2023-11-06T13:07:28-06:00 2022-12-31 366055558 GRANT THORNTON LLP 757 THIRD AVE 3RD FLOOR NEW YORK NY 100172013 990 2022-01-01 237224244 ROBERTSON RESEARCH FUND INC ROBE 5163678446 PO BOX 100 1 BUNGTOWN ROAD COLD SPRING HARBOR NY 11724 JOHN TUKE COO 5163678446 2023-11-06 1 JOHN TUKE XXX-XX-XXXX 0 DANIEL ROMANO P00504182 2125990100 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z JOHN TUKE PO BOX 100 1 BUNGTOWN RD COLD SPRING HARBOR NY 11724 35133644 0 X WWW.CSHL.EDU X 1972 DE THE ORGANIZATION PROVIDES FINANCIAL SUPPORT FOR PROJECTS THAT INVOLVE EDUCATION AND RESEARCH AT COLD SPRING HARBOR LABORATORY. THE ORGANIZATION SUPPORTS VARIOUS PROJECTS AT COLD SPRING HARBOR LABORATORY (CSHL) FOR THE ASSISTANCE OF EDUCATIONAL FACILITIES, BROAD BASIC SCIENTIFIC RESEARCH AND ITS DISSEMINATION TO THE PUBLIC AND FOR SCHOLARSHIP AND FELLOWSHIP AWARDS. 9 7 0 7 -111 0 0 0 0 0 10256252 4397105 0 0 10256252 4397105 5426719 5699422 0 0 0 0 0 0 0 643545 607726 6070264 6307148 4185988 -1910043 140499325 121577117 26240 200798 140473085 121376319 PROVIDES SUPPORT TO COLD SPRING HARBOR LABORATORY FOR EDUCATIONAL FACILITIES, BROAD BASIC SCIENTIFIC RESEARCH AND ITS DISSEMINATION TO THE PUBLIC AND FOR SCHOLARSHIP AND FELLOWSHIP AWARDS. 0 0 4887274 4887274 0 PROVIDES FINANCIAL SUPPORT TO COLD SPRING HARBOR LABORATORY FOR EDUCATIONAL FACILITIES, BROAD BASIC SCIENTIFIC RESEARCH AND ITS DISSEMINATION TO THE PUBLIC AND FOR SCHOLARSHIP AND FELLOWSHIP AWARDS. 812148 812148 0 SUPPORT FOR THE BANBURY CONFERENCE CENTER AT COLD SPRING HARBOR LABORATORY FOR THE MAINTENANCE AND UPKEEP OF THE CENTER. THE OBJECTIVE OF THE BANBURY CENTER IS TO HOLD WORKSHOPS AND MEETINGS COVERING FUNDAMENTAL RESEARCH AND TOPICS OF SPECIAL INTEREST IN BIOTECHNOLOGY AS WELL AS SCIENTIFIC EDUCATION. 5699422 1 0 0 0 0 0 0 0 0 1 0 1 0 0 0 1 1 1 0 0 1 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 X 9 7 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 0 0 0 NY X JOHN TUKE 5163675200 PO BOX 100 1 BUNGTOWN ROAD COLD SPRING HARBOR NY 11724 BRUCE STILLMAN PHD PRESIDENT 1.00 39.00 X X 0 855081 226671 GEOFFREY ROBERTSON VICE PRESIDENT 1.00 1.00 X X 0 0 0 WALTER GOLDSCHMIDTS TRUSTEE/VP SPONSORED PRGM 1.00 39.00 X 0 339670 67549 WILLIAM GRIDLEY TRUSTEE 1.00 X 0 0 0 LEO GUTHART TRUSTEE 1.00 1.00 X 0 0 0 ANDREW MCKIBBEN TRUSTEE 1.00 X 0 0 0 WALTER MEIER TRUSTEE 1.00 X 0 0 0 LYON POLK TRUSTEE 1.00 X 0 0 0 MARILYN SIMONS TRUSTEE 1.00 1.00 X 0 0 0 DEBRA ARENARE SECRETARY 1.00 39.00 X 0 366768 38898 SCOTT QUEHL TREASURER 1.00 39.00 X 0 397055 18430 0 1958574 351548 0 0 1 0 0 1013209 -111 1013320 34120435 30736539 3383896 3383896 3383896 4397105 0 -111 4397216 5699422 5699422 607529 607529 UBIT EXPENSE 197 197 6307148 5699422 607726 0 5276130 9508150 768062 657951 26891011 21027312 107564122 90383704 140499325 121577117 26240 200798 26240 200798 X 140473085 121376319 140473085 121376319 140499325 121577117 -1910043 -17186723 0 X 0 1 X 1 0 X X 1 COLD SPRING HARBOR LABORATORY 112013303 7 1 5699422 0 1 5699422 