0.0 X X 0 0 0 James C Leonard MD Ex-Officio, Voting; - President & CEO 2.0 38.0 X X 0 2140109 661809 Joseph Barkmeier MD Treasurer of Board 1.0 0.0 X X 0 0 0 Mary McGrath Chair 1.0 0.0 X X 0 0 0 Phillip Blankenburg Vice Chair 1.0 0.0 X X 0 0 0 Curt Anderson Trustee 1.0 0.0 X 0 0 0 Donna Greene Trustee 1.0 0.0 X 0 0 0 Julia Eichorst Trustee 1.0 0.0 X 0 0 0 Justin Kirby Trustee 1.0 0.0 X 0 0 0 Karl Appelquist Ex-Officio, Voting 1.0 0.0 X 0 0 0 Kathy Aquino Ex-Officio, Voting 1.0 0.0 X 0 0 0 Malec Mokraoui MD Trustee 1.0 39.0 X 0 463282 58813 Paul Tucker PhD Ex-Officio, Voting 1.0 0.0 X 0 0 0 Rick Stephens Trustee 1.0 0.0 X 0 0 0 Scott Reichard Trustee 1.0 0.0 X 0 0 0 Shirley Witte Ex-Officio, Voting 1.0 0.0 X 0 0 0 Will Timmons Trustee 1.0 0.0 X 0 0 0 Dennis Hesch EVP, Chief Finance & Strategy Officer 1.0 39.0 X 0 1286099 414800 Matthew Kolb JD MHA EVP, Chief Operating Officer 1.0 39.0 X 0 1363262 394190 Lauren Schmid EVP, Chief Human Resources Officer 1.0 39.0 X 0 772322 228747 Lizbeth Katsinas VP, Center for Philantropy 40.0 0.0 X 0 314146 65527 Shelleigh Birlingmair VP, BroMenn & Eureka Development 40.0 0.0 X 171821 0 46699 Laura Caveny Director, Development & Grateful Giving CFH 40.0 0.0 X 116701 0 9148 Roger Laramee Director, Development CFH 40.0 0.0 X 137860 0 10215 Laurence Fallon Former - Key Employee 5.0 35.0 X 0 851281 289874 426382 7190501 2179822 3 true true false 0 262952 2314030 4058491 22357 6635473 0 0 0 0 0 940621 940621 0 0 2653649 2656465 -2816 0 -2816 -2816 348610 262952 96737 251873 251873 FARM LEASE INCOME 900099 42000 42000 0 0 0 0 42000 7867151 0 0 1231678 3565683 3565683 69123 69123 223063 223063 1173847 1173847 56987 56987 140812 140812 80679 80679 126 126 49610 49610 194848 0 0 194848 19078 19078 97125 97125 46797 46797 147468 147468 6334 6334 1667 1667 2742 2742 917 917 MISC ANNUITIES 72321 72321 NON-PHYSICIAN RECRUITMENT 17500 17500 PATIENT CARE SUPPLIES 73 73 Not Allowable Costs 5806 5806 1424 0 0 1424 5974030 3707127 0 2266903 2831773 2619969 2221144 1015299 84988 84988 0 0 0 0 52 79 11239833 102720 11147645 11137113 39570954 39997996 14550322 14812326 0 47461 47461 70454339 69715231 373701 301724 10406 0 0 21026215 22471547 21410322 22773271 X 17469911 17300323 31574106 29641637 49044017 46941960 70454339 69715231 X 1893121 -4006225 11047 X false true X true false X 3621111 4344635 5293156 8793998 6635473 28688373 0 0 3621111 4344635 5293156 8793998 6635473 28688373 9178815 19509558 548377 549818 566072 797428 940621 3402316 0 29700 27000 27000 40300 42000 166000 32256689 576322 0.6048 0.5854 X Schedule A, Part II, Line 10 Other Income DESCRIPTION - FARM LEASE INCOME, COLUMN A - 29700.0, COLUMN B - 27000.0, COLUMN C - 27000.0, COLUMN D - 40300.0, COLUMN E - 42000.0, COLUMN F - 166000.0; RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false false false false false false false false true 126 126 false Schedule C, Part II-B, Line 1 DETAILED DESCRIPTION OF THE LOBBYING ACTIVITY $126 - PORTION OF ASSOCIATION DUES ATTRIBUTED TO LOBBYING. 