2023-11-13T14:33:18-06:00 2022-12-31 430765316 RUBINBROWN LLP 7676 FORSYTH BLVD SUITE 2100 SAINT LOUIS MO 63105 990 2022-01-01 311584621 DONALD DANFORTH PLANT SCIENCE CENTER DONA 3145871000 975 NORTH WARSON ROAD SAINT LOUIS MO 63132 HAROLD DAVIES COO & VP FOR FINANCE 3145871041 2023-05-15 1 HAROLD DAVIES XXX-XX-XXXX 0 MINDY G KRUEGER P01290370 3142903300 3 AAL1 IAL1 2022 2023-04-26 12:10:37Z JAMES CARRINGTON PRES A 975 N WARSON ROAD ST LOUIS MO 63132 234580948 0 X WWW.DANFORTHCENTER.ORG X 1998 MO IMPROVE THE HUMAN CONDITION THROUGH PLANT SCIENCE/RESEARCH: FEED THE HUNGRY AND IMPROVE HUMAN HEALTH, PRESERVE AND RENEW OUR ENVIRONMENT AND ENHANCE OUR REGION'S ECONOMY. 28 28 433 137 653687 565780 147178849 41743863 3982433 4976758 42436699 402866 1008425 936297 194606406 48059784 7489266 7739513 0 0 25294868 29734216 0 0 2501156 20138944 21868985 52923078 59342714 141683328 -11282930 656600635 583977985 15311204 15954925 641289431 568023060 X IMPROVE THE HUMAN CONDITION THROUGH PLANT SCIENCE/RESEARCH: FEED THE HUNGRY AND IMPROVE HUMAN HEALTH, PRESERVE AND RENEW OUR ENVIRONMENT AND ENHANCE OUR REGION'S ECONOMY. 0 0 48607787 7739513 4976758 SEE SCHEDULE OPLANT SCIENCE RESEARCH, EDUCATIONAL OUTREACH AND TRAINING:IN 2022, WE ESTABLISHED A NEW 140-ACRE DANFORTH CENTER FIELD RESEARCH SITE IN ST. CHARLES COUNTY. THIS IS ALREADY PROVIDING A UNIQUE RESOURCE TO EXTEND RESEARCH OUT OF THE LAB AND INTO A FLEXIBLE FIELD SETTING. WE ALSO STARTED SEEING RESULTS AND POSITIVE OUTCOMES FROM RECENT STRATEGIC INITIATIVES, LIKE THE SUBTERRANEAN INFLUENCES ON NITROGEN AND CARBON (SINC) CENTER TO REDUCE GREENHOUSE GAS EMISSIONS IN AGRICULTURE, AND THE DANFORTH CENTER START-UP INITIATIVE. WE ARE WITNESSING BIG LEAPS FORWARD IN OUR MISSION TO FEED THE WORLD AND HEAL THE PLANET: IMPROVED COWPEA APPROVED IN GHANA, THE FIRST-EVER HARVEST OF ENRICHED RICE IN THE PHILIPPINES, THE IDENTIFICATION OF KEY MICROBES THAT CONTRIBUTE TO DROUGHT-TOLERANCE, AND NEW STRIDES IN BIOENERGY RESEARCH. WE ALSO WELCOMED ARMANDO BRAVO AS A NEW ASSISTANT MEMBER AND PRINCIPAL INVESTIGATOR. ARMANDO HAS INITIATED AN INTERESTING PROGRAM TO UNDERSTAND HOW BENEFICIAL MICROBES WITHIN PLANTS FUNCTION AND EVOLVE. 