2023-11-15T10:03:42-06:00 2023-06-30 910189318 MOSS ADAMS LLP 805 SW BROADWAY STE 1400 PORTLAND OR 97205 990 2022-07-01 946077724 CAL POLY HUMBOLDT FOUNDATION CALP 7078265146 1 HARPST STREET ARCATA CA 95521 FRANK WHITLATCH EXECUTIVE DIRECTOR 7078265146 2023-11-14 1 FRANK WHITLATCH XXX-XX-XXXX 0 WENDY CAMPOS P00448102 5032421447 2023-11-13 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z FRANK WHITLATCH 1 HAPRST STREET ARCATA CA 95521 18609853 0 X HTTP://GIVING.HUMBOLDT.EDU X 1928 CA TO PROVIDE EXPERTISE, FIDUCIARY OVERSIGHT AND ADVOCACY TO INCREASE CHARITABLE GIVING AND MANAGE THE ENDOWMENT AND OTHER CHARITABLE FUNDS. 13 10 0 13 0 0 8820870 8781671 1025793 1514042 4065421 551630 12193 31212 13924277 10878555 4789971 7624131 0 0 0 0 0 0 0 1713453 2853146 6503424 10477277 7420853 401278 57544376 59513876 5168776 5843929 52375600 53669947 X SEE SCHEDULE OTHE CAL POLY HUMBOLDT FOUNDATION PROVIDES EXPERTISE, FIDUCIARY OVERSIGHT AND ADVOCACY TO INCREASE CHARITABLE GIVING AND MANAGE THE ENDOWMENT AND OTHER CHARITABLE FUNDS. THE FOUNDATION SERVES HUMBOLDT STATE UNIVERSITY IN SEVERAL WAYS: 1. STEWARD ASSETS - ENSURE THAT CONTRIBUTIONS ARE WELL INVESTED AND USED AS DONORS INTEND.2. DEPLOY ASSETS - ENSURE THAT CONTRIBUTED FUNDS ARE EFFICIENTLY DISTRIBUTED AND PRODUCTIVELY USED BY THE UNIVERSITY. 3. RAISE NEW ASSETS - ENGAGE IN THE FUNDRAISING PROCESS IN ORDER TO INCREASE AMOUNT AND QUALITY OF CHARITABLE CONTRIBUTIONS TO THE UNIVERSITY. 4. STRATEGIC ALIGNMENT - BE FAMILIAR WITH THE STRATEGIES AND DIRECTIONS OF THE UNIVERSITY AND PROVIDE COMMENTARY AND FEEDBACK TO UNIVERSITY LEADERSHIP. 5. ADVOCACY - SERVE AS SPOKESPERSON AND AMBASSADORS FOR THE UNIVERSITY. 0 0 9339142 7624131 1514042 SERVICES INCLUDE FORWARDING EARNINGS TO 155 SCHOLARSHIP FUNDS AND 56 CAMPUS PROGRAMS IN COMPLIANCE WITH ENDOWMENT RESTRICTIONS; ADMINISTERING 241 CHARITABLE ACCOUNTS DEDICATED TO UNIVERSITY PURPOSES; AND MANAGING 269 ENDOWED AND 1 NON-ENDOWED INVESTMENT ACCOUNTS. 9339142 1 1 0 0 0 0 0 0 0 1 1 0 0 0 0 1 0 1 0 0 0 0 0 0 1 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 1 9 0 1 0 0 0 0 0 0 1 1 0 0 0 0 0 0 X 13 10 0 1 0 0 0 1 1 1 1 0 0 1 1 1 1 0 1 0 0 0 CA AK CO DC MD NH NJ NY ND OK OR WA KY MA ME MI MN NV OH SC UT WI X X FRANK WHITLATCH 7078265101 1 HARPST STREET ARCATA CA 95521 FRANK WHITLATCH EXECUTIVE DIRECTOR & SECRE 40.00 1.00 X X 0 237711 100670 JACK MCGURK VICE CHAIR 1.00 X X 0 0 0 JASON CARLSON TREASURER 1.00 X X 0 0 0 ROBIN M SMITH CHAIR 1.00 X X 0 0 0 TOM JACKSON JR CAL POLY PRESIDENT 1.00 40.00 X 0 509728 147255 EDEN DONAHUE FACULTY REPRESENTATIVE 1.00 39.00 X 0 120203 190107 JENNIFER HARRIS MEMBER/ PAST BOARD CHAIR 1.00 X 0 0 0 CARIN KALTSCHMIDT MEMBER 1.00 X 0 0 0 JENNIFER KELLER MEMBER 1.00 X 0 0 0 KEN FULGHAM MEMBER 1.00 X 0 0 0 KURT FRAESE MEMBER 1.00 