2023-11-15T13:22:37-06:00 2022-12-31 410746749 CLIFTONLARSONALLEN LLP 901 NORTH GLEBE ROAD SUITE 200 ARLINGTON VA 22203 990 2022-01-01 396570280 INVESTOR PROTECTION TRUST INVE 2027752112 750 FIRST STREET NE 990 WASHINGTON DC 20002 TANYA SOLOV AUTHORIZED OFFICER OF ORGANIZATION 2027752112 2023-11-15 1 TANYA SOLOV 999009999 0 ROBERT WILLIAMS P01345960 5712279500 2023-11-15 3 AAL1 IAL1 2022 2023-04-26 12:10:37Z TANYA SOLOV 750 FIRST STREET NE 990 WASHINGTON DC 20002 4897966 0 X HTTPS://WWW.INVESTORPROTECTION.ORG X 1993 DC INVESTOR PROTECTION TRUST PROVIDES INDEPENDENT, OBJECTIVE INFORMATION NEEDED BY CONSUMERS TO MAKE INFORMED INVESTMENT DECISIONS. 4 4 0 4 0 0 2911190 371183 0 0 447799 200928 52210 6162 3411199 578273 229670 2205764 0 0 172964 140273 0 0 0 193880 463892 596514 2809929 2814685 -2231656 13587826 10525291 128345 140325 13459481 10384966 X INVESTOR PROTECTION TRUST IS A NONPROFIT ORGANIZATION DEVOTED TO INVESTOR EDUCATION. SINCE 1993 INVESTOR PROTECTION TRUST HAS WORKED WITH THE STATES AND AT THE NATIONAL LEVEL TO PROVIDE INDEPENDENT, OBJECTIVE INVESTOR EDUCATION NEEDED BY ALL AMERICANS TO MAKE INFORMED INVESTMENT DECISIONS. 0 0 2558437 2205764 EDUCATION OF INVESTORS, RESEARCH AND EDUCATION WITH RESPECT TO THE PROTECTION OF INVESTORS, AND PROMOTION OF COMPLIANCE WITH FEDERAL AND STATE SECURITIES AND COMMODITIES LAWS. 2558437 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 7 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 X 4 4 0 0 0 0 0 0 0 1 0 0 0 1 1 1 1 0 0 0 0 0 X TANYA SOLOV 7739710831 750 FIRST STREET NE SUITE 990 WASHINGTON DC 20002 LYNNE EGAN TRUSTEE (DECEASED JULY 2022) 2.00 X 0 0 0 NOULA ZAHARIS TRUSTEE 2.00 X 0 0 0 BARRY GLENNON TRUSTEE 2.00 X 0 0 0 KELLY JANES TRUSTEE 2.00 X 0 0 0 TUNG CHAN TRUSTEE 2.00 X 0 0 0 TANYA SOLOV AUTHORIZED OFFICER 40.00 X 105273 0 0 BRYAN LANTAGNE EXECUTIVE DIRECTOR (THRU MARCH 2022) 40.00 X 35000 0 0 140273 0 0 0 0 0 0 0 371183 371183 128971 128971 4391650 4319693 71957 71957 71957 OTHER INCOME 900099 6162 6162 6162 578273 0 0 207090 2205764 2205764 140273 63136 77137 22509 22509 26485 26485 13029 13029 160731 80447 80284 3915 1877 2038 26010 12469 13541 19560 9377 10183 5078 2434 2644 698 335 363 2825 1354 1471 OTHER DIRECT PROGRAM EX 179525 179525 PUBLICATION 1719 1719 1808 1808 2809929 2558437 251492 0 593 592 6899383 8355889 2674696 25372 2506 0 0 0 1859 0 4008789 2143438 13587826 10525291 37394 36325 90951 104000 128345 140325 X 3817391 3689314 9642090 6695652 13459481 10384966 13587826 10525291 -2231656 -842859 0 X X 0 0 0 X 301333 729552 368646 2911190 371183 4681904 301333 729552 368646 2911190 371183 4681904 3749135 932769 201953 216661 78381 