48607787 1 1 0 1 0 0 0 0 0 1 1 1 0 0 1 0 0 1 0 0 1 1 0 0 1 0 0 1 0 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 126 0 433 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 28 28 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X HAROLD DAVIES 3145871041 975 N WARSON ROAD SAINT LOUIS MO 63132 DR JAMES CARRINGTON PRESIDENT AND CEO 40.00 X 701836 0 91822 MR HAROLD DAVIES COO AND VP FOR FINANCE 40.00 X 330733 0 47217 DR BLAKE MEYERS PRINCIPAL INVESTIGATOR 40.00 X 320665 0 37003 DR TONI KUTCHAN V.P. FOR RESEARCH 40.00 X 292174 0 31198 MR TOM LAURITA CEO OF DTC 40.00 X 241895 0 44086 DR TODD MOCKLER PRINCIPAL INVESTIGATOR 40.00 X 239371 0 44150 MR MICHAEL BANDER V.P. FOR DEVELOPMENT 40.00 X 232735 0 50099 DR KEITH SLOTKIN PRINCIPAL INVESTIGATOR 40.00 X 232000 0 43413 DR DONALD MACKENZIE EXECUTIVE DIRECTOR OF IICI 40.00 X 257222 0 7846 MS ANNA DIBBLE V.P. FOR PEOPLE AND CULTURE 40.00 X 193731 0 11722 MS DIANE MOLESKI ASSISTANT SECRETARY 40.00 X 125159 0 37003 MR TODD R SCHNUCK CHAIRMAN 4.00 X X 0 0 0 DR PHILIP NEEDLEMAN VICE CHAIRMAN 1.00 X X 0 0 0 MS RUTH E KIM DIRECTOR AND CORPORATE SECRETARY 1.00 X X 0 0 0 DR LISA AINSWORTH DIRECTOR 1.00 X 0 0 0 MR TEDDY BEKELE DIRECTOR 1.00 X 0 0 0 MS SARA YANG BOSCO DIRECTOR 1.00 X 0 0 0 MR BLACKFORD F BRAUER DIRECTOR 1.00 X 0 0 0 MR LEE BROUGHTON DIRECTOR 1.00 X 0 0 0 DR PATRICK O BROWN DIRECTOR 1.00 X 0 0 0 DR MUN Y CHOI DIRECTOR 1.00 X 0 0 0 MS DESIREE COLEMAN-FRY DIRECTOR 1.00 X 0 0 0 MR STEVEN M FOX DIRECTOR 1.00 X 0 0 0 MR RICHARD A GEPHARDT DIRECTOR 1.00 X 0 0 0 MR JAMES L JOHNSON III DIRECTOR 1.00 X 0 0 0 DR ROBERT J JONES DIRECTOR 1.00 X 0 0 0 MR WESLEY JONES DIRECTOR 1.00 X 0 0 0 MS JACKIE JOYNER-KERSEE DIRECTOR 1.00 X 0 0 0 MR SANJEEV KRISHNAN DIRECTOR 1.00 X 0 0 0 MS ANN C MARR DIRECTOR 1.00 X 0 0 0 DR ANDREW D MARTIN DIRECTOR 1.00 X 0 0 0 MS ANNA E MCKELVEY DIRECTOR 1.00 X 0 0 0 MR THOMAS MELZER DIRECTOR 1.00 X 0 0 0 MS PENNY PENNINGTON DIRECTOR 1.00 X 0 0 0 MR WILLIAM L POLK JR DIRECTOR 1.00 X 0 0 0 DR ROBERT REITER DIRECTOR 1.00 X 0 0 0 MS KIERSTEN STEAD DIRECTOR 1.00 X 0 0 0 MS MARY STILLMAN DIRECTOR 1.00 X 0 0 0 DR PETER WYSE JACKSON DIRECTOR 1.00 X 0 0 0 3167521 0 445559 50 0 1 0 POLSINELLI PC 900 W 48TH PLACE SUITE 900 KANSAS CITY MO 64112 LEGAL SERVICES 293965 MCKEE VOORHEES & SEASE 801 GRAND AVENUE SUITE 3200 DES MOINES IA 50309 TECH MANAGEMENT SERVICES 164240 BRYAN CAVE LEIGHTON PAISNER LLP 211 NORTH BROADWAY STE 3600 ST LOUIS MO 63102 LEGAL SERVICES 114066 RUBINBROWN LLP 7676 FORSYTH BOULEVARD SUITE 2100 ST LOUIS MO 63105 AUDIT/TAX SERVICES 106600 4 107888 20064881 21571094 8270996 41743863 CONTRACTS 541900 2714860 2714860 REGISTRATION AND USER FEES 541900 2261898 2261898 4976758 3889706 91996 3797710 10781 10781 598971 0 598971 598971 598971 183005003 1500 186284403 