2023-11-15T14:05:42-06:00 2022-12-31 861065772 DELOITTE TAX LLP 111 MONUMENT CIRCLE SUITE 4200 INDIANAPOLIS IN 46204 990 2022-01-01 330328688 LA JOLLA INSTITUTE FOR IMMUNOLOGY LAJO 8587526500 9420 ATHENA CIRCLE LA JOLLA CA 920371387 RICHARD STRYJEWSKI CFO 8587526500 2023-11-15 1 RICHARD STRYJEWSKI 999009999 0 SHAWNA M JANSONS P01222873 3174648600 0 AAL1 IAL1 2022 2023-04-26 12:10:37Z RICHARD STRYJEWSKI 9420 ATHENA CIRCLE LA JOLLA CA 920371387 96594363 0 X WWW.LJI.ORG X 1988 CA BIOMEDICAL RESEARCH DEDICATED TO IMPROVING HUMAN HEALTH THROUGH STUDIES OF THE IMMUNE SYSTEM. 22 20 515 151 105613 31742 73055647 65156062 23482463 23862556 733206 535315 4744035 2720548 102015351 92274481 14235330 14115363 0 0 39665941 42281594 0 36876 1342499 32038154 35743262 85939425 92177095 16075926 97386 70149069 80295864 31055765 43811979 39093304 36483885 AT LA JOLLA INSTITUTE FOR IMMUNOLOGY, OUR SCIENTISTS FOCUS ON UNDERSTANDING HOW THE IMMUNE SYSTEM WORKS IN ORDER TO PROMOTE HUMAN HEALTH AND PREVENT DISEASE. OUR DISCOVERIES APPLY TO MANY DISEASES, RANGING FROM DIABETES TO HEART DISEASE, INFECTIOUS DISEASES TO CANCER. 0 0 80835101 14115363 25640719 THE LA JOLLA INSTITUTE FOR IMMUNOLOGY ("LJI") IS A PRIVATE, NONPROFIT MEDICAL RESEARCH ORGANIZATION THAT IS RECOGNIZED AS A WORLD LEADER IN COMPREHENSIVE RESEARCH DEDICATED TO UNDERSTANDING THE INTRICACIES AND POWER OF THE IMMUNE SYSTEM AND APPLYING THAT KNOWLEDGE TOWARD ITS GOAL OF LIFE WITHOUT DISEASE.THE INSTITUTE IS HOME TO 22 INDEPENDENT LABORATORIES, EACH OPERATED BY A LEADING SCIENTIST HANDPICKED FOR THEIR CREATIVITY AND PIONEERING SPIRIT. EACH OF THESE LABS IS DEDICATED TO UNDERSTANDING THE FAR-REACHING INFLUENCE OF THE IMMUNE SYSTEM AND TO TRAIN THE NEXT GENERATION OF SCIENTISTS, TO PROMOTE HUMAN HEALTH AND PREVENT A WIDE RANGE OF DISEASES. 80835101 1 1 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 0 0 0 1 1 0 1 0 0 0 1 0 1 0 0 0 1 0 0 1 0 1 0 0 0 0 0 0 0 0 1 223 0 1 515 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 22 20 1 0 1 0 0 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AR FL GA HI IL KS KY MA MD MI MN MS NC NH NJ NM NY OR PA RI SC TN UT VA WI WV X RICHARD STRYJEWSKI 8587526500 9420 ATHENA CIRCLE LA JOLLA CA 920371387 X ANTHONY CARR DIRECTOR 2.00 X 0 0 0 BARBARA DONNELL DIRECTOR (START 11/22) 2.00 X 0 0 0 BARTON J COHEN DIRECTOR (END 02/22) 2.00 X 0 0 0 CAROLEE LEE DIRECTOR 2.00 X 0 0 0 DAVID A BRENNER MD DIRECTOR (END 06/22) 2.00 X 0 0 2500 DAVID M RICKEY DIRECTOR 2.00 X 0 0 0 DAVID R WEBB PHD