2023-11-15T05:36:06-06:00 2022-12-31 251408703 SCHNEIDER DOWNS & CO INC ONE PPG PLACE SUITE 1700 PITTSBURGH PA 15222 990 2022-01-01 611488948 THE CHARLES E KAUFMAN FOUNDATION CHAR 4123915122 FIVE PPG PLACE 250 PITTSBURGH PA 152225401 JONATHAN BRELSFORD SVP FINANCE/INVESTMENTS 4123915122 2023-11-14 1 JONATHAN BRELSFORD 999009999 0 SUSAN M KIRSCH P00341397 4122613644 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z JONATHAN BRELSFORD FIVE PPG PLACE 250 PITTSBURGH PA 152225401 956810 0 X KAUFMAN.PITTSBURGHFOUNDATION.ORG X 2005 PA TO SUPPORT THE PITTSBURGH FOUNDATION. 9 7 0 7 0 0 0 0 0 0 4179533 804636 0 0 4179533 804636 1950000 2000000 0 0 0 0 0 0 0 507976 569240 2457976 2569240 1721557 -1764604 55745262 49638411 1950840 2250000 53794422 47388411 X TO PROMOTE AND SUPPORT FUNDAMENTAL SCIENTIFIC RESEARCH ACTIVITIES IN CHEMISTRY, BIOLOGY, AND PHYSICS AT PENNSYLVANIA EDUCATIONAL INSTITUTIONS AND CARRY OUT THE PURPOSES OF THE PITTSBURGH FOUNDATION. 0 0 2333299 2000000 THE CHARLES E. KAUFMAN FOUNDATION PROMOTES AND SUPPORTS FUNDAMENTAL SCIENTIFIC RESEARCH ACTIVITIES IN CHEMISTRY, BIOLOGY, AND PHYSICS AT PENNSYLVANIA EDUCATIONAL INSTITUTIONS. WITH THE AID OF A SCIENTIFIC ADVISORY BOARD, THE FOUNDATION AWARDS INTEGRATED RESEARCH-EDUCATION GRANTS, NEW INVESTIGATOR AND NEW INITIATIVE RESEARCH GRANTS. IN 2021, GRANTS WERE AWARDED FOR THE FOLLOWING CATEGORIES GOING TO INNOVATIVE AND INTERDISCIPLINARY SCIENTIFIC RESEARCH AT PENNSYLVANIA UNIVERSITIES.INTEGRATED RESEARCH-EDUCATION GRANTS PROVIDE SUPPORT FOR RESEARCH THAT FOCUSES ON DIRECT ENGAGEMENT OF UNDERGRADUATE STUDENTS ALONG SIDE INNOVATIVE SCIENTISTS IN BASIC, FUNDAMENTAL, HANDS-ON RESEARCH THAT COULD LEAD TO NEW DISCOVERIES AND PEER-REVIEWED PUBLICATIONS. INTEGRATED RESEARCH EDUCATION GRANTS WERE AWARDED TO EXAMINE OTHER POSSIBLE CAUSES OF NEURODEGENERATIVE DISEASES; HOW TO BETTER FACILITATE THE FLUORINATION OF A MULTITUDE OF MOLECULES UNDER CONDITIONS THAT WERE PREVIOUSLY IMPOSSIBLE; AND HOW INTERACTIONS AMONG BACTERIA AND THEIR HOSTS EVADE VIRAL INFECTIONS AND INFLUENCE THE PHYSIOLOGY OF BOTH THE BACTERIA AND PHYTOPLANKTON AND INFLUENCE OCEAN BIOGEOCHEMISTRY.NEW INVESTIGATOR RESEARCH GRANTS PROVIDE RESEARCH SUPPORT FOR INNOVATIVE BASIC SCIENTISTS AS THEY TRANSITION INTO AN ACADEMIC POSITION AS A NEW INDEPENDENT INVESTIGATOR. THE FOUNDATION AWARDED NEW INVESTIGATOR GRANTS THAT ADDRESS CORE PRINCIPLES IN BIOLOGY, PHYSICS AND CHEMISTRY. GRANTS WERE AWARDED TO ENABLE UNDERGRADUATE STUDENTS TO EXPLORE HOW INTERNAL SYSTEMS IN FRUIT FLIES WORK TOGETHER TO GENERATE A CONTINUOUS STREAM OF COHESIVE MOTOR COMMANDS DURING FLIGHT; THE MECHANICS OF WHY