208940 -3279400 -207440 -3486840 561691 -4048531 6210 107888 27821 -21611 -21611 3742 0 3742 3742 FOOD SERVICE INCOME 721110 105503 105503 238911 238911 344414 48059784 4976758 653687 685476 7006526 7006526 732987 732987 2145429 258697 1603898 282834 22135127 19134937 1716370 1283820 1434156 1273831 83894 76431 2412742 2035137 257177 120428 1606762 1301477 208879 96406 405048 373057 31991 82200 82200 2263589 2263589 735641 561824 91534 82283 415168 148734 266434 92654 58785 5754 28115 125957 107727 10049 8181 1753172 1600535 126683 25954 421433 399933 8108 13392 186466 173908 7652 4906 201385 201385 7656359 7262356 322335 71668 385779 385779 SUPPLIES AND EQUIPMENT 2601082 2492201 73001 35880 OUTSIDE SERVICES 1712745 1488923 190849 32973 EQUIP RENTAL & MAINT. 1290227 1100987 146283 42957 PERSONNEL EXPENSE 713600 539079 168276 6245 826480 556146 248085 22249 59342714 48607787 8233771 2501156 500 500 4256620 4954644 108324152 27183792 1647906 1521825 1273433 1390921 190837100 90589540 98495435 100247560 31713635 41176068 410888954 405976855 0 1400000 0 125820 656600635 583977985 4846234 5587334 2882970 2952134 4467000 4061000 2936820 2850743 178180 503714 15311204 15954925 X 301054504 285672520 340234927 282350540 641289431 568023060 656600635 583977985 X -11282930 -61963852 -19589 X 0 1 X 1 1 1 X 26875747 40784833 52387662 147178849 41743863 308970954 26875747 40784833 52387662 147178849 41743863 308970954 152381487 156589467 199283 187799 676288 4018126 4407462 9488958 1256053 1199987 951003 2674383 1001843 7083269 496630 496630 326039811 21634440 0.48030 0.48040 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: INSURANCE PROCEEDS - 2020 AMOUNT: $ 496,630. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 0 0 0 1 4744 0 1 45000 49744 0 PART II-B, LINE 1: EMPLOYEE PROMOTES ADVOCACY BY WRITING LETTERS AND MAKING PHONE CALLS TO LEGISLATIVE MEMBERS. THE DONALD DANFORTH PLANT SCIENCE CENTER HAS CONTRACTED WITH VAN SCOYOC ASSOCIATES, INC. TO ACT AS CONSULTANTS AND ADVISORS WITH REGARD TO OUTREACH TO THE U.S. CONGRESS AND VARIOUS FEDERAL AGENCIES WITH A SPECIFIC FOCUS ON ADVANCING THE PLANT GROWTH COMPLEX AT THE DANFORTH CENTER. 