DIRECTOR 2.00 X 0 0 0 EMILY HOLMES ESQ PHD DIRECTOR (START 06/22) 2.00 X 0 0 0 ERICA SAPHIRE PRESIDENT & CEO 40.00 X X 796838 0 104588 FRANOIS FERR PHD DIRECTOR 2.00 X 0 0 0 FRED MILLER DIRECTOR (START 08/22) 2.00 X 0 0 0 GAIL K NAUGHTON PHD DIRECTOR, CHAIR 2.00 X 0 0 0 GENEVIVE T JACOBS DIRECTOR 2.00 X 0 0 0 J MARK WAXMAN JD DIRECTOR 2.00 X 0 0 0 LINDA SHERMAN PHD DIRECTOR (START 11/22) 2.00 X 0 0 2500 MARK V BOWLES DIRECTOR (END 02/22) 2.00 X 0 0 0 MICHAEL D COIT DIRECTOR (END 11/22) 2.00 X 0 0 0 MITCHELL KRONENBERG CHIEF SCIENTIFIC OFFICER 40.00 X X 564853 0 80893 MITSUO SATOH PHD DIRECTOR (END 02/22) 2.00 X 0 0 0 PAMELA K WASSERMAN MPH DIRECTOR 2.00 X 0 0 0 PAUL THIEL DIRECTOR 2.00 X 0 0 0 RICHARD S BODMAN DIRECTOR (START 08/22) 2.00 X 0 0 0 ROBERT C DYNES PHD DIRECTOR 2.00 X 0 0 0 ROBERT W MAHLEY MD PHD DIRECTOR (END 11/22) 2.00 X 0 0 0 SANDOR W SHAPERY JD DIRECTOR 2.00 X 0 0 0 SANDRA SCHMID PHD DIRECTOR (START 11/22) 2.00 X 0 0 0 SUSAN DAVIS MSW DIRECTOR (START 11/22) 2.00 X 0 0 0 THOMAS L TULLIE DIRECTOR (END 08/22) 2.00 X 0 0 0 YOSHIFUMI TORII PHD DIRECTOR (START 06/22) 2.00 X 0 0 0 RICHARD STRYJEWSKI CFO, TREASURER, & SECRETARY 40.00 X 271052 0 21166 ALESSANDRO SETTE DIVISION HEAD/CENTER HEAD/PROF 40.00 X 800014 0 109069 JOEL MARTIN MANAGING DIRECTOR, CBO (END 12/22) 40.00 X 421434 0 24759 MICHAEL CROFT DIRECTOR, ACADEMIC AFFAIRS 40.00 X 512924 0 76837 SHANE CROTTY PROFESSOR 40.00 X 367380 0 80693 STEPHEN P SCHOENBERGER PROFESSOR 40.00 X 336305 0 85204 4070800 0 588209 84 0 1 0 CPA CALINI 11332 TRILLIUM WY SAN DIEGO CA 92131 ACCOUNTING SERVICES 349400 ALLIED UNIVERSAL JANITORIAL SERVICES PO BOX 31001-2374 PASADENA CA 911102374 COMMERCIAL CLEANING SERVICES 182662 ALLIED UNIVERSAL SECURITY SERVICES PO BOX 31001-2374 PASADENA CA 911102374 SECURITY SERVICES 158662 MOSS-ADAMS LLP PO BOX 101822 PASADENA CA 911891822 ACCOUNTING SERVICES 120285 LARRABEE ALBI COKER LLP 9920 PACIFIC HEIGHT BLVD SUITE 300 SAN DIEGO CA 92121 LEGAL SERVICES 116000 7 21283 48913448 16221331 2391398 65156062 RESEARCH REVENUE 900099 23862556 23862556 23862556 448288 448288 836772 836772 4392209 14700 4297770 22112 94439 -7412 87027 87027 EXTERNAL CORE SERVICES 900099 1494566 1494566 CONTRACT/TECH. 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PART X, LINE 2: THE INSTITUTE IS SUBJECT TO FEDERAL AND STATE INCOME TAXES ON UNRELATED BUSINESS INCOME AS DEFINED UNDER IRC SECTIONS 511 THROUGH 515. FOR EACH OF THE YEARS ENDED DECEMBER 31, 2022 AND 2021, TAXES ARE RECORDED WHEN PAID AND NO PROVISION FOR INCOME TAX HAS BEEN MADE. THE INSTITUTE HAD NO UNRECOGNIZED TAX BENEFITS OR LIABILITIES AS OF DECEMBER 31, 2022 AND 2021. 