METABOLISH IS DIFFERENT IN MALES AND FEMALES; A NEWER CLASS OF INTRACELLULAR COMPARTMENTS CALLED BIOMOLECULAR CONDENSATES; STUDY MECHANISMS OF INTERBACTERIAL COMPETITION IN LEGIONELLA PNEUMOPHILA; AND A PHENOMENON CALLED SUPERCURRENTS.NEW INITIATIVE RESEARCH GRANTS STIMULATE EXISTING INVESTIGATORS WITH STRONG RECORDS OF RESEARCH ACCOMPLISHMENTS TO ESTABLISH COLLABORATIONS THAT FACILITATE INNOVATIVE INTERDISCIPLINARY APPROACHES TOWARD A COMMON RESEARCH QUESTION AND THAT REQUIRE EXPERTISE BEYOND THAT OF ANY SINGLE RESEARCHER. NEW INITIATIVE GRANTS WERE AWARDED TO ENCOURAGE INVESTIGATORS WITH STRONG RESEARCH RECORDS TO ESTABLISH INTERDISCIPLINARY COLLABORATIONS TO EXPLORE: BEHAVIOR AS A MEANS TO BETTER UNDERSTAND HOW THE BRAIN WORKS; THE ELABORATE LANGUAGE OF SIGNALS USED BY HUMAN EMBRYOS; AND TO BETTER UNDERSTAND HOW INHIBITORY NEURONS IN THE MAMMALIAN BRAIN RECONFIGURE WITHIN THE BRAIN'S CORTICAL CIRCUITRY TO RESPOND TO SENSORY LEARNING. 2333299 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 9 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 X 9 7 1 0 0 0 0 1 0 1 1 0 0 1 1 1 1 0 0 1 1 0 PA X JONATHAN BRELSFORD SVP FINANCEINV 4123942628 FIVE PPG PLACE SUITE 250 PITTSBURGH PA 152225401 MICHAEL YONAS TRUSTEE 1.00 40.00 X 0 170916 53052 KELLY URANKER TRUSTEE 1.00 40.50 X 0 133490 27546 ESTELLE F COMAY TRUSTEE 1.00 0.50 X 0 0 0 LARRY D HEASLEY TRUSTEE 1.00 0.00 X 0 0 0 WENDY HELEEN ESQ TRUSTEE 1.00 0.00 X 0 0 0 RICHARD J KITAY TRUSTEE 1.00 0.00 X 0 0 0 DAVID A LEWIS MD TRUSTEE 1.00 1.00 X 0 0 0 MARY LOU MCLAUGHLIN TRUSTEE 1.00 0.00 X 0 0 0 EDITH L SHAPIRA MD TRUSTEE 1.00 0.00 X 0 0 0 JEANNE PEARLMAN FORMER TRUSTEE 0.00 0.00 X 0 102105 0 0 406511 80598 0 1 1 0 0 956810 956810 152174 -152174 -152174 -152174 804636 0 0 804636 2000000 2000000 3960 3960 223128 111564 111564 101500 101500 420 420 237 237 SHARED SERVICES EXPENSE 239995 119998 119997 2569240 2333299 235941 0 1602948 1511944 54142314 48126467 55745262 49638411 840 0 1950000 2250000 1950840 2250000 X 53794422 47388411 53794422 47388411 55745262 49638411 X -1764604 -4647955 6548 X X 0 1 X 1 0 X X X 1 THE PGH FDN 250965466 8 1 2000000 569240 1 2000000 569240 1 0 0 0 0 1 0 0 0 0 0 0 0 0 0 1 0 PART IV, SECTION A, LINE 6: THE CHARLES E. KAUFMAN FOUNDATION WAS ESTABLISHED AS A SUPPORTING ORGANIZATION OF THE PITTSBURGH FOUNDATION. THE GOAL OF THE CHARLES E. KAUFMAN FOUNDATION IS TO FOSTER AND ENCOURAGE FUNDAMENTAL RESEARCH IN CHEMISTRY, BIOLOGY AND PHYSICS FOR THE BETTERMENT AND UNDERSTANDING OF HUMAN LIFE. RESEARCH AWARDS ARE MADE IN SUPPORT OF ACADEMIC SCIENCE IN PENNSYLVANIA. THE PITTSBURGH FOUNDATION PURSUANT TO THE CHARLES E. KAUMAN