10625241 323463 -1237640 161716 9549348 9005618 518076 1231712 130165 10625241 4543253 3475633 1117930 131198 9005618 3590979 346621 629457 23804 4543253 3353135 420328 -128526 53958 3590979 0.0 1.0 0.0 false false 11045065 11045065 194768 102720 92048 11137113 LIMITED PARTNERSHIPS 3501326 F PERPETUAL FARMLAND TRUSTS 11311000 F 14812326 ANNUITIES LIABILITY 169783 INTERCOMPANY PAYABLES 22301764 22471547 X Schedule D, Part V, Line 4 Intended uses of endowment funds THE CARLE DEVELOPMENT FOUNDATION, WHOSE SOLE MEMBER IS THE CARLE FOUNDATION, HAD FIFTY-THREE ENDOWMENTS, RANGING IN AMOUNTS FROM APPROXIMATELY $1,034 TO $669,972. THE PURPOSES DESIGNATED BY THE DONORS VARIED, BUT CONSISTED OF SUPPORT FOR CANCER RESEARCH, THE CARLE GUEST HOUSE, CONTINUED EDUCATION FOR VARIOUS PROFESSIONAL STAFF, AND OTHER HEALTHCARE RELATED PURPOSES. Schedule D, Part X, Line 2 FIN 48 (ASC 740) footnote THE GUIDANCE ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES PRESCRIBES A MORE-LIKELY-THAN-NOT RECOGNITION THRESHOLD AND MEASUREMENT ATTRIBUTE FOR FINANCIAL STATEMENTS RECOGNITION OF A TAX POSITION TAKEN OR EXPECTED TO BE TAKEN. THERE WERE NO UNCERTAIN TAX BENEFITS IDENTIFIED OR RECORDED AS A LIABILITY AS OF DECEMBER 31, 2022, AND 2021. Golf Open 424842 101242 323600 2175 0 28105 48225 0 0 A Taste of Derby: Fashionably Neat 186720 161710 25010 0 0 500 16232 1500 0 0 611562 262952 348610 2175 0 28605 64457 1500 0 96737 251873 true The Board of Trustees of the University of Illinois 506 S Mathews Ave Urbana IL 61801 376000511 501(c)(3) 127623 PGRM Support & Research The Carle Foundation 611 W Park St Urbana IL 61801 370673465 501(c)(3) 1714341 4100 Cost Patient Support PGRM Support & Education The Carle Foundation Hospital 611 W Park St Urbana IL 61801 371119538 501(c)(3) 377550 505538 Cost Patient Support Patient Support & Education Carle Health Care Incorporated 611 W Park St Urbana IL 61801 371140016 501(c)(3) 147907 11274 Cost Patient Support Patient Support & Education Carle BroMenn Medical Center 611 W Park St Urbana IL 61801 850682363 501(c)(3) 128330 1542 COST PATIENT SUPPORT Patient Support & Education Richland Community Memorial Hospital Inc 800 East Locust St Olney IL 62450 371363001 501(c)(3) 147074 11971 Cost Patient Support Patient Support & Education Carle Eureka Hospital 101 S MajorSt Eureka IL 61530 850688306 501(c)(3) 273295 Patient Support & Education Carle Retirement Centers Inc 611 W Park St Urbana IL 61801 371160033 501(c)(3) 107801 806 COST PATIENT SUPPORT Resident Support & EDU 8 0 MEDICAL EDUCATION ASSISTANCE 133 53356 PATIENT ASSISTANCE 51 15767 Schedule