410179712 71381219 -64398092 14984524 402178315 348650355 24761732 50898667 14131042 410179712 311979093 8509775 41477184 13315697 348650355 282126507 11486793 31340647 12974854 311979093 294401552 4441830 -4155775 12561100 282126507 0.32470 0.61870 0.05660 0 0 16514954 16514954 137356705 64083025 73273680 5468 890 4578 34831103 26505625 8325478 2128870 2128870 100247560 PRIVATE EQUITY FUNDS 12268953 F BOND MUTUAL FUNDS 12249947 F INVESTMENT IN GLOBAL ENDOWMENT FUND II, LP. 363114159 F LEWIS AND CLARK PLANT SCIENCES FUND I 12343796 F UNSETTLED INVESTMENT TRADES RECEIVABLE 6000000 F 405976855 LIABILITY UNDER GIFT ANNUITY AGREEMENT 371568 FINANCING LEASE LIABILITY 132146 503714 PART V, LINE 4: THE PURPOSE OF THE ENDOWMENT IS TO FUND RESEARCH AND OTHER SCIENTIFIC ACTIVITIES IN ACCORDANCE WITH THE CENTER'S OVERALL MISSION. SCHEDULE D, PART XIV: UNCERTAIN TAX POSITIONS THE FINANCIAL STATEMENTS ARE NOT REQUIRED TO CONTAIN A FOOTNOTE ADDRESSING UNCERTAIN TAX POSITIONS AS THE ORGANIZATION DOES NOT HAVE MATERIAL UNCERTAIN TAX POSITIONS. 1 SOUTH AMERICA 0 2 PROGRAM SERVICES FIELD MANAGEMENT 18487 SUB-SAHARAN AFRICA 0 8 PROGRAM SERVICES FIELD MANAGEMENT 102526 SUB-SAHARAN AFRICA 0 1 PROGRAM SERVICES TRAINING WORKSHOP 13384 SUB-SAHARAN AFRICA 0 0 GRANTS TO RECIPIENTS LOCATED IN THE REGION 732987 SUB-SAHARAN AFRICA 0 21 PROGRAM SERVICES CONSULTING 422947 SUB-SAHARAN AFRICA 0 3 PROGRAM SERVICES SITE CONSTRUCTION 95778 0 35 0 0 0 35 1386109 0 1386109 SUB-SAHARAN AFRICA RESEARCH 90295 WIRE TRANSFER 0 SUB-SAHARAN AFRICA RESEARCH 134184 WIRE TRANSFER 0 SUB-SAHARAN AFRICA RESEARCH 80657 WIRE TRANSFER 0 SUB-SAHARAN AFRICA RESEARCH 427851 WIRE TRANSFER 0 3 1 0 0 0 0 0 0 PART I, LINE 2: A RISK-BASED APPROACH IS UTILIZED TO DETERMINE THE APPROPRIATE PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS BY FOREIGN SUBRECIPIENTS WHICH MAY INCLUDE, BUT IS NOT LIMITED TO: A) COLLECTION OF TECHNICAL PERFORMANCE REPORTS; B) REVIEW OF INVOICES AND CORRESPONDING EXPENSES TO ENSURE THAT INVOICED CHARGES APPEAR REASONABLE BASED UPON TECHNICAL PROGRESS OF THE PROJECT, ARE WITHIN THE BUDGET PARAMETERS, AND ARE CONSISTENT AND SUBMITTED TIMELY; C) QUESTIONING AND CLARIFICATION OF INVOICED CHARGES; D) DESK REVIEWS OR ON-SITE VISITS AND EXAMINATION OF WORK PERFORMED; AND E) SUBRECIPIENT TECHNICAL MONITORING FORMS COMPLETED BY THE PRINCIPAL INVESTIGATOR OR PROGRAM MANAGER. FOR ALL SUBRECIPIENTS, AN ANNUAL VERIFICATION IS PERFORMED TO ENSURE THAT NEITHER IT NOR ITS PRINCIPALS ARE PRESENTLY DEBARRED, SUSPENDED, PROPOSED FOR DEBARMENT, DECLARED INELIGIBLE OR VOLUNTARILY EXCLUDED FROM PARTICIPATION IN THIS TRANSACTION BY ANY FEDERAL DEPARTMENT OR AGENCY VIA THE SYSTEM FOR AWARD MANAGEMENT (WWW.SAM.GOV). A REVIEW OF ANNUAL AUDIT REPORTS IS COMPLETED FOR AUDITED FOREIGN SUBRECIPIENTS. A CONTINUING RISK ASSESSMENT