2023-10-30T09:20:39-07:00 2022-12-31 990 2022-01-01 222959984 F F THOMPSON HOSPITAL FOUNDATION INC FFTH 5853966000 350 Parrish St Canandaigua NY 14424 Mark Prunoske Sr VP Finance/CFO 5853966280 2023-10-30 1 1 11 1 AAL2 X 2022 2023-04-26 12:10:37Z Michael F Stapleton Jr 350 Parrish Street Canandaigua NY 14424 2329165 0 X www.thompsonhealth.com X 1988 NY F.F. Thompson Foundation, Inc., a not-for-profit corporation, is committed to achieving philanthropic support for the services and priority needs of the F F Thompson Health System and its affiliated tax-exempt corporations and to overseeing the management of restricted and unrestricted funds of the Foundation. 22 20 5 63 0 0 3675849 1752474 0 0 839661 492737 -22201 -32865 4493309 2212346 19983 1460845 0 0 209431 219750 0 0 0 4008917 331527 4238331 2012122 254978 200224 20090616 18865914 1340205 1888999 18750411 16976915 F.F. Thompson Foundation, Inc., a not-for-profit corporation, is committed to achieving philanthropic support for the services and priority needs of the F F Thompson Health System and its affiliated tax-exempt corporations and to overseeing the management of restricted and unrestricted funds of the Foundation. 0 0 20000 20000 0 The Foundation awarded Community Health Grants to local organizations in 2022. The applicants must meet the following criteria: benefit health status of the community, planned goal with time frame, and commitment to community partnering. (13 grants awarded) 1747693 0 0 The Foundation operates to provide funds for the benefit of the FF Thompson Health System, Hospital, Senior Communities, and Continuing Care Center. The Foundation solicits, accepts, holds, invests, and administers funds and uses the income and principal thereof for the foregoing purposes. 0 0 0 1767693 1 1 0 0 0 0 0 0 0 1 1 1 0 1 1 0 1 1 0 0 0 0 0 0 1 0 0 1 0 1 0 0 0 0 0 0 1 0 1 0 0 0 0 1 0 0 0 1 X 0 0 1 5 1 0 0 0 0 0 0 0 0 0 0 0 0 X 22 20 1 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X FF Thompson Hospital Roberta Spezzano 5853966000 350 Parrish St Canandaigua NY 14424 X Michael F Stapleton Jr President/CEO 1.0 39.00 X X 0 916820 125322 Mark F Prunoske Sr VP Finance/CFO 1.00 39.00 X X 0 438546 80243 Elizabeth Talia VP General Counsel Chief Compliance Officer and Privacy Officer 0.50 39.50 X 0 285895 45055 Mary Schneiter Director Development and Corporate Communications 30 10 X 18861 24592 946 Lauren M Dixon Secretary 0.50 2.00 X X 0 0 0 Jody Stolt Board Member 0.50 0 X 0 0 0 Paul H Griswold Board Member 0.50 2.00 X 0 0 0 Wanda Polisseni Board Member 0.50 0 X 0 0 0 Marilyn Sands Board Member 0.50 0 X 0 0 0 Wade A Sarkis Treasurer 0.50 0 X X 0 0 0 Jeffrey P Siewert Board Member 0.50 0 X 0 0 0 Dawn Borgeest Board Member 0.50 0 X 0 0 0 Susan Fulmer MD Board Member 0.50 0 X 0 0 0 Gregory Felosky Vice Chair 0.50 0 X X 0 0 0 Lauren Sands Board Member 0.5 2 X 0 0 0 William Wheeler Board Member 0.5 0 X 0 0 0 Krista Jackson Chair 0.5 0 X X 0 0 0 Phil Muscato Board Member 0.5 0 X 0 0 0 David Sorce Board Member 0.5 0 X 0 0 0 Colleen Emblidge Board Member 0.5 0 X 0 0 0 Amanda Gigliotti Board member 0.5 0 X 0 0 0 Gerrett Geartz Board Member 0.5 0 X 0 0 0 Lewis J Gould Board Member 0.5 0 X 0 0 0 Michael Fahy Board Member 0.5 0 X 0 0 0 18861 1665853 251566 0 0 1 0 0 X 0 0 242626 0 0 1509848 49080 1752474 0 0 0 0 0 3433 0 0 3433 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 495300 0 5996 0 489304 489304 0 0 489304 77958 242626 110823 -32865 0 -32865 0 0 0 0 0 0 0 0 0 0 0 0 0 2212346 0 0 459872 X 1460845 1460845 0 0 0 0 0 0 0 0 0 0 0 0 0 0 170497 170497 0 0 7881 7881 0 0 25020 25020 0 0 16352 16352 0 0 0 0 0 