I, Part I, Line 2 Procedures for monitoring use of grant funds. THE MAJORITY OF THE GRANTS ARE FOR THE CARLE FOUNDATION AND ITS AFFILIATES AND/OR THE COMMUNITY IN WHICH IT IS LOCATED. ANYONE WISHING TO REQUEST FUNDS IS REQUIRED TO COMPLETE A REQUEST FORM FROM THE CARLE DEVELOPMENT FOUNDATION. THE FORM REQUIRES A DETAILED DESCRIPTION OF THE PURPOSE OF THE CURRENT FUNDING REQUEST AMONG OTHER ITEMS SUCH AS THE REQUESTOR'S NAME, AMOUNT OF THE REQUEST, ETC. THE REQUESTS ARE REVIEWED BY THE APPROPRIATE FUND DEVELOPMENT STAFF TO DETERMINE IF THERE ARE FUNDS AVAILABLE FOR THE NOTED PURPOSE AND TO EVALUATE THE OVERALL REASONABLENESS OF THE REQUEST. THE REQUESTS ARE APPROVED BY THE MANAGER OR VICE PRESIDENT OF FUND DEVELOPMENT PRIOR TO FUNDING. ACCOUNTING THEN PROCESSES PROPERLY APPROVED REQUESTS. false true false false false false false true false James C Leonard MD Ex-Officio, Voting; - President & CEO 0 1607032 0 528517 0 4560 0 643876 0 17933 0 2801918 0 497 Malec Mokraoui MD Trustee 0 461430 0 0 0 1852 0 39510 0 19303 0 522095 0 0 Matthew Kolb JD MHA EVP, Chief Operating Officer 0 979097 0 225035 0 159130 0 368388 0 25802 0 1757452 0 155067 Dennis Hesch EVP, Chief Finance & Strategy Officer 0 993973 0 288063 0 4063 0 396203 0 18597 0 1700899 0 0 Lauren Schmid EVP, Chief Human Resources Officer 0 550105 0 123287 0 98930 0 204706 0 24041 0 1001069 0 95210 Lizbeth Katsinas VP, Center for Philantropy 0 271154 0 40715 0 2277 0 64125 0 1402 0 379673 0 0 Shelleigh Birlingmair VP, BroMenn & Eureka Development 147037 0 23487 0 1297 0 32510 0 14189 0 218520 0 0 0 Laurence Fallon Former - Key Employee 0 678156 0 168917 0 4208 0 264214 0 25660 0 1141155 0 0 Schedule J, Part I, Line 3 Arrangement used to establish the top management official's compensation THE BOARD OF TRUSTEES OF THE CARLE FOUNDATION, THE PARENT ORGANIZATION OF CARLE DEVELOPMENT FOUNDATION, THROUGH ITS COMPENSATION COMMITTEE COMPRISED OF INDEPENDENT MEMBERS FREE OF CONFLICT, ANNUALLY REVIEWS EXECUTIVE COMPENSATION LEVELS AND ESTABLISHES APPROPRIATE SALARY RANGES AND OTHER FEATURES OF THE COMPENSATION PLAN IN ACCORDANCE WITH THE ORGANIZATION'S APPROVED COMPENSATION PHILOSOPHY AND STRATEGY: -THE COMMITTEE IS COMPRISED OF MEMBERS OF THE BOARD OF TRUSTEES; WHO ARE INDEPENDENT OF THE CARLE FOUNDATION MANAGEMENT; HAVE NO PERSONAL INTEREST IN THE COMPENSATION ARRANGEMENTS; ARE NOT RELATED TO, OR UNDER THE CONTROL OF ANY INDIVIDUAL WHOSE COMPENSATION ARRANGEMENT IS BEING REVIEWED; AND HAVE NO MATERIAL BUSINESS RELATIONSHIP WITH THE CARLE FOUNDATION. -THE CHIEF EXECUTIVE OFFICER'S COMPENSATION IS DETERMINED BY THE COMPENSATION COMMITTEE IN RELATION TO APPROPRIATE COMPARABILITY DATA. COMPENSATION FOR OTHER MEMBERS OF THE EXECUTIVE STAFF IS DEVELOPED BY THE CEO, EVALUATED AGAINST MARKET DATA, AND REVIEWED AND APPROVED BY THE