X 0 0 0 ROBIN BAILIE MEMBER 1.00 X 0 0 0 PHILIP ANTON MEMBER 1.00 X 0 0 0 SCOTT HUNT MEMBER THRU 10/2022 1.00 X 0 0 0 DAN JOHNSON MEMBER THRU 10/2022 1.00 X 0 0 0 HEIDI MOORE-GUYNUP MEMBER THRU 10/2022 1.00 X 0 0 0 0 867642 438032 0 0 1 0 0 6300 600000 8175371 928294 8781671 COST RECOVERY 423000 649362 649362 OTHER CAMPUS ACTIVITES 423000 598561 598561 INDIRECT COST - TRUST 423000 266119 266119 1514042 1653977 1653977 5731 0 5731 5731 5731 6487747 110000 5685094 2015000 802653 -1905000 -1102347 -1102347 56685 6300 31204 25481 25481 10878555 1514042 0 582842 7624131 7624131 65145 65145 98548 98548 661521 6762 654759 52696 8737 43959 115554 37507 78047 55687 55502 185 49404 49404 198165 119492 78673 5731 5731 190000 190000 42598 42598 ADMINSTRATIVE FEES 648435 648435 INDIRECT COSTS 266115 260345 5770 HOSPITALITY 251197 181146 70051 MEMBERSHIPS 4482 4482 147868 147468 400 10477277 9339142 1138135 0 3695573 2914577 7933723 5566191 2396305 3428342 313011 370823 13927635 14053593 2079938 190000 2489135 1889938 22286952 27259096 4502042 4031316 57544376 59513876 308100 767521 4860676 5076408 5168776 5843929 X 4259968 3596503 48115632 50073444 52375600 53669947 57544376 59513876 401278 893069 0 X 0 1 X 1 0 X 4234730 4963153 9111346 8820870 8781671 35911770 672722 860292 746049 1025793 1514042 4818898 7186 440 100 56685 64411 2321407 1506192 814117 1236299 1538446 7416461 7236045 7330077 10671512 11083062 11890844 48211540 24302 76602 104342 564500 123000 892746 0 24302 76602 104342 564500 123000 892746 47318794 946067 799337 796882 1330013 1659708 5532007 946067 799337 796882 1330013 1659708 5532007 8182112 8129414 11468394 12413075 13550552 53743547 0.88050 0.87900 0.10290 0.09770 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 46249802 640491 2847363 585136 1037360 238418 47876742 50733450 1266843 -4233705 788077 654181 74528 46249802 32067056 10539449 9546711 499269 850767 69730 50733450 30768378 1720778 785624 451277 693108 63339 32067056 29539338 1207560 1235227 437247 689348 87152 30768378 0.13000 0.86000 0.01000 0 1 1 1479938 1479938 600000 190000 410000 1889938 REAL ESTATE INVESTMENT TRUST 4031316 F 4031316 DEFERRED INFLOWS- LEASE (GASB 87) 5076408 5076408 X PART V, LINE 4: ENDOWMENT FUNDS ARE TO BE USED TO SUPPORT SCHOLARSHIPS, CAMPUS PROGRAMS AND OPERATIONS IN COMPLIANCE WITH DONOR RESTRICTIONS. PART X, LINE 2: THE FOUNDATION QUALIFIES AS A TAX EXEMPT ORGANIZATION UNDER THE APPLICABLE SECTIONS OF THE INTERNAL REVENUE CODE SECTION 501(C)(3) AND CALIFORNIA REVENUE AND TAXATION CODE SECTION 23701D. THE FOUNDATION HAS ANALYZED THE TAX POSITIONS TAKEN FOR FILINGS WITH THE INTERNAL REVENUE SERVICE AND THE STATE OF CALIFORNIA. THE FOUNDATION BELIEVES THAT INCOME TAX FILING POSITIONS WILL BE SUSTAINED UPON EXAMINATION AND DOES NOT ANTICIPATE