0 350 0 350 0 21888 0 21888 0 0 0 0 0 0 0 0 0 0 0 47946 47946 0 0 10445 10445 0 0 21908 21908 0 0 2462 2462 0 0 0 0 0 0 0 0 0 0 174 174 0 0 0 0 0 0 999 999 0 0 0 0 0 0 0 0 0 100 0 100 0 143 143 0 0 Membership Assessment 222091 0 222091 0 3021 3021 0 0 2012122 1767693 244429 0 873120 971884 3653974 4675060 519699 201366 61461 99364 0 0 0 0 0 0 0 0 0 0 22576 21227 1449 1349 0 0 13547495 11731230 0 0 0 0 1433418 1185661 20090616 18865914 14023 14162 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1326182 1874837 1340205 1888999 X 13630091 11947830 5120320 5029085 18750411 16976915 20090616 18865914 X 200224 -1794462 0 0 0 -179258 X 0 1 X 1 0 X 3561646 3371646 2405751 3675849 1752474 14767366 0 0 0 0 0 0 0 0 0 0 0 0 3561646 3371646 2405751 3675849 1752474 14767366 5140938 9626428 524939 719222 397015 839661 492737 2973574 0 0 0 0 0 0 0 0 0 0 0 0 17740940 0.54261 0.50784 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 13547495 0 -1321769 0 494497 0 11731229 11445637 0 2564889 0 463031 0 13547495 10174748 402401 1387742 0 519254 0 11445637 8875689 460767 1269141 0 430849 0 10174748 9096199 0 104438 0 324948 0 8875689 0.92 0.08 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 22576 21227 1349 0 0 0 0 1349 0 0 Amounts held in UR Investment Pool 11351268 F Jane Wade Endowment 379962 F 11731230 Interest and Other Receivables 28051 Beneficial Interest in Charitable Remainder Trust 1157610 1185661 0 Accrued pension liability 56204 Due to Affiliates 1818633 1874837 528707 -1794462 0 0 110823 -1683639 2212346 0 0 0 2212346 2122945 0 0 0 110823 110823 2012122 0 0 0 2012122 Schedule D, Part V, Line 4 The funds are for the benefit of FF Thompson Health System, Hospital, Senior Communities and Continuing Care Center. The Foundation continuously evaluates the need of these organizations and attempts to meet those needs. Schedule D, Part XI, Line 2d Other Adjustments: Direct Fund Raising Expenses $110,823 Schedule D, Part XII, Line 2d Other Adjustments: Direct Fund Raising Expenses $110,823 Summer Soiree Gala 190666 140424 50242 0 600 5215 47616 2625 5853 Thompson Health Golf Classic 86050 75982 10068 0 9549 8330 10068 0 1760 2 43868 26220 17648 400 3618 6108 6475 0 2606 320584 242626 77958 400 13767 19653 64159 2625 10219 110823 -32865 1 The Frederick Ferris Thompson Hospital 350 Parrish St Canandaigua NY 14424 160743024 1212939 0 Fair Value To continuously improve the health of the residents and communities of the Finger Lakes and surrounding regions. MM Ewing Continuing Care Center 350 Parrish St Canandaigua NY 14424 237046583 212848 0 Fair Value To provide quality long term care for the community. FFT Senior Communities Inc 1 Ferris Hills Canandaigua NY 14424 161557494 15058 0 Fair Value To provide an enhanced lifestyle of independence and piece of mind to all of the residents of the community. 16 0 Schedule I, Part I, Line 2 Al contributions are to the Foundation's affiliated organizations or to local organizations who submit an application request for funding which includes the use of the funds. These are all local not for profit organizations. 0 1 0 0 0 0 0 1 0 Michael F Stapleton Jr President/CEO 0 530313 0 236789 0 149718 0 94181 0 31141 0 1042142 0 91432 Mark F Prunoske Sr VP Finance/CFO 0 317212 0 69455 0 51880 0 52884 0 27359 0 518790 0 36846 Elizabeth Talia VP General Counsel Chief Compliance Officer and Privacy Officer 0 240995 0 30037 0 14863 0 14573 0 30483 0 330951 0 0 Mary Schneiter Director Development and Corporate Communications 13590 19292 5200 5200 70 100 0 0 391 555 19251 25147 0 0 Schedule J, Part I, Line 3 As provided in the Form 990, Schedule J instructions, since the organization relies on a related organization which uses one or more of the methods described in Line 3 to establish the top management officials' compensation, this question has been left unanswered. Refer to Schedule O, description of compensation review and approval process. Schedule J, Part I, Line 4 The following individuals participated in a supplemental nonqualified retirement plan and received employer paid amount that are included in deferred compensation. 