FOUNDATION TRUST AGREEMENT HAS THE POWER TO APPOINT A MAJORITY OF THE TRUSTEES AND ACCORDINGLY, IT QUALIFIES AS A TYPE I SUPPORTING ORGANIZATION. THE FOUNDATION'S PUBLIC CHARITY STATUS AS A TYPE I SUPPORTING ORGANIZATION WAS RECOGNIZED IN A DETERMINATION LETTER ISSUED BY THE INTERNAL REVENUE SERVICE. THE FOUNDATION HAD BEEN HISTORICALLY RECOGNIZED AS A TYPE II SUPPORTING ORGANIZATION. PART IV, SECTION B, LINE 1: FIVE OF THE NINE TRUSTEES ARE APPOINTED BY THE SUPPORTED ORGANIZATION, THE PITTSBURGH FOUNDATION. OF THE APPOINTED TRUSTEES, TWO OF THE FIVE ARE EMPLOYEES OF THE PITTSBURGH FOUNDATION AND ONE IS A BOARD MEMBER OF THE PITTSBURGH FOUNDATION. IN THEIR ROLES AS A BOARD MEMBER AND EMPLOYEES OF THE PITTSBURGH FOUNDATION, THE HIGHEST LEVEL OF OVERSIGHT AND MANAGEMENT OF THE SUPPORTING ORGANIZATION IS PROVIDED AS PART OF THEIR DUTIES. THE MISSION OF THE CHARLES E. KAUFMAN FOUNDATION IS ALIGNED WITH THE MISSION OF THE PITTSBURGH FOUNDATION. 0 INTEREST IN THE PITTSBURGH FOUNDATION LEGACY FUND 48126467 48126467 X -4066447 -4647955 -4647955 581508 223128 223128 804636 2339564 0 2339564 223128 6548 229676 2569240 PART X, LINE 2: THE FOUNDATION ADOPTED FINANCIAL ACCOUNTING STANDARDS BOARD (FASB) GUIDANCE FOR ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, WHICH PROVIDES CRITERIA FOR THE RECOGNITION AND MEASUREMENT OF UNCERTAIN TAX POSITIONS. THIS GUIDANCE REQUIRES THAT AN UNCERTAIN TAX POSITION SHOULD BE RECOGNIZED ONLY IF IT IS "MORE LIKELY THAN NOT" THAT THE POSITION IS NOT SUSTAINABLE BASED ON ITS TECHNICAL MERITS. RECOGNIZABLE TAX POSITIONS SHOULD THEN BE MEASURED TO DETERMINE THE AMOUNT OF BENEFIT OR LIABILITY RECOGNIZED IN THE CONSOLIDATED FINANCIAL STATEMENTS. THE FOUNDATION FILES U.S. FEDERAL AND STATE INFORMATION RETURNS, AND NO RETURNS ARE CURRENTLY UNDER EXAMINATION. THE STATUTE OF LIMITATIONS ON THE FOUNDATION'S FEDERAL TAX RETURNS REMAINS OPEN FOR THE YEARS ENDED DECEMBER 31, 2019 THROUGH THE PRESENT. THE FOUNDATION CONTINUES TO EVALUATE ITS TAX POSITIONS PURSUANT TO THE PRINCIPLES OF FASB GUIDANCE AND HAS DETERMINED THAT THERE IS NO MATERIAL IMPACT ON THE FOUNDATION'S CONSOLIDATED FINANCIAL STATEMENTS. PART XII, LINE 4B - OTHER ADJUSTMENTS: REFUNDS/CANCELLATION OF PRIOR YEAR GRANTS 6,548. 1 CARNEGIE MELLON UNIVERSITY 5000 FORBES AVENUE PITTSBURGH PA 15213 250969449 501(C)(3) 150000 0 N/A N/A NEW INITIATIVE AND NEW INVESTIGATOR RESEARCH GRANTS CHATHAM UNIVERSITY MELON CENTER 2ND FLOOR WOODLAND ROAD PITTSBURGH PA 15232 250717890 501(C)(3) 100000 0 N/A N/A NEW INITIATIVE AND NEW INVESTIGATOR RESEARCH GRANTS CORPORATION OF HAVERFORD COLLEGE 370 LANCASTER AVENUE HAVERFORD PA 19041 236002304 