ANY ADJUSTMENTS THAT WOULD RESULT IN A MATERIAL ADVERSE EFFECT ON THE FINANCIAL STATEMENTS. ACCORDINGLY, THE FOUNDATION HAS NOT RECORDED ANY RESERVES, OR RELATED ACCRUALS FOR INTEREST AND PENALTIES FOR UNCERTAIN INCOME TAX POSITIONS AT JUNE 30, 2023 AND 2022. CELEBRITY AUCTION 62985 6300 56685 2877 9308 16789 2230 62985 6300 56685 2877 9308 16789 2230 31204 25481 1 CAL POLY HUMBOLDT 1 HARPST STREET ARCATA CA 95521 946001347 STATE OF CALIFORNIA 7624131 0 STUDENT AWARDS, STIPENDS & SCHOLARSHIPS 1 PART I, LINE 2: THE ORGANIZATION MANAGES A NUMBER OF FUNDS AND ACCOUNTS THAT BENEFIT THE UNIVERSITY AND ITS AUXILIARIES. DURING THE FISCAL YEAR, THESE FUNDS AND ACCOUNTS DISTRIBUTED FUNDS AND MADE EXPENDITURES CONSIDERED TO BE PAYMENTS IN SUPPORT OF THE UNIVERSITY OR AUXILIARIES' EXEMPT PURPOSES. CERTAIN FUNDS AND ACCOUNTS DISBURSED ACHIEVEMENT AWARDS AND STIPENDS TO STUDENTS AND STAFF MEMBERS. EACH PAYMENT IS AUTHORIZED BY AN APPROVED FUND OR ACCOUNT SIGNATORY. 0 0 0 0 0 0 0 0 0 TOM JACKSON JR CAL POLY PRESIDENT 0 447728 0 0 0 62000 0 120935 0 26320 0 656983 0 0 FRANK WHITLATCH EXECUTIVE DIRECTOR & SECRE 0 237711 0 0 0 0 0 74465 0 26205 0 338381 0 0 EDEN DONAHUE FACULTY REPRESENTATIVE 0 120203 0 0 0 0 0 0 0 190107 0 310310 0 0 PART 1, LINE 3 THE EXECUTIVE DIRECTOR'S COMPENSATION IS DETERMINED BY CAL POLY HUMBOLDT UNIVERSITY. THE EXECUTIVE DIRECTOR HAS A WRITTEN EMPLOYMENT CONTRACT WITH CAL POLY HUMBOLDT UNIVERSITY. IN ADDITION, A COMPENSATION SURVEY OR STUDY WAS USED TO DETERMINE THE EXECUTIVE DIRECTOR'S COMPENSATION. X 2 250 FAIR MARKET VALUE X 3480 FAIR MARKET VALUE X 620 FAIR MARKET VALUE X 2 42800 FAIR MARKET VALUE X 7 216776 RETAIL VALUE X 1 600000 FAIR MARKET VALUE X GIFT CERTIFICATES 46 28048 FAIR MARKET VALUE X MUSICAL EQUIPMENT 1 9401 FAIR MARKET VALUE X CHILDREN'S GIFTS 77 9400 FAIR MARKET VALUE X FABRIC 1 5000 FAIR MARKET VALUE X ELECTRONICS 2 3525 FAIR MARKET VALUE X SPORTS EQUIPMENT 3 2660 FAIR MARKET VALUE X JEWLERY 6 2111 FAIR MARKET VALUE X GIFT BASKETS 13 1797 FAIR MARKET VALUE X GARDENING SUPPLIES 1 1500 FAIR MARKET VALUE X FOOD AND DRINK 2 875 FAIR MARKET VALUE X SPORTS MEMORABILIA 1 52 FAIR MARKET VALUE 0 0 1 1 PART I, LINE 32B: CHARITABLE ADULT RIDES AND SERVICES PROVIDES FUNDRAISING SERVICES. FORM 990, PART VI, SECTION A, LINE 3 THE BOARD OF DIRECTORS CONTRACTS WITH RVK ASSOCIATES TO MANAGE THE DAILY TRANSACTIONS OF THE POOLED INVESTMENT ACCOUNT. THE BOARD OF DIRECTORS ISSUES GUIDELINES FOR INVESTMENT STRATEGIES AND WORKS CLOSELY WITH RVK TO ACHIEVE THESE STRATEGIES. FORM 990, PART VI, SECTION A, LINE 7A THE PRESIDENT OF CAL POLY HUMBOLDT APPOINTS VOTING BOARD MEMBERS IN CONFORMITY WITH SECTION 42602 OF THE CALIFORNIA CODE OF REGULATIONS, TITLE 5 TO ONE-YEAR TERMS WHICH MAY BE EXTENDED. OTHER VOTING BOARD MEMBERS ARE APPOINTED BY