457(F) plan payments were Michael Stapleton-$78,930 and Mark Prunoske-$31,534. Schedule J, Part I, Line 7 The President/CEO, Executive VP/COO and Senior VP of Finance/CFO are eligible for a variable percent YE incentive based on predetermined goals. The goals are operational, financial and managerial in nature. The financial goal is tied to the net earnings of the organization's affiliates. Molly Pluta Relative of Board Member 16829 Employee of Related Organization 0 X 9 49080 Fair Market Value 0 0 0 1 Schedule M, Part I, Line 32b The Foundation has authorized the University of Rochester to immediately sell all shares of any security contributions received. Form 990, Part I, Line 1 System and its affiliated tax-exempt corporations and to overseeing the management of restricted and unrestricted funds of the Foundation. Form 990, Part V, Line 2a Employees and certain officers, directors, and key employees of the FF Thompson Hospital Foundation receive compensation from The Frederick Ferris Thompson Hospital, a related IRC Section 501(C)(3) organization, through a common paymaster for its affiliates because employees are included in the common paymaster, a portion of the salaries of these individuals is allocated to the Foundation and is included as part of other salary and wages on their statement of functional expenses. Certain officers and key employees of the Foundation also devote significant time each week to other related organizations. None of the board members of the Foundation are compensated for their board services. Form 990, Part VI, Section A, Line 2 Given that many of our Board Members include professionals in industries such as banking, law, and financial advisement, it is our understanding that some board members engage with each other in professional business activities. Given the comprehensive conflict of interest forms the board members complete, we do not believe any such relationship impacts their decision making as to Thompson activities and to the extent there is a potential conflict of interest is disclosed by a Board member, the Board member is instructed to follow our conflict of interest policy as described in Part VI, Section B, Line 12c. We are unaware of any family relationship between any other officer, director, trustee or key employee. Form 990, Part VI, Section A, Line 6 The sole member of The FF Thompson Hospital Foundation is FF Thompson Health System Inc. (System). The System, the University of Rochester Medical Center and the University of Rochester (UR) are parties in an affiliation agreement whereby UR is the sole corporate member of the System. The System acting through its board of directors, has the authority to elect the governing body of FF Thompson Hospital Foundation and approve certain decisions. Such decisions include appointment of the Foundation President and CEO, amendment of the certificate of incorporations and bylaws, approval of extraordinary corporate actions such as merger or dissolution, approval of capital and operating budgets, strategic plans, and incurrence of certain debt. Additionally, certain decisions of the