1 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES RESEARCH 706240 NORTH AMERICA 0 0 PROGRAM SERVICES RESEARCH 96878 SOUTH AMERICA 0 0 PROGRAM SERVICES RESEARCH 147196 SOUTH ASIA 0 0 PROGRAM SERVICES RESEARCH 143517 0 0 0 0 0 0 1093831 0 1093831 EUROPE (INCLUDING ICELAND & GREENLAND) SUBRECIPIENT AWARD 66582 ELECTRONIC FUND/WIRE TRANSFER 0 SOUTH ASIA SUBRECIPIENT AWARD 143517 ELECTRONIC FUND/WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) SUBRECIPIENT AWARD 6054 ELECTRONIC FUND/WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) SUBRECIPIENT AWARD 6561 ELECTRONIC FUND/WIRE TRANSFER 0 NORTH AMERICA SUBRECIPIENT AWARD 96878 ELECTRONIC FUND/WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) SUBRECIPIENT AWARD 312570 ELECTRONIC FUND/WIRE TRANSFER 0 SOUTH AMERICA SUBRECIPIENT AWARD 41804 ELECTRONIC FUND/WIRE TRANSFER 0 SOUTH AMERICA SUBRECIPIENT AWARD 105392 ELECTRONIC FUND/WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) SUBRECIPIENT AWARD 56046 ELECTRONIC FUND/WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) SUBRECIPIENT AWARD 195654 ELECTRONIC FUND/WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) SUBRECIPIENT AWARD 62773 ELECTRONIC FUND/WIRE TRANSFER 0 0 11 0 0 0 0 0 0 PART I, LINE 2: LJI DOES NOT ACT AS A PRIMARY GRANT MAKER. LJI ISSUES SUBCONTRACTS SPECIFICALLY APPROVED UNDER THE PRIMARY GRANTS AND CONTRACTS RECEIVED BY LJI. ALL SUCH SUBCONTRACTS, WHETHER FOREIGN OR DOMESTIC ARE MONITORED BY LJI STAFF FOR COMPLIANCE WITH APPLICABLE REGULATIONS. PAYMENTS TO THE SUBRECIPIENTS ARE MADE IN ACCORDANCE WITH A DETAILED BUDGET AND SCOPE OF WORK. ADDITIONALLY, SCIENTIFIC REPORTS FROM SUBCONTRACTORS ARE RECEIVED AND REVIEWED BY LJI INVESTIGATORS. PART III ACCOUNTING METHOD: PART I, LINE 3: ACCRUAL METHOD OF ACCOUNTING. 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ALL SUCH SUBCONTRACTS, WHETHER FOREIGN OR DOMESTIC ARE MONITORED BY LJI STAFF FOR COMPLIANCE WITH APPLICABLE REGULATIONS. PAYMENTS TO THE SUBRECIPIENTS ARE MADE IN ACCORDANCE WITH A DETAILED BUDGET AND SCOPE OF WORK. ADDITIONALLY, SCIENTIFIC REPORTS FROM SUBCONTRACTORS ARE RECEIVED AND REVIEWED BY LJI INVESTIGATORS. LJI ALSO SUPPORTS CERTAIN CHARITIES, WHOSE MISSIONS ARE IN LINE WITH OUR RESEARCH, THROUGH CONTRIBUTIONS. X 1 1 X X X X 0 0 0 0 0 0 0 0 0 ALESSANDRO SETTE DIVISION HEAD/CENTER HEAD/PROF 544116 0 51139 0 