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 140473085 -12789618 5699422 607726 121376319 132517114 14026235 5426719 643545 140473085 124909412 13606490 5415907 582881 132517114 113181421 17602136 5253141 621004 124909412 123110595 -4166433 5173771 588970 113181421 0.08000 0.92000 0 1 1 0 ALTERNATIVE INVESTMENTS 90383704 F 90383704 X -13397344 -17186723 -17186723 3789379 607726 607726 4397105 5699422 0 5699422 607726 607726 6307148 PART V, LINE 4: THE FUNDS WILL BE USED TO PROVIDE INCOME TO COLD SPRING HARBOR LABORATORY FOR THE SUPPORT OF EDUCATIONAL FACILITIES, BROAD BASIC SCIENTIFIC RESEARCH AND ITS DISSEMINATION TO THE PUBLIC AND FOR SCHOLARSHIP AND FELLOWSHIP AWARDS. PART X, LINE 2: FIN 48 (ASC 740) RRFI IS EXEMPT FROM FEDERAL TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. ACCORDINGLY, IT IS NOT SUBJECT TO INCOME TAXES EXCEPT TO THE EXTENT THERE IS TAXABLE INCOME FROM ACTIVITIES THAT ARE NOT RELATED TO ITS EXEMPT PURPOSES. RRFI RECEIVES INCOME FROM VARIOUS ALTERNATIVE INVESTMENT VEHICLES CONSIDERED UNRELATED. RRFI RECOGNIZES THE EFFECTS OF INCOME TAX POSITIONS ONLY IF THOSE POSITIONS ARE MORE LIKELY THAN NOT OF BEING SUSTAINED. PROVISIONS FOR UNRELATED INCOME TAXES HAVE BEEN INCLUDED IN 2022 IN THE AMOUNT OF $250. CENTRAL AMERICA AND THE CARIBBEAN INVESTMENTS 49455863 EUROPE (INCLUDING ICELAND & GREENLAND) INVESTMENTS 16783613 0 0 0 0 0 0 66239476 0 66239476 1 0 1 0 1 0 PART III ACCOUNTING METHOD: PART IV, FOREIGN FORMS ROBERTSON RESEARCH FUND INVESTS DIRECTLY IN VARIOUS ALTERNATIVE INVESTMENTS THAT MAY BE ORGANIZED AS EITHER FOREIGN CORPORATIONS OR FOREIGN PARTNERSHIPS; IT LIKEWISE, INVESTS IN DOMESTIC LIMITED PARTNERSHIPS THAT MAY, IN TURN, INVEST IN FOREIGN CORPORATIONS OR PARTNERSHIPS. NEVERTHELESS, ROBERTSON RESEARCH FUND'S INVESTMENT ACTIVITIES MAY NOT REACH THE THRESHOLDS REQUIRED FOR THE FILING OF FORMS 926, 5471, 8621, OR 8865. TO THE EXTENT THAT ROBERTSON RESEARCH FUND IS REQUIRED TO COMPLETE ONE (OR MORE) OF THESE FOREIGN FORMS, THEY ARE FILED WITH THE FORM 990-T FILING. 1 COLD SPRING HARBOR LABORATORY 1 BUNGTOWN RD COLD SPRING HARBOR NY 11724 112013303 501(C)(3) 5699422 0 EDUCATIONAL/RESEARCH 1 PART I, LINE 2: GRANTS MADE TO COLD SPRING HARBOR LABORATORY REPRESENT AMOUNTS APPROVED BY THE BOARD OF TRUSTEES OF THE ORGANIZATION AS AN ALLOCATION FROM THE ENDOWMENT REPRESENTING APPROXIMATELY A 4.5% DRAW ON A 12 QUARTER MOVING AVERAGE. REPORTING IS RECEIVED ANNUALLY ON THE SPECIFIC USE OF THE FUNDS BY COLD SPRING HARBOR LABORATORY. 0 1 0 0 0 0 0 0 0 BRUCE STILLMAN PHD PRESIDENT 0 772191 0 50000 0 32890 0 107450 0 119221 0 1081752 0 0 SCOTT QUEHL TREASURER 0 335417 0 0 0 61638 0 0 0 18430 0 415485 0 0 WALTER GOLDSCHMIDTS TRUSTEE/VP SPONSORED PRGM 0 320002 0 15000 0 4668 0 37371 0 30178 0 407219 0 0 DEBRA ARENARE SECRETARY 0 363285 0 0 0 3483 0 37371 0 1527 0 405666 0 0 PART I, LINE 3 ROBERTSON RESEARCH FUND DOES NOT PAY ANY EMPLOYEES, INSTEAD ALL ARE PAID BY COLD SPRING HARBOR LABORATORY (CSHL), THE RELATED PARENT COMPANY. CSHL DETERMINES COMPENSATION