60186 128971 686152 1414 496354 52210 6162 556140 5924196 0.15750 0.14560 X PURSUANT TO IPT'S ESTABLISHING DOCUMENTS, THE BOARD OF TRUSTEES MUST CONSIST OF FIVE TRUSTEES WHO ARE INDIVIDUALS AFFILIATED WITH A STATE SECURITIES REGULATORY AGENCY. THE IPT THROUGH THE TRUSTEES SERVES THE INTEREST OF THE GENERAL PUBLIC, BOTH PROSPECTIVE INVESTORS AND CURRENT INVESTORS. THE MISSION OF THE TRUST REQUIRES IT TO USE ITS ASSETS EXCLUSIVELY FOR INVESTOR EDUCATION, INVESTOR PROTECTION, OR RESEARCH FOR INVESTOR EDUCATION OR PROTECTION. THE IPT RECEIVES CONTRIBUTIONS FROM CY PRES AWARDS FROM COURT LITIGATION, RECEIVERSHIPS BASED ON ENFORCEMENT ACTIONS, AND UNRESTRICTED CONTRIBUTIONS FROM INDIVIDUALS, ENTITIES OR FOUNDATIONS. FOR EXAMPLE, IPT RECEIVES CONTRIBUTIONS FROM FINANCIAL SERVICE FIRMS WHO CHOOSE TO MAKE CONTRIBUTIONS TO IPT OUT OF ACCOUNTS REPRESENTING BROKEN TRADES AND OTHER TRADING ERRORS. THE IPT MAKES ITSELF KNOWN TO THE PUBLIC THROUGH STATE SECURITIES REGULATORS AND THE IPT WEBSITE. THE IPT COLLABORATES WITH A PUBLISHER TO PUBLISH NUMEROUS INVESTOR EDUCATION AND PROTECTION PAMPHLETS FOR THE USE OF THE GENERAL PUBLIC. STATE REGULATORS USE THESE MATERIALS TO EDUCATE INVESTORS. NON-PROFIT ORGANIZATIONS AND SCHOOLS USE THESE PUBLICATIONS TO EDUCATE STUDENTS AND GRADUATES ABOUT INVESTMENT FRAUD AND GENERAL FINANCIAL LITERACY TOPICS. NON-PROFIT ORGANIZATIONS ARE ELIGIBLE FOR IPT GRANTS FOR PROGRAMS THAT FURTHER THE TRUST'S PURPOSE OF INVESTOR EDUCATION, INVESTOR PROTECTION AND RESEARCH FOR THE EDUCATION AND PROTECTION OF INVESTORS. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 BRIDGE BUILDERS FOUNDATION CA 3787 S VERMONT AVE LOS ANGELES CA 90007 330846590 501C3 11250 0 PROGRAM SUPPORT ARIZONA SECURITIES DEPT 1300 W WASHINGTON ST PHOENIX AZ 85007 866004791 GOV 32500 0 PROGRAM SUPPORT HAWAII SECURITIES DEPT 335 MERCHANT ST ROOM 203 HONOLULU HI 96813 990319357 GOV 60000 0 PROGRAM SUPPORT GEORGIA SECURITIES DEPT 2 MLK JR DR SE STE 317 WEST TOWER ATLANTA GA 30334 396570280 GOV 24500 0 PROGRAM SUPPORT ALABAMA - FUTURE BUSINESS LEADERS OF AMERICA PO BOX 302101 50 N RIPLEY ST MONTGOMERY AL 361302101 631139125 501C3 15000 0 PROGRAM SUPPORT TEMPLE UNIVERSITY FOUNDATION 234 STRAWBERRY SQUARE STEELTON PA 17113 231365971 501C3 997142 0 PROGRAM SUPPORT MAINE SECURITIES DEPT SHS 121 AUGUSTA ME 04333 016000001 GOV 84798 0 PROGRAM SUPPORT IOWA INSURANCE DIVISION SECURITIES AND REGULATED INDUSTRIES 1963 BELL AVE STE 100 DES MOINES IA 50315 426004539 GOV 571582 0 PROGRAM SUPPORT NEBRASKA COUNCIL ON ECONOMIC EDUCATION 525G HOWARD L HAWKS HALL LINCOLN NE 68588 476036149 501C3 83900 0 PROGRAM SUPPORT ALACTE (JUMPTART) 4680 HIGHWAY 