IS UPDATED ANNUALLY BASED ON MONITORING ACTIVITIES PERFORMED DURING THE YEAR. PART III ACCOUNTING METHOD: PARTY WITH THE PLANTS 114098 107888 6210 3194 981 17432 2200 4014 114098 107888 6210 3194 981 17432 2200 4014 27821 -21611 1 ARIZONA BOARD OF REGENTS PO BOX 210158 ROOM 510 TUCSON AZ 857210158 742652689 STATE OF AZ 1170519 0 RESEARCH BIOSTL 4340 DUNCAN AVENUE SUITE 200 ST LOUIS MO 63110 452137574 501(C)(3) 99861 0 RESEARCH CARNEGIE INSTITUTION OF WASHINGTON 1530 P STREET NW WASHINGTON DC 20005 530196523 501(C)(3) 132931 0 RESEARCH CHICAGO HORTICULTURAL SOCIETY 1000 LAKE COOK ROAD GLENCOE IL 60022 362225482 501(C)(3) 149924 0 RESEARCH CORNELL UNIVERSITY 341 PINE TREE ROAD ITHACA NY 148502820 150532082 501(C)(3) 11388 0 RESEARCH GEORGE WASHINGTON UNIVERSITY 2121 I STREET NW SUITE 601 WASHINGTON DC 20052 530196584 501(C)(3) 208470 0 RESEARCH HARRIS-STOWE STATE UNIVERSITY 3026 LACLEDE AVENUE ST LOUIS MO 63103 431166917 STATE OF MO 6951 0 RESEARCH JACKIE JOYNER-KERSEE FOUNDATION 101 JACKIE JOYNER KERSEE CIRCLE EAST ST LOUIS IL 62204 371347709 501(C)(3) 51236 0 RESEARCH LELAND STANFORD JUNIOR UNIVERSITY 3160 PORTER DRIVE SUITE 100 PALO ALTO CA 934048445 941156365 501(C)(3) 771475 0 RESEARCH PURDUE UNIVERSITY 170 S UNIVERSITY STREET WEST LAFAYETTE IN 479072072 356002041 501(C)(3) 92360 0 RESEARCH ST LOUIS UNIVERSITY 221 NORTH GRAND BOULEVARD ST LOUIS MO 631032097 430654872 501(C)(3) 262815 0 RESEARCH TECHNOLOGY ENTREPRENEUR CENTER INC (TEC)T-REX 911 WASHINGTON AVENUE SUITE 500 ST LOUIS MO 63101 141870269 501(C)(3) 37734 0 RESEARCH THE LAND INSTITUTE 2440 E WATER WELL ROAD SALINA KS 674019051 480842156 501(C)(3) 143392 0 RESEARCH UNIVERSITY OF CALIFORNIA 1608 FOURTH STREET SUITE 220 BERKELEY CA 947105940 946002123 STATE OF CA 1251187 0 RESEARCH UNIVERSITY OF COLORADO 3100 MARINE ST STE 481 572UCB BOULDER CO 803090001 846000555 STATE OF CO 259491 0 RESEARCH UNIVERSITY OF DELAWARE 210 HULLIHEN HALL NEWARK DE 197160099 516000297 501(C)(3) 13399 0 RESEARCH UNIVERSITY OF FLORIDA 207 GRINER HALL PO BOX 11550 GAINESVILLE FL 36211 596002052 STATE OF FL 119304 0 RESEARCH UNIVERSITY OF HAWAII 2440 CAMPUS ROAD BOX 368 HONOLULU HI 96822 996000354 STATE OF HI 93886 0 RESEARCH UNIVERSITY OF ILLINOIS 1901 S FIRST STREET CHAMPAIGN IL 618207406 376000511 STATE OF IL 527628 0 RESEARCH UNIVERSITY OF IOWA 2700 UNIVERSITY CAPITOL CENTRE IOWA CITY IA 52242 426004813 STATE OF IA 7959 0 RESEARCH UNIVERSITY OF KANSAS CENTER FOR RESEARCH 2385 IRVING HILL ROAD LAWRENCE KS 