COMMITTEE. -THE COMMITTEE APPROVES ALL ANNUAL COMPENSATION DECISIONS IN ADVANCE OF THEIR IMPLEMENTATION AND DOCUMENTS ITS DETERMINATIONS AND DISCUSSIONS. -THE COMPENSATION COMMITTEE RELIES UPON A NUMBER OF EXTERNAL RESOURCES AND COMPARISONS, AND ITS ANALYSIS INCLUDES TOTAL COMPENSATION (CASH COMPENSATION PLUS BENEFITS PROVIDED BY THE CARLE FOUNDATION) IN RELATION TO ORGANIZATIONAL PERFORMANCE AND PREVAILING INDUSTRY PRACTICES FOR LIKE RESPONSIBILITIES AT COMPARABLY SIZED ORGANIZATIONS. THE COMMITTEE HAS ENGAGED THE SERVICES OF A COMPENSATION CONSULTING FIRM SPECIALIZING IN THE NOT-FOR-PROFIT SECTOR WHICH HAS WORKED WITH THE CARLE FOUNDATION AND MAKES ITS REPORTS DIRECTLY AVAILABLE TO THE COMPENSATION COMMITTEE. Schedule J, Part I, Line 4b Supplemental nonqualified retirement plan THE 2022 PARTICIPANTS IN THE 457(F) PLAN OFFERED BY CARLE FOUNDATION, THE PARENT ORGANIZATION OF THE CARLE DEVELOPMENT FOUNDATION, THAT ARE LISTED IN THE 990 PART VII INCLUDE JAMES LEONARD, MD, DENNIS HESCH, MATTHEW KOLB, LAUREN SCHMID, LIZABETH KATSINAS, SHELLEIGH BIRLINGMAIR, AND LAURENCE FALLON. THE 2022 PAYMENTS FROM THE 457(F) PLAN WERE MADE TO JAMES LEONARD, MD ($497), MATTHEW KOLB ($155,067), AND LAUREN SCHMID ($95,210). Schedule J, Part I, Line 7 Non-fixed payments PART OF THE OVERALL EMPLOYEE'S COMPENSATION PROGRAM INCLUDES AN INCENTIVE COMPONENT THAT COVERS MOST EMPLOYEES AND IS DESIGNED TO ENCOURAGE AND PROMOTE THE ACHIEVEMENT OF CERTAIN QUALITY, OPERATIONAL, AND EFFICIENCY IMPROVEMENTS. ALTHOUGH THIS INCENTIVE COMPONENT IS BASED ON THE ORGANIZATION MEETING CERTAIN MINIMUM FINANCIAL THRESHOLDS, ALL PAYMENTS MUST BE APPROVED BY THE BOARD OF DIRECTORS PRIOR TO ANY INCENTIVE PAYOUT. Form 990, Part III, Line 4d Description of other program services (Expenses $ 2,053,581 including grants of $ 1,981,260)(Revenue $ 0) OTHER PROGRAM SERVICE - OTHER PROGRAMS FUNDED AND SUPPORTED BY THE CARLE DEVELOPMENT FOUNDATION INCLUDE RURAL HEALTH AND FARM SAFETY, RESEARCH IN MANY AREAS INCLUDING CANCER/CARDIOLOGY/DIGESTIVE HEALTH/GENERAL NURSING, MEDICAL EDUCATION IN BOTH HOSPITAL SETTINGS AND COMMUNITY SETTINGS, PEDIATRICS INITIATIVES AND PATIENT CARE. Form 990, Part VI, Line 15 15A & 15B CARLE DEVELOPMENT FOUNDATION DOES NOT COMPENSATE ITS OFFICERS. EMPLOYEE COMPENSATION FOR THESE INDIVIDUALS IS COMPENSATED BY THE PARENT ORGANIZATION, THE CARLE FOUNDATION. THE BOARD OF TRUSTEES OF THE CARLE FOUNDATION, THE PARENT ORGANIZATION OF CARLE DEVELOPMENT FOUNDATION, THROUGH ITS COMPENSATION COMMITTEE COMPRISED OF INDEPENDENT MEMBERS FREE OF CONFLICT, ANNUALLY REVIEWS EXECUTIVE COMPENSATION LEVELS AND ESTABLISHES APPROPRIATE SALARY RANGES AND OTHER FEATURES OF THE COMPENSATION PLAN IN ACCORDANCE WITH THE ORGANIZATION'S APPROVED COMPENSATION PHILOSOPHY AND STRATEGY: * THE COMMITTEE IS COMPRISED OF MEMBERS OF THE