280 E BIRMINGHAM AL 35242 201047985 501C3 8500 0 PROGRAM SUPPORT OKLAHOMA DEPT OF SECURITIES 204 N ROBINSON STE 400 OKLAHOMA CITY OK 73102 736017987 GOV 25213 0 PROGRAM SUPPORT MISSOURI SECURITIES DIVISION 600 W MAIN ST JEFFERSON CITY MO 65101 446000987 GOV 85779 0 PROGRAM SUPPORT NEBRASKA COUNCIL ON ECONOMIC EDUCATION 525G HOWARD L HAWKS HALL LINCOLN NE 68588 476036149 501C3 6850 0 PROGRAM SUPPORT ALABAMA COOPERATIVE EDUCATION SYSTEM 5340 ATLANTA HIGHWAY MONTGOMERY AL 36109 636001097 501C3 12375 0 PROGRAM SUPPORT UNIVERSITY OF COLORADO BOULDER 1560 BROADWAY STE 900 DENVER CO 80202 846000555 501C3 120000 0 PROGRAM SUPPORT ALABAMA COUNCIL ON ECONOMIC EDUCATION PO BOX 59288 BIRMINGHAM AL 352599288 237048024 501C3 8400 0 PROGRAM SUPPORT 16 PART I, LINE 2: INVESTOR PROTECTION TRUST MONITORS GRANTS THROUGH REGULAR FINANCIAL AND NARRATIVE REPORTS SUBMITTED BY THE GRANTEE. IN ADDITION, GRANTS THAT INVOLVE PUBLISHED MATERIALS ARE MONITORED VIA AN INVOICE COPY SUBMITTED TO THE IPT, INCLUDING COST OF MATERIALS AND SHIPPING. SCHEDULE I, PART II MOST "GOVERNMENT" GRANTS WERE GRANTED TO STATE SECURITIES DEPARTMENTS FOR INVESTOR EDUCATION AND INVESTOR PROTECTION PURPOSES. SEVERAL UNIVERSITIES AND OTHER NON-PROFIT ORGANIZATIONS ALSO RECEIVED GRANTS. A TOTAL OF 39 GRANTS WERE ISSUED DURING 2022 (NOT COUNTING MULTIPLE GRANTS TO SOME ORGANIZATIONS - 35 UNIQUE ORGANIZATIONS/GOVERNMENTS) FORM 990, PART VI, SECTION A, LINE 8B N/A. THE TRUSTEES VOTE ON EVERYTHING - THERE IS NO OTHER "COMMITTEE." ANY DECISION OR RESOLUTION REQUIRING A VOTE OF THE TRUSTEES IS DOCUMENTED IN THE MINUTES. FORM 990, PART VI, SECTION B, LINE 11B THE 990 IS REVIEWED BY THE SENIOR CONSULTANT (MANAGEMENT), THE OUTSIDE AUDITOR (CPA), THE LEAD TRUSTEE, AND THEN DISTRIBUTED TO THE TRUSTEES AND ALL CONSULTANTS. FORM 990, PART VI, SECTION B, LINE 12C THE TRUST FOUNDING DOCUMENTS SET FORTH, IN WRITING, THE CONFLICT OF INTEREST PROHIBITIONS. THE WRITTEN CONTRACTS OF THE INDEPENDENT CONTRACTORS (MANAGEMENT) SET FORTH THE CONFLICTS PROHIBITIONS AND REPORTING REQUIREMENTS. WHEN VOTES ARE TAKEN ON ANY DISTRIBUTION OF GRANT FUNDS, IF THE HOME STATE OF THE TRUSTEE IS THE GRANTEE, THE TRUSTEE IS RECUSED FROM VOTING. NO OUTSIDE VENDORS ARE HIRED OR PAID THAT HAVE ANY RELATIONSHIP OR CONFLICTS WITH ANY MEMBERS OF MANAGEMENT OR THE TRUSTEES. THE TRUSTEES ARE MADE AWARE OF ALL VENDORS IN ADVANCE. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, INCLUDING FINANCIAL STATEMENTS, ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST. PART XII, LINE 2C: THE PROCESS FOR OVERSIGHT OF THE COMPILATION AND SELECTION OF AN INDEPENDENT ACCOUNTANT HAS NOT CHANGED SINCE THE PRIOR YEAR.