501(C)(3) 300000 0 N/A N/A INTEGRATED RESEARCH EDUCATION GRANTS DICKINSON COLLEGE 28 NORTH COLLEGE STREET CARLISLE PA 17013 231365954 501(C)(3) 100000 0 N/A N/A INTEGRATED RESEARCH EDUCATION GRANTS PENNSYLVANIA STATE UNIVERSITY 110 TECHNOLOGY CENTER BLDG UNIVERSITY PARK PA 16802 246000376 SEC. 115 450000 0 N/A N/A NEW INVESTIGATOR RESEARCH GRANTS UNIVERSITY OF PENNSYLVANIA P221 FRANKLIN BUILDING 3451 WALNUT STREET PHILADELPHIA PA 19104 231352685 501(C)(3) 150000 0 N/A N/A NEW INVESTIGATOR RESEARCH GRANTS UNIVERSITY OF PITTSBURGH 3600 FORBES AVE AT MEYRAN ST 8084 PITTSBURGH PA 15213 250965591 SEC. 115 600000 0 N/A N/A NEW INITIATIVE AND NEW INVESTIGATOR RESEARCH GRANTS WEST CHESTER UNIVERSITY OF PENNSYLVANIA UNIVERSITY HIGH STREET WEST CHESTER PA 19383 232417773 SEC. 115 150000 0 N/A N/A NEW INITIATIVE AND NEW INVESTIGATOR RESEARCH GRANTS 8 0 PART I, LINE 2: THE ORGANIZATIONS RECEIVING FUNDING MUST BE A 501(C)(3) CHARITABLE ORGANIZATION AS DETERMINED BY THE INTERNAL REVENUE SERVICE. A COPY OF THE IRS LETTER OF DETERMINATION MUST ACCOMPANY THE GRANT APPLICATION. ALL GRANTEES ARE REQUIRED TO PREPARE AND RETURN TO THE FOUNDATION ON BEHALF OF THE CHARLES E. KAUFMAN FOUNDATION A DESCRIPTION OF HOW THE GRANT WAS USED WITHIN ONE YEAR AFTER RECEIVING THE GRANT (GRANT FOLLOW UP REPORT). 1 0 0 0 0 0 0 0 0 MICHAEL YONAS TRUSTEE 0 169904 0 0 0 1012 0 17561 0 35491 0 223968 0 0 KELLY URANKER TRUSTEE 0 133190 0 0 0 300 0 13551 0 13995 0 161036 0 0 JEANNE PEARLMAN FORMER TRUSTEE 0 0 0 0 0 102105 0 0 0 0 0 102105 0 102105 PART I, LINE 4A JEANNE PEARLMAN, A FORMER TRUSTEE AND EMPLOYEE OF THE SUPPORTED ORGANIZATION, RECEIVED SEVERANCE PAYMENTS OF $102,105 IN CALENDAR YEAR 2022. FORM 990, PART VI, SECTION A, LINE 2 THE FOUNDATION IS A TYPE I SUPPORTING ORGANIZATION OF THE PITTSBURGH FOUNDATION. AS A TYPE I SUPPORTING ORGANIZATION, THE MAJORITY OF TRUSTEES ARE APPOINTED BY THE PITTSBURGH FOUNDATION. KELLY URANKER AND MICHAEL YONAS HAVE A BUSINESS RELATIONSHIP AS A RESULT OF THEIR COMMON EMPLOYMENT. FORM 990, PART VI, SECTION A, LINE 7A THE FOUNDATION SHALL BE ADMINISTERED BY AT LEAST THREE TRUSTEES. THE MAJORITY OF TRUSTEES ARE APPOINTED BY THE PITTSBURGH FOUNDATION. THE REMAINING TRUSTEES SHALL BE APPOINTED BY THE DONOR TRUSTEES, APPOINTED BY CHARLES E. KAUFMAN OR ANY SUCCESSOR DESIGNATED IN WRITING BY CHARLES E. KAUFMAN. FORM 990, PART VI, SECTION B, LINE 11B THE AUDIT COMMITTEE OF THE PITTSBURGH FOUNDATION IS CHARGED WITH THE RESPONSIBILITY OF REVIEWING THE FORMS 990 ON BEHALF OF ALL SUPPORTING ORGANIZATIONS AND EXECUTES THIS RESPONSIBILITY PRIOR TO THE FILING OF THE RETURNS WITH THE INTERNAL REVENUE