BOARD OF TRUSTEES; WHO ARE INDEPENDENT OF THE CARLE FOUNDATION MANAGEMENT; HAVE NO PERSONAL INTEREST IN THE COMPENSATION ARRANGEMENTS; ARE NOT RELATED TO, OR UNDER THE CONTROL OF ANY INDIVIDUAL WHOSE COMPENSATION ARRANGEMENT IS BEING REVIEWED; AND HAVE NO MATERIAL BUSINESS RELATIONSHIP WITH THE CARLE FOUNDATION. * THE CHIEF EXECUTIVE OFFICER'S COMPENSATION IS DETERMINED BY THE COMPENSATION COMMITTEE IN RELATION TO APPROPRIATE COMPARABILITY DATA. COMPENSATION FOR OTHER MEMBERS OF THE EXECUTIVE STAFF IS DEVELOPED BY THE CEO, EVALUATED AGAINST MARKET DATA, AND REVIEWED AND APPROVED BY THE COMMITTEE. * THE COMMITTEE APPROVES ALL ANNUAL COMPENSATION DECISIONS IN ADVANCE OF THEIR IMPLEMENTATION AND DOCUMENTS ITS DETERMINATIONS AND DISCUSSIONS. * THE COMPENSATION COMMITTEE RELIES UPON A NUMBER OF EXTERNAL RESOURCES AND COMPARISONS, AND ITS ANALYSIS INCLUDES TOTAL COMPENSATION (CASH COMPENSATION PLUS BENEFITS PROVIDED BY THE CARLE FOUNDATION) IN RELATION TO ORGANIZATIONAL PERFORMANCE AND PREVAILING INDUSTRY PRACTICES FOR LIKE RESPONSIBILITIES AT COMPARABLY-SIZED ORGANIZATIONS. THE COMMITTEE HAS ENGAGED THE SERVICES OF A COMPENSATION CONSULTING FIRM SPECIALIZING IN THE NOT-FOR-PROFIT SECTOR WHICH HAS WORKED WITH THE CARLE FOUNDATION AND MAKES ITS REPORTS DIRECTLY AVAILABLE TO THE COMPENSATION COMMITTEE. Form 990, Part VI, Line 2 Family/business relationships amongst interested persons JAMES LEONARD, MD (OFFICER), MATTHEW KOLB (OFFICER), AND LAURENCE FALLON (FORMER) - Business relationship, PAUL TUCKER (TRUSTEE) AND JAMES LEONARD (OFFICER) - Business relationship, PAUL TUCKER (TRUSTEE), KARL APPELQUIST (TRUSTEE), AND JAMES LEONARD, MD (OFFICER) - Business relationship, DONNA GREENE (TRUSTEE), JAMES LEONARD, MD (OFFICER), AND DENNIS HESCH (OFFICER) - Business relationship, JAMES LEONARD, MD (OFFICER), DENNIS HESCH (OFFICER), AND LAUREN SCHMID (KEY EMPLOYEE) - Business relationship, PAUL TUCKER (TRUSTEE) AND DENNIS HESCH (OFFICER) - Business relationship Form 990, Part VI, Line 6 Classes of members or stockholders THE CARLE DEVELOPMENT FOUNDATION HAS ONE MEMBER, WHICH IS THE PARENT COMPANY, THE CARLE FOUNDATION. Form 990, Part VI, Line 7a Members or stockholders electing members of governing body THE CARLE FOUNDATION, ACTING THROUGH ITS BOARD OF TRUSTEES, HAS THE EXCLUSIVE POWER TO ELECT AND REMOVE MEMBERS OF THE BOARD OF TRUSTEES FOR THE CORPORATION IN ADDITION TO FILLING VACANCIES. Form 990, Part VI, Line 7b Decisions requiring approval by members or stockholders THE CARLE DEVELOPMENT FOUNDATION'S BOARD OF TRUSTEES MUST HAVE THE APPROVAL OF ITS SOLE MEMBER, THE CARLE FOUNDATION, THROUGH ITS BOARD OF TRUSTEES, WHEN VOTING ON MATTERS INCLUDING THE AMENDING OF BYLAWS; AMENDING OF THE ARTICLES OF THE CORPORATION; THE ADOPTION OF ANY ANNUAL OR LONG-TERM CAPITAL OR OPERATIONAL