Foundation are subject to the approval of UR. Such decisions include appointment and removal of board members, approve appointment and removal of the President and CEO, approve changes to the Hospital bylaws and certificate of incorporation and, under certain circumstances, approve strategic plans, capital and operating budgets and incurrence of debt. Form 990, Part VI, Section A, Line 7a Refer to Schedule O, Membership information, Form 990, Part VI, Section A, Line 6 Form 990, Part VI, Section A, Line 7b Refer to Schedule O, Membership information, Form 990, Part VI, Section A, Line 6 Form 990, Part VI, Section B, Line 11b The Director of Finance and Reimbursement and the CFO review the return. In addition, the return is reviewed by an independent accounting firm. The return is then made available to the Board of Directors and a summary presentation is made at the board meeting. Questions are entertained during both meetings as well as after the meeting prior to filing. Form 990, Part VI, Section B, Line 12c Consistent with the written system-wide conflict of interest (COI) policy, Board members, officers and key employees complete annual conflict of interest forms to identify actual and potential conflicts of interest that may exist relative to their duties with the organization. The Audit Committee and General Counsel monitor completion of these forms and review the statements made therein for compliance with the COI policy. An individual management plan is developed that stipulates how each potential or actual COI will be addressed in order to mitigate each conflict identified. Each individual management plan is reviewed, modified as necessary and approved by the Audit Committee and General Counsel. The approved plan is then delivered to each person with an identified potential or actual COI. To help ensure compliance with the COI policy, each individual management plan stipulates that the person with a potential or actual COI will not be allowed to participate in any discussion or decision of the Board in any area of identified conflict. Furthermore, unless a specific question is asked by the Board, the person with the COI will be asked to leave the room during a discussion and/or decision by the Board that involves an area covered by the COI individual management plan. The Audit Committee and General Counsel review these procedures annually to assess their effectiveness and recommend (or make) appropriate changes as needed to ensure the COI policy is consistently and effectively enforced. Form 990, Part VI, Section B, Line 15 Executive compensation is established by the Compensation Committee of the Board of Directors. The committee uses an outside company to gather comparable data in determining compensation levels for the President/CEO and senior level executives. The full Board of Directors is surveyed by the Compensation Committee on executive performance which is also considered in determining compensation levels. The committee is involved in setting goals for the executive team which ties back to their performance reviews and compensation rates. This process is completed each year. Form 990, Part VI, Section C, Line 19 These documents are available upon request by contacting the Administrative Office Form 990, Part VII, Section A, Line 1a Refer to Schedule O, Employment information, Form 990, Part V, Line 2a Form 990, Part VIII, Line 7c Gain/Loss from sale of other securities - net gain from sale of other securities is 489,304. Transactions included in this amount are voluminous. Detailed schedules are available upon request. Form 990, Part IX, Line 