SERVICE. THE ORGANIZATION'S FORM 990 IS REVIEWED INTERNALLY BY THE PITTSBURGH FOUNDATION'S VP OF FINANCE AND OPERATIONS, CONTROLLER AND ACCOUNTING MANAGER. ONCE APPROVED FOR FILING, A COMPLETE COPY OF THE RETURN IS PROVIDED TO ALL OF THE ORGANIZATION'S TRUSTEES. FORM 990, PART VI, SECTION B, LINE 12C THE CHARLES E. KAUFMAN FOUNDATION ADOPTED A WRITTEN CONFLICT OF INTEREST POLICY. THE TRUSTEES OF THE CHARLES E. KAUFMAN FOUNDATION COMPLETE AN ANNUAL DISCLOSURE STATEMENT AND DISCLOSE ANY POTENTIAL OR ACTUAL CONFLICT OF INTEREST IN CONNECTION WITH ANY FINANCIAL TRANSACTION BROUGHT BEFORE THE BOARD. IF APPLICABLE, BOARD MINUTES WOULD THEN CLEARLY REFLECT THE RESOLUTION OF THE PERCEIVED AND/OR ACTUAL CONFLICT IN ACCORDANCE WITH THE POLICY'S PROVISIONS. PART VI, SECTION B, LINES 13 AND 14: THE PITTSBURGH FOUNDATION PERFORMS RECORDKEEPING AND OTHER SUPPORT SERVICES FOR ITS SUPPORTING ORGANIZATION, THE CHARLES E. KAUFMAN FOUNDATION. THESE SERVICES ARE PERFORMED IN ACCORDANCE WITH INTERNAL CONTROL AND POLICIES AND PROCEDURES THAT GOVERN ALL OPERATIONAL ACTIVITIES OF THE PITTSBURGH FOUNDATION. ACCORDINGLY, THE OPERATIONAL ACTIVITIES OF THE CHARLES E. KAUFMAN FOUNDATION ARE GOVERNED BY THE FOLLOWING POLICIES AND PROCEDURES OF THE PITTSBURGH FOUNDATION: DOCUMENT DESTRUCTION POLICY, WHISTLEBLOWER POLICY, AND PROCESS FOR DETERMINING COMPENSATION WHEN APPLICABLE. FORM 990, PART VI, SECTION B, LINE 15 THE CHARLES E. KAUFMAN FOUNDATION DOES NOT COMPENSATE ANY INDIVIDUALS FOR BOARD OR EMPLOYMENT SERVICES. FORM 990 REQUIRES THE CHARLES E. KAUFMAN FOUNDATION TO DISCLOSE COMPENSATION PAID BY ITS RELATED ORGANIZATION, THE PITTSBURGH FOUNDATION, FOR SERVICES THE INDIVIDUALS PROVIDE TO THE PITTSBURGH FOUNDATION. COMPENSATION IS AWARDED BY THE FOUNDATION PURSUANT TO A PROCESS THAT SATISFIES THE REQUIREMENTS OF THE INTERMEDIATE SANCTIONS REGULATIONS. FORM 990, PART VI, SECTION C, LINE 19 ALL OF THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, FINANCIAL STATEMENTS, AND FORM 990 ARE ON FILE IN THE OFFICES OF THE PITTSBURGH FOUNDATION AND ARE AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: REFUND/CANCELLATION OF PRIOR YEAR GRANTS 6,548. FORM 990, PART XII, LINE 2C, FINANCIAL STATEMENTS AND REPORTING: THE AUDIT COMMITTEE OF THE PITTSBURGH FOUNDATION, AS PART OF ITS SHARED SERVICES ARRANGEMENT WITH THE CHARLES E. KAUFMAN FOUNDATION, ASSUMES RESPONSIBILITY FOR THE OVERSIGHT OF THE AUDIT OF THE FINANCIAL STATEMENTS OF THE CHARLES E. KAUFMAN FOUNDATION AS WELL AS THE SELECTION OF AN INDEPENDENT AUDITOR. THIS PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. 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