BUDGETS OF THE CORPORATION; THE ADOPTION OF ANY NEW, OR ANY CHANGES TO EXISTING, LONG-TERM OR MASTER INSTITUTIONAL PLANS OF THE CORPORATION; THE ADOPTION OF A PLAN OF DISSOLUTION OF THE CORPORATION; THE ENGAGING OF THE CORPORATION INTO ANY TRANSACTION PROVIDING FOR THE SALE, MORTGAGE OR OTHER DISPOSITION OF ALL OR SUBSTANTIALLY ALL OF ITS ASSETS; THE ADOPTION OF A PLAN OF MERGER OR CONSOLIDATION OF THE CORPORATION WITH ANOTHER CORPORATION; APPROVING ANY CONTRIBUTIONS, GRANTS OR LOANS BY THE CORPORATION TO ANY ORGANIZATION OR CORPORATION OTHER THAN THE SOLE MEMBER OF THE CORPORATION OR AN AFFILIATE THE SUM OF WHICH EXCEEDS $10,000 FOR ANY FISCAL YEAR; THE ORGANIZING OR ACQUISITION, OR AUTHORIZATION OR PERMIT THE ORGANIZATION OR ACQUISITION OF ANY SUBSIDIARY OR AFFILIATE OF THE CORPORATION. Form 990, Part VI, Line 11b Review of form 990 by governing body FORM 990 WAS PREPARED BY STAFF AND AN EXTERNAL TAX ADVISOR AND REVIEWED BY MANAGEMENT. PRIOR TO FILING THIS FORM 990, A FULL AND COMPLETE COPY WAS PROVIDED TO THE GOVERNING BODY BY POSTING TO THE ORGANIZATION'S DIRECTOR COMMUNICATION PORTAL. ALSO, BEFORE FILING, EACH TRUSTEE RECEIVED NOTIFICATION THAT THE FORM 990 WAS POSTED AND AVAILABLE FOR REVIEW AT HIS/HER DISCRETION, EACH TRUSTEE HAS THE OPPORTUNITY TO CONTACT MANAGEMENT OR DISCUSS AND ADDRESS CONCERNS AT SUBSEQUENT BOARD MEETINGS. Form 990, Part VI, Line 12c Conflict of interest policy THE ORGANIZATION'S ESTABLISHED CONFLICT OF INTEREST POLICIES REQUIRE ANNUAL DISCLOSURE OF ACTUAL AND POTENTIAL CONFLICTS OF INTEREST FOR OFFICERS, DIRECTORS, TRUSTEES, MEMBERS OF BOARD COMMITTEES, ADMINISTRATIVE AND MANAGERIAL EMPLOYEES AS WELL AS ALL EMPLOYEES OF THE PURCHASING DEPARTMENT. IF CIRCUMSTANCES CHANGE DURING THE COURSE OF A YEAR, INTERIM DISCLOSURE IS ALSO REQUIRED OF THE SAME INDIVIDUALS. THE DISCLOSURES OF EMPLOYEES ARE REVIEWED INITIALLY BY THE COMPLIANCE DEPARTMENT AND ANY IDENTIFIED CONFLICTS ARE REFERRED TO, AND ADDRESSED BY, THE ORGANIZATION'S INTERNAL LEGAL COUNSEL AND/OR CORPORATE INTEGRITY OFFICER. THE DISCLOSURES OF TRUSTEES AND MEMBERS OF BOARD COMMITTEES ARE REVIEWED BY THE CHAIR OF THE BOARD. THE ENTIRE BOARD, ABSENT THE SUBJECT TRUSTEE OR COMMITTEE MEMBER DETERMINES WHETHER A CONFLICT EXISTS. TRUSTEES AND/OR BOARD COMMITTEE MEMBERS WITH IDENTIFIED CONFLICTS ARE REQUIRED TO RECUSE THEMSELVES FROM DELIBERATING AND VOTING ON MATTERS THAT MAY PRESENT A CONFLICT. THE ORGANIZATION ALSO MAINTAINS PURCHASING POLICIES REQUIRING COUNTER SIGNATURES TO FURTHER MINIMIZE THE RISK ASSOCIATED WITH ACTUAL AND/OR POTENTIAL CONFLICTS OF INTEREST. Form 990, Part VI, Line 19 Required documents available to the public THE CARLE FOUNDATION PUBLISHES THROUGH WWW.DACBOND.COM AND HTTPS://EMMA.MSRB.ORG/ ITS QUARTERLY UNAUDITED FINANCIAL STATEMENTS, ANNUAL AUDITED FINANCIAL STATEMENTS, A