THROUGH AN EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES ON RECOMMENDATION FROM A COMPENSATION REVIEW & ADVISORY SUB-COMMITTEE. THE VP OF HUMAN RESOURCES REPORTS DIRECTLY TO THE COMPENSATION REVIEW & ADVISORY SUB-COMMITTEE WHICH IS MADE UP OF INDEPENDENT MEMBERS OF THE BOARD OF TRUSTEES. REPORTING INCLUDES COMPARABILITY DATA AND OTHER INFORMATION GATHERED AT THE REQUEST OF THE SUB-COMMITTEE. CONTEMPORANEOUS SUBSTANTIATION OF THE DELIBERATION AND DISCUSSION IS MAINTAINED BY THE VP OF HUMAN RESOURCES. PART I, LINE 4B SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN. CSHL PROVIDES SENIOR STAFF THAT MEET CERTAIN REQUIREMENTS SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLANS. AMOUNTS REPORTED REPRESENT PAYMENTS TO THESE PLANS WHICH ARE NOT VESTED AND REMAIN SUBJECT TO SUBSTANTIAL SERVICE REQUIREMENTS AND RISK OF FORFEITURE UPON EARLY TERMINATION. THE FOLLOWING PAYMENTS WERE MADE IN 2022: BRUCE STILLMAN $70,079 FORM 990, PART VI, SECTION A, LINE 2 BOARD MEMBERS GEOFFREY ROBERTSON, WALTER MEIER, AND ANDREW MCKIBBEN HAVE A FAMILY RELATIONSHIP. MR. LEO GUTHART AND DR. MARILYN SIMONS, BOARD MEMBERS, HAVE A BUSINESS RELATIONSHIP. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED BY THE FINANCE DEPARTMENT OF COLD SPRING HARBOR LABORATORY BASED ON THE BOOKS AND RECORDS OF THE ORGANIZATION. THE DRAFT RETURN AND ALL SUPPORTING DOCUMENTATION ARE PROVIDED TO THE ORGANIZATION'S INDEPENDENT ACCOUNTANTS FOR REVIEW OF THE RETURN. THE FINAL VERSION OF THE FORM 990 IS THEN REVIEWED BY THE CFO OF CSHL/TREASURER OF ROBERT RESEARCH FUND, AND COPIES ARE PROVIDED TO THE BOARD OF TRUSTEES PRIOR TO SUBMISSION OF THE RETURN TO THE IRS. FORM 990, PART VI, SECTION B, LINE 12C ALTHOUGH THE ROBERTSON RESEARCH FUND, INC. DOES NOT MAINTAIN SEPARATE CONFLICT OF INTEREST, WHISTLEBLOWER AND RECORD RETENTION POLICIES, IT IS GOVERNED BY THOSE POLICIES OF COLD SPRING HARBOR LABORATORY, A RELATED ORGANIZATION. FORM 990, PART VI, SECTION B, LINE 15 QUESTIONS WERE ANSWERED "NO" BECAUSE ROBERTSON RESEARCH FUND, INC. DOES NOT HAVE OR COMPENSATE ANY EMPLOYEES, THEREFORE NO POLICIES/PROCEDURES ARE REQUIRED. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAINTAINS ALL DOCUMENTS INCLUDING GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICIES, ANNUAL REPORTS, FINANCIAL STATEMENTS AND TAX RETURNS FOR PUBLIC INSPECTION AT THE FINANCE OFFICE OF COLD SPRING HARBOR LABORATORY, LOCATED AT 1 BUNGTOWN ROAD, COLD SPRING HARBOR, NEW YORK 11724. IN ADDITION, MANY OF THESE DOCUMENTS ARE AVAILABLE ONLINE AT WWW.CSHL.EDU. COLD SPRING HARBOR LABORATORY PO BOX 100 1 BUNGTOWN RD COLD SPRING HARBOR NY 11724 112013303 RESEARCH NY 501(C)(3) 7 N/A 0 COLD SPRING HARBOR LABORATORY ASSN PO BOX 100 1 BUNGTOWN RD COLD SPRING HARBOR NY 11724 111631792 SUPPORT NY 501(C)(3) 11 N/A 0 COLD SPRING HARBOR ASIA (SIP) 218 XIN HU ST SUZHIOU CH 215125 SCIENTIFIC CO CH N/A C 0 LIFE SCIENCE ALLIANCE MEYERHOFSTR 1 HEIDELBERG GM 69117 PUBLISHING CO GM N/A C 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 1 1