204759 0 73600 0 35469 0 909083 0 0 0 ERICA SAPHIRE PRESIDENT & CEO 739439 0 0 0 57399 0 66267 0 38321 0 901426 0 0 0 MITCHELL KRONENBERG CHIEF SCIENTIFIC OFFICER 547280 0 3574 0 13999 0 66250 0 14643 0 645746 0 0 0 MICHAEL CROFT DIRECTOR, ACADEMIC AFFAIRS 508165 0 0 0 4759 0 54498 0 22339 0 589761 0 0 0 SHANE CROTTY PROFESSOR 365987 0 0 0 1393 0 55229 0 25464 0 448073 0 0 0 JOEL MARTIN MANAGING DIRECTOR, CBO (END 12/22) 398849 0 0 0 22585 0 23928 0 831 0 446193 0 0 0 STEPHEN P SCHOENBERGER PROFESSOR 327925 0 3621 0 4759 0 49735 0 35469 0 421509 0 0 0 RICHARD STRYJEWSKI CFO, TREASURER, & SECRETARY 269781 0 0 0 1271 0 6462 0 14704 0 292218 0 0 0 PART I, LINE 1A CERTAIN INDIVIDUALS ARE ALLOWED TO FLY FIRST CLASS FOR APPROPRIATE BUSINESS TRAVEL WITH APPROVAL OF THE PRESIDENT. ONE OFFICER FLEW FIRST CLASS DURING 2022. THIS BENEFIT WAS NOT TREATED AS TAXABLE COMPENSATION TO THE INDIVIDUAL. SEE PART V SEE PART V SEE PART V X 350000 218077 0 1 1 218077 SEE PART V SEE PART V 327497 SEE PART V 0 SEE PART V SEE PART V 39404 SEE PART V 0 SCH L, PART II, LOANS TO AND/OR FROM INTERESTED PERSONS: (A) NAME OF PERSON: ERICA SAPHIRE(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION:PRESIDENT & CEO(C) PURPOSE OF LOAN: FACULTY HOUSING LOAN(D) LOAN TO OR FROM THE ORGANIZATION: FROM(E) ORIGINAL PRINCIPAL AMOUNT $350,000(F) BALANCE DUE: $218,077(G) IN DEFAULT: NO(H) APPROVED BY BOARD OR COMMITTEE: YES(I) WRITTEN AGREEMENT: YES SCH L, PART IV, BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS: (A) NAME OF PERSON: HILDE CHEROUTRE(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: SPOUSE OF CHIEF SCIENTIFIC OFFICER (C) AMOUNT OF TRANSACTION: $327,497(D) DESCRIPTION OF TRANSACTION: FULL TIME EMPLOYEE(E) SHARING OF ORGANIZATION REVENUES?: NO SCH L, PART IV, BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS: (A) NAME OF PERSON: ANDREW SAPHIRE(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION:SPOUSE OF PRESIDENT & CEO(C) AMOUNT OF TRANSACTION: $39,404(D) DESCRIPTION OF TRANSACTION: FULL TIME EMPLOYMENT(E) SHARING OF ORGANIZATION REVENUES?: NO X 11 2391398 FMV 0 0 0 0 PART I, COLUMN (B): NUMBER OF CONTRIBUTIONS. FORM 990, PART VI, SECTION A, LINE 2 SANDOR W. SHAPERY, JD AND THOMAS L. TULLIE HAVE A BUSINESS RELATIONSHIP. FORM 990, PART VI, SECTION A, LINE 4 THE INSTITUTE'S BYLAWS WERE AMENDED ON JUNE 3, 2022 TO INCLUDE A SECTION ON ESTABLISHING SUBCOMMITTEES. BOARD COMMITTEES MAY SEEK TO ESTABLISH ONE OR MORE SUBCOMMITTEES TO ASSIST IN THE EFFECTIVE CONDUCT OF