MANAGEMENT'S DISCUSSION & ANALYSIS TO ACCOMPANY THE FINANCIAL STATEMENTS, AND AN ANNUAL REPORT OF CERTAIN OPERATING AND FINANCIAL INFORMATION. ADDITIONALLY, OFFICIAL STATEMENTS FOR OUTSTANDING MUNICIPAL BOND ISSUES FOR WHICH THE CARLE FOUNDATION IS OBLIGATED ARE AVAILABLE AT THIS WEBSITE. THESE DOCUMENTS INCLUDE EXTENSIVE INFORMATION ABOUT THE ORGANIZATION'S HEALTH CARE DELIVERY SYSTEM MODEL, RECENT HIGHLIGHTS/ACCOMPLISHMENTS, GOVERNANCE AND ADMINISTRATION, STRATEGIC PLAN, FACILITIES, CLINICAL PROGRAMS, MEDICAL STAFF, SERVICE AREA, COMPETITIVE ENVIRONMENT, DEMOGRAPHIC DATA, UTILIZATION STATISTICS, SUMMARY FINANCIAL INFORMATION, ACADEMIC AFFILIATIONS AND EDUCATIONAL PROGRAMS, MEDICAL RESEARCH, ACCREDITATIONS, AND ITS EMPLOYEES. THIS INFORMATION IS AVAILABLE AT NO CHARGE TO THOSE WHO REGISTER AT THE WWW.DACBOND.COM WEBSITE. IN ADDITION, THE FORM 990S OF THE ORGANIZATION'S FILING ENTITIES ARE AVAILABLE THROUGH DACBOND. QUARTERLY FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST DELIVERED TO THE ORGANIZATION'S ADMINISTRATIVE OFFICES. THE ORGANIZATION'S GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICIES ARE ALSO AVAILABLE UPON REQUEST TO THE ORGANIZATION'S ADMINISTRATIVE OFFICES. Form 990, Part VII, Section A COLUMN B THE AVERAGE ESTIMATED HOURS PER WEEK LISTED FOR THE REPORTING ORGANIZATION AND RELATED ORGANIZATIONS ARE BASED ON A STANDARD 40 HOUR WEEK. MEMBERS MAY FREQUENTLY DEVOTE MORE THAN 40 HOURS OF SERVICE TO THE ENTIRE ORGANIZATION DURING AN AVERAGE WEEK. Form 990, Part XI, Line 9 Other changes in net assets or fund balances INTERCOMPANY RECEIVABLE/PAYABLE SETTLEMENTS - 11047; Form 990, Part XII, Line 2c CHANGE OF OVERSIGHT PROCESS OR SELECTION PROCESS FORM 990, PART XII QUESTIONS 2A, B, C AND PART IV, QUESTION 12 THE FINANCIAL STATEMENTS FOR THE CARLE DEVELOPMENT FOUNDATION WERE REVIEWED ON A CONSOLIDATED BASIS UNDER THE PARENT ORGANIZATION, THE CARLE FOUNDATION. THE CARLE FOUNDATION DOES HAVE AN AUDIT COMMITTEE CONSISTING OF MEMBERS OF THE GOVERNING BOARD AND THE CHIEF FINANCIAL OFFICER WHO TOGETHER ASSUME RESPONSIBILITY FOR OVERSIGHT OF THE REVIEW AND AUDIT OF ITS FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT. THE CARLE FOUNDATION 611 W PARK ST URBANA IL 618012595 370673465 Parent/Inv Mgnt IL 501(c)(3) Type III-FI NA false THE CARLE FOUNDATION HOSPITAL 611 W PARK ST URBANA IL 618012595 371119538 Hospital Services IL 501(c)(3) 3 TCF true CARLE HEALTH CARE INCORPORATED 611 W PARK ST URBANA IL 618012595 371140016 Var Med Serv IL 501(c)(3) 10 TCF true CARLE RETIREMENT CENTERS INC 611 W PARK ST URBANA IL 618012595 371160033 Retirement Living IL 501(c)(3) 10 TCF true CARLE COMMUNITY HEALTH CORPORATION 611 W PARK ST URBANA IL 618012595 364458371 FNDN mission IL 501(c)(3) Type I TCDF true HOOPESTON COMMUNITY MEMORIAL HOSPITAL 701 E