THE CAL POLY HUMBOLDT PRESIDENT AND ACKNOWLEDGED BY THE BOARD TO THREE-YEAR TERMS WHICH MAY BE EXTENDED TO NO MORE THAN TWO CONSECUTIVE TERMS. FORM 990, PART VI, SECTION A, LINE 7B THE EXECUTIVE COMMITTEE IS COMPOSED OF THE FOUNDATION'S OFFICERS (CHAIR, VICE CHAIR, TREASURER & SECRETARY) AND COMMITTEE CHAIRS (PHILANTHROPY, GOVERNANCE, FINANCE, ETC.). ALL MEMBERS OF THE EXECUTIVE COMMITTEE ARE VOTING MEMBERS OF THE FOUNDATION'S BOARD OF DIRECTORS. THE BOARD HAS DELEGATED TO THE EXECUTIVE COMMITTEE ALL BOARD AUTHORITY EXCEPT: (A) THE FILLING OF VACANCIES ON THE BOARD OR ON ANY COMMITTEE; (B) THE FIXING OF COMPENSATION OF THE DIRECTORS FOR SERVING ON THE BOARD OR ANY COMMITTEE, SHOULD THE BYLAWS BE AMENDED TO ALLOW SUCH COMPENSATION; (C) THE AMENDMENT OR REPEAL OF BYLAWS OR THE ADOPTION OF ANY NEW BYLAWS; (D) THE AMENDMENT OR REPEAL OF ANY RESOLUTION OF THE BOARD, WHICH BY ITS EXPRESS TERMS IS NOT SO AMENDABLE OR REPEALABLE; (E) THE APPOINTMENT OF OTHER COMMITTEES OF THE BOARD OR THE MEMBERS THEREOF; OR (F) THE APPROVAL OF ANY SELF-DEALING TRANSACTION, AS SUCH TRANSACTIONS ARE DEFINED IN SECTION 5233(A) OF THE CALIFORNIA NONPROFIT PUBLIC BENEFIT CORPORATION LAW. FORM 990, PART VI, SECTION B, LINE 11B THE EXECUTIVE DIRECTOR REVIEWS THE FORM 990 AND PROVIDES COPIES TO THE BOARD FOR REVIEW. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REQUIRES BOARD MEMBERS TO SIGN A CONFLICT OF INTEREST STATEMENT ANNUALLY AND TO DISCLOSE ALL POTENTIAL CONFLICTS OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 ALTHOUGH THE CAL POLY HUMBOLDT FOUNDATION HAS NO EMPLOYEES OF ITS OWN, THE EXECUTIVE DIRECTOR, SECRETARY AND CERTAIN BOARD MEMBERS ARE EMPLOYEES OF HUMBOLDT STATE UNIVERSITY. THE COMPENSATION OF THESE INDIVIDUALS IS DETERMINED AND REVIEWED BY HUMBOLDT STATE UNIVERSITY UNDER THE POLICIES AND PROCEDURES OF THE CALIFORNIA STATE UNIVERSITY SYSTEM. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE ALL AVAILABLE TO THE PUBLIC THROUGH CAL POLY HUMBOLDT FOUNDATION'S WEBSITE AND UPON REQUEST. CALIFORNIA STATE POLYTECHNIC UNIVERSITY HUMBOLDT 1 HARPST STREET ARCATA CA 95521 946001347 EDUCATION CA N/A 0 CAL POLY HUMBOLDT SPONSORED PROGRAMS FOUNDATION 1 HARPST STREET ARCATA CA 95521 946050071 GRANT ADMINISTRATION CA 501(C)(3) LINE 5 CAL POLY HUMBOLDT 0 HUMBOLDT STATE UNIVERSITY CENTER 1 HARPST STREET ARCATA CA 95521 941627074 STUDENT SERVICES CA 501(C)(3) LINE 12C, III-FI CAL POLY HUMBOLDT 0 ASSOCIATED STUDENTS OF CAL POLY HUMBOLDT 1 HARPST STREET ARCATA CA 95521 941201195 STUDENT SERVICES CA 501(C)(3) LINE 12C, III-FI CAL POLY HUMBOLDT 0 CAL POLY HUMBOLDT REAL ESTATE HOLDINGS 1 HARPST STREET ARCATA CA 95521 812593561 ACCEPT, HOLD, AND MANAGE CERTAIN REAL PROPERTY CA 501(C)(3) LINE 12A, I CAL POLY HUMBOLDT FOUNDATION 1 0 1 0 1 0 0 0 1 0 1 0 1 1 1 1 1 0 1 0