7 Refer to Schedule O, Employment information, Form 990, Part V, Line 2a Form 990, Part XI, Line 9 Pension Related Changes 9,303. Change in Beneficial Interest In Charitable Remainder Trust -197,107. Net Periodic Pension Cost 8,546. Total Form 990, Part XI, Line 9 -179,258. UNIVERSITY OF ROCHESTER 910 GENESEE STREET STE 200 ROCHESTER NY 14611 160743209 SCHOOL NY 501(c )(3) 2 N/A 0 HIGHLAND HOSPITAL OF ROCHESTER 1000 SOUTH AVENUE ROCHESTER NY 14620 160743037 HOSPITAL NY 501(c )(3) 3 STRONG PARTNERS HEALTH SYSTEM 0 THE HIGHLAND FOUNDATION INC 1000 SOUTH AVENUE ROCHESTER NY 14620 237310662 FUNDRAISING NY 501(c)(3) 12A, 1 HIGHLAND HOSPITAL 0 HIGHLAND FACILITIES DEVELOPMENT CORP 1000 SOUTH AVENUE ROCHESTER NY 14620 223039077 MEDICAL BLDG NY 501(c)(3) 10 HIGHLAND HOSPITAL 0 HIGHLAND COMMUNITY DEVELOPMENT CORP 100 HAHNEMANN TRAIL PITTSFORD NY 14534 223154715 ELDER CARE NY 501(c)(3) 10 STRONG PARTNERS HEALTH SYSTEM 0 THE HIGHLANDS LIVING CENTER INC 500 HAHNEMANN TRAIL PITTSFORD NY 14534 223240227 HEALTHCARE NY 501(c)(3) 10 STRONG PARTNERS HEALTH SYSTEM 0 THE MEADOWS AT WESTFALL INC 5901 LAC DE VILLE BLVD ROCHESTER NY 14618 161502303 HEALTHCARE NY 501(c)(3) 10 STRONG PARTNERS HEALTH SYSTEM 0 STRONG PARTNERS HEALTH SYSTEM INC 601 ELMWOOD AVENUE BOX 706 ROCHESTER NY 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MELIORA REAL ESTATE CORPORATION 263 WALLIS HALL ROCHESTER NY 14627 452464788 SUPPORT ORG NY 501(c)(3) 12A, 1 UNIVERSITY OF ROCHESTER 0 FF Thompson Health System Inc 350 Parrish St Canandaigua NY 14424 222959987 Support Org NY 501(c)(3) 12A, 1 UNIVERSITY OF ROCHESTER 0 The Frederick Ferris Thompson Hospital 350 Parrish St Canandaigua NY 14424 160743024 Hospital NY 501(c)(3) 3 FF Thompson Health System Inc 0 M M Ewing Continuing Care Center 350 Parrish St Canandaigua NY 14424 237046583 Healthcare NY 501(c)(3) 3 FF Thompson Health System Inc 0 F F T Senior Communities Inc 1 Ferris Hills Canandaigua NY 14424 161557494 Elder Care NY 501(c)(3) 10 FF Thompson Health System Inc 0 FINGER LAKES HOME CARE INC 756 PRE-EMPTION ROAD GENEVA NY 14456 161489133 HEALTHCARE NY 501(c)(3) 10 URM Home Care Certified Services 0 THE MEMORIAL HOSPITAL OF WILLIAM F AND GERTRUDE F JONES INC 191 NORTH MAIN STREET WELLSVILLE NY 14895 222807681 HOSPITAL NY 501 (C) (3) 3 UNIVERSITY OF ROCHESTER 0 LIVINGSTON HEALTH 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NY 14620 161354319 RETAIL PHARMACY NY Highland Hospital C 0 UR EQUITY HOLDINGS INC 110 OFFICE PARK WAY PITTSFORD NY 14534 273040889 HOLDING CO DE University of Rochester C 0 FFTH Properties and Services Inc 350 Parrish St Canandaigua NY 14424 161286518 Holding Co NY FF Thompson Health System C 0 EXCELL TECHNOLOGY VENTURES INC 343 State Street Kodak Tower 2nd Floor ROCHESTER NY 14650 800909149 BIOTECH INCUBATOR NY Rochester Bioventure C 0 ACCOUNTABLE HEALTH PARTNERS LLC 135 CORPORATE WOODS STE 320 ROCHESTER NY 14623 300787967 ACCT CARE NETWORK NY University of Rochester C 0 ACCOUNTABLE HEALTH PARTNERS IPA LLC 135 CORPORATE WOODS SUITE 320 ROCHESTER NY 14623 371746016 INDEPENDENT PRACTICE ASSOCIATION NY AHP LLC C 0 AHP INSURANCE COMPANY 76 ST PAUL STREET SUITE 500 BURLINGTON VT 05401 814644839 CAPTIVE INSURANCE CO VT AHP LLC C 0 LUMINATE VENTURE CHALLENGE CORP 260 East Main Street SUITE 6000 ROCHESTER NY 14604 823954131 BUSINESS INCU NY NEXTCORPS INC C 0 Hornell Medical Village LLC 7100 Route 70A Hornell NY 14843 611886763 Hold Real Estate NY St James Hospital C 0 ROCHESTER BIOVENTURE CAPITL INC 601 ELMWOOD AVENUE BOX 706 ROCHESTER NY 14642 202485999 BIOTEH INCUB NY UNIVERSITY OF ROCHESTER C 0 0 1 0 1 0 0 0 0 0 0 0 1 0 1 1 1 0 0 0