660457552 480680117 501(C)(3) 501051 0 RESEARCH UNIVERSITY OF MINNESOTA 450 MCNAMARA ALUMNI CENTER 200 OAK STREET SE MINNEAPOLIS MN 554552070 416007513 STATE OF MN 176550 0 RESEARCH UNIVERSITY OF MISSOURI 115 BUSINESS LOOP 70 WEST MIZZOU NORTH ROOM 501 COLUMBIA MO 65211 436003859 STATE OF MO 228834 0 RESEARCH UNIVERSITY OF RHODE ISLAND OFFICE OF SPONSORED PROJECTS 70 LOWER COLLEGE RD KINGSTON RI 02881 223011455 STATE OF RI 187037 0 RESEARCH UNIVERSITY OF VERMONT 217 WATERMAN BUILDING 85 SOUTH PROSPECT STREET BURLINGTON VT 054050160 030179440 STATE OF VT 27588 0 RESEARCH WASHINGTON STATE UNIVERSITY 423 NEILL HALL PO BOX 643140 PULLMAN WA 991643140 916001108 STATE OF WA 157338 0 RESEARCH WASHINGTON UNIVERSITY ONE BROOKINGS DR CAMPUS BOX 1054 ST LOUIS MO 631304899 430653611 501(C)(3) 294848 0 RESEARCH WIDECAST 6116 HIGH MEADOW DRIVE GODFREY IL 62035 330751451 501(C)(3) 17454 0 RESEARCH 28 0 PART I, LINE 2: A RISK-BASED APPROACH IS UTILIZED TO DETERMINE THE APPROPRIATE PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS BY SUBRECIPIENTS WHICH MAY INCLUDE, BUT IS NOT LIMITED TO: A) COLLECTION OF TECHNICAL PERFORMANCE REPORTS; B) REVIEW OF INVOICES AND CORRESPONDING EXPENSES TO ENSURE THAT INVOICED CHARGES APPEAR REASONABLE BASED UPON TECHNICAL PROGRESS OF THE PROJECT, ARE WITHIN THE BUDGET PARAMETERS, AND ARE CONSISTENT AND SUBMITTED TIMELY; C) QUESTIONING AND CLARIFICATION OF INVOICED CHARGES; D) DESK REVIEWS OR ON-SITE VISITS AND EXAMINATION OF WORK PERFORMED; AND E) SUBRECIPIENT TECHNICAL MONITORING FORMS COMPLETED BY THE PRINCIPAL INVESTIGATOR OR PROGRAM MANAGER. FOR ALL SUBRECIPIENTS, AN ANNUAL VERIFICATION IS PERFORMED TO ENSURE THAT NEITHER IT NOR ITS PRINCIPALS ARE PRESENTLY DEBARRED, SUSPENDED, PROPOSED FOR DEBARMENT, DECLARED INELIGIBLE OR VOLUNTARILY EXCLUDED FROM PARTICIPATION IN THIS TRANSACTION BY ANY FEDERAL DEPARTMENT OR AGENCY VIA THE SYSTEM FOR AWARD MANAGEMENT (WWW.SAM.GOV). AN ANNUAL REVIEW OF ALL FEDERALLY FUNDED SUBRECIPIENTS' COMPLIANCE AUDIT REPORTS (WHEN APPLICABLE) IS PERFORMED TO IDENTIFY FINDINGS REPORTED ASSOCIATED WITH GRANT FUNDS PASSED THROUGH TO THE SUBRECIPIENTS AND ISSUE MANAGEMENT DECISIONS AS REQUIRED. A CONTINUING RISK ASSESSMENT IS UPDATED ANNUALLY BASED ON MONITORING ACTIVITIES PERFORMED DURING THE YEAR. X X X X 0 1 0 0 0 0 0 0 0 DR JAMES CARRINGTON PRESIDENT AND CEO 699836 0 2000 0 0 0 74400 0 17422 0 793658 0 0 0 MR HAROLD DAVIES COO AND VP FOR FINANCE 328733 0 2000 0 0 0 24400 0 22817 0 377950 0 0 0 DR