ORANGE ST HOOPESTON IL 609421801 363637465 Hospital Services IL 501(c)(3) 3 TCF true RICHLAND MEMORIAL HOSPITAL INC 800 EAST LOCUST STREET OLNEY IL 62450 371363001 Hospital Services IL 501(c)(3) 3 TCF true CARLE BROMENN MEDICAL CENTER 611 W PARK ST URBANA IL 618012595 850682363 Hospital Services IL 501(c)(3) 3 TCF true CARLE EUREKA HOSPITAL 611 W PARK ST URBANA IL 618012595 850688306 Hospital Services IL 501(c)(3) 3 TCF true CARLE CANCER INSTITUTE NORMAL LLC 407 E VERNON AVE NORMAL IL 61761 371363717 Cancer Treatment IL 501(c)(3) TCF true CARLE WEST PHYSICIAN GROUP INC 611 W PARK ST URBANA IL 618012595 850703768 Physician Services IL 501(c)(3) 10 CHCI true CRIS HEALTHY AGING 309 N FRANKLIN ST DANVILLE IL 618324509 370948852 Senior Citizen Services IL 501(c)(3) 7 CHCI true CHAMPAIGN SURGICENTER LLC 611 W PARK ST URBANA IL 618012595 201915925 Surgical Center IL NA N/A HEALTH SYSTEMS INSURANCE LIMITED Governors Square 2nd Floor Bldg 3 23 Line Tree Bay Ave GRAND CAYMAN CJ KY11102 Insurance CJ NA C Corporation true CARLE RISK MANAGEMENT COMPANY 611 W PARK STREET URBANA IL 618012595 371217973 Risk Management IL NA C Corporation true EVALIDATA INC 611 W PARK ST URBANA IL 618012595 462022658 Physician Credentialing IL NA C Corporation true CHA HOLDING INC 3310 SOUTH FIELDS DR CHAMPAIGN IL 61822 471854275 Holding Co. IL NA C Corporation true CARLE HOLDING COMPANY INC 611 W PART ST URBANA IL 618012595 371188284 Holding Co. IL NA C Corporation true HEALTH ALLIANCE MEDICAL PLANS INC 3310 SOUTH FIELDS DR CHAMPAIGN IL 61822 371260731 Health Coverage IL NA C Corporation true HEALTH ALLIANCE CONNECT INC 3310 SOUTH FIELDS DR CHAMPAIGN IL 61822 464796891 Health Care Coordination IL NA C Corporation true HEALTH ALLIANCE NORTHWEST HOLDING INC 820 N CHELAN AVE WENATCHEE WA 98801 461717578 Holding Co. WA NA C Corporation true HEALTH ALLIANCE NORTHWEST HEALTH PLAN INC 820 N CHELAN AVENUE WENATCHEE WA 98801 461966323 Health Coverage WA NA C Corporation true HEALTH ALLIANCE MIDWEST INC 3310 SOUTH FIELDS DR CHAMPAIGN IL 61822 371354502 Health Coverage IL NA C Corporation true CARLE VENTURES INC 611 W PARK ST URBANA IL 618012595 371313150 Health Care Partnerships IL TCF C Corporation true CARLE HEALTH PHYSICIAN PARTNERS INC 611 W PARK ST URBANA IL 618012595 850718392 Physician Services IL TCF C Corporation true FIRST CAROLINA CARE INSURANCE COMPANY 42 MEMORIAL DRIVE PINEHURST NC 28374 331160597 Insurance IL CHA Holding C Corporation true false true true false false false false false false false true false true false false true false false true THE CARLE FOUNDATION HOSPITAL B 883088 BOOK CARLE EUREKA HOSPITAL B 273295 BOOK CARLE HEALTH CARE INCORPORATED B 159181 BOOK RICHLAND MEMORIAL HOSPITAL INC B 159045 BOOK CARLE BROMENN MEDICAL CENTER B 129872 BOOK CARLE RETIREMENT CENTERS INC B 108607 BOOK