ITS BUSINESS. THE AUTHORITY OF A SUBCOMMITTEE SHALL BE NO GREATER IN SCOPE THAN THE RESPONSIBILITIES ASSIGNED, AND THE AUTHORITY DELEGATED, TO THE RELATED COMMITTEE. ANY DELEGATION OF AUTHORITY TO A SUBCOMMITTEE, AND ANY CHANGE IN SUCH AUTHORITY SO DELEGATED, SHALL REQUIRE THE APPROVAL OF THE BOARD. FORM 990, PART VI, SECTION A, LINE 7A PER THE BYLAWS OF THE ORGANIZATION, KYOWA KIRIN, INC. (KIRIN) HAS THE RIGHT TO AN EX OFFICIO POSITION ON THE BOARD AND MAY PROPOSE THE INDIVIDUAL TO SERVE IN SUCH EX OFFICIO CAPACITY, TO BE APPROVED BY THE BOARD. FORM 990, PART VI, SECTION B, LINE 11B A DRAFT OF THE FORM 990 IS PROVIDED TO ALL BOARD MEMBERS PRIOR TO THE ELECTRONIC FILING OF THE TAX RETURN. FORM 990, PART VI, SECTION B, LINE 12C THE INSTITUTE ADMINISTERS TWO CONFLICT OF INTEREST POLICIES APPLYING TO 1) THE BOARD OF DIRECTORS AND 2) RESEARCHERS AND SENIOR ADMINISTRATION AS REQUIRED UNDER NATIONAL INSTITUTES OF HEALTH REGULATIONS. THE INSTITUTE REGULARLY AND CONSISTENTLY MONITORS AND ENFORCES THESE POLICIES IN ACCORDANCE WITH WRITTEN PROCEDURES, WHICH INCLUDE THE COMPLETION OF DISCLOSURE FORMS BY COVERED INDIVIDUALS, EVALUATION OF COMPLETED FORMS BY A DESIGNATED CONFLICT REVIEW OFFICER, AND AS NECESSARY, FURTHER EVALUATION AND DETERMINATION BY A DESIGNATED CONFLICT REVIEW COMMITTEE. IF A CONFLICT IS DETERMINED, A MANAGEMENT PLAN IS DESIGNED AND MONITORED FOR THE SPECIFIC SITUATION. SUCH PLAN MAY REQUIRE THE COVERED INDIVIDUAL TO ELIMINATE THE CONFLICT. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION DECISIONS FOR THE INSTITUTE'S CEO AND OTHER KEY EMPLOYEES ARE MADE ANNUALLY. ADJUSTMENTS, IF ANY, TYPICALLY TAKE EFFECT ON A JANUARY 1ST CYCLE. FOR THESE PURPOSES, THE INSTITUTE'S HUMAN RESOURCES DEPARTMENT OBTAINS RELEVANT MARKET COMPARABILITY DATA FOR EACH POSITION ON AN ANNUAL BASIS. IN ACCORDANCE WITH ITS CHARTER, THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS REVIEWS AND DISCUSSES THIS INFORMATION, AND THE PERFORMANCE OF THE INSTITUTE'S CEO AND KEY EMPLOYEES, AND FORMULATES RECOMMENDED COMPENSATION ACTIONS TO THE FULL BOARD OF DIRECTORS. THE BOARD OF DIRECTORS REVIEWS THESE RECOMMENDATIONS AND RELATED INFORMATION IN DECIDING COMPENSATION LEVELS FOR EACH POSITION. FORM 990, PART VI, SECTION C, LINE 19 THE INSTITUTE MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART VII, SECTION A REPORTABLE COMPENSATION PAID TO DAVID A. BRENNER, MD AND LINDA SHERMAN, PHD WERE $2,500 HONORARIUM PAYMENTS FOR PARTICIPATION ON THE LJI SCIENTIFIC ADVISORY BOARD.