BLAKE MEYERS PRINCIPAL INVESTIGATOR 318665 0 2000 0 0 0 24400 0 12603 0 357668 0 0 0 DR TONI KUTCHAN V.P. FOR RESEARCH 290174 0 2000 0 0 0 22950 0 8248 0 323372 0 0 0 MR TOM LAURITA CEO OF DTC 239895 0 2000 0 0 0 19254 0 24832 0 285981 0 0 0 DR TODD MOCKLER PRINCIPAL INVESTIGATOR 237371 0 2000 0 0 0 19288 0 24862 0 283521 0 0 0 MR MICHAEL BANDER V.P. FOR DEVELOPMENT 230735 0 2000 0 0 0 19287 0 30812 0 282834 0 0 0 DR KEITH SLOTKIN PRINCIPAL INVESTIGATOR 230000 0 2000 0 0 0 18741 0 24672 0 275413 0 0 0 DR DONALD MACKENZIE EXECUTIVE DIRECTOR OF IICI 255222 0 2000 0 0 0 7519 0 327 0 265068 0 0 0 MS ANNA DIBBLE V.P. FOR PEOPLE AND CULTURE 191731 0 2000 0 0 0 9569 0 2153 0 205453 0 0 0 MS DIANE MOLESKI ASSISTANT SECRETARY 123159 0 2000 0 0 0 10536 0 26467 0 162162 0 0 0 PART I, LINE 4B DR. JAMES CARRINGTON PARTICIPATED IN A SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN. HE RECEIVED $50,000 FROM A 457(F) PLAN. A MISSOURI DEVELOPMENT FINANCE BOARD 431387649 2011-12-01 7500000 FINANCE CONSTRUCTION OF GREENHOUSE 0 0 0 A 3439000 7500000 7500000 2013 0 0 1 1 A 0 0 0 0 0 0 0 A 0 0 1 0 1 0 0 0 1 A 1 X 23 8265493 STOCK MARKET PRICE X EVENT ITEMS 11 3959 FAIR MARKET VALUE X LAB SPLY/EQUIP. 1 1544 FAIR MARKET VALUE 0 0 1 0 PART I, COLUMN (B): NON-CASH CONTRIBUTIONS ARE RECORDED BY THE NUMBER OF CONTRIBUTIONS RECEIVED. FORM 990, PART VI, SECTION B, LINE 11B RETURN IS PREPARED BY AN INDEPENDENT CPA FIRM. IT IS THEN REVIEWED BY MANAGEMENT. THE FORM 990 IS THEN REVIEWED BY THE AUDIT COMMITTEE CHAIR AND THE CHAIRMAN OF THE BOARD. THE RETURN IS THEN PROVIDED TO ALL MEMBERS OF THE BOARD OF DIRECTORS PRIOR TO THE FILING OF THE RETURN. FORM 990, PART VI, SECTION B, LINE 12C THE CENTER HAS HAD A CONFLICT OF INTEREST POLICY SINCE THE INCEPTION OF THE ORGANIZATION. A COMMITTEE OF THE BOARD OF DIRECTORS IS RESPONSIBLE FOR ASSESSING THE ADEQUACY OF THE CENTER'S CONFLICT OF INTEREST POLICIES AND MONITORING COMPLIANCE WITH THE POLICIES AND PROCEDURES. THE COMMITTEE ALSO HAS RESPONSIBILITY FOR OVERSIGHT AND MANAGEMENT OF POTENTIAL CONFLICTS OF INTEREST FOR BOARD MEMBERS AND OFFICERS. THE COMMITTEE REPORTS TO THE BOARD REGARDING CONFLICTS OF INTEREST ON AN ANNUAL BASIS, OR MORE FREQUENTLY IF CONSIDERED NECESSARY. UNDER THE CENTER'S CURRENT POLICIES, DIRECTORS, OFFICERS AND KEY EMPLOYEES ARE REQUIRED TO DISCLOSE POTENTIAL CONFLICTS OF INTEREST UPON HIRE OR APPOINTMENT, WHEN NEW POTENTIAL CONFLICTS ARISE AND ON AN ANNUAL BASIS THEREAFTER. IT IS MANAGEMENT'S RESPONSIBILITY TO DEVELOP AND IMPLEMENT A SPECIFIC PLAN OF ACTION TO CONTROL OR ELIMINATE EACH CONFLICT OF INTEREST AND TO MONITOR COMPLIANCE WITH THE AGREED UPON PLAN. ALL POTENTIAL CONFLICTS ARE PRESENTED TO THE CONFLICT OF INTEREST COMMITTEE AT AN ANNUAL MEETING HELD IN MARCH. THE COMMITTEE REVIEWS AND APPROVES ALL POTENTIAL CONFLICTS OF INTEREST AND MANAGEMENT'S PLANNED COURSE OF ACTION TO CONTROL OR ELIMINATE EACH POTENTIAL CONFLICT OF INTEREST. THE CHAIRMAN OF THE CONFLICT OF INTEREST COMMITTEE IS INFORMED OF POTENTIAL CONFLICTS WHEN THEY ARE IDENTIFIED OUTSIDE OF THE FORMAL ANNUAL DISCLOSURE PROCESS AND DETERMINES WHETHER IMMEDIATE ATTENTION OF THE FULL COMMITTEE IS REQUIRED PRIOR TO THE ANNUAL MEETING IN MARCH. FORM 990, PART VI, SECTION B, LINE 15 A COMPENSATION STUDY IS USED AS THE BASIS FOR SETTING COMPENSATION AND BENEFITS FOR A NEW HIRE. ON AN ANNUAL BASIS, THE HUMAN RESOURCE DEPARTMENT OBTAINS COMPARABLE SALARY DATA FROM MULTIPLE INDEPENDENT SOURCES, A COMPENSATION SURVEY FROM THE ASSOCIATION OF INDEPENDENT RESEARCH INSTITUTIONS (AIRI) AND A SURVEY OF LOCAL INSTITUTIONS. SALARY RANGES BY POSITION ARE DEVELOPED FROM THE SURVEY DATA AND COMPENSATION LEVELS FOR THE DANFORTH CENTER ARE ESTABLISHED WITHIN THE RANGES. THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS REVIEWS AND APPROVES THE SURVEY RESULTS AND RECOMMENDED COMPENSATION LEVELS. THE RESULTS ARE PRESENTED AND APPROVED AT THE NOVEMBER BOARD OF DIRECTORS MEETING. FORM 990, PART VI, SECTION C, LINE 19 THE FINANCIAL STATEMENTS, ARTICLES OF INCORPORATION, AND BYLAWS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF GIFT ANNUITY -16,289. LOSS ON WRITE-OFF OF CONTRIBUTIONS RECEIVABLE -3,300. LEWIS AND CLARK PLANT SCIENCES FUND I LP 120 S CENTRAL AVENUE SUITE 1000 ST LOUIS MO 63105 812820803 INVESTMENT IN PLANT AND LIFE SCIENCE COMPANIES DE DDPSC EXCLUDED -284788 12927156 0 0 0.79970 ST LOUIS INTERNET2 ACCESS CONSORTIUM LLC 700 ROSEDALE AVENUE CB 1034 ST LOUIS MO 631121408 470849522 INTERNET AND INTERNET 2 ACCESS FOR MEMBERS MO DDPSC UNRELATED 2067 83520 0 2067 1 0.42540 DSC INVESTMENTS HOLDINGS LP 224 WEST TREMONT AVENUE CHARLOTTE NC 28203 611771424 ENDOWMENT INVESTMENTS AND OCIO DE DDPSC EXCLUDED 8672619 399548079 0 590504 0 1.00000 DANFORTH TECHNOLOGY COMPANY 975 NORTH WARSON ROAD ST LOUIS MO 63132 872442076 FACILITATE AGTECH STARTUP COMPANIES MO DDPSC C 710 906297 1.00000 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 1 0 0 DANFORTH TECHNOLOGY COMPANY O 417392 FAIR MARKET VALUE